ID: aiam5515

"Dear Mr. Haenchen: This responds to your letter of March 6, 1995 asking for an interpretation of the license plate requirements of Standard No. 108. SAE J587 OCT81 is the SAE standard that has been incorporated by reference into Standard No. 108 for license plate lamps. You ask for confirmation of your interpretation that 'paragraph 6.1 of SAE J587, which relates solely to the mounting angle of the license plate and not to the performance of the license plate lamp, is not included in the requirements of FMVSS 108.' This paragraph requires that, when the license plate lamp is mounted on the vehicle, the angle between the plane of the license plate and the plane on which the vehicle stands will be 90 degrees plus or minus 15 degrees. You believe that 'license plate mounting for visibility is a matter of concern for State law enforcement agencies and Volkswagen is not aware of any State laws that make reference to SAE J587 or that specify the mounting angle of the license plate.' However, you acknowledge 'that paragraphs 6.5 and 6.6 of SAE J587 specifying the angle of incidence of the lamp to the plate at a minimum of 8 degrees is part of FMVSS 108 and is intended to assure that the lamp illuminates the license plate.' You believe 'that a design which meets the 8 degree requirement and in which the plate is mounted so as to be clearly visible to an observer at the rear of the vehicle meets the intent and requirements of State laws and FMVSS 108, even if the angle of the plate itself is 15 degrees from the vertical.' We cannot agree with your interpretation. Tables I and III have incorporated SAE J587 in its entirety, and there is no exclusion of paragraph 6.1 in Standard No. 108. To be sure, a plate may continue to be visible when it is mounted more than 15 degrees from the vertical, but the 15 degree limitation of paragraph 6.1 is necessary to ensure its legibility as well. The fact that the States and the Uniform Vehicle Code are silent on the point is legally irrelevant. If a State has a license plate mounting requirement, 49 U.S.C. 30103 requires it to be identical to the Federal requirement. If you have any further questions, you may refer them to Taylor Vinson of this Office (202-366-5263). Sincerely, Philip R. Recht Acting Chief Counsel";

ID: aiam2662

Dear Mr. Mathieson: This responds to your August 25, 1977, letter asking several question about the applicability of Standard No. 217, *Bus Window Retention and Release*, to buses other than school buses.; You first state your conclusion that paragraph S5.2 of the standar applies only to buses other than school buses. Your interpretation of S5.2 is correct. Secondly, you state that S5.2.1 applies to all buses with GVWR's of more than 10,000 pounds. This assertion is incorrect. See S5.2.3. Paragraph S5.2.1 applies only to buses other than school buses that have GVWR's greater than 10,000 pounds.; Your final inquiry pertaining to Standard No. 217 concerns th requirement for unobstructed emergency exits in both school and non-school buses. You first correctly state that paragraphs S5.4 through S5.4.2.1 describe the required size of the unobstructed openings for school buses. You then claim that there is no equivalent description for the size of unobstructed openings required in buses other than school buses. This last statement is not entirely accurate. The amount of unobstructed emergency exit openings required for buses other than school buses is detailed in S5.2. This section establishes requirements for the total area of unobstructed emergency exit openings and for the location of those exits. This section also specifies the extent to which the area of each exit is to be counted in determining compliance with the total unobstructed opening requirement. Therefore, although the standard does not specify minimum size requirements for individual exits in buses other than school buses, the standard does contain other requirements for unobstructed openings in buses other than school buses.; You concluded in your letter that buses other than school buses are no required to use the parallelepiped device in determining whether their rear exits comply with the requirements. This conclusion is accurate. For purposes of clarity, however, you should note that Standard No. 217 does not mandate rear doors in buses other than school buses. Those buses can utilize either rear exits or roof exits. Further, regardless of the fact that you use a rear emergency door in buses other than school buses, you must insure that you also provide the other mandatory exits and the correct area of unobstructed openings as described in paragraphs S5.2 through S5.2.2.; Sincerely, Joseph J. Levin, Jr., Chief Counsel

ID: aiam4870

"Dear Mr. Wakamatsu: This responds to your March 28, 1991, letter t Mr. Scott Shadle of this agency's Rulemaking office, on behalf of Mitsubishi Motors Corporation (MMC) in Japan. MMC requests approval of its plan for 'derating' the gross vehicle weight rating (GVWR) of certain imported trucks for the purpose of marketing strategy. Based on the context of the letter, I presume that you mean that MMC would like to lower the GVWR of the vehicles. The following responds to this request. NHTSA is not authorized by the National Traffic and Motor Vehicle Safety Act to certify or approve motor vehicles or motor vehicle equipment for compliance with the Federal Motor Vehicle Safety Standards (FMVSS). Each manufacturer is responsible for certifying that its products meet all applicable safety standards. The GVWR assigned to a vehicle by its manufacturer affects the vehicle's loading and other test conditions to which the vehicle will be subjected during NHTSA's compliance testing for the vehicle. Generally, NHTSA expects the GVWR to reflect a manufacturer's good-faith evaluation of the vehicle's size, weight, and load carrying capacity. The only regulatory limitation on the GVWR that manufacturers may assign to their vehicles is set forth in 49 CFR Part 567, Certification. Section 567.4(g)(3) provides that the assigned GVWR 'shall not be less than the sum of the unloaded vehicle weight, rated cargo load, and 150 pounds times the vehicle's designated seating capacity.' There is no regulatory prohibition against a manufacturer lowering the GVWR assigned to its vehicles. Of course, the lower GVWR would have to be not less than the minimum GVWR specified in 567.4(g)(3). Further, the certification label on the vehicle would have to show the lowered GVWR as the GVWR assigned to the vehicle. In addition, the manufacturer must reexamine its certification of compliance for the vehicle to ensure that the vehicle continues to comply with all safety standards at this new lower GVWR, and that the vehicle continues to comply with all other NHTSA regulations (such as 49 CFR Part 565, Vehicle Identification Number-Content Requirements) at the lower GVWR. Assuming these conditions would be satisfied, MMC would be permitted to lower the GVWR assigned to these vehicles. I hope that this information is helpful. Please feel free to contact us if you have any further questions. Sincerely, Paul Jackson Rice Chief Counsel";

ID: 22133deddo

Mr. Daniel G. Deddo
Child-Seat Safety Products Co.
3600 Lime Street, Room 118
Riverside, CA 92501-2972





Dear Mr. Deddo:

This is in response to your letter asking for this agency's comments on your new product, the Car Seat Grabber and Child-Seat Safety Anchors. Specifically, you ask whether your product complies with Federal Motor Vehicle Safety Standard (FMVSS) No. 209, Seat Belt Assemblies, and Standard No. 210, Seat Belt Assembly Anchorages.

