NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
| Interpretations | Date |
|---|---|
ID: ConductorsDaimlerChryslerdrnOpen
Stephan P. Speth, Director Dear Mr. Speth: This responds to your letter (Docket 15712-3) asking us to reevaluate the November 26, 2002 and July 23, 2003 interpretation letters that we issued to Mr. Larry Costa of Costa Industries, concerning whether Federal Motor Vehicle Safety Standard (FMVSS) No. 205, as amended on July 25, 2003 (68 FR 43964)(Docket No. 15712), further amended September 26, 2003 (68 FR 55544), January 5, 2004 (69 FR 279), August 18, 2004 (69 FR 51188), and July 12, 2005 (70 FR 39959), requires glazing fracture testing to be conducted with conductors or any other components attached. We have developed the enclosed paper, "The Definition of Conductor in Fracture, Test 7 of ANSI/SAE Z26.1-1996, Incorporated by Reference into FMVSS No. 205". This paper clarifies the meaning of "conductors" and "terminals" and distinguishes between the terms. If you have any further questions, please feel free to contact Dorothy Nakama of my staff at this address or at (202) 366-2992. Sincerely, Stephen P. Wood Enclosure The Definition of "Conductor" in "Fracture, Test 7" of ANSI/SAE Z26.1-1996,
|
2006 |
ID: ConductorsGeneralMotorsdrnOpen
Lou Carlin, Director Dear Mr. Carlin: This responds to your letter (Docket 15712-5) asking us to reevaluate the November 26, 2002 and July 23, 2003, interpretation letters that we issued to Mr. Larry Costa of Costa Industries, concerning whether Federal Motor Vehicle Safety Standard (FMVSS) No. 205, as amended on July 25, 2003 (68 FR 43964)(Docket No. 15712), further amended September 26, 2003 (68 FR 55544), January 5, 2004 (69 FR 279), August 18, 2004 (69 FR 51188), and July 12, 2005 (70 FR 39959), requires glazing fracture testing to be conducted with conductors or any other components attached. We have developed the enclosed paper, "The Definition of Conductor in Fracture, Test 7 of ANSI/SAE Z26.1-1996, Incorporated by Reference into FMVSS No. 205". This paper clarifies the meaning of "conductors" and "terminals" and distinguishes between the terms. If you have any further questions, please feel free to contact Dorothy Nakama of my staff at this address or at (202) 366-2992. Sincerely, Stephen P. Wood Enclosure The Definition of "Conductor" in "Fracture, Test 7" of ANSI/SAE Z26.1-1996,
|
2006 |
ID: ConductorsPilkingtondrnOpen
Joseph E. Poley, Senior Research Associate Dear Mr. Poley: This responds to your letter (Docket 15712-4) asking us to reevaluate the November 26, 2002 and July 23, 2003 interpretation letters that we issued to Mr. Larry Costa of Costa Industries, concerning whether Federal Motor Vehicle Safety Standard (FMVSS) No. 205, as amended on July 25, 2003 (68 FR 43964)(Docket No. 15712), further amended September 26, 2003 (68 FR 55544), January 5, 2004 (69 FR 279), August 18, 2004 (69 FR 51188), and July 12, 2005 (70 FR 39959), requires glazing fracture testing to be conducted with conductors or any other components attached. We have developed the enclosed paper, "The Definition of Conductor in Fracture, Test 7 of ANSI/SAE Z26.1-1996, Incorporated by Reference into FMVSS No. 205". This paper clarifies the meaning of conductors and terminals and distinguishes between the terms. If you have any further questions, please feel free to contact Dorothy Nakama of my staff at this address or at (202) 366-2992. Sincerely, Stephen P. Wood Enclosure The Definition of "Conductor" in "Fracture, Test 7" of ANSI/SAE Z26.1-1996,
|
2006 |
ID: ConductorsPPGdrnOpen
John P. Banks, Director Dear Mr. Banks: This responds to your letter (Docket 15712-6) asking us to reevaluate the November 26, 2002 and July 23, 2003 interpretation letters that we issued to Mr. Larry Costa of Costa Industries, concerning whether Federal Motor Vehicle Safety Standard (FMVSS) No. 205, as amended on July 25, 2003 (68 FR 43964)(Docket No. 15712), further amended September 26, 2003 (68 FR 55544), January 5, 2004 (69 FR 279), August 18, 2004 (69 FR 51188), and July 12, 2005 (70 FR 39959), requires glazing fracture testing to be conducted with conductors or any other components attached. We have developed the enclosed paper, "The Definition of Conductor in Fracture, Test 7 of ANSI/SAE Z26.1-1996, Incorporated by Reference into FMVSS No. 205."This paper clarifies the meaning of "conductors" and "terminals" and distinguishes between the terms. If you have any further questions, please feel free to contact Dorothy Nakama of my staff at this address or at (202) 366-2992. Sincerely, Stephen P. Wood Enclosure The Definition of "Conductor" in "Fracture, Test 7" of ANSI/SAE Z26.1-1996,
