NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
| Interpretations | Date |
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ID: 9984Open Victor Larson, P.E. Dear Mr. Larson: This responds to your FAX of May 17, 1994, with reference to the application of conspicuity material to the sides of cryogenic tank trailers. You point out that the only side mounting surface for striping that is perpendicular to the road is at the center of the tank, approximately 90 inches above the road surface. You ask for confirmation of your interpretation that conspicuity material can be placed at this location "if that is the only available mounting area" and that it is not necessary to add additional structure for the sole purpose of providing a lower vertical mounting surface. We confirm your understanding. Standard No. 108 specified an original mounting height for conspicuity material as close as practicable to 1.25 m. However, in a notice published on October 6, 1993, NHTSA amended the requirement to "as close as practicable to not less than 375 mm and not more than 1525 mm above the road surface." The practicability qualification allows manufacturers to choose a location for conspicuity treatment that is outside the specified range to avoid body modifications that might otherwise be required to mount the material within the specified range. The manufacturers of conspicuity material certify its performance in a vertical plane. Trailer manufacturers should mount the material in a vertical plane or as close to a vertical plane as the trailer shape offers, in order to achieve the full conspicuity benefits of the material. In the case of your tank trailer without a suitable vertical surface below the belt line of the tank, reflective material at a belt line that is 90 inches above the road surface would be considered to have been mounted as close as practicable to the upper specification of the height range (1.525 m). As NHTSA observed when it adopted the original mounting height specification with its practicability provision, flexibility in the vertical location of conspicuity material is necessary for compliance of some tank trailers. However, it should not be overlooked that other types of tank trailers may have vertical surfaces on the frame, fenders, or other equipment well suited for conspicuity material. You inform us that some trailers have rear and midship cabinets that could be used, in conjunction with the belt line location, to provide a location for striping, although this would result in a non-aligned striping pattern. With respect to trailers equipped with cabinets, you asked whether compliance would be satisfied if only the belt-line location is used. The answer is yes, provided that the requirement of paragraph S5.7.1.4.2(a) is met, i.e., which provides that "the strip need not be continuous as long as not less than half of the length of the trailer is covered and the spaces are distributed as evenly as practicable." Since the strip need not be continuous, this would allow discontinuities in a strip mounted at 90 inches in which the cabinets were not used. Your final question is the required orientation of striping for conspicuity; some of your customers have requested placement of material at a downward angle of approximately 30 degrees to accommodate their graphics better. The standard does not explicitly address the issue of orientation. However, as noted in response to your first question, trailer manufacturers should mount conspicuity material in a vertical plane, or as nearly thereto as the trailer shape allows, so that the full conspicuity benefits of the material may be realized. If there is no available vertical surface on which the material can be mounted, we urge that a wider stripe of conspicuity material be used to provide the minimum required performance at the installed downward angle. The manufacturer of the conspicuity material which you use should be able to determine whether an increase in the width of the striping would allow the material mounted at or near the downward angle that your customer prefers to provide performance comparable to a narrower strip mounted in a vertical plane. Sincerely,
Philip R. Recht Chief Counsel ref:108 d:10/14/94
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1994 |
ID: nht79-4.53OpenDATE: 10/15/79 FROM: JOAN CLAYBROOK -- NHTSA TO: HERBERT L. MISCH -- VICE PRESIDENT, ENVIRONMENTAL AND SAFETY ENGINEERING STAFF, FORD MOTOR COMPANY TITLE: NONE TEXT: This letter is in response to your letter of August 31, 1979, concerning the perceptions and realities of the safety of children in cars equipped with air bags. On September 13, 1979, a team of senior level National Highway Traffic Safety Administration engineers and scientists visited Ford for discussions with your staff on the questions you raised in your letter. They reported to me that on the basis of their discussions, additional staff level discussions would be beneficial. Federal regulations on automatic occupant crash protection, like all motor vehicle safety standards, are minimum requirements. Compliance with these requirements may not be sufficient to provide an adequate level of safety for all occupants under all circumstances. Manufacturers are expected to be responsible for the development, design, testing, and manufacture of safety systems in their cars that provide a level of safety that is consistent with the capability of the technology, the