NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
| Interpretations | Date |
|---|---|
ID: aiam5390OpenMr. Paul L. Anderson President Van-Con Inc. P.O. Box 237 Middlesex, NJ 08846-0237; Mr. Paul L. Anderson President Van-Con Inc. P.O. Box 237 Middlesex NJ 08846-0237; Dear Mr. Anderson: This responds to your letter of May 19, 1994 requesting an interpretation of the requirements of S5.5.3(c) of Standard No. 217, Bus Emergency Exits and Window Retention and Release. Section S5.5.3(c) reads: Each opening for a required emergency exit shall be outlined around its outside perimeter with a minimum 3 centimeters wide retroreflective tape, either red, white or yellow in color ... Your letter states that you are unable to continuously outline the perimeter of the rear emergency doors on your school buses due to the proximity of door hinges, tail light lenses, and a rubber gasket between the bottom edge of the door and the bumper. You ask: Would we be in compliance with Reflective Tape requirements of FMVSS 217 if we put a continuous strip of tape across the top of both Emergency Rear Doors on the roof cap above the doors and down the left and right side of the double door opening with breaks in the tape for door hinges & tail light lenses. This would outline the Emergency Rear Doors on three sides. No tape would be put across the bottom? As an alternative, if the above is not acceptable, could we put tape across the bottom on the doors? As explained below, your planned placement for the top and sides of the door, and your alternative placement for the bottom of the door would be acceptable. In a July 7, 1993 letter to the Blue Bird Body Company, NHTSA stated: NHTSA interprets S5.5.3(c) to allow interruptions in the tape necessary to avoid and/or accommodate curved surfaces and functional components, such as rivets,rubrails, hinges and handles, provided, however, that the following requisites are met. In the November 2, 1992, final rule, NHTSA indicated that the purpose of the retroreflective tape would be to identify the location of emergency exits to rescuers and increase the on- the-road conspicuity of the bus. Accordingly, the retroreflective tape may have interruptions if they satisfy both of these purposes. The occasional breaks in the tape you described would not appear to negatively affect a rescuer's ability to locate the exits, or reduce the conspicuity of the bus. However, the tape should be applied as near as possible to the exit perimeter... When rivets are present, NHTSA will defer to a manufacturer's decision to apply the retroreflective tape immediately adjacent to the rivets, rather than over the rivets, if the manufacturer decides that this will increase the durability of the tape. According to this July 1993 letter, interruptions in the retroreflective tape to avoid and/or accommodate hinges (such as the hinge on the side of the rear emergency door) and other functional components are permitted if the interruption does not negatively affect a rescuer's ability to locate the exits, or does not reduce the conspicuity of the bus. NHTSA considers tail light lenses to be 'functional components' which do not have to be covered by the retroreflective tape. (Indeed, placement of the tape on the tail light lense could affect the efficacy of the light.) The interruptions in the tape for these components would not appear to negatively affect a rescuer's ability to locate the exits, or reduce the conspicuity of the bus. Thus, the interruptions are permitted for the tape along the sides of your door. With regard to the bottom of your door, based on the pictures provided with your letter, it appears that there is no location available for the placement of retroreflective tape outside of the door's bottom edge. Since not outlining an entire side of an exit might affect a rescuer's ability to locate the exit and would reduce the conspicuity of the exit, the bottom side of the door must be marked with the retroreflective tape. In this situation, NHTSA interprets S5.5.3(c) as allowing placement of the retroreflective tape on the door itself, as near as possible to the lower edge of the door. I hope you find this information helpful. If you have any other questions, please contact Mary Versailles of my staff at this address or by phone at (202) 366-2992. Sincerely, John Womack Acting Chief Counsel; |
|
ID: aiam4997OpenMr. Michael F. Hecker Micho Industries P.O. Box 1791 Goleta, CA 93116; Mr. Michael F. Hecker Micho Industries P.O. Box 1791 Goleta CA 93116; "Dear Mr. Hecker: This responds to your letter of April 2, 199 concerning possible interpretations of section S5.1.4(c) of Federal Motor Vehicle Safety Standard No. 222, School bus passenger seating and crash protection, as it applies to the R-BARR Passenger Restraint System (R-BAR). (While your letter refers to section S5.1.2(c), you clarified in a telephone conversation with Mary Versailles of my staff that your concerns relate to section S5.1.4(c).) The R-BAR is a padded restraining device, and the ends of the device attach to the rear of a school bus seatback. The device folds down for the purpose of restraining the passengers seated in the next rearward seat. Your letter states that Micho Industries believes that: A. The standard is not applicable to the R-BAR passenger restraint. B. The R-BAR complies with the intent of Standard No. 222. To support these statements you offer the following reasons: 1. The R-BAR is not a fixed position device, nor is it a rigid component of the seat structure. 