|
2006 |
ID: Congressman Tom UdallOpenThe Honorable Tom Udall Member, U.S. House of Representatives 811 Saint Michaels Drive, Suite 104 Santa Fe, New Mexico 87505 Dear Congressman Udall: Thank you for your letter of January 12 on behalf of your constituent, Mr. Lance Tunick, who raised concerns about two requests he submitted to the National Highway Traffic Safety Administration (NHTSA). The first is a request for interpretation of Federal Motor Vehicle Safety Standard (FMVSS) No. 208, Occupant Crash Protection, and the second, a petition requesting that the Morgan Motor Company be temporarily exempted from the advanced air bag requirements. I am pleased to inform you that decisions have been made on both of these requests. On January 18, NHTSA responded to Mr. Tunicks request for interpretation of FMVSS No. 208. On January 30, NHTSA issued a Federal Register notice responding to Morgans petition for exemption. It was published February 2 and appears at page 5099 in volume 72 of the Federal Register. We have enclosed copies of both documents for your convenience. I apologize for the delay in our response to his inquiries. I hope this information is helpful. If you have any questions, please have your staff contact me or Anthony M. Cooke, Chief Counsel, at (202) 366-9511. Sincerely yours, Michael W. Harrington Director of External Affairs Enclosures cc: Washington Office ref:208 d.3/16/07 |
2007 |
ID: Conklin_6526Open
William Conklin, Esq. Dear Mr. Conklin: This responds to your letter in which you asked several questions about the requirements for safety belts under Federal Motor Vehicle Safety Standard (FMVSS) No. 208, Occupant Crash Protection.You specifically asked about the requirements for rear side-facing seats in a 1999 van. As explained below, the requirements of FMVSS No. 208 depend in part on the type of vehicle in which the seats were installed and on the vehicles gross vehicle weight rating (GVWR). In your letter you asked about the requirements of FMVSS No. 208 with respect to a 1999 van used to transport criminal-detainees.You stated that the back of the van is equipped with "an expanded metal cage" that contains two side-facing bench seats.You then asked if the bench seats were required to have safety belts. I note that we do not have sufficient information about the van in question.Therefore, I will discuss generally the seat belt requirements for side-facing rear seats in vans. Generally, manufacturers are required to manufacture vehicles that comply with all applicable Federal motor vehicle safety standards.49 U.S.C. 30112 provides that:
In general, our regulations apply to vehicles up to the point of their first retail sale. The applicability of requirements under FMVSS No. 208 is specific to vehicle-type. The seat belt requirements for seats as you described, and the appropriate citations, were essentially the same in 1999 as those that currently apply.A vehicle originally manufactured as you described effectively would be required to have a Type 1 (lap-only) or Type 2 (lap and shoulder) belt installed at each rear side-facing designated seating position if: The vehicle would not be required to have seat belts at the rear side-facing designated seating positions if: We note that trucks and multipurpose passenger vehicles with a GVWR of 10,000 pounds or less will be required to have a Type 1 or Type 2 seat belt at rear side-facing designated seating positions beginning September 1, 2007 (see, 69 Federal Register 70904; December 8, 2004). Finally, if the side-facing seats were added to a certified, completed vehicle by a dealer or distributor prior to first retail sale of the vehicle, we would consider that party an "alterer" (see, 49 CFR 567.7).Accordingly, the vehicle as altered would be required to comply with all applicable FMVSSs (see 49 U.S.C. 30112). I hope this information is helpful.If you have any further questions, please contact Mr. Chris Calamita of my staff at (202) 366-2992. Sincerely, Stephen P. Wood ref:208 |
2005 |