By way of background, 49 U.S.C. Chapter 301, Motor Vehicle Safety, authorizes the National Highway Traffic Safety Administration (NHTSA) to issue Federal motor vehicle safety standards (FMVSS) for new motor vehicles and new items of motor vehicle equipment. NHTSA, however, does not approve motor vehicles or motor vehicle equipment or pass on the compliance of a vehicle or item of equipment outside the context of an actual enforcement proceeding. Instead, our statute establishes a "self-certification" process under which each manufacturer is responsible for certifying that its products meet all applicable safety standards. The following represents our opinion based on the facts set forth in your letter.

You have developed a type of anchorage system for child restraints. The system is designed to be retrofitted to vehicles already on the road (as opposed to being installed in new vehicles by the vehicle's manufacturer or by an alterer). The anchorage system consists of three anchor points, each of which you call a "grabber." The "grabbers" consist of an O-ring type component attached to one end of a length of belt webbing. The other end of the webbing is bolted to the vehicle structure. Your sales brochure has the following description:

1. Top grabber installed at back lid of rear seat or on floor in SUV's [sport utility vehicles] or minivans, used to fasten upper child-seat tether strap.

2. Bottom grabbers ... are installed at the junction of the seat and back, to anchor child-seats and booster seats.

3. Bottom grabbers are attached to safety tested webbing and bracket, bolted to the car body pan with reinforced body washer....

In addition, you would bolt a tether strap to child restraints to attach to the "top grabber." You also provide a "nylon tether strap with hooks" that anchors to the lower "grabbers" on the vehicle seat. The nylon strap would be routed through the belt path molded into child restraints.

On March 5, 1999, NHTSA issued a safety standard for child restraint anchorage systems, Standard No. 225 (49 CFR '571.225). This standard requires all new passenger vehicles to have child restraint anchorage systems meeting specified strength, configuration, marking, and other requirements. A child restraint anchorage system consists of two lower anchorages and a tether anchorage. Passenger vehicles began phasing-in the lower anchorages in September 2000, and the tether anchorage in September 1999. Because it is a "vehicle" standard, Standard No. 225 applies to new motor vehicles and not to an "aftermarket" child restraint anchorage system, such as yours, that is sold for installation on used vehicles.

Nonetheless, we believe that the requirements of Standard No. 225 are necessary to ensure that child restraint anchorage systems provide at least a minimum level of safety. Moreover, anchorage systems with features different from those required by Standard No. 225 could lead to consumer confusion, and therefore have an adverse effect on motor vehicle safety. Therefore, although the standard does not apply to aftermarket systems, we urge you to assess whether your system is consistent with Standard No. 225's requirements, and to make appropriate changes.

While Standard No. 225 does not apply to your product, under NHTSA's enabling statute we consider your product to be an item of motor vehicle equipment. Manufacturers of motor vehicle equipment are responsible under our statute to ensure that their products are free of safety-related defects (49 U.S.C. ''30118-30221). In the event that you or we determine that your product contains a safety-related defect, you would be responsible for notifying purchasers of the defective equipment and remedying the problem free of charge. For example, if your child restraint anchorage system performs poorly in restraining a child restraint, we may determine that a safety-related defect exists, in which case we could require you to remedy the problem free of charge.

You should also be aware that our statute prohibits manufacturers, distributors, dealers, and motor vehicle repair businesses from knowingly making inoperative any device or element of design installed on or in a motor vehicle or item of motor vehicle equipment in compliance with an applicable FMVSS (49 U.S.C. '30122). If the installation of your product in a motor vehicle results in the vehicle no longer complying with any applicable FMVSS, then the manufacturer, distributor, dealer, or motor vehicle repair business that installed your product would have violated the make inoperative provision. The law permits NHTSA to impose a civil penalty of up to $5,000 for each violation of the make inoperative provision. Similarly, if the modification of child restraints (by bolting on tether straps) results in the restraints no longer meeting our safety standard for child restraints (Standard No. 213), any party listed in '30122 modifying the restraint would be subject to substantial civil penalties.

It is impossible for us to determine from the material you submitted whether your system would perform well in a crash. However, we would like to take this opportunity to raise the following issues about your design.

Strength and Durability

We do not know whether your system would be able to securely contain a child restraint system in a crash. It appears that the grabbers are simply bolted to the car body pan with washers, with little or no reinforcement of the vehicle structure. Without reinforcement, the vehicle seat and/or structure may not be able to withstand the crash forces imposed on them. Further, the webbing of the bottom grabbers are routed vertically from the vehicle floor pan through the vehicle seat "bight" (the intersection of the seat cushion and the seat back), then lie along the top of the vehicle cushion where they attach to the child restraint. In a frontal crash, the forward motion of the child restraint could cause the bottom grabbers to straighten in the forward direction, which could displace the bottom seat cushion and result in excessive forward translation of the child restraint and excessive excursion of a child occupant's head and chest. In addition, the bottom grabbers are positioned several inches forward of the seat bight. Forward-mounted anchors can allow excessive forward displacement of a child restraint in a frontal collision, especially if the child restraint is not secured at the top tether anchor, which can increase the likelihood of head impacts with structures forward of the child. We strongly urge you to fully assess whether your anchorage system will adequately retain a child restraint and child in a crash, particularly since parents and caregivers might use the Grabber system in lieu of the vehicle's belts.

You specifically asked about Standard Nos. 209 and 210. These standards do not apply to your product. Standard No. 209 applies to straps, webbing or similar devices designed to secure a person in a motor vehicle in order to mitigate the results of any accident. However, we recommend that your product meet the standard's specifications, since they increase the likelihood that straps, webbing and buckles perform satisfactorily throughout the life of a vehicle. Standard No. 210 applies to seat belt anchorages on new motor vehicles.

Drilling Holes in Child Restraints

In your letter, you ask whether you are violating any Federal motor vehicle safety standards by drilling holes in child restraints to attach the top anchors of your product. If by drilling holes a motor vehicle manufacturer, distributor, dealer, or repair business affects a child restraint system such that it can no longer meet all of the requirements of Standard No. 213, a violation of the make inoperative provision, discussed above, would result. In addition, the equipment you provide and the installation of it on the child restraint must not result in safety-related defects.

Consumer Information

I note that in your sales brochure advertising the Car Seat Grabber and Child-Seat Safety Anchors you state that your product is "in conformity with NHTSA & FMSS CR 49, 571 and 596, New Federal Motor Standards." Since no Federal motor vehicle safety standard applies to your product, you cannot claim--in fact, you are prohibited from claiming--that your product complies with Federal standards. Thus, you must remove this statement and any similar statements from any materials advertising the Car Seat Grabber and Child-Seat Safety Anchors.

The brochure also states on its front cover: "A recent new ruling by the National Highway Traffic Safety Administration requires that child-seats and booster seats in all passenger vehicles must be restrained with the [sic] new 3-point safety anchors when traveling...." This statement is not correct. NHTSA regulates the manufacture and sale of vehicles and equipment, but not the use of safety systems. Pursuant to the phase-in in Standard No. 225, we are requiring new passenger vehicles to have a specific, universal child restraint anchorage system, one different from yours. Your statement, implying that NHTSA requires the use of your system, is therefore erroneous and misleading. Furthermore, Standard No. 213 excludes belt-positioning booster seats from the requirement to have components that fasten to the child restraint anchorage system. For all these reasons, your statement need to be corrected.