state of its development, and the practical constraints of motor vehicle mass production and marketing, as you indicate in your letter. We disagree with your contention that responsibility for the protection of children, who are otherwise unrestrained and out of their normal seating position, significantly differs from the usual situation with other safety systems or other Federal requirements. The National Highway Traffic Safety Administration has considered at various times adding further performance criteria to the requirements of FMVSS 208. However, the Agency is very reluctant to do so unless a substantial problem is identified that can only be addressed in this way. Such additional criteria tend to restrict innovations in designs and test procedures used by the manufacturers. They can also decrease the incentive to a manufacturer to try to achieve the safest possible systems because they freeze performance requirements, and inhibit innovation. Ford has available to it the basic information (beyond that which is proprietary to other companies) and the resources that are available to the other automobile companies or to the government. You have substantial in-house expertise, and many independent experts and contractors are available to help assess: 1) the test protocols that are appropriate to measure the performance of restraint systems in frequent, high risk, real world situations; 2) the specific performance of Ford's air bag system; and 3) whether any modifications in the Ford system are warranted. As we announced on Monday, October 1, 1979, in a press conference concerning General Motors' decision to postpone their 1981 introduction of air bags into production, I have appointed a special team to assess the basis of GM's decision. (A copy of my statement is enclosed.) The assessment has already begun, and will proceed for at least the next several months. This team will look at accident data and the position of occupants in cars at the time of a crash to determine the frequency and risk to vehicle occupants of various circumstances involving the restraint system. They will also assess the biomechanics and biofidelity of various surrogates used for occupants, particularly children in testing. We will keep you informed of the progress of this work as it goes forward. We must not lose sight of the fact that air bags offer a very substantial potential for improving automobile occupant safety. The opportunity to reduce fatalities and serious injuries in frontal crashes to less than one half their present levels provides strong justification to commercialize these automatic restraints at the earliest practical date, provided due care has been exercised in the development and testing of systems for the variety of situations in which they will be needed. I hope that these comments, and any assistance that our staff can provide, will be useful in resolving the questions you have about your air bag system. We also hope to see Ford as the first company to resume air bag production in the 1981 model year. |
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ID: nht80-1.48OpenDATE: 04/10/80 FROM: AUTHOR UNAVAILABLE; F. Berndt; NHTSA TO: Whitley & Whitley, Inc. TITLE: FMVSS INTERPRETATION TEXT:
Mr. William N. Whitley Vice President, Whitley & Whitley, Inc. 20600 Chagrin Boulevard, Tower East Shaker Heights, Ohio 44122 Dear Mr. Whitley: This responds to your February 8, 1980, letter asking whether the CarVan that you manufacture would be required to comply with Federal safety standards. The CarVan is designed to be mounted over the trunk of a car and weighs approximately 80 pounds. The CarVan is considered a piece of motor vehicle equipment for purposes of compliance with the motor vehicle safety standards. Since it does not slide into the cargo area of a truck, however, it would not be considered a slide-in camper subject to Standard No. 126, Truck-Camper Loading. However, as a piece of equipment, it would be required to comply with Standard No. 205, Glazing Materials. I am enclosing an information sheet detailing where you can obtain a complete copy of all motor vehicle safety standards. The agency notes that the CarVan would be installed in such a location that it would obscure the rear lights of the vehicle upon which it is mounted. The agency considers this to be very dangerous and concludes that you should adopt a tail light system for the CarVan. The Federal safety standard for lighting is Standard No. 108. Without a tail light system, the agency concludes that the installation and use of your CarVan would constitute a safety related defect, and we would exercise our authority to require any such defect to be remedied. We note also that many States prohibit any device that covers the license plates. The agency would like to take this opportunity to correct some misinformation that was supplied to you on May 4, 1978, when we responded to your previous request for information on a camper that was designed to be loaded in a car's trunk. In that letter, the agency stated that the camper would be required to comply with Standard No. 126. That statement is incorrect. Since your camper is designed for a passenger car and not a truck, it would not be required to comply with Standard No. 126. It would be subject to the other standards mentioned above for the CarVan. We regret any inconvenience our error may have caused you. Sincerely, Frank Berndt Chief Counsel Enclosure February 8, 1980 U.S. Department of Transportation National Highway Traffic Safety Administration Washington, D.C. 20590 Attention: Administrator for Rulemaking Dear Sir: We are considering manufacturing the CarVan. The CarVan is described in the enclosed resume. Please indicate how the CarVan will be classed and be regulated by the Federal Motor Vehicle Safety Standards. Please note the CarVan will not slide into the car trunk but will be supported over the trunk. I am enclosing a copy of your response to my request on a larger but similar type unit. Sincerely, WHITLEY & WHITLEY, INC. William N. Whitley Vice President WNW:Cj
