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| VIII. Administrative And Community Responses To Underage Drinking And DUI: The Role Of The Judicial System
This chapter provides an overview of the Nation's comprehensive effort to reduce underage drinking and DUI, and the role of the justice system within this broad context. The first part of this chapter focuses on the administrative control system and the importance of court cooperation with the States' administrative agencies. The second part of this chapter deals with the roles of community organizations in preventing underage drinking and DUI, the importance of linkages between the community and the court, and ways in which judges and prosecutors can become involved in all levels of community efforts. Finally, this chapter presents research findings on the effectiveness of environmental efforts to reduce underage drinking and DUI.
The Court as Part of a Comprehensive Safety System Together, the formal and informal programs represented in table 8-1 constitute a system that rests on a tacit compact: adults allow youth to drive (presenting higher risk for other drivers on the road, even when they are sober) as long as they agree not to drink. Thus, we license drivers at age 16, attempt to prevent liquor sales to persons under age 21, and impose sanctions for those who violate the law. The courts (primarily juvenile or traffic court, but occasionally the civil or criminal court) interact with both the administrative driver control system and community-based activities. The State driver licensing agencies have record systems and administrative license revocation (ALR) authority that permit reasonable control of driving risk on the Nation's roads. Driver records provide the justice system with information required to recognize repeat offenders. State driver licensing agencies have authority over driver and vehicle licensing systems designed to remove high-risk drivers from the roads. While prosecutors and courts have authority over certain aspects of the driver control system, they may affect administrative operations negatively if they divert cases without administrative licensing sanctions or fail to report offenses and convictions. Community programs have increased pressures for more vigorous enforcement of drinking and driving laws and underage possession and sales laws, and for restitution and community service programs. Courts increasingly are sentencing offenders to attend victim impact panels sponsored by groups such as Mothers Against Drunk Driving (MADD) and Remove Intoxicated Drivers (RID). Thus, the three domains presented in table 8-1 work together and depend on each other to some extent, but emphasize different aspects of the same goals. The importance of cooperation among these domains is highlighted below.
The Relationship Between the Administrative Control System and the Justice System Administrative agencies always have had significant authority to either approve or deny the use of public highways based on driver examinations and driving records through the use of a violation point system independent of the justice system. With the explosive growth of the Federal and local highway systems, and the number of drivers and vehicles using that system, there has been a trend to increase the authority of motor vehicle departments in both the licensing of drivers and the registration of vehicles. Administrative license revocation procedures have survived various legal attacks. Through a line of cases, the Supreme Court has validated motor vehicle departments suspension procedures provided that an administrative hearing is offered to the driver. Bell v. Burson, 402 U.S. 535 (1971); Dixon v. Love, 431 U.S. 105 (1977). In addition, double jeopardy concerns were answered by the Court in 1997, in a case that held the proper test to decide if the Double Jeopardy Clause is violated is whether a proceeding is civil or criminal in nature. Hudson v. United States, 522 U.S. 93 (1997). Since administrative license revocation proceedings are civil in nature, the sanctions are not criminally punitive for double jeopardy purposes. Consequently, most states currently have implied consent laws and administrative license suspension laws. The authority of State motor vehicle departments to take administrative action is not limited to driver licensing, but also can include action against a vehicle registration or license plate suspension. Thus, States such as Minnesota, Oregon, and Washington have implemented laws that provide for suspension or cancellation of a vehicle's registration or the marking or confiscation of a vehicle license plate when the vehicle is found to be operated by an unlicenced driver. The Courts and Administrative Control Administrative Control Strategies Administrative License Revocation. The success of offenders in avoiding license revocation or suspension through the justice process led to the implementation of ALR laws, which mandate that police officers at the time of arrest seize a driver's license as an administrative license suspension or revocation on behalf of the State's driver licensing agency. These laws ensure that DUI offenders receive a license restriction within a relatively short period of time after their arrest, independent of their progress through the justice system. This action may be taken as a consequence of the driver refusing to submit to a blood alcohol concentration (BAC) test or having a BAC that exceeds the legal limit (including zero tolerance limits in most States that have adopted these laws). When a police officer seizes a driver's license, he or she generally gives the driver a temporary driving permit and an official notice of license suspension to become effective within a certain time period. The suspension notice also provides information on recourses available to the offender, such as an administrative hearing or judicial review. An administrative license action is independent of any license action taken by the judge. Placing responsibility for the license suspension on the motor vehicle department reduces the burden of the court system in this area. In states with ALR statutes, it is no longer efficient for the offender to attempt to delay adjudication and no longer possible to avoid license suspension by plea bargains involving other sanctions. ALR laws have been found to reduce DUI recidivism in the general driving population (Stewart et al. 1989) and to reduce alcohol-related fatal crashes among those both over and under 21 (Lacey et al. 1984; Zador et al. 1988; Klein 1989). ALR is probably the most significant administrative control strategy relative to the adjudication of impaired driving cases. Removing license suspension from the adjudication process provides an opportunity to improve the