Front Seat Installation

You note in your letter that you intend to install your anchorage system in the front seat of vehicles, "primarily in pickup trucks." We have strong concerns about installing child restraint anchorage systems at seating positions where an air bag is present, due to the hazards associated with deploying air bags, especially for infants in a rear-facing child restraint. The presence of a child restraint anchorage system at the front seating position could mistakenly imply to consumers that the seating position is suitable for a child restraint. For this reason, Standard No. 225 prohibits installation of a child restraint anchorage system at a seating position with an air bag in new vehicles. We urge you to recommend that parents put children in the rear seat, even in vehicles without an air bag. If a rear seat is unavailable, as in a pickup truck, the owner should consider installing an air bag on-off switch. Information about the switches can be obtained from our website at www.nhtsa.dot.gov

We believe that the message that children belong in the rear seat cannot be overemphasized, especially for infants in rear-facing child seats.

State Laws and Private Liability

Individual States are responsible for regulating the use of motor vehicles, and a State may have its own requirements with regard to the type of child restraint anchorage systems a vehicle must have to be registered or operated in that State. Moreover, compliance with our regulations and standards does not insulate you from civil liability. You might wish to consult with a private attorney about such civil liability issues.

I have enclosed an information sheet for new manufacturers for your information. If you have any further questions, please contact Deirdre Fujita in my office at (202) 366-2992.

Sincerely,

John Womack
Acting Chief Counsel

Enclosure
ref:213#225
d.8/22/01

ID: nht92-3.25

DATE: October 5, 1992

FROM: Paul Jackson Rice -- Chief Counsel, NHTSA

TO: J. W. Lawrence -- Manager, Compliance and Technical Legislation, Volvo GM Heavy Truck Corporation

COPYEE: Motor Vehicle Manufacturers Association; Truck Trailer Manufacturers Association; Ford Motor Company; Freightliner Corp.

TITLE: None

ATTACHMT: Attached to letter dated 3/5/92 from J. W. Lawrence to Administrator, NHTSA (9203090012)

TEXT:

This responds to your March 5, 1992 letter to the Administrator on the subject "Petition for Rulemaking - FMVSS 108 Turn Signal Installation Requirements."

In that letter, Volvo GM petitioned "for the revocation of the 'Figure 2' requirements published in the December 12, 1991, Register. . . ." However, the notice published on that date (56 FR 64733) was not an amendment of Federal Motor Vehicle Safety Standard No. 108. Instead, it was only a denial of a petition for rulemaking to allow tail lamps on vehicles 80 inches or wider to be mounted at locations up to 24 inches forward of the extreme rear of the vehicle, and to allow turn signal and stop lamps to be mounted up to 60 inches forward of the rear instead of "on the rear" as required by Standard No. 108. Paragraph S5.3.1.1 of Standard No. 108 expresses the general requirement that lamps be located so as to meet the visibility requirements specified in any applicable SAE standard. Figure 2 was included in the notice to illustrate the agency's interpretation of the visibility requirements for stop, tail, and turn signal lamps set forth in specific SAE vehicle lighting standards incorporated by reference in Standard No. 108. A copy of that figure is enclosed. However, Figure 2 is not incorporated into Standard No. 108 itself.

Since Figure 2 is not part of Standard No. 108, a petition for rulemaking is not the appropriate way to address the problem you have raised. Accordingly, we are treating your letter as a request to change our interpretation of the SAE's specifications. As explained below, the agency is adopting a new interpretation that is consistent with your concerns and arguments.

The rationale for the agency's denial of the petition was that the amendments requested would adversely affect the ability of the lamps to meet the SAE specifications incorporated into Standard No. 108 that the lamps on both sides of a vehicle's rear end be simultaneously visible from any angle between and including 45-degree angles to the rear left and right of the vehicle. As noted above, Figure 2 pictorially represents NHTSA's interpretation of the SAE's uniform geometric visibility requirements. Using the SAE standard for turn signal lamps on wide vehicles as an example, NHTSA provided the following quotation from J1395:

"Signals from lamps on both sides of the vehicle shall be visible through a horizontal angle from 45 deg. to the left for the left lamp to 45 deg. to

the right for the right lamp. *** To be considered visible, the lamp must provide an unobstructed view of the outer lens surface, excluding reflex of at least 13 sq. cm. measured at 45 deg. to the longitudinal axis of the vehicle."

Since the SAE measurement of photometry is made at a distance of 3 meters from the lamp, NHTSA also stated that compliance with the visibility requirements is to be determined at a distance of 3 meters.

NHTSA's interpretation of the SAE language quoted above, which Figure 2 illustrates, and which you have found objectionable, was:

"Thus, the turn signals on both sides of the vehicle must be simultaneously visible through a horizontal angle from 45 degrees originating at the left lamp, to the left to 45 degrees to the right originating at the right lamp measured at a radius of 3 meters."

You state that the term "simultaneously visible" does not appear in the SAE specifications. You also argue that the 3 meter requirement has no connection to the 45-degree installation visibility. These issues have also been raised with us by the Motor Vehicle Manufacturers Association (MVMA), which met with us to express its views, not only on turn signal lamps, but stop and tail lamps as well, and by Ford Motor Company, and Freightliner, Corp. in several telephone calls. We are furnishing copies of this response to these three parties, as well as to the original petitioner, Truck Trailer Manufacturers Association (TTMA).

First of all, let me assure you that NHTSA had no intention of imposing any new requirements upon industry in its interpretation reflected in Figure 2, and that the reaction of industry to this interpretation came as a surprise to us. Although your letter concerns only the turn signal specifications for wide vehicles, we have reviewed this matter with respect to tail lamps and stop lamps as well, given the concern of other industry members.

Our review has led us to place added weight on the fact that the SAE visibility requirements are not consistently expressed from SAE standard to SAE standard. This difference in expression particularly calls into question our interpretation regarding turn signals. This same difference has led MVMA to apply one interpretation to turn signals, and another to stop and tail lamps. We shall discuss these two interpretations separately, and compare them with NHTSA's single, across-the-board interpretation. Under NHTSA's interpretation, the minimum specified lens area of a left stop, turn signal, or tail lamp, as seen at 45 degrees to the left of that lamp, must also be seen at 45 degrees to the right of the right lamp, and at all degrees in between (and vice versa) when viewed at a 3-meter radius from the rear.