The CarVan is a new light weight (80 pound) foldable gas saving recreational vehicle (RV). The unit can be attached to a standard or compact automobile trunk and meet the minimal living needs of two adults without increasing the gas comsumption of the automobile. The CarVan provides safe, secure, private space for sleeping, resting, cooking, eating, changing clothes and can be used for all day sports activities, fishing, hunting, skiing, overnight recreational or business travel. The CarVan will appear and function (without wheels) as an extension of the car. The dimensions of the CarVan in the up position provide sufficient room for comfortable sitting, sleeping and standing, but extend the length of the car by only two feet. The unit folds down for easy road travel. The rear view mirror and regular side view mirrors of the car are functional while driving with the CarVan attached. No additional driving skills are required. Standard size garages and parking spaces may be used for car storage with the CarVan attached. |
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ID: nht79-1.25OpenDATE: 12/14/79 FROM: AUTHOR UNAVAILABLE; F. Berndt; NHTSA TO: Alternative Automotive, Inc. TITLE: FMVSR INTERPRETATION TEXT: Dec. 14, 1979 Mr. John F. Croonquist, President Alternative Automotive, Inc. 999 N. Pacific Street, 33-D Oceanside, California 92054 Dear Mr. Croonquist: This responds to your November 9, 1979, letter asking whether a vehicle that you plan to produce would be classified as a truck for purposes of applying the Federal motor vehicle safety standards. In your letter, you state that your vehicle looks somewhat like a Jeep. You state further that it is constructed on a Volkswagen truck chassis, carries two passengers, and is designed to transport property. As you know, the agency defines truck to be a vehicle that is designed primarily to transport property or speciality equipment. Since the vehicle that you plan to manufacture appears to be designed for the transportation of property and since it is constructed on a truck chassis, the agency concludes that it would be a truck for the purposes of applying the safety standards. Sincerely, Frank Berndt Chief Counsel 9 November, 1979 Office of the Chief Counsel National Highway Traffic Safety Adm. 400 7th St. S.W. Washington, D.C. 20590 Attn: Mr. Roger Fairchild Dear Mr. Fairchild: If you will recall I talked with you on the phone about one and a half months ago concerning getting a ruling as to the classification from the NHTSA on a vehicle I am in the process of building; and therefore before proceeding further I will need a ruling from your office. A general description of the vehicle would be a fiberglass body (similiar to a Jeep) placed on my own fabricated chassis (2" by 4"-.120 wall box tubing) which is truely a truck chassis. The design of the chassis follows closely that of the VW Bus or what Volkswagen calls their type 2 vehicle and uses VW bus front torsion, rear torsion, brakes, steering, pedal assembly and other VW bus components. Various data supplied herein points out why we feel the vehicle should be classified as a truck; especially in light of the recent classification of the American Motors Corp. "Eagle" as a truck. Various reasons stated are as follows: 1. Vehicle is designed to carry two persons 2. Vehicle is designed to transport property a. by using the roll bar as a super-structure to build a cargo containment area b. this will be done by placing wood siding on the roll bar sides and rear 3. Ground clearance using L78-15 tires is 14.75 in. under the front torsion and 12 in. under the rear torsion (also 12 in. is the minimum ground clearance) 4. Ground clearance on my vehicle will be equal to or greater than nearly all trucks manufactured in the U.S.A. 5. Approach angle of 64 degrees 6. Chassis is designed to carry over 2000 pounds on the front axle and 2000 pounds plus on the rear axle Projected production calls for less than 500 vehicles per year and our projected market area will be the U.S. Territories of Puerto Rico and the U.S. Virgin Islands; the reason being that the vehicle fits perfectly the climate and geography and also after traveling to these areas we have found local governments with high under-employment and more than willing to help in setting up an vehicle manufacturing facility. However in making this facility a reality we need and actively seek the help of NHTSA, its administrators, advisors, and counsel to render assistance and relevant decisions to SMALL businesses who do not have access to corporate lawyers, the lobby folly, or other channels that big business often uses to purge the SMALL manufacturer, and more often uses to gouge the consumer. We will await your ruling and would appreciate your earliest concern on this matter.