ID: Connreg21936OpenHarry C. Gough, P.E. Dear Mr. Gough: This responds to your letter asking whether a Connecticut State regulation (Sec. 14-103d-1, Identification of vehicles, May 11, 1984) regarding compressed natural gas (CNG) vehicles is preempted by Federal law, in light of Federal Motor Vehicle Safety Standards (FMVSS) Nos. 303 and 304. I apologize for the delay in our response. You enclosed a copy of the regulation which specifies exterior markings for vehicles powered by pressurized flammable gases. You state that the purpose for the regulation is to quickly identify the fuel type for fire and rescue personnel when responding to crashes. As discussed below, State safety standards applicable to CNG fuel system integrity are generally preempted by the National Traffic and Motor Vehicle Safety Act, 49 U.S.C. Chapter 301, and FMVSS No. 303. However, it is our opinion that the Connecticut State exterior marking requirement for CNG vehicles is not preempted under our statute because the aspect of performance it addresses is not fuel system integrity but instead information for emergency personnel. One aspect, however, of the exterior marking requirement for CNG vehicles - the horizontally oriented diamond shaped sign - may be preempted under Federal hazardous materials transportation law, 49 U.S.C. 5101 et seq. This issue is briefly touched upon towards the end of this letter. Connecticut's regulation states, in relevant part: Any vehicle within the state which carries any pressurized gas as its fuel in a tank attached to the vehicle in any concealed area, including but not limited to, trunks, compartments or under such vehicle pursuant to Public Act No. 83-317 shall have displayed on its exterior the words "Pressurized Flammable Gas" in block letters at least two inches high (50.8mm), which letters shall be contrasting colors and shall be placed as near as possible to the area where the tank is located. In lieu of the above described lettering a vehicle which is required to be so identified may have permanently affixed to its exterior a reflectorized weather resistant sign which shall be a horizontally oriented diamond the center height of which shall be two-thirds (2/3) of the centerline length and of sufficient size to accommodate block lettering of at least 50.8 mm (2 inches) and further described as follows: (a) In the case of vehicles using compressed natural gas or liquified natural gas, in silver or white letters CNG centered on a blue background. . . . Further, the regulation states: (e)(1) each vehicle required to be identified pursuant to Public Act No. 83-317 shall have the required sign, label or placard affixed to either the body of the vehicle as near as is practicable to the filling connection or directly upon the fuel tank at the filling connection so as to be clearly legible when viewed at a distance of 7.6 meters (25 feet) perpendicular to the vehicle upon which it is displayed. (2) Unless the sign, label or placard required pursuant to subdivision (1) of this section is located as here-in-after provided, each motor vehicle shall in addition to the identification required pursuant to subdivision (1) have an additional sign, label or placard affixed to the back of the vehicle, not including the bumper, within 76 cm (30 inches) of the license plate which shall be clearly legible when viewed at a distance of 7.6 meters (25 feet) directly to the rear of the motor vehicle on which it is displayed. 49 U.S.C. 30103(b) states in relevant part: When a motor vehicle safety standard is in effect under this chapter, a State...may prescribe or continue in effect a standard applicable to the same aspect of performance of a motor vehicle or motor vehicle equipment only if the standard is identical to the standard prescribed under this chapter. Under 30103, Federal law will preempt a State law if (1) there is a Federal safety standard in effect, (2) the State law covers the same aspect of performance as that Federal standard, and (3) the State law is not identical to the Federal standard. NHTSA has issued FMVSSs to ensure the fuel system integrity of vehicles powered by CNG. FMVSS No. 303, Fuel system integrity of compressed natural gas vehicles (49 CFR 571.303), regulates the fuel system integrity of CNG light vehicles and all school buses. FMVSS No. 304, Compressed natural gas fuel container integrity (49 CFR 571.304), regulates the integrity of new CNG containers used to fuel motor vehicles. FMVSS No. 303 at S5.3 requires that each CNG vehicle shall be permanently labeled, near the vehicle refueling connection, with the following statements: (1) "Service pressure _______ kPa (_______ psig)" (S5.3.1), and (2) "See instructions on fuel container for inspection and service life" (S5.3.2). Section S5.3 further requires that the required information shall be visible to a person standing next to the vehicle during refueling, in English, and in letters and numbers that are not less than 4.76mm (3/16 inch) high. FMVSS No. 304 at S7.4, Labeling, states that each CNG fuel container shall be permanently labeled with the following statements or information: (a) "If there is a question about the proper use, installation, or maintenance of this container, contact ______," inserting the CNG fuel container manufacturer's name, address and telephone number. (b) "Manufactured in ______," inserting the month and year of the manufacture of the CNG fuel container. (c) "Service pressure ______kPa, (psig ______)." (d) The symbol DOT, constituting a certification by the CNG container manufacturer that the container complies with all requirements of this standard. (e) The container designation (e.g., Type 1, 2, 3, 4). (f) "CNG Only." (g) "This container should be visually inspected after a motor vehicle accident or fire and at least every 36 months or 36,000 miles, whichever comes first, for damage or deterioration." (h) "Do Not Use After ______," inserting the month and year that mark the end of the manufacturer's recommended service life for the container. Section S7.4 further requires that any label affixed to the container in compliance with this section shall remain in place and be legible for the manufacturer's recommended service life of the container. The information shall be in English and in letters and numbers that are at least 6.35 mm (1/4 inch) high. Our statute would preempt State requirements of general applicability which address CNG fuel system integrity, including ones governing labeling intending to insure the integrity of the vehicle fuel system. The State requirements you asked about, however, are intended to allow fire and rescue personnel to quickly identify the fuel type when responding to crashes involving CNG vehicles and thus would not be regarded by NHTSA as relating to the same aspect of performance as the labeling requirements of FMVSS Nos. 303 and 304. Therefore, the State regulation would not be preempted under 49 U.S.C. 30103(b). Even if a State requirement is not expressly preempted under 49 U.S.C. 30103(b), it may be impliedly preempted if it creates an actual conflict with a NHTSA safety standard, either because it would be impossible to comply with both State and Federal requirements or because the judgment would "stand as an obstacle to" or "frustrate the purpose of" Federal law. We do not see any reason why the Connecticut exterior marking requirement would create a conflict with our safety standards, since the markings required by Connecticut law would not need to be in a location at which a Federally-required label must appear. In addition to the Federal laws we administer, there could be preemption issues concerning Federal laws administered by the Department's Federal Motor Carrier Safety Administration (FMCSA), which has jurisdiction over interstate motor carriers operating in the United States. We suggest that you contact the FMCSA at (202) 366-4009 for information concerning possible preemption under its program. Another agency within the U.S. Department of Transportation, the Research and Special Programs Administration (RSPA), is authorized under the Federal hazardous materials transportation law (Federal hazmat law; 49 U.S.C. 5101 et seq.) to regulate the transportation of hazardous materials in commerce and to preempt non-Federal requirements under certain circumstances. RSPA informs us that a state, local, or tribal placarding requirement is preempted if it is not substantively the same as Federal placarding requirements. RSPA states that while in this instance neither Federal hazmat law nor the Hazardous Materials Regulations (HMR; 49 C.F.R. parts 171-180) require placarding of CNG vehicles, one aspect of Connecticut's exterior marking requirement for CNG vehicles - the horizontally oriented diamond shaped sign - may be preempted under Federal hazardous materials transportation law because of its physical similarities to the hazardous materials placards required under HMR, 49 U.S.C. 5101 et seq. We suggest that you seek an interpretation on this issue from RSPA. You may contact RSPA at (202) 366-4400. In closing, we want to make clear that we are not providing any views with respect to the merits of the State requirement regarding the identification of vehicles using pressurized gases as motor vehicle fuels. This letter only addresses the preemption issue you raised. If you have any further questions, please feel free to contact Nancy Bell of my staff at this address of by telephone at (202) 366-2992. Sincerely John Womack |