efficiency of court operations and furthers the court's objectives. Both administrative agencies and the courts have a responsibility to protect the public safety. The court also is responsible for moving DUI offenders into education or treatment programs. Conceptually, administrative actions that prevent driving and court-ordered sanctions that promote treatment offer the most promise to reduce court caseloads, protect the public, and provide education or treatment as needed. Zero tolerance law violations. Zero tolerance offenses are adjudicated through the court system in most States. In those States with ALR laws, apprehension triggers license suspension or revocation. In some States, California being the primary example, zero tolerance is only an administrative offense that results in a 1-year license suspension imposed within 30 days of apprehension by the motor vehicle department. In California, a zero tolerance violation is not a criminal offense and does not result in a criminal charge or court appearance, although, of course, there is an administrative hearing by the department of motor vehicles. Because the objective of this law is to deter young people from drinking and driving without criminalizing their behavior, it is likely that current zero tolerance laws gradually will be amended to involve only administrative sanctions. Therefore, fewer of these cases will be adjudicated in the courts. Use and lose laws. Use and lose laws refer to State legislation that revokes driving privileges of underage youth who attempt to purchase alcohol using false identification. The adjudication of these attempt-to-purchase or, in some cases, possession laws occurs within the justice system. When the offense is reported to the motor vehicle department, that department takes action under its authority to suspend the license. Clearly, failure of the prosecutor to pursue charges, or failure of the courts to notify the motor vehicle department, reduces the department's ability to enforce the legislation. Vehicle-related sanctions. As discussed in Chapter 5, vehicle-related sanctions have been developed in response to the large number of suspended drivers who continue to drive. These actions may be ordered by the court or applied administratively, depending on the State statutes. Alcohol ignition interlocks. The ignition interlock is a technological attempt to keep a driver from driving after drinking, without requiring that he or she give up driving entirely. Considerable data have accumulated on these devices, and it appears that they achieve this end (Voas et al. 1997b; Beirness et al. 1997). Where the administrative capability to ensure that interlocks are installed on the vehicle and are maintained in good operating order is available, participation in such programs generally costs the offender about $60 a month. The authority to impose interlock programs varies from State to State. The courts have the lead role and are authorized to require the installation of interlocks at the time of sentencing in some States, whereas in other States, the motor vehicle department has the lead role and the authority to require interlock installation after a period of hard suspension and before the licensing privilege is restored. Vehicle plate and registration sanctions. Some States have allowed a vehicle's registration to be canceled if the driver is caught driving without a valid license. To make the registration cancellation effective, either the plate is removed from the vehicle (as in Minnesota) or a sticker was placed on the license plate (as in Washington and Oregon). It should be noted that the laws in Washington and Oregon were not permanent and have been allowed to expire. Vehicle impoundment/immobilization. Temporary vehicle immobilization and impoundment have been shown to be effective in reducing DUI recidivism among repeat adult DUI offenders in States such as Ohio and California, and in the Province of Manitoba in Canada (DeYoung 1997; Voas et al. in press). This action may be a local administrative or civil action, or an adjunct to the court process, but it usually is independent of the ultimate outcome of the court process itself. It generally is dependent upon seizing the vehicle at the time of the arrest and holding it for the period provided by law. Vehicle forfeiture. Asset forfeiture has become a major feature of the enforcement of drug trafficking laws. Seizures under civil forfeiture laws to control high-risk drivers also are increasing. In Portland, Oregon, a local ordinance providing for the seizure of vehicles of "johns" was extended to include vehicles driven by unlicensed drivers within the category of nuisance vehicles, thus allowing the city to seize the cars of offenders who were suspended as a result of a DUI conviction. A similar process is employed in California. Point systems. For some years, nearly all States have had legislation that permits the motor vehicle department to suspend the license of an individual who accumulates a number of moving traffic violations. The number of violations that triggers suspension depends upon their nature and seriousness. Failure to report such violations to the motor vehicle department impinges on their ability to identify high-risk drivers. Point systems also may provide the State with an opportunity to motivate high-risk drivers to participate in driver education programs in order to avoid suspension. Community Initiatives Media Advocacy In-School Programs Parental Involvement in Prevention Court Licensing Ceremonies Enhanced Enforcement Responsible Beverage Service (RBS) or Server Training Alternative Nonalcoholic Social Events Community Programs At Work
Drawing the Line on Under 21 Alcohol Use is a multifaceted program designed to reduce underage drinking in Montgomery County, MD. The program conducts public education about the effects of underage drinking by holding press conferences, making presentations at schools and meetings of community organizations, and publishing pamphlets for the public. Drawing the Line also sponsors alcohol-free events for county residents who are under 21, including after-prom and after-game parties and dances. In addition, the program supports law enforcement efforts related to underage alcohol use by providing training for police, sponsoring a party hotline, and supporting the use of sobriety check-points and party patrols. Through program efforts, police departments in the county have improved their cooperation with one another. A 1995 evaluation of the program found that Drawing the Line had reached over 11,200 community members through its education efforts, that more than 22,350 underage youth participated in alcohol-free activities sponsored by the program, and that the number of underage alcohol-related citations had