Sincerely, John F. Croonquist-President |
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ID: 3298yyOpen Mr. S. Suzuki Your ref: ST-9015/91 Dear Mr. Suzuki: This responds to your letter of October 16, l991, to the Director, Office of Public and Consumer Affairs, with reference to the "Safety Shot" lighting device that you have developed. You have enclosed photographs illustrating three types of this device in operation. In brief, the device consists of a center red highmounted stop lamp, immediately flanked by amber lamps that serve as supplementary turn signal/hazard warning signal lamps. Although the photos are not entirely clear, the device appears to consist of segmented compartments in a common housing, with thicker dividers separating the signal and stop functions. Type I incorporates an L.E.D. and is mounted at the top of the rear window. Type II also incorporates an L.E.D. and is mounted at the bottom of the window. Type III is located at the top of the rear window and uses conventional bulbs for its light source. You have been referred to us by Chrysler Corporation. We assume that you approached Chrysler with a view towards having your device accepted as original motor vehicle equipment. You have asked for our views on whether it is possible to use this device in the U.S. market. In the United States, the applicable Federal motor vehicle safety standard for rear lighting is Standard No. 108, Lamps, Reflective Devices, and Associated Equipment. Section S5.4 of Standard No. l08 does not allow a center high-mounted stop lamp to be physically combined with any other lamp or reflective device. Because Safety Shot appears to have a common housing for signalling and stopping functions, the lamps are "combined" within the meaning of the prohibition. This means that the Safety Shot may not be used as original equipment on motor vehicles, and it may not be offered as a replacement for original equipment center highmounted stop lamps (required on each passenger car manufactured on or after September 1, l985). If you wish to sell the Safety Shot as an accessory in the aftermarket, for passenger cars manufactured before September 1, l985, different considerations apply. Installation of the Safety Shot by a manufacturer, distributor, dealer, or motor vehicle repair business is not permitted if it renders inoperative, in whole or in part, the function of any other rear lighting device. The question, therefore, is whether the effectiveness of the function of any other rear lighting device is compromised by the Safety Shot to the extent that the other device's function is rendered, at the minimum, partially inoperative. We note that original equipment amber signal lamps are not prohibited from flashing when the stop lamps are operating. It would not appear that the addition of the Safety Shot to a passenger car manufactured before September 1, l985, would compromise the signals from the original turn signal and stop lamps in a manner to render them, at least, partially inoperative. However, the Safety Shot is subject to regulation by the individual States of the United States in which it is sold or used. We are unable to advise you on State laws, and suggest that you write for an opinion to American Association of Motor Vehicle Administrators, 4600 Wilson Boulevard, Arlington, Va. 22203. Motor vehicles are also required to be manufactured to conform to Standard No. 111, Rearview Mirrors. Under this standard, if installation of the Safety Shot prevents the vehicle from meeting the rearview mirror field of view requirements specified, the manufacturer, distributor, dealer, or motor vehicle repair business installing the Safety Shot must install a rear view mirror on the passenger side of the vehicle (as a practical matter, most vehicles in the U.S. are manufactured with this additional mirror). Sincerely,
Paul Jackson Rice Chief Counsel ref:108 d:1/31/92 |
1992 |
ID: 2836yyOpen Mr. Jeffrey S. Malinowski Dear Mr. Malinowski: This responds to your letter on behalf of Mr. Leo McCallum, asking whether any Federal Motor Vehicle Safety Standard applies to his invention, a tie rod "safety bracket." You stated that the product would typically be installed by a vehicle owner to reduce tie rod end wear. As explained below, while no Federal safety standard directly applies to your client's product, he may nevertheless have certain responsibilities under this agency's regulations. As way of background information, the National Traffic and Motor Vehicle Safety Act of 1966, as amended (the "Safety Act") authorizes the National Highway Traffic Safety Administration (NHTSA) to issue safety standards applicable to motor vehicles and items of motor vehicle equipment. The Safety Act also requires that these safety standards establish minimum levels of performance for vehicles or equipment. Once the necessary performance level has been established, vehicle or equipment manufacturers are free to choose any means they wish to achieve the required level of performance. In other words, the safety standards do not require the use