2. In the event of a rear impact, the R-BAR incorporates a design that allows it to move upward, and away, from the adjoining seat which would thus allow the minimum clearance as intended. 3. The standard in question (571.222, section S5.1.4(c)) was written without the authors having the benefit of knowledge of this type of device and thus allowances were not included for its possible use. The issue of whether Standard No. 222 is applicable to a device such as the R-BAR has been addressed previously by this agency. Enclosed are copies of four letters concerning similar devices (Mr. Joseph F. Mikoll, November 3, 1988, and March 10, 1989, The Honorable Robert J. Lagomarsino, January 8, 1990, and Mr. Scott K. Hiler, January 31, 1991). Those letters make it clear that if a device such as the R-BAR is installed in any new school bus, the school bus manufacturer must certify that the vehicle meets all applicable safety standards with the device installed. The letters also make it clear that such devices may not legally be installed in used school buses by commercial establishments such as repair businesses if the effect of such installation is to take the vehicle out of compliance with any safety standard. With respect to your assertion that the R-BAR complies with the intent of Standard No. 222, the National Traffic and Motor Vehicle Safety Act requires NHTSA to issue Federal motor vehicle safety standards that prescribe objective requirements. Under the Act, manufacturers must certify that their products comply with the requirements of all applicable standards and not merely with some alleged 'intent' of a standard. Further, manufacturers may not certify products based on speculation that the agency would have established different requirements had it known of a particular design. With regard to your specific concerns about S5.1.4(c), that section states that when a seat back is subjected to a specified force, '(t)he seat shall not deflect by an amount such that any part of the seat moves to within 4 inches of any part of another passenger seat in its originally installed position.' In the enclosed letter to Mr. Hiler, the agency stated that 'once the restraining bar is attached to the seatback, it is part of the seatback.' Therefore, the R-BAR would be considered a part of the seat subject to the requirements of S5.1.4.(c) Section S5.1.4(c)'s requirements are not limited to rigid components of a seat, and therefore the fact that the R-BAR is not a fixed position device is not relevant to the applicability of those requirements. With respect to your argument that the device will move upward and away in the event of a rear impact, Standard No. 222 sets forth a specific test procedure for the requirement specified in S5.1.4(c). Manufacturers are required to certify that a vehicle complies with the requirements of the standard when tested in accordance with that test procedure. I hope you find this information helpful. If you have any other questions, please contact Mary Versailles of my staff at this address or by phone at (202) 366-2992. Sincerely, Paul Jackson Rice Chief Counsel Enclosures"; |
|
ID: aiam3617OpenMr. J. L. Campbell, Jr., 12813 95th Avenue, N.E., Kirkland, WA 98033; Mr. J. L. Campbell Jr. 12813 95th Avenue N.E. Kirkland WA 98033; Dear Mr. Campbell: I have recently received a copy of your letter to Senator Gorto concerning the difficulties small manufacturers of motor vehicles have in complying with Federal standards. To alleviate these difficulties, you suggested that blanket exemptions from the bumper regulations and the Federal motor vehicle safety standard on side door strength be granted to all 4-wheel vehicles under 800 pounds dry weight.; As explained more fully below, this agency does not have authority fro Congress to grant an exemption from the bumper standard for the ultra-lightweight vehicles you describe. Such authority would require new legislation. However, we do have authority either to exclude all of those vehicles from the side door strength standard or to exempt particular manufacturers of those vehicles from that standard.; Congress set forth the guidelines under which this agency could issu exemptions from the bumper standards in section 102(c)(1) of the Motor Vehicle Information and Cost Savings Act (15 U.S.C. 1912(c)(1). Exemptions may be granted only to passenger motor vehicles manufactured for a special use. While neither the Cost Savings Act nor this agency has defined 'special use', the Cost Savings Act is explicit that a vehicle can be exempted only if two conditions are met: (1) the vehicle is manufactured for a special use, (2) compliance with the bumper standard would unreasonably interfere with that use. The example Congress cited for such a vehicle was a Jeep with snow removal equipment on the front. The agency believes that the purpose of an ultra-lightweight passenger vehicle is essentially the same as that of a lightweight vwehicle such as the Toyota Starlet, Honda Civic or Ford Escort, i.e., to carry passengers. The agency does not view that purpose to be a special use within the meaning of section 102. Further, even if the first condition could be met, it is not clear that the second one could be. Hence, an amendment to the Cost Savings Act would have to be made by the Congress before we could grant an exemption from the bumper standard to your ultra-lightweight passenger motor