2001 |
ID: Copy of 05-009466drnOpenMs. Phyllis Mason 2613 Sunny Meadow McKinney, TX 75070 Dear Ms. Mason: This responds to your letter about window screens. You state that you own a vehicle that has a rear window screen that raises and lowers with the touch of a button, and that you find the screen to be very useful. You ask whether a window screen that would operate with a switch built into the car to raise and lower a screen for the front window or windshield would be permitted by the Federal Motor Vehicle Safety Standards (FMVSS). The short answer is that our regulations do not prohibit a vehicle from having such a screen, but we have some safety concerns about such a device. By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized under 49 U.S.C. Chapter 301 to issue safety standards applicable to new motor vehicles and items of motor vehicle equipment. NHTSA does not approve motor vehicles or motor vehicle equipment, nor do we endorse any commercial products. Instead, our statute establishes a self-certification process under which each manufacturer is responsible for certifying that its products meet all applicable safety standards. The agency periodically tests vehicles and equipment items for compliance with the standards, and also investigates reports of safety-related defects. FMVSS No. 205, Glazing materials, includes specifications for minimum levels of light transmittance (70 percent in areas requisite for driving visibility, which includes all windows in passenger cars). Under the standard, no manufacturer or dealer is permitted to install solar films and other sun screen devices in a new vehicle, without certifying that the vehicle continues to be in compliance with the light transmittance and other requirements of the standard. We have interpreted FMVSS No. 205 not to prohibit a retractable built-in screen for the rear window of vehicles (September 19, 1995 letter to General Motors Corporation). The agency determined in the 1995 letter that the screen is neither glazing in itself nor in combination with the glazing in the vehicle (because it is not attached to the glazing). Similarly, we interpret the standard as not prohibiting a retractable built-in front window screen. However, we have some safety concerns about in-vehicle front windshield shades. Driving with a lowered shade would be unsafe, as the view through the windshield could be substantially impeded. We are also concerned that these devices could be purposefully or unintentionally deployed while the vehicle is in motion.[1] From this perspective, non-mechanical front windshield shade products that protect the interior while the vehicle is parked do not convey such risk. Note that States have the authority to regulate the operation and use of vehicles. If you wish to know whether State law permits the installation of front windshield screens in a vehicle, you should contact State officials with your question. I hope this information is helpful. If you have any further questions, please contact Ms. Dorothy Nakama at this address or at (202) 366-2992. Sincerely, Stephen P. Wood Acting Chief Counsel ref:205#302 d.6/19/06 [1] Our statute limits the types of modifications that manufacturers, dealers, distributors and repair businesses can make to used vehicles (49 U.S.C. 30122). These entities cannot install a built-in sun screen if doing so would make inoperative any device or design installed in compliance with an applicable FMVSS. |
2006 |