of any particular manufacturer's product or particular materials; the standards permit the use of any manufacturer's product that achieves the necessary performance level. Section 114 of the Safety Act (15 U.S.C. 1403) requires manufacturers to certify that each of its vehicles or items of motor vehicle equipment complies with all applicable safety standards. NHTSA does not approve, endorse, or certify any motor vehicle or item of motor vehicle equipment. NHTSA has no safety standard directly about tie rods or safety brackets used with tie rods. As for installation of your client's device on vehicles in the aftermarket, such installations may be limited by section 108(a)(2)(A) of the Safety Act (15 U.S.C. 1397(a)(2)(A)). That section prohibits any manufacturer, distributor, dealer, or motor vehicle repair business from knowingly rendering inoperative any device or element of design installed on or in a motor vehicle in compliance with an applicable safety standard. If installation of your client's product resulted in a vehicle no longer complying with a safety standard, a manufacturer, distributor, dealer, or repair business that installed the product would have rendered inoperative a device or element of design installed on the vehicle in compliance with a standard. To avoid a "rendering operative" violation, your client should examine his product to determine if installing his product would result in the vehicle no longer complying with a standard's requirements. Section 109 of the Safety Act (15 U.S.C. 1398) specifies a civil penalty of up to $1,000 for each violation of the "render inoperative" provision. Please note that the Safety Act does not establish any limitations on an individual vehicle owner's ability to alter his or her own vehicle. Under Federal law, individual owners can install any device they want on their own vehicles, regardless of whether that device renders inoperative the vehicle's compliance with a safety standard. Other statutory provisions in the Safety Act could affect your client's product. Manufacturers of motor vehicle equipment such as the "tire rod safety bracket" are subject to the requirements in sections 151-159 of the Safety Act (15 U.S.C. 1411-1419) on the recall and remedy of products with defects related to motor vehicle safety. The Safety Act specifies that if either the manufacturer or this agency determines that a safety-related defect exists in your client's product, your client as the manufacturer must notify purchasers of the safety-related defect and must either: (1) repair the part so that the defect is removed; or (2) replace the part with an identical or reasonably equivalent part which does not have a defect. Whichever of these options is chosen, the manufacturer must bear the full expense and cannot charge the owner for the remedy if the equipment was purchased less than eight years before the notification campaign. I hope this information is helpful. If you have any further questions, please feel free to contact Marvin Shaw of my staff at this address or by telephone at (202) 366-2992. Sincerely,
Paul Jackson Rice Chief Counsel Enclosures d:2/l/9l |
1970 |
ID: 7495aOpen Mr. Lyle Walheim, Lieutenant Dear Mr. Walheim: This responds to your letter seeking a clarification of whether Wisconsin's current requirements for the activation of stop signal arms on school buses would comply with the stop signal arm requirements set forth in Federal Motor Vehicle Safety Standard No. 131, School Bus Pedestrian Safety Devices. Your letter was prompted by my June 17, 1992 interpretation to Blue Bird Body Company. After evaluating the information provided in your letter, together with the information previously supplied by Blue Bird, we have reconsidered our assessment of the Wisconsin requirements. Subject to the qualifications discussed below, it is our reconsidered view that the Wisconsin requirements are not preempted by Standard No. 131 and that Blue Bird can continue to supply buses meeting Wisconsin's specifications, with the addition of the audible warning device described in Blue Bird's letter. The distinguishing feature of Wisconsin's requirement is that it ties the operation of the stop arm to the opening of the service door, not to the operation of the red flashing lamps. In practice, the lamps on a Wisconsin bus equipped with a four-lamp system would operate like those on a bus equipped with an eight-lamp system, with the red lamps (instead of yellow lamps) flashing while the bus is coming to a stop. Since S5.1.4(b)(ii) of Standard No. 108 requires the yellow lamps on an eight-lamp system to turn off automatically and the red lamps to turn on automatically whenever the entrance door opens, and since the red lamps on the Wisconsin buses would operate whenever the entrance door is open, the Wisconsin buses would conform to the requirements of Standard No. 108. That standard does not prohibit the flashing of red lamps on a four-lamp system while the service door is closed. For purposes of Standard No. 131, the question is whether there is any circumstance