As suggested above, MVMA does not believe that an across-the-board interpretation is appropriate, given the different expression of the turn signal specification for vehicles in J1395 and J588. SAE J1395 provides that visibility is "from 45 deg. to the left for the left lamp to 45 deg. to the right for the right lamp." (Emphasis added.) The first underlined passage suggests that the viewing angle is a left 45 deg. angle, using a line parallel to the vehicle longitudinal axis as the frame of reference

for that angle, and that this viewing angle relates to the left signal lamp only. The passage says that the angle is 45 deg. to the left "for" the left lamp, and not 45 deg. to the left of that lamp. The second underlined passage indicates a similar limitation on the applicability of the language regarding the 45 deg. angle to the right. Even more specific is the corresponding requirement in SAE J588 NOV84, Standard No. 108's specification for turn signals on vehicles less than 80 inches wide. It provides: "signals from lamps mounted on the left side of the vehicle shall be visible through a horizontal angle of 45 deg. to the left and signals from lamps mounted on the right side of the vehicle shall be visible through a horizontal angle of 45 deg. to the right."

For both wide and narrow vehicles, MVMA interprets the 45 degree left visibility requirement as applying only to the outboard side of the left turn signal lamp, and a 45 degree right visibility requirement only to the outboard side of the right turn signal lamp. NHTSA agrees that MVMA's interpretation regarding turn signal lamps is more fully consistent than NHTSA's interpretation with the language of these SAE standards. Adopting this interpretation moots the question of the particular distance at which visibility is to be determined. However, the fact that the SAE standard did not specify a measurement distance tends to strengthen the case for the MVMA interpretation since its interpretation obviates the need for a measurement distance, while the former NHTSA interpretation necessitated one.

The MVMA and TTMA interpretations of the stop and tail lamp requirements are less clearly superior to NHTSA's in their faithfulness to the language of the SAE standards. Indeed, whether any of the competing interpretations is superior in this regard is harder to assess because the language regarding these lamps is more ambiguous. The SAE specifications for stop and tail lamps, incorporated in Standard No. 108, are respectively J586 FEB84 (narrow vehicles) and J1398 MAY85 (wide vehicles), and J585e Sept. 1977. Under all three of these SAE standards, "signals from lamps on both sides of the vehicle shall be visible through a horizontal angle", which is specified as "of 45 deg. to the left and to 45 deg. to the right" (J586), "of 45 deg. to the left to 45 deg. to the right" (J1398), and "from 45 deg. to the left to 45 deg. to the right" (J585e).

TTMA and MVMA restrict the left-right 45 degree visibility requirement to the individual lamp in a horizontal plane, as shown in Figure 1 of the December 1991 notice. Under this interpretation, the minimum specified lens area that is seen at 45 degrees to the left on the left lamp must be seen at 45 degrees to the right of the left lamp, but need not be seen at 45 degrees to the right of the right lamp (and vice versa). In MVMA's view, there was never an intent by the SAE to expect that the minimum lens area of both lamps would be visible from both sides of the vehicle. MVMA also argued that there was no justification to use the photometric measuring distance of 3 meters to determine visibility.

Some aspects of the SAE standards regarding stop and tail lamps seem to favor the MVMA/TTMA interpretation, while others favor the NHTSA interpretation. For example, if these SAE standards are interpreted in light of the interpretation given above to the SAE turn signal requirements, then those stop and tail lamp standards will be interpreted as specifying

angles of visibility whose frame of reference is each individual lamp instead of the vehicle as a whole. As in the case of the turn signal requirement, the absence of a specified measurement distance for stop and tail lamp visibility tends to support an interpretation that does not depend on such a distance being specified. On the other hand, the absence of any language, like that found in J1395, relating the angle or angles of visibility to any individual lamp, suggests a single continuous horizontal angle spanning the entire rear of a vehicle.

NHTSA has decided to adopt the TTMA/MVMA interpretation of the stop and tail lamp visibility requirements. We have said that NHTSA did not intend to impose new burdens on industry by its interpretation, and there appears to be no present safety justification to do so. The existing level of rear lighting safety on the nation's roads is that which is represented by industry's interpretation of the SAE visibility requirements. Thus, there would be no derogation of the exiting level of safety by concurring with an industry interpretation. Further, given the lack of clear support for either of the competing interpretations, any attempt by NHTSA to apply its former interpretation to enforce these requirements in a court of law could be very problematic.

This letter will serve as notice to the industry that the agency will follow the interpretations stated herein in its future enforcement activities. The SAE visibility materials do not specify any measurement distance. Therefore, to carry the new interpretation to its proper conclusion, NHTSA is no longer specifying a measurement distance of 3 meters to judge compliance with the visibility requirements. Industry and NHTSA are both in agreement, however, that, wherever located, any of these lamps are required by S5.3.1.1 to continue to meet its photometric output at any applicable group of test points, unless excepted by the subsequent conditions of that paragraph.

Finally, you comment that Table II "does not require the turn signals be located on the rear except for trailers". We do not understand your remark since Table II clearly specifies that turn signal lamps be located on the rear of all vehicles to which the Table applies, and not trailers alone.

ID: 7577

Mr. J. W. Lawrence
Manager, Compliance and Technical Legislation
Volvo GM Heavy Truck Corporation
P.O. Box 26115
Greensboro, NC 27402-6115

Dear Mr. Lawrence:

This responds to your March 5, 1992 letter to the Administrator on the subject "Petition for Rulemaking - FMVSS 108 Turn Signal Installation Requirements."

In that letter, Volvo GM petitioned "for the revocation of the 'Figure 2' requirements published in the December 12, 1991, Register. . . ." However, the notice published on that date (56 FR 64733) was not an amendment of Federal Motor Vehicle Safety Standard No. 108. Instead, it was only a denial of a petition for rulemaking to allow tail lamps on vehicles 80 inches or wider to be mounted at locations up to 24 inches forward of the extreme rear of the vehicle, and to allow turn signal and stop lamps to be mounted up to 60 inches forward of the rear instead of "on the rear" as required by Standard No. 108. Paragraph S5.3.1.1 of Standard No. 108 expresses the general requirement that lamps be located so as to meet the visibility requirements specified in any applicable SAE standard. Figure 2 was included in the notice to illustrate the agency's interpretation of the visibility requirements for stop, tail, and turn signal lamps set forth in specific SAE vehicle lighting standards incorporated by reference in Standard No. 108. A copy of that figure is enclosed. However, Figure 2 is not incorporated into Standard No. 108 itself.

Since Figure 2 is not part of Standard No. 108, a petition for rulemaking is not the appropriate way to address the problem you have raised. Accordingly, we are treating your letter as a request to change our interpretation of the SAE's specifications. As explained below, the agency is adopting a new interpretation that is consistent with your concerns and arguments.

The rationale for the agency's denial of the petition was that the amendments requested would adversely affect the ability of the lamps to meet the SAE specifications incorporated into Standard No. 108 that the lamps on both sides of a vehicle's rear end be simultaneously visible from any angle between and including 45-degree angles to the rear left and right of the vehicle. As noted above, Figure 2 pictorially represents NHTSA's interpretation of the SAE's uniform geometric visibility requirements. Using the SAE standard for turn signal lamps on wide vehicles as an example, NHTSA provided the following quotation from J1395:

"Signals from lamps on both sides of the vehicle shall be visible through a horizontal angle from 45 deg. to the left for the left lamp to 45 deg. to the right for the right lamp. * * * To be considered visible, the lamp must provide an unobstructed view of the outer lens surface, excluding reflex of at least 13 sq. cm. measured at 45 deg. to the longitudinal axis of the vehicle."