ID: Copy of 06-007875--6 May 09 rewrite--rsyOpenJeff Ronning, PE Senior Consultant Rocky Mountain Institute 1739 Snowmass Creek Road Snowmass, CO 81654-9199 Dear Mr. Ronning: This responds to your inquiry to the National Highway Traffic Safety Administration (NHTSA) of November 27, 2006. I apologize for the delay in responding. In your letter, you asked for our interpretation of 49 CFR Part 538 as it would apply to a plug-in electric hybrid design for a postal delivery vehicle. You ask for confirmation that your basic vehicle design will qualify as a dual-fuel vehicle so that the United States Postal Service (USPS) can be assured [you] are on the right course. You explained that if the vehicle is fully charged, it would be able to operate completely on electricity for most carriers where the average carrier route is only 15 miles, and that the gasoline engine would be used only for rare long-range travel and peripherals such as heating and all-wheel drive function. On January 9, 2007, you further asked by email whether a flex-fuel engine (i.e., one able to use either petroleum-based gasoline or ethanol E85 fuel) instead of a plain gas engine for the same hybrid vehicle would qualify as a dual-fuel vehicle under Part 538. Based on the information that you provided, either design would qualify as a dual-fuel vehicle for purposes of the dual-fuel CAFE incentive. 49 CFR Part 538, Manufacturing Incentives for Alternative Fuel Vehicles, is likely not directly relevant to the vehicle you described. Part 538 has three basic purposes. First, it establishes minimum driving range criteria to aid in identifying passenger automobiles that qualify as dual-fueled automobiles. Second, it establishes gallon-equivalent measurements for gaseous fuels other than natural gas. And finally, it extends the dual-fuel incentive program through model year 2008. The minimum driving range criteria contained in 538.5 and 538.6 apply only to passenger automobiles. In the context of the CAFE program, passenger automobiles are defined as any automobile (other than an automobile capable of off-highway operation) manufactured primarily for use in the transportation of not more than 10 individuals.[1] Although NHTSA leaves it to automobile manufacturers to classify their vehicles in the first instance for CAFE purposes, we would likely consider a postal delivery vehicle to be a non-passenger automobile (commonly referred to as a light truck), since it is manufactured primarily for carrying cargo, and not for transporting passengers. Thus, the minimum driving range criteria of Part 538 would likely not apply to your vehicle.[2] The other two aspects of Part 538, gallon-equivalent measurements for gaseous fuels other than natural gas, and the extension of the incentive program through MY 2008, also would not apply to your vehicle. Since you described your vehicle as a plug-in hybrid, gallon-equivalent measurements for gaseous fuels would be irrelevant. Further, Part 538s extension of the incentive program has been superseded by the Energy Independence and Security Act (EISA) of 2007, which extended the program by statute through model year 2018.[3] Thus, Part 538 would likely not apply to your vehicle. However, your vehicle may still qualify for the dual-fuel incentive under 49 U.S.C. 32905(b), whether or not 49 CFR Part 538 applies to it. A dual fueled automobile is defined (in relevant part) in 49 U.S.C. 32901(a)(8) as an automobile that: (A) is capable of operating on alternative fuel and on gasoline or diesel fuel; [and] (B) provides equal or superior energy efficiency, as calculated for the applicable model year during fuel economy testing for the United States Government, when operating on alternative fuel as when operating on gasoline or diesel fuel. Alternative fuel, in turn, is defined at 49 U.S.C. 32901(a)(1) as including: (J) electricity (including electricity from solar energy); and (K) any other fuel the Secretary of Transportation prescribes by regulation that is not substantially petroleum and that would yield substantial energy security and environmental benefits. Based on this statutory language, NHTSA interprets electricity as an alternative fuel only if it is not substantially petroleum. The electricity on which the alternative fuel vehicle operates must come from some source other than petroleum-based gasoline pumped into the vehicle; for example, from the grid, as in a plug-in hybrid, or from solar energy as the statute mentions.