in which the stop arm may be deactivated while the red lamps are flashing. From the standpoint of practicality, we agree with you that the stop arm should not function before the bus has stopped and the driver has opened the service door. We further believe it is consistent with the purpose of the standard for the stop arm to be deactivated on a Wisconsin bus before the bus stops, even though the bus's red lamps may be flashing. To reconcile this view with the language of the standard, however, requires us to address the requirement of the standard that the arm must extend "at a minimum whenever the red signal lamps required by S5.1.4 of Standard No. 108 are activated. . . ." Standard No. 131 expressly contemplates a situation in which the stop arm would not automatically extend despite the operation of the red lamps. The final clause of S5.5 provides that "a device may be installed that prevents the automatic extension of a stop signal arm." The question in Wisconsin's situation is whether the manual switch that activates the red signal lamps but not the stop arm would qualify as such a device. In our view, it does. Since the only time the red lamps are required by Standard No. 108 to operate is when the entrance door is open, and since the Wisconsin system would automatically extend the stop arm when the entrance door opens, we believe that the manual switch in the Wisconsin system can be fairly characterized as an override device that prevents the automatic extension of the stop signal arm until the red lamps are required to operate. For an override to be permitted, the device must comply with the other provisions set forth in S5.5, including the presence of a continuous or intermittent signal. I hope this information is helpful. If you have any further questions about NHTSA's safety standards, please feel free to contact Marvin Shaw of my staff at this address or by telephone at (202) 366-2992. Sincerely, Paul Jackson Rice Chief Counsel Ref:131 d:9/14/92 |
1992 |
ID: 77-2.27OpenTYPE: INTERPRETATION-NHTSA DATE: 05/03/77 FROM: AUTHOR UNAVAILABLE; Frank Berndt; NHTSA TO: Messrs. Allen & Korkowski & Associates TITLE: FMVSR INTERPRETATION TEXT: This is in reply to your letter of March 3, 1977, to Mr. Oates of this office asking whether your client, a manufacturer of motorcycle accessories, is subject to requirements imposed by 49 CFR Parts 573, 576, and 577 and 15 U.S.C. 1402. For your reference I am enclosing a copy of a new Part 577 which becomes effective June 28, 1977, that implements Part B of the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1411 et seq.) effective December 27, 1974. These new sections have superseded Section 1402, to which you referred. Since you apparently are unaware of these changes I am also enclosing a copy of the amended Act. Because your client manufactures motor vehicle equipment other than original equipment (i.e. accessories) its products appear to be "replacement equipment" as defined by 15 U.S.C. 1419(2)(B). Since Parts 573 and 576 apply only to motor vehicle manufacturers and not to equipment manufacturers you are correct in your conclusion that these regulations are inapplicable to your client. We have proposed, however, that Part 573 be amended to apply to manufacturers of replacement equipment although no action has yet been taken on the proposal. I include a copy of that proposal. You also asked about the applicability of Section 577.4 which you found to be "silent about the duty of manufacturers of motor vehicle equipment". The Part 577 that you referenced reflects the statutory scheme that was in effect until December 27, 1974, under which a manufacturer of motor vehicle equipment (as contrasted with a vehicle manufacturer who also produced equipment) was not required to notify purchasers of safety-related defects or noncompliances which it, the manufacturer, had discovered. The equipment manufacturer's obligation to notify arose only upon determination of the existence of a safety-related defect or noncompliance by the NHTSA Administrator and in that event Section 577.5 requires the equipment manufacturer to follow the provisions of Section 577.4. The new statutory scheme of 15 U.S.C. 1411 et seq., as reflected in revised Section 577.5, now extends the notification and remedy obligation to safety-related defects and noncompliances discovered by manufacturers of replacement equipment. Finally, you have asked if there is no duty to retain records how can an equipment manufacturer "observe the requirements of Part 577.4." I assume what you mean is how can it notify "the first purchaser (where known) . . . and any subsequent purchaser to whom a warranty on such . . . item of equipment has been transferred". The actual obligation of a manufacturer of replacement equipment today, however, is that established by 15 U.S.C. 1413(c)(3)(A), in effect since December 27, 1974, and it is to notify "the most recent purchaser known to the manufacturer" (See also new Section 577.7(a)(2)(ii)(A). Congress appears to have recognized that manufacturers of small and less