vehicles.; Concerning your request regarding Standard No. 214, side door strength NHTSA formerly excepted motor vehicles (other than trailers and motorcycles) of 1,000 pounds or less curb weight from all safety standards. However, that exception was eliminated in 1973 (38 F.R. 12808, May 16, 1973). At that time, the agency stated that manufacturers seeking relief from compliance problems peculiar to these vehicles could either petition for amendments to individual standards or petition for an exemption under section 123 of the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1410).; These options remain the ones available to manufacturers o ultra-lightweight vehicles. Thus, one option is to submit a petition for rulemaking under 49 CFR Part 552 requesting the agency to amend Standard No. 214 to exclude those vehicles from that standard's applicability provision. I should point out that few, if any, petitions of this type have been submitted since the agency's May 1973 notice and none have been granted. Also, you should be aware that the rulemaking process is often a lengthy one.; The other option is for a manufacturer to submit a petition for th exemption of his vehicles from a particular standard. I have enclosed a copy of 49 CFR Part 555 which sets forth the information that a manufacturer must include in its petition. Exemption petitions are not uncommon and are often granted at least in part. Also, because fewer procedural steps are necessary, the exemption process is typically much faster than the amendment process. Should you wish to submit an exemption petition, you may find useful the enclosed copies of section 123 of the Safety Act and Standard No. 214, *Side Door Strength* (49 CFR S 571.214).; If you need any further assistance or information on either of thes subjects, please do not hesitate to contact me. We try to minimize the regulatory difficulties experienced by small manufacturers to the extent we can do so consistent with our legislative authority.; Sincerely, Frank Berndt, Chief Counsel |
|
ID: aiam5452OpenVictor Larson, P.E. Cryenco, Inc. 3811 Joliet Street Denver, CO 80238; Victor Larson P.E. Cryenco Inc. 3811 Joliet Street Denver CO 80238; "Dear Mr. Larson: This responds to your FAX of May 17, 1994, wit reference to the application of conspicuity material to the sides of cryogenic tank trailers. You point out that the only side mounting surface for striping that is perpendicular to the road is at the center of the tank, approximately 90 inches above the road surface. You ask for confirmation of your interpretation that conspicuity material can be placed at this location 'if that is the only available mounting area' and that it is not necessary to add additional structure for the sole purpose of providing a lower vertical mounting surface. We confirm your understanding. Standard No. 108 specified an original mounting height for conspicuity material as close as practicable to 1.25 m. However, in a notice published on October 6, 1993, NHTSA amended the requirement to 'as close as practicable to not less than 375 mm and not more than 1525 mm above the road surface.' The practicability qualification allows manufacturers to choose a location for conspicuity treatment that is outside the specified range to avoid body modifications that might otherwise be required to mount the material within the specified range. The manufacturers of conspicuity material certify its performance in a vertical plane. Trailer manufacturers should mount the material in a vertical plane or as close to a vertical plane as the trailer shape offers, in order to achieve the full conspicuity benefits of the material. In the case of your tank trailer without a suitable vertical surface below the belt line of the tank, reflective material at a belt line that is 90 inches above the road surface would be considered to have been mounted as close as practicable to the upper specification of the height range (1.525 m). As NHTSA observed when it adopted the original mounting height specification with its practicability provision, flexibility in the vertical location of conspicuity material is necessary for compliance of some tank trailers. However, it should not be overlooked that other types of tank trailers may have vertical surfaces on the frame, fenders, or other equipment well suited for conspicuity material. You inform us that some trailers have rear and midship cabinets that could be used, in conjunction with the belt line location, to provide a location for striping, although this would result in a non-aligned striping pattern. With respect to trailers equipped with cabinets, you asked whether compliance would be satisfied if only the belt-line location is used. The answer is yes, provided that the requirement of paragraph S5.7.1.4.2(a) is met, i.e., which provides that 'the strip need not be continuous as long as not less than half of the length of the trailer is covered and the spaces are distributed as evenly as practicable.' Since the strip need not be continuous, this would allow discontinuities in a strip mounted at 90 inches in which the cabinets were not used. Your final question is the required orientation of striping for conspicuity, some of your customers have requested placement of material at a downward angle of approximately 30 degrees to accommodate their graphics better. The standard does not explicitly address the issue of orientation. However, as noted in response to your first question, trailer manufacturers should mount conspicuity material in a vertical plane, or as nearly thereto as the trailer shape allows, so that the full conspicuity benefits of the material may be realized. If there is no available vertical surface on which the material can be mounted, we urge that a wider stripe of conspicuity material be used to provide the minimum required performance at the installed downward angle. The manufacturer of the conspicuity material which you use should be able to determine whether an increase in the width of the striping would allow the material mounted at or near the downward angle that your customer prefers to provide performance comparable to a narrower strip mounted in a vertical plane. Sincerely, Philip R. Recht Chief Counsel"; |