Since the SAE measurement of photometry is made at a distance of 3 meters from the lamp, NHTSA also stated that compliance with the visibility requirements is to be determined at a distance of 3 meters.

NHTSA's interpretation of the SAE language quoted above, which Figure 2 illustrates, and which you have found objectionable, was:

"Thus, the turn signals on both sides of the vehicle must be simultaneously visible through a horizontal angle from 45 degrees originating at the left lamp, to the left to 45 degrees to the right originating at the right lamp measured at a radius of 3 meters."

You state that the term "simultaneously visible" does not appear in the SAE specifications. You also argue that the 3 meter requirement has no connection to the 45-degree installation visibility. These issues have also been raised with us by the Motor Vehicle Manufacturers Association (MVMA), which met with us to express its views, not only on turn signal lamps, but stop and tail lamps as well, and by Ford Motor Company, and Freightliner, Corp. in several telephone calls. We are furnishing copies of this response to these three parties, as well as to the original petitioner, Truck Trailer Manufacturers Association (TTMA).

First of all, let me assure you that NHTSA had no intention of imposing any new requirements upon industry in its interpretation reflected in Figure 2, and that the reaction of industry to this interpretation came as a surprise to us. Although your letter concerns only the turn signal specifications for wide vehicles, we have reviewed this matter with respect to tail lamps and stop lamps as well, given the concern of other industry members.

Our review has led us to place added weight on the fact that the SAE visibility requirements are not consistently expressed from SAE standard to SAE standard. This difference in expression particularly calls into question our interpretation regarding turn signals. This same difference has led MVMA to apply one interpretation to turn signals, and another to stop and tail lamps. We shall discuss these two interpretations separately, and compare them with NHTSA's single, across-the-board interpretation. Under NHTSA's interpretation, the minimum specified lens area of a left stop, turn signal, or tail lamp, as seen at 45 degrees to the left of that lamp, must also be seen at 45 degrees to the right of the right lamp, and at all degrees in between (and vice versa) when viewed at a 3-meter radius from the rear.

As suggested above, MVMA does not believe that an across- the-board interpretation is appropriate, given the different expression of the turn signal specification for vehicles in J1395 and J588. SAE J1395 provides that visibility is "from 45 deg. to the left for the left lamp to 45 deg. to the right for the right lamp." (Emphasis added.) The first underlined passage suggests that the viewing angle is a left 45 deg. angle, using a line parallel to the vehicle longitudinal axis as the frame of reference for that angle, and that this viewing angle relates to the left signal lamp only. The passage says that the angle is 45 deg. to the left "for" the left lamp, and not 45 deg. to the left of that lamp. The second underlined passage indicates a similar limitation on the applicability of the language regarding the 45 deg. angle to the right. Even more specific is the corresponding requirement in SAE J588 NOV84, Standard No. 108's specification for turn signals on vehicles less than 80 inches wide. It provides: "signals from lamps mounted on the left side of the vehicle shall be visible through a horizontal angle of 45 deg. to the left and signals from lamps mounted on the right side of the vehicle shall be visible through a horizontal angle of 45 deg. to the right." For both wide and narrow vehicles, MVMA interprets the 45 degree left visibility requirement as applying only to the outboard side of the left turn signal lamp, and a 45 degree right visibility requirement only to the outboard side of the right turn signal lamp. NHTSA agrees that MVMA's interpretation regarding turn signal lamps is more fully consistent than NHTSA's interpretation with the language of these SAE standards. Adopting this interpretation moots the question of the particular distance at which visibility is to be determined. However, the fact that the SAE standard did not specify a measurement distance tends to strengthen the case for the MVMA interpretation since its interpretation obviates the need for a measurement distance, while the former NHTSA interpretation necessitated one. The MVMA and TTMA interpretations of the stop and tail lamp requirements are less clearly superior to NHTSA's in their faithfulness to the language of the SAE standards. Indeed, whether any of the competing interpretations is superior in this regard is harder to assess because the language regarding these lamps is more ambiguous. The SAE specifications for stop and tail lamps, incorporated in Standard No. 108, are respectively J586 FEB84 (narrow vehicles) and J1398 MAY85 (wide vehicles), and J585e Sept. 1977. Under all three of these SAE standards, "signals from lamps on both sides of the vehicle shall be visible through a horizontal angle", which is specified as "of 45 deg. to the left and to 45 deg. to the right" (J586), "of 45 deg. to the left to 45 deg. to the right" (J1398), and "from 45 deg. to the left to 45 deg. to the right" (J585e).

TTMA and MVMA restrict the left-right 45 degree visibility requirement to the individual lamp in a horizontal plane, as shown in Figure 1 of the December 1991 notice. Under this interpretation, the minimum specified lens area that is seen at 45 degrees to the left on the left lamp must be seen at 45 degrees to the right of the left lamp, but need not be seen at 45 degrees to the right of the right lamp (and vice versa). In MVMA's view, there was never an intent by the SAE to expect that the minimum lens area of both lamps would be visible from both sides of the vehicle. MVMA also argued that there was no justification to use the photometric measuring distance of 3 meters to determine visibility.

Some aspects of the SAE standards regarding stop and tail lamps seem to favor the MVMA/TTMA interpretation, while others favor the NHTSA interpretation. For example, if these SAE standards are interpreted in light of the interpretation given above to the SAE turn signal requirements, then those stop and tail lamp standards will be interpreted as specifying angles of visibility whose frame of reference is each individual lamp instead of the vehicle as a whole. As in the case of the turn signal requirement, the absence of a specified measurement distance for stop and tail lamp visibility tends to support an interpretation that does not depend on such a distance being specified. On the other hand, the absence of any language, like that found in J1395, relating the angle or angles of visibility to any individual lamp, suggests a single continuous horizontal angle spanning the entire rear of a vehicle.

NHTSA has decided to adopt the TTMA/MVMA interpretation of the stop and tail lamp visibility requirements. We have said that NHTSA did not intend to impose new burdens on industry by its interpretation, and there appears to be no present safety justification to do so. The existing level of rear lighting safety on the nation's roads is that which is represented by industry's interpretation of the SAE visibility requirements. Thus, there would be no derogation of the existing level of safety by concurring with an industry interpretation. Further, given the lack of clear support for either of the competing interpretations, any attempt by NHTSA to apply its former interpretation to enforce these requirements in a court of law could be very problematic.

