Content
Sample Design
Sample Construction
Screening to Determine Household Eligibility
Selection of Respondent Within Household

Young Adult Oversample
Initial Contact
Spanish Language Interviews
Refusal Conversion
Field Outcomes
Sample Weighting
Precision of Sample Estimates
Estimating Statistical Significance
Statistical Comparisons Between Samples
References
Technical Report Documentation
APPENDIX A1: English Language Questionnaire Version 1
APPENDIX A2:
English Language Questionnaire Version 2
APPENDIX B1: Spanish
Language Questionnaire Version 1
APPENDIX B2: SPANISH Language Questionnaire Version 2

Field Outcomes

Survey data collection by the Federal government requires prior approval by the Office of Management and Budget (OMB). Before submitting the formal request for data collection to OMB, NHTSA published a Notice in the Federal Register soliciting comments on the information collection. The Notice appeared in the Federal Register, 63:50, pages 12858-12859, March 16, 1998. The closing date for comments was May 15, 1998. No comments were received in response to the Notice. NHTSA then submitted the request for data collection to OMB June 29, 1998. OMB approved the information collection September 9, 1998, assigning it the OMB number 2127-0596 with and expiration date of December 31, 1999.

The field interviewing for the study commenced on November 5, 1998, following training of the field interviewers, and was completed on January 12, 1999. This is approximately the same time period in which the 1996 Occupant Protection Survey (November 4, 1996 to January 5, 1997) and the 1994 Occupant Protection Survey (October 5, 1994-December 11, 1994) were conducted. Status of cases as of the end of the field period are reported using the categories defined below.

FIGURE 4
Sample Disposition Categories
NIS/DIS/change#
The number was not in service, had been disconnected, or yielded a recording indicating that it was no longer an active number
Non-residential
The number yielded a contact with a business, government agency, pay telephone, or other non-residential unit
Computer/fax
The number yielded an electronic tone indicating a fax machine or data line
Pre-screened NIS/DIS
Automated dialer used to pre-screen numbers that are no longer in service or disconnected prior to that number being included in the sample
SSI Business Numbers
Pre-screened phone numbers through Survey Sampling Inc. that pre-identifies a place of business before actual dialing begins.
No answer
The number rang, but no one answered. The protocol required five calls to non-answering numbers.
Busy
A busy signal was encountered
Answering machine
An answering machine was reached at the telephone number
Language
The interview could not be completed because of language barriers
Not Available
Health/Deaf/Deceased
Those unable to participate due to death, self-defined health reasons, or deafness
Away for duration
The designated respondent was out of the area for the entire field period
Callback
Contact was made with the household, but not necessarily the designated respondent. By the end of the field period, the case had neither yielded a refusal or completed interview
Callback to complete
The interview was interrupted, but not terminated. The field period ended before the full interview could be completed
Refusal -- Initial
Someone in the household refused to participate in the study
Refusal -- Second
During a refusal conversion attempt, a second refusal to participate in the study was encountered
Screen Outs
Households whose eligible participants had met the gender and/or age quotas by Region
Terminate
A respondent began the interview but refused to finish
Complete
An interview was completed with the designated respondent

For survey Version 1 - Seat Belt Usage Issues, a total of 30,620 randomly selected telephone numbers were sampled within a geographically stratified national sampling frame for both sample components (the cross-section of youth and adults age 16 and older and the oversample of persons age 16-39):

  • 59% of the numbers were not active residential phone numbers, including 32% Pre-screened NIS/DIS; 10% NIS/DIS/Change#/Wrong# after the number was dialed; 7% SSI Pre-screened Business Numbers; and 3% computer or fax tones;

  • 7% of the numbers were no answers (despite repeated attempts) and 2% were answering machines; and

  • 2% were households in which the designated respondent was not interviewable (not available; away for an extended period, incapacitated, or deaf) and an additional 1% were non-interviewable due to language barriers (non-Spanish).

At the close of the field period, only 521 cases (2%) were in callback status.

The participation rate represents one of the most critical measures of potential sample bias because it indicates the degree of self-selection by potential respondents into or out of the survey. The participation rate is calculated as the number of completed interviews (including respondents who screen out as ineligible) divided by the combined total number of completed interviews, terminated interviews, and refusals to interview. (The inclusion of screen outs in the numerator and denominator is mathematically equivalent to discounting the refusals by the estimated rate of non-eligibility among refusals.) The participation rate for Version 1 is based on the following elements:

  • 4,094 completed interviews;

  • 2,436 cases in which someone in the household completed the household screen, but no one in the household was found to be eligible for the full interview (2362 were age-related screen-outs among the age 16-39 oversample); and

  • 1,627 refusals to be interviewed (including 1220 second refusals) and 43 terminated interviews.