|
ID: aiam4982OpenMr. Michael J. Sens Researcher S.E.A., Inc. 7349 Worthington-Galena Road Columbus, OH 43085; Mr. Michael J. Sens Researcher S.E.A. Inc. 7349 Worthington-Galena Road Columbus OH 43085; "Dear Mr. Sens: This responds to your letter to me dated March 26 1992, in which you sought our interpretation of whether the requirements of Federal Motor Vehicle Safety Standards 206, Door Locks and Door Retention Components, 214, Side Door Strength, and 216, Roof Crush Resistance--Passenger Cars,, applied to a 1985 American Motors Corporation (AMC) Jeep CJ- 7. You stated in your letter that AMC classified the vehicle as a 'sport utility vehicle' and that it came with a soft top or an optional fiberglass top, both with removable side doors. By way of background information, the National Traffic and Motor Vehicle Safety Act of 1966 (Safety Act), 15 U.S.C., 1381, et seq., as amended, authorizes the National Highway Traffic Safety Administration (NHTSA) to issue safety standards for new motor vehicles and items of motor vehicle equipment. All motor vehicles and items of motor vehicle equipment manufactured or imported for sale in the United States must comply with all applicable safety standards. In accordance with 49 CFR 567, Certification, manufacturers of motor vehicles must certify that their products comply with all such standards. Each safety standard applies to specified 'types' of motor vehicles and/or motor vehicle equipment. Motor vehicles are classified into the following types: passenger cars, multipurpose passenger vehicles, trucks, buses, trailers, and motorcycles. A definition for each motor vehicle type is set forth at 49 CFR 571.3. Thus, a 1985 AMC Jeep CJ-7 was required to comply with all safety standards that applied to its vehicle type at the time of its manufacture. In order to determine what safety standards applied to the vehicle, it is first necessary to establish its classification under Part 571.3. The Safety Act places the responsibility for classifying a particular vehicle in the first instance on the vehicle's manufacturer. For this reason, NHTSA does not approve or endorse any vehicle classification before the manufacturer itself has classified a particular vehicle. NHTSA may reexamine the manufacturer's classification during the course of any enforcement actions. While AMC may have marketed the 1985 AMC Jeep CJ-7 as a 'sport-utility vehicle,' it classified it as a multipurpose passenger vehicle for purposes of the Federal motor vehicle safety standards. The term 'multipurpose passenger vehicle' is defined in Part 571.3 as 'a motor vehicle with motive power, except a trailer, designed to carry 10 persons or less which is constructed either on a truck chassis or with special features for occasional off-road operation.' It is our opinion that AMC's classification was appropriate, given that the 1985 Jeep CJ-7 is a 4-wheel drive vehicle with an approach angle of 33o, departure angle of 25o, breakdown angle of 18o, axle clearance of 7.8', and minimum running clearance of 8.1', and thus clearly has special features for occasional off-road operation. With specific reference to the three standards you inquired about concerning possible applicability to a 1985 AMC Jeep CJ-7, Standards 214 and 216 applied only to passenger cars at the time the CJ-7 was manufactured. See S2 of Standard 214 and and S3 of Standard 216. Since the 1985 AMC Jeep CJ-7 was classified as a multipurpose passenger vehicle and not a passenger car, those two standards, by their terms, did not apply to it. Standard 206, on the other hand, did apply to multipurpose passenger vehicles as well as passenger cars. However, S4 thereof provided in pertinent part: '. . . C omponents on folding doors, roll-up doors, doors that are designed to be easily attached to or removed from motor vehicles manufactured for operation without doors, . . . need not conform to this standard.' You indicated that the Jeep CJ-7 came with removable side doors, and we understand that the vehicle was manufactured for operation without doors. Accordingly, the AMC Jeep CJ-7 came within the above-quoted exception to Standard 206 and was not subject to its requirements. I hope the above information will be helpful to you. If you have any further questions or need additional information regarding this matter, please feel free to contact Walter Myers of my staff at this address or by telephone at (202) 366-2992. Sincerely, Paul Jackson Rice Chief Counsel"; |
|