This letter will serve as notice to the industry that the agency will follow the interpretations stated herein in its future enforcement activities. The SAE visibility materials do not specify any measurement distance. Therefore, to carry the new interpretation to its proper conclusion, NHTSA is no longer specifying a measurement distance of 3 meters to judge compliance with the visibility requirements. Industry and NHTSA are both in agreement, however, that, wherever located, any of these lamps are required by S5.3.1.1 to continue to meet its photometric output at any applicable group of test points, unless excepted by the subsequent conditions of that paragraph.

Finally, you comment that Table II "does not require the turn signals be located on the rear except for trailers". We do not understand your remark since Table II clearly specifies that turn signal lamps be located on the rear of all vehicles to which the Table applies, and not trailers alone.

Sincerely,

Paul Jackson Rice Chief Counsel

Enclosure

cc: Motor Vehicle Manufacturers Association Truck Trailer Manufacturers Association Ford Motor Company Freightliner Corp.

ref:108 d:10/5/92

ID: 2346y

Mr. R.M. Cooper
Vice President, Engineering
Gillig Corporation
Box 3008
Hayward, CA 94540-3008

Dear Mr. Cooper:

This responds to your letter asking this agency to consider a problem your company faces with respect to Standard 217, Bus Window Retention and Release (49 CFR 571.217). More specifically, you asked how some of your buses could be certified as complying with the emergency exit labeling requirements set forth in Standard 217 for buses other than school buses. I apologize for the delay in this response.

Paragraph S5.5.1 of Standard 217 provides that, in buses other than school buses, each push-out window or other emergency exit shall have the designation "Emergency Exit" followed by concise operating instructions, describing each motion necessary to unlatch and open the exit, located within 6 inches of the release mechanism. The purpose of this requirement is to identify for bus occupants the location and explain the use of specially-installed emergency exits. As I understand your letter, you have no difficulties providing appropriate instructions in the specified location.

Paragraph S5.5.1 continues with the following language:

When a release mechanism is not located within an occupant space of an adjacent seat, a label...that indicates the location of the nearest release mechanism shall be placed within the occupant space.

The terms "adjacent seat" and "occupant space" are defined in S4 of Standard 217 as follows:

"Adjacent seat" means a designated seating position located so that some portion of its occupant space is not more than 10 inches from an emergency exit, for a distance of at least 15 inches measured horizontally and parallel to the exit.

"Occupant space" means the space directly above the seat and footwell, bounded vertically by the ceiling and horizontally by the normally positioned seat back and the nearest obstruction of occupant motion in the direction the seat faces.

You stated that many of your buses have seats that face the aisle and that back up against windows designated as emergency exits. These aisle-facing seats are "adjacent seats" with respect to the emergency exits. The release mechanism for the emergency exit is not within the "occupant space" for these aisle-facing seats, since the release mechanisms are behind, not above, these seats. You enclosed a group of photographs to further illustrate this situation.

Since the release mechanism for the emergency exit is not within the occupant space of these adjacent aisle-facing seats, paragraph S5.5.1 of Standard 217 requires a label indicating the location of the release mechanism for the emergency exit to be placed within the occupant space for these seats. You have noted that the occupant space for these seats does not include any place to which this label could be attached. The nearest obstruction of occupant motion in the direction the aisle-facing seats face is the aisle facing seat on the opposite side of the bus. There are no intervening objects other than narrow vertical stanchions in the center of the aisle. Additionally, you suggested that placing the label on the floor or ceiling of the bus would not serve the purposes of this requirement, since those locations would not be readily visible to the seated occupant in an emergency situation.

In response to your letter, we have carefully considered the labeling requirements of S5.5.1 as they apply to aisle-facing seats in front of windows that serve as emergency exits. The final rule adopting this additional labeling requirement explained that NHTSA was concerned that an occupant of an adjacent seat might hinder egress through an emergency exit if the occupant did not know how to use the emergency exit. See 37 FR 9394, at 9395; May 10, 1972. In instances in which the release mechanism itself is not within the occupant space of an adjacent seat, a label within the occupant space directing the occupant of the seat to the emergency exit instructions will help reduce the likelihood that the occupants would inadvertently obstruct egress through the emergency exits.

NHTSA's goal of minimizing the likelihood of inadvertent obstruction of emergency exits is equally applicable to forward-facing and aisle-facing seats. However, the means of achieving that goal (i.e., placing a label within the occupant space of an adjacent seat, if the release mechanism is not within that occupant space) may not be equally successful for forward-facing and aisle-facing seats. The agency did not focus upon aisle-facing seats when it adopted this labeling requirement. With respect to forward-facing seats, it is relatively simple to locate a label within the occupant space that will be readily visible both to seated occupants and to persons standing in the aisle, as required by S5.5.2. However, with respect to aisle-facing seats, there may not be any location within the occupant space of such seats where a label could be placed so that the label would be visible to occupants of the seat and to persons standing in the aisle. If the labels were not visible in an emergency, such labels would not further NHTSA's goal of minimizing inadvertent obstruction of emergency exits.

Accordingly, we plan to issue a notice proposing to amend and clarify the requirements of S5.5.1 of Standard 217 as they apply to aisle-facing seats. Please note that, unless and until a final rule amending S5.5.1 of Standard 217 becomes effective, the current requirements of S5.5.1 remain in effect for aisle-facing seats. However, the agency believes that it would be inappropriate at this time to enforce the requirement in S5.5.1 that additional information be labeled within the occupant space of aisle-facing seats given the uncertainty that such labels will serve the purpose for which the labeling requirements were established, as noted above. Accordingly, until the agency makes a final decision on the proposed rulemaking mentioned above, NHTSA will not take any enforcement actions against bus manufacturers that do not place a label indicating the location of the nearest emergency exit release mechanism within the occupant space of adjacent aisle-facing seats.

Sincerely,

Stephen P. Wood Acting Chief Counsel

/ref:217 d:3/20/90

ID: 7383

Mr. Steven Henderson
Department of Psychology
McGill University
1205 Dr. Penfield
Montreal PQ H3A 1B1
Canada

Dear Mr. Henderson:

This responds to your letter of August 11, 1992, commenting on my response to you of June 29 with respect to the relationship of your motorcycle headlamp warning device to S5.6 of Federal Motor Vehicle Safety Standard No. 108, the provisions regulating the modulation of motorcycle headlighting systems.

In my letter, I informed you that the device would not comply with the requirements of Standard No. 108, and would affect compliance of the taillamps and turn signal lamps with the standard. I also advised you that if a motorcycle owner could install the device, there would be no violation of Federal law, and that the legality of its use would be determinable under the laws of the individual American states.

In your latest letter, you "agree that the device contravenes the letter of DOT Standard No. 108 as it presently stands." However, "if the device violates the letter of the law while satisfying the spirit or inferred intent of the law in each case," you believe "that the granting of an exception should be considered by the NHTSA."

As I understand it, your principal argument as raised on page 2 of your August 11 letter is that it is improper to consider your device under S5.6 as it is not a motorcycle headlamp modulating system as described in that section. Thus our objections to modulation rate and intensity, based upon the specifications of that section, are misplaced.