Based on the standard calculations of participation rate, as defined by the Council of Applied Statistical Research Organizations (CASRO), the participation rate for Version 1 was 79.6%. This formula treats the numerator as all respondents who participate by completing required survey questions, while the denominator includes those who complete required questions, those who begin but terminate before completing all required questions, and those who refuse entirely.

The Final Summary Disposition of the Version 1 sample is given in Table 3. The table includes breakouts for each survey component (national youth and adult cross-section and the age 16-39 oversample). The average interview length for Version 1 was 22.7 minutes.

TABLE 3
Sample Disposition:
Version 1, Seat Belt Usage Issues
  CROSS-
SECTION
OVER-
SAMPLE
TOTAL
TOTAL NUMBERS DIALED 16891 13729 30620
   NIS/Dis/Change#/Wrong# 1794 1331 3125
   Non-residential 1137 924 2061
   Computer/fax 525 420 945
   Prescreened NIS-DIS 5440 4364 9804
   SSI Business Numbers 1228 1012 2240
   Other Reason Terminating 11 4 15
   No Answer 1164 968 2132
   Answering Machine 342 310 652
   Busy 106 49 155
   Callback 315 206 521
   Not Available 30 114 144
   Language 146 77 223
   Health/Deaf/Deceased 236 61 297
   Away for Duration 72 31 103
   Refusals -- Initial 228 179 407
   Refusals -- Second 935 285 1220
   Total Contacts 3180 3393 6573
   Screen out 74 2362 2436
   Total Qualified 3106 1031 4137
   Callback to Complete 0 0 0
   Terminates 35 8 43
   Completes 3071 1023 4094
   Participation Rate 72.4% 87.8% 79.6%

For survey Version 2 - Child Safety Seat Issues, a total of 29,592 randomly selected telephone numbers were sampled within a geographically stratified national sampling frame for both sample components (the cross-section of youth and adults age 16 and older and the oversample of persons age 16-39):

  • 59% of the numbers were not active residential phone numbers, including 31% Pre-screened NIS/DIS; 10% NIS/DIS/Change#/Wrong# after the number was dialed; 8% SSI Pre-screened Business Numbers; and 3% computer or fax tones;

  • 6% of the numbers were no answers (despite repeated attempts) and 2% were answering machines; and

  • 3% were households in which the designated respondent was not interviewable (not available; away for an extended period, incapacitated, or deaf) and an additional 1% were non-interviewable due to language barriers (non-Spanish).

At the close of the field period, there were 235 cases (1%) in callback status.

    The participation rate for Version 2 is based on the following elements:

  • 4,121 completed interviews;

  • 2,693 cases in which someone in the household completed the household screen, but no one in the household was found to be eligible for the full interview (2,614 were age-related screen-outs among the age 16-39 oversample); and

  • 1,538 refusals to be interviewed (including 1024 second refusals) and 40 terminated interviews.

Based on the standard calculations of participation rate, the participation rate for Version 2 was 81.2 percent.

The Final Summary Disposition of the Version 2 sample is given in Table 4, on the next page. The table includes breakouts for each survey component (national youth and adult cross-section and the age 16-39 oversample). The average interview length for Version 2 was 16.3 minutes.

TABLE 4
Sample Disposition:
Version 2, Child Safety Seat Issues
  CROSS-
SECTION
OVER-
SAMPLE
TOTAL
TOTAL NUMBERS DIALED 15711 13881 29592
   NIS/Dis/Change#/Wrong# 1478 1494 2972
   Business# 1061 909 1970
   Computer/Fax Tone 488 421 909
   Prescreened NIS-DIS 4930 4372 9302
   SSI Business Numbers 1254 986 2240
   Other Reason Terminating 16 15 31
   No Answer 1056 836 1892
   Answering Machine 275 211 486
   Busy 70 38 108
   Callback 164 71 235
   Not Available 306 210 516
   Language 109 74 183
   Health/Deaf/Deceased 208 62 270
   Resp. Away for Duration 54 25 79
   Refusals 361 153 514
   Second Refusals 687 337 1024
   Total Contacts 3190 3664 6854
   Screen out 79 2614 2693
   Total Qualified 3111 1050 4161
   Callback to Complete 0 0 0
   Terminates 28 12 40
   Completes 3083 1038 4121
   Participation Rate 74.6% 87.9% 81.2%