[4] Thus, we would likely consider a plug-in hybrid like your proposed design, whether it contained a gasoline engine or an engine that could also run on E85, to be a dual fueled automobile under 49 U.S.C. 32901(a)(8). If you have any further questions, please feel free to contact Rebecca Yoon of my staff at (202) 366-2992. Sincerely yours, Stephen P. Wood Acting Chief Counsel ref:538 d.7/24/09 [1] 49 CFR 523.4, see also 49 U.S.C. 32901(a)(18). [2] Nevertheless, we note that it is possible that, in the course of examining your vehicle, NHTSA could conclude that in actuality it would be appropriately classified as a passenger automobile. In that situation, in order to qualify for the dual fuel incentive, your vehicle would be required to conform with Part 538 and 49 U.S.C. 32901(c), which specify that the vehicle must drive a nominal distance of 7.5 miles on its stored capacity of electricity when operated on the EPA urban test cycle and 10.2 miles when operated on the EPA highway test cycle. [3] Pub. L. 110-140, Sec. 109 (Dec. 19, 2007). [4] In contrast, in a regular hybrid electric vehicle, any electricity used to run the vehicle comes from stored regenerative braking force, which is derived from the operation of the gasoline engine. |
2009 |
ID: Copy of 08-006947revdrnOpenThomas R. Erickson, Esq. Scott, Hulse, Marshall, Feuille, Finger & Thurmond, P.C. Attorneys at Law 1100 Chase Tower 201 East Main Drive El Paso, TX 79901 Dear Mr. Erickson, This responds to your request for an interpretation on behalf of your client, asking several questions related to platform lifts and/or modifications to buses. We note that some of the questions you ask relate to Mexican law, i.e., whether certain buses would be considered newly manufactured for purposes of importing them into Mexico. While we can provide interpretations concerning the U.S. Federal statutes and regulations that we administer, we cannot provide interpretations or other information about Mexican law. Therefore, we are addressing the questions you ask only in the context of U.S. law. Similarly, while we can address the issue of whether modified used vehicles or vehicles constructed with both new and used parts would be considered a new vehicle for purposes of the laws and regulations administered by this agency, we would suggest that you contact the Federal Trade Commission concerning whether it would be appropriate to advertise such a vehicle as new. In your correspondence, you explained that your client owns a bus transportation company. Your client has designed a platform lift that it wants to manufacture and install on its own buses and on buses owned by other companies. Your client is also considering taking used 40 foot buses and using two such buses to create single 60 foot articulated buses which would be driven in the United States. By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal motor vehicle safety standards (FMVSSs) (49 CFR Part 571) for new motor vehicles and new items of motor vehicle equipment. NHTSA does not provide approvals of motor vehicles or motor vehicle equipment. Instead, manufacturers of new vehicles or new equipment are required to certify that their vehicles and equipment meet applicable standards. These manufacturers must also ensure that their vehicles and equipment are free of safety-related defects. Question One - Your first question concerned platform lifts, which your client would like to manufacture and install on buses. You note that FMVSS No. 404 requires that platform lifts be installed in accordance with the installation instructions provided by the lift manufacturer. You asked whether there are any regulations that would require that the persons installing the lifts have any particular certification, such as being a certified welder or mechanic. NHTSAs Response - There are no requirements in FMVSS Nos. 403 or 404 that persons installing platform lifts have any particular credentials. We note that State laws or regulations may speak to this issue. Question Two - Your second question addressed taking two used 40 foot buses and joining portions of them to create a single 60 foot articulated bus. You note that there are no FMVSSs specifically addressing articulated buses and ask if the modifier would simply follow FMVSSs applicable to buses. You also ask if the modifiers who convert the two buses into one bus must have any particular type of certifications to do such work. NHTSAs Response - There are no FMVSSs that apply solely to articulated buses. All articulated buses manufactured as new must meet the bus standards specified in the FMVSSs. The certification requirements (at 49 CFR Part 567) apply to manufacturers of new buses and alterers of new buses, before first sale of the new bus to the retail customer. However, we would generally not consider the joining together of portions of two used 40 foot buses to create a single 60 foot bus to constitute the manufacture of a new motor vehicle. (See also the response to the next question relating to this