ID: aiam4411OpenMr. Paul Autery, President, Auto Accessories, Inc., P.O. Box 10044, New Iberia, LA 70561; Mr. Paul Autery President Auto Accessories Inc. P.O. Box 10044 New Iberia LA 70561; Dear Mr. Autery: This responds to your letter to Mr. John Messera, of our Office o Vehicle Safety Compliance, concerning the installation of your company's armrest in certain Volvo models. Specifically, you propose to have dealers remove the part of the front seat belt assembly that contains the buckle for the belt, straighten a metal guide that ensures that the buckle portion of the seat belt assembly will remain accessible to passengers, and discard a spacer washer that is provided with the seat belt assembly. The spacer washer would be replaced by the armrest mounting bracket, which you stated is the same thickness as the spacer washer it would replace. You asked us whether this procedure would be permissible under the law and our regulations. As explained below, any dealers that follow your proposed installation might violate Federal law.; Standard No. 208, *Occupant Crash Protection* (49 CFR S571.208) set forth minimum requirements for occupant protection. Additionally, section S7.2 sets forth an accessibility requirement for safety belt latch mechanisms that reads as follows:; S7.2 *Latch mechanism*. A seat belt assembly installed in a passenge car, except an automatic belt assembly, shall have a latch mechanism --; (a) Whose components are accessible to a seated occupant in both th stowed and operational positions, ...; Section 108(a)(2)(A) of the National Traffic and Motor Vehicle Safet Act, as amended (15 U.S.C 1397(a)(2)(A)) provides that: 'No manufacturer, distributor, dealer or motor vehicle repair business shall knowingly render inoperative, in whole or in part, any device or element of design installed on or in a motor vehicle ... in compliance with an applicable Federal motor vehicle safety standard ...' This statutory prohibition might be violated by any dealer that followed your proposed installation procedures for your armrest.; For example, it may be that Volvo installed the metal guide on it front seat safety belts for the purpose of complying with section S7.2 of Standard No. 208. If this were the case, any dealer that straightened that metal guide, in accordance with your installation instructions, might render inoperative a device (that metal guide) that was installed in the vehicle in compliance with Standard No. 208. In this situation, whether the dealer actually renders inoperative the metal guides by straightening them depends on whether the buckle portion of the seat belt assembly no longer complies with section S7.2 (which requires the buckle to be accessible to the front seat occupant) after the installation.; Section 109 of the Safety Act specifies a civil penalty of up to $100 for each violation of section 108(a)(2)(A), up to a maximum of $800,000 for a related series of violations. We would consider each installation of your armrest by a dealer that renders inoperative the vehicle's compliance with Standard No. 208 to be a separate violation. Accordingly, a dealer might be liable for a civil penalty of $1000 multiplied by the number of vehicles in which the dealer had installed armrests in accordance with your instructions.; Please do not misconstrue this letter as suggesting that this agenc either approves or disapproves the proposed installation instructions for your armrests. The Safety Act does not give NHTSA any authority to approve or endorse any products. Instead, the Safety Act places the initial responsibility for determining whether your proposed installation instructions violate a legal or regulatory requirement on your company. The agency may reexamine your initial determination in the context of an enforcement action.; To comply with your legal obligations, I suggest that you carefull reexamine the proposed installation instructions and compare those instructions with the requirements of Standard No. 208, to determine if installing your armrests in accordance with your installation instructions would result in the vehicle no longer complying with Standard No. 208. If it would do so, you will have to devise some other means of installing your armrests, so that dealers would not be instructed to render inoperative the vehicle's compliance with Standard No. 208. If your proposed installation instructions do not result in a rendering inoperative of the vehicle's compliance with Standard No. 208, dealers can follow those instructions without violating any provisions of the law.; Sincerely, Erika Z. Jones, Chief Counsel |
|
ID: aiam0034OpenHonorable Bob Wilson, House of Representatives, Washington, DC, 20515; Honorable Bob Wilson House of Representatives Washington DC 20515; Dear Mr. Wilson: This is in response to your letter of August 16 in which you attached letter from your constituent, Mrs. Beverly Hoffman of San Diego. Mrs. Hoffman asked if there is any Federal or state regulation, or city ordinance, which forbids the removal or concealment of passenger seat belts in taxicabs. Mrs. Hoffman has raised an important question and one which is of vital concern to the objectives of the National Traffic and Motor Vehicle Safety Act of 1966: the retention of a (sic) safety equipment in a vehicle after its original purchase.; Since I expect that California law is of most interest to both Mrs Hoffman and you, I will answer her question on the basis of the California Vehicle Code. Since January 1, 1964, Section 27309 has made it an offense to sell in California any new passenger vehicle which does not have at least two state approved restraint belts or harnesses in its front seat. Retention of