Assuming for the sake of argument that you are correct, your device becomes subject to another provision of Standard No. 108 that I did not mention in my June letter. Paragraph S5.1.3 prohibits the installation, as original equipment, of any motor vehicle equipment that impairs the effectiveness of lighting equipment that Standard No. 108 requires. Application of paragraph S5.1.3 returns us to my comments in June that your device would affect compliance of the taillamps and turn signal lamps with Standard No. 108. The taillamps would no longer be steady-burning, as required by S5.5.10(d). It would appear that the turn signal rate would also cease to comply with the flash rate of 60-120 per minute specified by SAE requirements incorporated by reference in Standard No. 108. Thus, under paragraph S5.1.3, installation of the device as aftermarket equipment, if performed by a manufacturer, dealer, distributor, or motor vehicle repair business would continue to be prohibited by Federal law.

Your latest letter also addresses the issues of taillamp and turn signal conformance. You argue that

"a taillight's purpose is to mark the rear of a motor vehicle during nighttime driving when it would otherwise be invisible. For this reason the law requires that taillights be lit at night. The law makes no such requirement during the day. The law does require that motorcycle headlights be lit during the day. * * * At night the taillight will always be steady-burning as required by S5.5.10(d) because the flasher device is only able to induce taillight flicker during daylight hours due to the photocell circuitry incorporated to prevent the headlamp from generating strobe effects at night. Therefore, the device is in compliance with S5.5.10(d) as it will cause the taillight to flash only at times that it is not required by law to be lit."

The law that applies to your argument is Standard No. 108. Paragraph S5.5.7(b) states in pertinent part that "On each . . . motorcycle . . . when the headlamps are activated in a steady-burning state, the taillamps . . . shall also be activated." Thus, under Standard No. 108 the taillamps must always be activated when the headlamps are activated.

The device also functions through the horn button to cause the turn signal lamps to flash at a rate higher than the maximum permitted by Standard No. 108. In your view, the situation in which the turn signal and horn button are in simultaneous use will be rare. However, if they are used together, "the SAE-specified turn signal flash of 1-2 hz will be perceptually present, the hazard signal flash of 10 hz will also be perceptually present at the same location, and the two signals will not interfere."

We consider that paragraph S5.1.3 applies here as well, and that a flash of 10 hz would impair the effectiveness of the required turn signal flash of 1-2 hz. There could be another undesirable consequence as well. When NHTSA proposed allowing modulating headlamps, commenters were concerned that the flashing might trigger a photic reaction, akin to an attack of epilepsy, in onlookers. NHTSA observed that the reaction was most likely to occur at a frequency of 10 hz against a very dark background. Although your device does not operate at night, its frequency is at the threshold where photic reactions can occur, and we want to bring this fact to your attention.

The agency shares your concern with improving the detectability of motorcycles and their riders. You have suggested writing an "exception" in Standard No. 108 for a period of one or two years so that the safety benefits of the device can be evaluated. We have a procedure under which a manufacturer of motorcycles can petition for a temporary exemption of up to two years, applicable to 2,500 vehicles per year, on the basis that it would facilitate the development and field evaluation of an innovative safety device. Perhaps you can interest a manufacturer in petitioning for a temporary exemption from Standard No. 108 on this basis.

You may also petition the agency for rulemaking to amend Standard No. 108 in a manner that would allow your device. A petition must set forth facts which it is claimed establish that a change in the standard is necessary, and a brief description of the changes which should be made. This means that you should show how your device is expected to improve safety, or, at a minimum, not decrease the existing level of safety. The agency has no plans to initiate rulemaking on its own initiative to permit your device.

Sincerely,

Paul Jackson Rice Chief Counsel

ref:108 d:8/28/92

ID: nht90-1.80

TYPE: INTERPRETATION-NHTSA

DATE: 03/20/90

FROM: STEPHEN P. WOOD -- ACTING COUNSEL, NHTSA

TO: R.M. COOPER -- V.P, ENGINEERING, GILL G CORPORATION

TITLE: NONE

TEXT: This response to your letter asking this agency to consider a problem your company faces with respect to Standard 217, Bus Window Retention and Release (49 CFR @ 571.217). More specifically, you asked how some of your buses could be certified as complyi ng with the emergency exit labeling requirements set forth in Standard 217 for buses other than school buses. I apologize for the delay in this response.

Paragraph S5.5.1 of Standard 217 provides that, in buses other than school buses, each push-out window or other emergency exit shall have the designation "Emergency Exit" followed by concise operating instructions, describing each motion necessary to unl atch and open the exit, located within 6 inches of the release mechanism. The purpose of this requirement is to identify for bus occupants the location and explain the use of specially-installed emergency exits. As I understand your letter, you have no difficulties providing appropriate instructions in the specified location.

Paragraph S5.5.1 continues with the following language:

When a release mechanism is not located within an occupant space of an adjacent seat, a label . . . that indicates the location of the nearest release mechanism shall be placed within the occupant space.

The terms "adjacent seat" and "occupant space" are defined in S4 of Standard 217 as follows:

"Adjacent seat" means a designated seating position located so that some portion of its occupant space is not more than 10 inches from an emergency exit, for a distance of at least 15 inches measured horizontally and parallel to the exit.

"Occupant space" means the space directly above the seat and footwell, bounded vertically by the ceiling and horizontally by the

normally positioned seat back and the nearest obstruction of occupant motion in the direction the seat faces.

You stated that many of your buses have seats that face the aisle and that back up against windows designated as emergency exits. These aisle-facing seats are "adjacent seats" with respect to the emergency exits. The release mechanism for the emergency exit is not within the "occupant space" for these aisle-facing seats, since the release mechanisms are behind, not above, these seats. You enclosed a group of photographs to further illustrate this situation.

Since the release mechanism for the emergency exit is not within the occupant space of these adjacent aisle-facing seats, paragraph S5.5.1 of Standard 217 requires a label indicating the location of the release mechanism for the emergency exit to be plac ed within the occupant space for these seats. You have noted that the occupant space for these seats does not include any place to which this label could be attached. The nearest obstruction of occupant motion in the direction the aisle-facing seats fa ce is the aisle facing seat on the opposite side of the bus. There are no intervening objects other than narrow vertical stanchions in the center of the aisle. Additionally, you suggested that placing the label on the floor or ceiling of the bus would not serve the purposes of this requirement, since those locations would not be readily visible to the seated occupant in an emergency situation.

In response to your letter, we have carefully considered the labeling requirements of S5.5.1 as they apply to aisle-facing seats in front of windows that serve as emergency exits. The final rule adopting this additional labeling requirement explained th at NHTSA was concerned that an occupant of an adjacent seat might hinder egress through an emergency exit if the occupant did not know how to use the emergency exit. See 37 FR 9394, at 9395; May 10, 1972. In instances in which the release mechanism its elf is not within the occupant space of an adjacent seat, a label within the occupant space directing the occupant of the seat to the emergency exit instructions will help reduce the likelihood that the occupants would inadvertently obstruct egress throu gh the emergency exits.