increased, demonstrating greater emphasis on this area of law enforcement (Gold et al. 1995). For more information see Resources list. The Relationship Between Judges, Prosecutors, and Community Organizations Community Service Providers Victim Advocates Judges' and Prosecutors' Interaction with Community Organizations The National District Attorneys Association (NDAA) has stated that "coupled with effective enforcement and protection efforts, crime prevention initiatives are important and necessary" (NDAA 1996). As respected members of the community, judges and prosecutors can raise community awareness and concern about the risks involved in underage drinking. Judges and prosecutors can consider speaking at forums such as schools, PTA meetings, meetings of MADD and Students Against Destructive Decisions (SADD), and at other forums about laws related to underage drinking and impaired driving, the risks involved in committing these offenses, and the justice system's response to these offenses. Judges and prosecutors can speak to parents about youth drinking and the situations in which drinking can occur, and parents' potential ability to help prevent their children's drinking (Beck and Lockhart 1992). Community organizations dedicated to reducing underage drinking, and drinking and driving provide judges and prosecutors with the opportunity to participate in nonpartisan programs directed at protecting both youth and the general public. Research on community action has demonstrated the importance of gaining public attention for health problems that a community group is attempting to promote (Holder et al. 1997a). In communities that do not have traffic safety advocacy organizations, judges and prosecutors can assist in such a group's formation by fostering linkages with other community leaders. Judges and prosecutors can assist community organizations in attracting press attention and in providing a credible voice for communicating with the public. They can help community coalitions dramatize the risks involved in underage drinking and DUI. Judges and prosecutors who participate in these efforts are likely to become principal spokespersons and to have a good opportunity to frequently come before the public on a topic with which most adults agree. Concerns about judicial neutrality should not interfere with a judge's community outreach activity, unless the activity involves advocating a specific policy. The American Bar Association's Canons of Judicial Conduct encourages judicial involvement in community prevention activities, including community task forces. Such activity not only advances public education and improves the judicial process, it also enhances public confidence in and respect for the judicial system (McConville 1997). Environmental Efforts To Reduce Underage Drinking and DUI: Research Findings Laws, Policies, and Practices to Reduce Underage Persons' Access to Alcohol Alcohol taxes. Higher taxes on beer have been associated with reductions in the levels and frequency of drinking and heavy drinking among youth and lower traffic crash fatality rates, especially among young drivers (Grossman et al. 1987; Saffer and Grossman 1987; Coate and Grossman 1988; NIAAA 1996b). Alcohol beverage control systems. Laws regulating who can sell alcoholic beverages and when they can be sold vary from State to State, ranging from State monopolies to privatized license systems. In addition, a State may have a monopoly system for one type of alcoholic beverage (e.g., distilled spirits) and a license system for others (e.g., wine and beer) at either the wholesale level, the retail level, or both. The privatization of alcohol sales typically results in an increased number of outlets, longer sale hours, and increased marketing (Wagenaar and Holder 1991), which therefore may increase the availability of alcohol to youth. One study of the effects of privatizing wine sales in five States found that sales increased in each State, and that increases ranged from 15 to 150 percent (Wagenaar and Holder 1995). Zoning laws. Increased density of alcohol retail outlets has been associated with increased alcohol sales (Gruenewald et al. 1993) and increased motor vehicle mortality (Dull and Giacopassi 1988). Local zoning laws can restrict the density of alcohol retail outlets, as well as their hours of sale. The following laws may be promising, but their effectiveness for reducing underage access to alcohol has not been evaluated:
Anti-consumption laws. These laws make it a criminal offense for a person to consume alcoholic beverages in the passenger compartment of a motor vehicle. In many States, this law applies only to drivers. Encouraging Safe Driving By Youth Graduated licensing. It always has been recognized that certain minimum skills are required to operate a vehicle on the public highway. Research has demonstrated that in addition to basic driving skills, driving experience is significant in producing a safe driver. Currently, safety groups are organizing a major national campaign to have States enact graduated licensing programs that would introduce novice drivers step by step into the traffic stream, which would limit their exposure to risk while they are acquiring experience. Thus, the novice driver would begin by operating a vehicle only while an adult licensed driver is present and move on to driving on his or her own during the daytime until sufficient experience is gained to drive at night. Traffic infractions would extend the period of limited driving privilege or would completely suspend the driving privilege. Additional restrictions may be placed in the statutory system, such as mandatory seat belt use for all occupants, and limits on the number and age of passengers. Violations of such restrictions may be enforced through administrative action or by the court. Evaluations of graduated licensing programs in Maryland, Oregon, and California have shown reductions in crash rates and traffic violations among young drivers (NHTSA 1998b). A nighttime driving curfew is a key component of graduated licensing. Nighttime driving is riskier than daytime driving for a number of reasons, including the greater likelihood of alcohol use. Nighttime driving curfews generally prohibit nighttime driving by new young drivers, but allow exceptions for young drivers who are accompanied by a parent and those who need to drive to or from school or work at night. Nighttime driving restrictions have been found to be effective in reducing crashes both overall and specifically during curfew hours (Preusser et al. 1984; Ferguson et al. 1996). Delayed licensure. Research indicates that delaying the age of licensure is associated with reduced crash rates among young drivers (Leaf et al. 1994). |
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