the front seat belts by the vehicle owner is indirectly required by Section 40001(b)(2) which makes it unlawful for 'an owner to request, cause, or permit the operation of any vehicle which is not *equipped as required in this Code*.' (emphasis supplied) Since California has no annual motor vehicle inspection, enforcement of this law has presumably been by spot inspection. Members of the California Highway Patrol (Section 2804) and city traffic officers (Section 2806) have the authority to inspect a vehicle to determine whether its equipment is in compliance with the Code.; With respect to rear seat belts which most directly concern Mrs Hoffman as a passenger, their installation has not been required by the Code. Such belts as she may have seen in the rear of California taxis have been provided as a courtesy of the owner rather than as a requirement of the law. But, as she correctly notes, all passenger cars including taxicabs manufactured on or after January 1, 1968, must comply with Federal motor vehicle safety standards. One of these, Standard No. 208, will require taxis to be manufactured with lap restraint belts installed in each rear seating position. But if the California legislature has not amended the Vehicle Code itself to require their installation it would appear that there is no legal reason why a cab owner may not remove rear seat belts should he wish to go to the trouble.; Under the Act, the Secretary of Transportation does not have th authority to directly regulate motor vehicles 'after the first purchase of it in good faith for purposes other than resale.' Instead, Congress intended that used vehicles be regulated by periodic state inspection. To implement this intent the Secretary has been directed to study state inspection systems and, in due course, to establish uniform standards applicable to all used motor vehicles. A hypothetical standard--and one which we shall consider--requiring the presence of original equipment safety items at time of each inspection would be sufficient to cover retention of rear seat safety belts. But the Act establishes no requirement that the states or any individual follow any used vehicle standard. For the probably enforcement mechanism of used car standards it is necessary to turn to the companion Highway Safety Act of 1966. Under this Act each state is required to have a highway safety program in accordance with standards promulgated by the Secretary. One such standard, already issued, establishes minimum requirements for periodic motor vehicle inspection. Eventually it is possible that used car standards will be suggested to the states through this motor vehicle inspection standard, but enforcement of the used car standards will be left to the states.; Concerning concealment of the belts, I am aware of no legislation Federal, state, or municipal, which requires that a safety item not only be retained but also available for use. But I believe that sufficient authority may exist in the Highway Safety Act's mandate to the Bureau to include 'vehicle operation' in the highway safety program standards to warrant our serious consideration of it.; I hope that this has answered Mrs. Hoffman's questions and I appreciat her interest in traffic safety.; Sincerely, William Haddon, Jr., M. D., Director |
|
ID: aiam3618OpenMr. J. L. Campbell, Jr., 12813 95th Avenue, N.E., Kirkland, WA 98033; Mr. J. L. Campbell Jr. 12813 95th Avenue N.E. Kirkland WA 98033; Dear Mr. Campbell: I have recently received a copy of your letter to Senator Gorto concerning the difficulties small manufacturers of motor vehicles have in complying with Federal standards. To alleviate these difficulties, you suggested that blanket exemptions from the bumper regulations and the Federal motor vehicle safety standard on side door strength be granted to all 4-wheel vehicles under 800 pounds dry weight.; As explained more fully below, this agency does not have authority fro Congress to grant an exemption from the bumper standard for the ultra-lightweight vehicles you describe. Such authority would require new legislation. However, we do have authority either to exclude all of those vehicles from the side door strength standard or to exempt particular manufacturers of those vehicles from that standard.; Congress set forth the guidelines under which this agency could issu exemptions from the bumper standard in section 102(c)(1) of the Motor Vehicle Information and Cost Savings Act (15 U.S.C. 1912(c)(1)). Exemptions may be granted only to passenger motor vehicles manufactured for a special use. While neither the Cost Savings Act nor this agency has defined 'special use', the Cost Savings Act is explicit that a vehicle can be exempted only if two conditions are met: (1) the vehicle is manufactured for a special use, (2) compliance with the bumper standard would unreasonably interfere with that use. The example Congress cited for such a vehicle was a Jeep with snow removal equipment on the front. The agency believes that the purpose of an ultra-lightweight passenger vehicle is essentially the same as that of a lightweight vehicle such as the Toyota Starlet, Honda Civic or Ford Escort, i.e., to carry passengers. The agency does not view that purpose to be a special use within the meaning of section 102. Further, even if the first condition could be met, it is not clear that the second one could be. Hence, an amendment to the Cost Savings Act would have to be made by the Congress before we