issue.) Since your client plans to modify used buses, there is a statutory provision which I would like to bring to your attention: 49 U.S.C. 30122(b), which states: Prohibition. A manufacturer, distributor, dealer, or motor vehicle repair business may not knowingly make inoperative any part of a device or element of design installed on or in a motor vehicle or motor vehicle equipment in compliance with an applicable motor vehicle safety standard. In general, this section prohibits the entities listed in Section 30122(b) from removing, disabling or otherwise making inoperative any of the safety systems or devices installed on the vehicle to comply with a safety standard. We do not require manufacturers, alterers, or modifiers of motor vehicles to have any special certifications, although, again, State laws may address this issue. We note that this point also applies to your next question. Question Three - Your third question addressed the circumstances in which modifications to used buses could create new buses, as well as vehicle identification number (VIN) requirements. You stated that a person at NHTSA stated that a used bus could be considered new if the engine, transmission and drive axle were replaced on the used bus and such parts were not from the same vehicle. You requested confirmation as to whether this is correct and, if not, whether there is a way to make used buses qualify as new buses so that a new VIN could be placed on the bus. You also asked, assuming that it is possible to turn a used bus into a new bus, whether it is permissible to take a totaled or burned bus and turn it into a new bus or to use parts from such buses in the manufacture of a new bus. You also asked whether the persons/companies doing the actual manufacturing of the new buses need any special certification. NHTSAs Response - In most cases NHTSA does not regulate the repair or refurbishment of used motor vehicles, except that the make inoperative provision discussed earlier may apply, and some of our safety standards apply to new motor vehicle equipment that may be used during the repair/refurbishment process. However, in some cases, the modifications could be so substantial that the resulting vehicle would be considered a new motor vehicle rather than a modified vehicle. The replacement of a vehicles engine, transmission and drive axle would not create a new motor vehicle. Therefore, there would be no legal basis for the bus to be assigned a new VIN. We have enclosed two interpretation letters, addressed to Robert R. Keatinge, Esq., and C. N. Littler which address some of the circumstances in which modifications to buses could be so substantial that the resulting vehicle would be considered a new vehicle. If the modifications to a used bus were so substantial that the resulting vehicle would be considered a new vehicle, the person making the modifications would be considered the manufacturer of a new motor vehicle and would be required to certify that the vehicle complies with all applicable safety standards in effect on the date of manufacture. Other Responsibilities
In addition, the Federal Highway Administration (FHWA) and Federal Motor Carrier Safety Administration (FMCSA), (which are also part of the U.S. Department of Transportation) may have requirements that apply to your clients proposed changes. For further information about FHWAs requirements, please contact: Mr. Michael P. Onder, Team Leader, Truck Size and Weight, Office of Freight Management and Operations, FHWA, 1200 New Jersey Avenue, S.E., Washington, D.C. 20590. For further information about FMCSAs requirements, please contact: Mr. Mike Huntley, Chief, Vehicle & Roadside Operations Division, Office of Bus and Truck Standards and Operation, FMCSA, 1200 New Jersey Avenue, S.E., Washington, D.C. bh 20590. We also note that State laws may also apply to the modified used buses. I hope this information is helpful. I am enclosing our publication, Information for New Manufacturers of Motor Vehicles and Motor Vehicle Equipment. If you have any further questions about NHTSAs platform lift requirements, please feel free to contact Mr. Ari Scott of my staff. All other questions may be directed to Dorothy Nakama of my staff. Both attorneys are at this address and may be reached by telephone at (202) 366-2992. Sincerely yours, Stephen P. Wood Acting Chief Counsel Enclosures ref:VSA# 403#404 |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.