NHTSA's goal of minimizing the likelihood of inadvertent obstruction of emergency exits is equally applicable to forward-facing and aisle-facing seats. However, the means of achieving that goal (i.e., placing a label within the occupant space of an adjac ent seat, if the release mechanism is not within that occupant space) may not be equally successful for forward-facing and aisle-facing seats. The agency did not focus upon aisle-facing seats when it adopted this labeling requirement. With respect to f orward-facing seats, it is relatively simple to locate a label within the occupant space that will be readily visible both to seated occupants and to persons standing in the aisle, as required by S5.5.2. However, with respect to aisle-facing seats, ther e may not be any location within the occupant space of such seats where a label could be placed so that the label would be visible to occupants of the seat and to persons standing in the aisle. If the labels were not visible in an emergency, such labels would not further NHTSA's goal of minimizing inadvertent obstruction of emergency exits.

Accordingly, we plan to issue a notice proposing to amend and clarify the requirements of S5.5.1 of Standard 217 as they apply to aisle-facing seats. Please note that, unless and until a final rule amending S5.5.1 of Standard 217 becomes effective, the c urrent requirements of S5.5.1 remain in effect for aisle-facing seats. However, the agency believes that it would be inappropriate at this time to enforce the requirement in S5.5.1 that additional information be labeled within the occupant space of aisl e-facing seats given the uncertainty that such labels will serve the purpose for which the labeling requirements were established, as noted above. Accordingly, until the agency makes a final decision on the proposed rulemaking mentioned above, NHTSA wil l not take any enforcement actions against bus manufacturers that do not place a label indicating the location of the nearest emergency exit release mechanism within the occupant space of adjacent aisle-facing seats.

ID: nht76-5.51

DATE: 03/23/76

FROM: AUTHOR UNAVAILABLE; F. Berndt; NHTSA

TO: Department of Transportation - New York

TITLE: FMVSS INTERPRETATION

TEXT: This responds to your February 20, 1976, question whether this agency considers Standard No. 222, School Bus Passenger Seating and Crash Protection, preemptive of New York State law or regulations mandating a 28-inch-high seat back and armrests for school bus passenger seating. Section 103(d) provides (15 U.S.C. @ 1392(d)):

@ 103

(d) Whenever a Federal motor vehicle safety standard under this subchapter is in effect, no State or political subdivision of a State shall have any authority either to establish, or to continue in effect, with respect to any motor vehicle or item of motor vehicle equipment any safety standard applicable to the same aspect of performance of such vehicle or item of equipment which is not identical to the Federal standard. Nothing in this section shall be construed to prevent the Federal Government or the government of any State or political subdivision thereof from establishing a safety requirement applicable to motor vehicle equipment procured for its own use if such requirement imposes a higher standard of performance than that required to comply with the otherwise applicable Federal standard.

Standard No. 222 specifies a formula for minimum seat back height that necessitates a height of at least 20 inches. It is the opinion of the NHTSA that any State requirement relating to seat back height, other than one identical to the Federal formula that establishes a minimum height of 20 inches, is preempted under @ 103(d).

The second sentence of @ 103(d) clarifies that the limitation on safety regulations of general applicability does not prevent governmental entities from specifying additional safety features in vehicles purchased for their own use. Thus, New York State or its political subdivisions could specify a seat back height higher than 20 inches in the case of public school buses. The second sentence does not, however, permit these governmental entities to specify safety features that prevent the vehicle or equipment from complying with applicable safety standards. A school bus manufacturer must continue to comply with all applicable standards.

There are presently no requirements in Standard No. 222 dealing with armrests on school bus passenger seating. The question, therefore, becomes whether the Federal safety standards on school bus seating performance were intended generally to cover this aspect of performance, analogously to the situation in which Standard 108 was held to be preemptive in Motorcycle Industry Council v. Younger, No. CIV 574-126 (E. D. Cal. 1974). The guiding rule, as set forth by the U.S. Supreme Court in Florida Lime & Avocado Growers v. Paul, 373 U.S. 132, 141-142 (1963), is "whether both regulations can be enforced without impairing federal superintendence of the field." Under the accepted doctrines as set forth in cases such as Thorpe v. Housing Authority of Durham, 393 U.S. 268 (1969), and Chrysler v. Tofany, 419 F. 2d 499, 511-12 (2d Cir. 1969), the interpretation of this question by the administering agency is "of controlling weight unless it is plainly erroneous or inconsistent with the regulation."

The NHTSA has determined that the requirement for armrests by New York State does not conflict with or otherwise impair our present regulation of school bus passenger seating, and that armrests are not within the intended scope of the present Federal safety standards. Therefore, Standard No. 222 is not preemptive of the New York State regulation of armrests.

YOURS TRULY,

February 20, 1976

Robert L. Carter Associate Administrator Motor Vehicle Programs National Highway Traffic Safety Administration

In 1974 the New York State Legislature enacted a law that specified that all seats in school buses having a capacity of more than 11 passengers would have to be 28 inches high effective January 1, 1976. Recently the National Highway Traffic Safety Administration announced the adoption of a new Motor Vehicle Safety Standard No. 222 identified as School Bus Passenger Seating and Crash Protection, and identified it as Section 751.222 of Part 751 of Title 49, Code of Federal Regulations, to become effective October 26, 1976, which specifies under S5.1.2 that the seat back height must be 20 inches.

It has been called to our attention that under Section 103(d) of the National Traffic and Motor Vehicle Safety Act that whenever a Federal motor vehicle safety standard is in effect no state or political subdivision shall have any authority, either to establish or continue in effect, with respect to any motor vehicle or item of motor vehicle equipment any safety standard applicable to the same aspect of performance of such vehicle or item of equipment which is not identical to the Federal standard. To date we have had differing opinions from representatives of the Federal Department of Transportation as to how we are to interpret this clause. So that we may set the records straight, we would like an official determination from your agency as to whether or not New York State can legally retain the requirement of 28 inch high back seats once the Federal standard dealing with seat back heights becomes effective on October 26, 1976.

Although not specifically addressed in the section dealing with school bus passenger seating and crash protection, we would also like to know whether or not an additional requirement in New York dealing with armrests on all seats in school buses having a seating capacity of more than 11 persons would be considered contrary to the standard. Since the standard does not include provision for armrests, it is possible to interpret it as meaning that armrests are not allowed.

Should you have any question as to what we are attempting to resolve, please feel free to call me on Phone # A.C. 518 - 457-1010, and we would hope to hear from you in the near future as to your reaction to our questions. You can address your reply to Mr. Martin V. Chauvin, Traffic and Safety Division, Department of Transportation, 1220 Washington Avenue, Albany, New York 12232.

WILLIAM G. GALLOWAY, Director Traffic and Safety Division

By

MARTIN V. CHAUVIN, Chief Carrier Safety Bureau