could grant an exemption from the bumper standard to your ultra-lightweight passenger motor vehicles.; Concerning your request regarding Standard No. 214, side door strength NHTSA formerly excepted motor vehicles (other than trailers and motorcycles) of 1,000 pounds or less curb weight from all safety standards. However, that exception was eliminated in 1973 (38 F.R. 12808, May 16, 1973). At that time, the agency stated that manufacturers seeking relief from compliance problems peculiar to these vehicles could either petition for amendments to individual standards or petition for an exemption under section 123 of the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1410).; These options remain the ones available to manufacturers o ultra-lightweight vehicles. Thus, one option is to submit a petition for rulemaking under 49 CFR Part 552 requesting the agency to amend Standard No. 214 to exclude those vehicles from that standard's applicability provision. I should point out that few, if any, petitions of this type have been submitted since the agency's May 1973 notice and none have been granted. Also, you should be aware that the rulemaking process is often a lengthy one.; The other option is for a manufacturer to submit a petition for th exemption of his vehicles from a particular standard. I have enclosed a copy of 49 CFR Part 555 which sets forth the information that a manufacturer must include in its petition. Exemption petitions are not uncommon and are often granted at least in part. Also, because fewer procedural steps are necessary, the exemption process is typically much faster than the amendment process. Should you wish to submit an exemption petition, you may find useful the enclosed copies of section 123 of the Safety Act and Standard No. 214, *Side Door Strength* (49 CFR S 571.214).; If you need any further assistance or information on either of thes subjects, please do not hesitate to contact me. We try to minimize the regulatory difficulties experienced by small manufacturers to the extent we can do so consistent with our legislative authority.; Sincerely, Frank Berndt, Chief Counsel |
|
ID: aiam0004OpenMr. Jeffrey S. Malinowski Small Business Center 407 Avalon Marine City, MI 48039; Mr. Jeffrey S. Malinowski Small Business Center 407 Avalon Marine City MI 48039; "Dear Mr. Malinowski: This responds to your letter on behalf of Mr. Le McCallum, asking whether any Federal Motor Vehicle Safety Standard applies to his invention, a tie rod 'safety bracket.' You stated that the product would typically be installed by a vehicle owner to reduce tie rod end wear. As explained below, while no Federal safety standard directly applies to your client's product, he may nevertheless have certain responsibilities under this agency's regulations. As way of background information, the National Traffic and Motor Vehicle Safety Act of 1966, as amended (the 'Safety Act') authorizes the National Highway Traffic Safety Administration (NHTSA) to issue safety standards applicable to motor vehicles and items of motor vehicle equipment. The Safety Act also requires that these safety standards establish minimum levels of performance for vehicles or equipment. Once the necessary performance level has been established, vehicle or equipment manufacturers are free to choose any means they wish to achieve the required level of performance. In other words, the safety standards do not require the use of any particular manufacturer's product or particular materials, the standards permit the use of any manufacturer's product that achieves the necessary performance level. Section 114 of the Safety Act (15 U.S.C. 1403) requires manufacturers to certify that each of its vehicles or items of motor vehicle equipment complies with all applicable safety standards. NHTSA does not approve, endorse, or certify any motor vehicle or item of motor vehicle equipment. NHTSA has no safety standard directly about tie rods or safety brackets used with tie rods. As for installation of your client's device on vehicles in the aftermarket, such installations may be limited by section 108(a)(2)(A) of the Safety Act (15 U.S.C. 1397(a)(2)(A)). That section prohibits any manufacturer, distributor, dealer, or motor vehicle repair business from knowingly rendering inoperative any device or element of design installed on or in a motor vehicle in compliance with an applicable safety standard. If installation of your client's product resulted in a vehicle no longer complying with a safety standard, a manufacturer, distributor, dealer, or repair business that installed the product would have rendered inoperative a device or element of design installed on the vehicle in compliance with a standard. To avoid a 'rendering operative' violation, your client should examine his product to determine if installing his product would result in the vehicle no longer complying with a standard's requirements. Section 109 of the Safety Act (15 U.S.C. 1398) specifies a civil penalty of up to $1,000 for each violation of the 'render inoperative' provision. Please note that the Safety Act does not establish any limitations on an individual vehicle owner's ability to alter his or her own vehicle. Under Federal law, individual owners can install any device they want on their own vehicles, regardless of whether that device renders inoperative the vehicle's compliance with a safety standard. Other statutory provisions in the Safety Act could affect your client's product. Manufacturers of motor vehicle equipment such as the 'tire rod safety bracket' are subject to the requirements in sections 151-159 of the Safety Act (15 U.S.C. 1411-1419) on the recall and remedy of products with defects related to motor vehicle safety. The Safety Act specifies that if either the manufacturer or this agency determines that a safety-related defect exists in your client's product, your client as the manufacturer must notify purchasers of the safety-related defect and must either: (1) repair the part so that the defect is removed, or (2) replace the part with an identical or reasonably equivalent part which does not have a defect. Whichever of these options is chosen, the manufacturer must bear the full expense and cannot charge the owner for the remedy if the equipment was purchased less than eight years before the notification campaign. I hope this information is helpful. If you have any further questions, please feel free to contact Marvin Shaw of my staff at this address or by telephone at (202) 366-2992. Sincerely, Paul Jackson Rice Chief Counsel"; |
|
ID: aiam3081OpenHonorable David Boren, United States Senate, Washington, DC 20510; Honorable David Boren United States Senate Washington DC 20510; Dear Senator Boren: This responds to your letter of August 2, 1979, on behalf of you constituent, Mr. Thomas J. Weaver, regarding problems he is having with the automatic belt system on his Volkswagen Rabbit. Apparently, the belt system does not properly fit Mr. Weaver, and Volkswagen has stated it cannot lower the driver's seat to correct the problem because of Federal regulations.; Before getting into the details of this matter, I want to express m admiration for Mr. Weaver in his efforts to obtain the benefits of his safety belts. It is discouraging to hear that a person wishing to use his belts is unable to do so. However, I must stress that we have no authority to compel a manufacturer to alter a vehicle in a situation like this. The most we can do is attempt to clarify whether it is federal law or other factors that led to Volkswagen's reluctance to make the alterations desired by Mr. Weaver.; The discussion in the letter you received from Mr. Kenneth Adams Volkswagen's Washington representative, needs some clarification. Safety Standard No. 208, *Occupant Crash Protection* (49 CFR 571.208), requires passenger cars to be equipped with safety belts that adjust to fit drivers ranging in size from the 5th-percentile adult female (weighing about 102 pounds) to a 95th-percentile adult male (weighing about 215 pounds). Therefore, the regulation requires safety belts to fit *at least* 90 percent of the driving population. Of course, nothing prohibits manufacturers from designing their belts to fit 100 percent of the population, and the agency encourages manufacturers to do so. The standard is only a minimum requirement, allowing manufacturers some leeway because of unusual body sizes at either end of the spectrum.; Mr. Adams also stated in his letter to you that lowering the seat woul change the performance characteristics of Volkswagen's belt system and would make it necessary 'to begin the entire testing process for certification again.' This statement too requires clarification. At the present time, Safety Standard No. 208 does not require safety belts as installed in motor vehicles to meet dynamic performance requirements. Dynamically testing safety belts would entail restraining a test dummy with a vehicle's safety belts and testing their performance by crashing the vehicle into a test barrier. In such testing, the position of the seat in relation to the belts would be important. However, the current requirements do not involve testing safety belts inside the vehicle. They require that the belts meet certain laboratory tests and that belts capable to (sic) passing those tests be installed in new vehicles.; Further, regardless of the type of performance standards involved lowering the seat of a used vehicle could not raise any question about recertification. Certification relates to new vehicles exclusively. The only question which lowering the seat would pose under our statute, the National Traffic and Motor Vehicle Safety Act, would be whether lowering the seat would cause equipment installed pursuant to Federal safety standards to no longer be in compliance. Section 108(a)(2)(A) of the Act prohibits manufacturers, distributors, dealers and repair businesses from knowingly rendering inoperative safety equipment. If this prohibition is the concern of Mr. Adams of Volkswagen, perhaps he can clarify for you constituent how Volkswagen believes lowering the seat would violate that prohibition. Mr. Adams does not state that lowering the seat would preclude the belt system from adjusting to fit the range of people specified in the standard.; It may be that Volkswagen's reluctance to lower the seat stems from concern about products liability. Lowering the seat could very well alter the performance of the Volkswagen automatic belt system.; In an effort to promote further clarification of Volkswagen's position I am sending a copy of this letter to Mr. Adams. The only further thing I can do is suggest that Mr. Weaver contact Mr. Adams again and obtain his reaction to my letter. Perhaps we can then see what other alterations are available. I hope some adjustment can be made to accommodate Mr. Weaver.; Sincerely, Joan Claybrook |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.