expensive items of motor vehicle equipment generally may not keep records of ultimate purchasers when it authorized our agency to issue a public notice when the public interest requires it (15 U.S.C. 1413(c)(3)(B)). Since there is no obligation for a manufacturer to know the names of its purchasers, NHTSA will accept in good faith an equipment manufacturer's statement as to the extent of its knowledge of its most recent purchasers. Under proposed Section 573.7(c) your client, as a manufacturer of motor vehicle equipment, would be required to maintain certain records including a list of the names and addresses of the "most recent purchasers known to the manufacturer". Such a list would probably at a minimum comprise distributors of the product, might also include the dealers of the distributors, and possibly in some instances the ultimate purchaser. But it is not a requirement that steps be taken to know and list the names and addresses of all ultimate purchasers. If you have further questions after reviewing this letter and its enclosures I will be happy to answer them for you. |
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ID: 77-3.11OpenTYPE: INTERPRETATION-NHTSA DATE: 06/27/77 FROM: AUTHOR UNAVAILABLE; J. J. Levin, Jr.; NHTSA TO: American Seating Company TITLE: FMVSS INTERPRETATION TEXT: This responds to your March 24, 1977, letter asking for an interpretation of the requirements for knee contact area in Standard No. 222, School Bus Passenger Seating and Crash Protection, which state that, when impacted, "the resisting force of the impacted material shall not exceed 600 pounds and the contact area on the knee form surface shall not be less than 3 square inches." You ask whether this requirement can be interpreted as meaning that, when impacted, the resisting force of the impacted material shall not exceed 200 pounds per square inch rather than 600 pounds over 3 square inches. The 600 pound maximum force and the 3 square inch minimum contact area are two distinct requirements. The first specifies an upper bound on the load that will be applied to the upper leg while the latter specifies a lower bound on the knee area over which an impact load must be distributed. To combine the two requirements, as you suggest, tends to relax the contact area requirement for a load which is less than 600 pounds. Such an interpretation would not ensure the level of safety the agency demands for knee contact area. The suggested combination of the two requirements may not provide an adequate distribution of forces over the knee. Accordingly, the agency declines to accept the suggested interpretation of the standard. SINCERELY, March 24, 1977 National Highway Traffic Safety Administration Att: Chief Counsel, Frank A. Berndt Reference is made to Federal Standard 222, paragraph S5.3.2.2, "When any part on the rear surface of that part of a seat back or restraining barrier within any zone specified S5.3.2.1 is impacted from any direction at 16 feet per second by the knee form specified in S6.7, the resisting force of the impacted material shall not exceed 600 pounds and the contact area on the knee form surface shall not be less than 3 square inches". We request an interpretation of the requirement for the knee form contact area. The knee recess area of the seat back is the most vulnerable part of the seat not only to vandalism but to hard use by the passenger. This is the area where feet are placed on the back and soles of shoes scuff and damage softer material. Also objects such as briefcases and lunchboxes add to the damage in this area. In fact, in city and inter-city buses this area is normally protected by heavy plastic or stainless steel panels. In the endeavor to provide a more practical surface than the soft vinyl we have been successful in adopting a thin plastic back panel. However, in some areas of the seat back, the resisting force, at 16 feet per second, is only 300 pounds and proportionately the contact area caused by the knee form is about 2 - 2 1/2 square inches. We question whether the 3 square inches applies to the resisting force of the 600 pound magnitude or if it must extend to the lesser force. If we consider the distribution of the 600 pound force over the 3 square inch area, we are applying 200 pounds per square inch. When we measure the distribution of forces in this manner we meet the 200 pound maximum per square inch. Under separate cover we are sending you copies of the actual contact areas indicated by the paint imprint. Because your interpretation will have a direct bearing on the construction of the seat as well as performance and economy of maintenance, we would appreciate a response at your earliest convenience. Chester J. Barecki Vice President - Sales Engineering Transportation Products Division [Attachments Omitted] CC: T. HOYT; E. HENEVELD; J. OTT; T. CAMP
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ID: 7241Open Mr. Thomas Turner Dear Mr. Turner: This responds to your letter asking about Federal Motor Vehicle Safety Standard No. 131, School Bus Pedestrian Safety Devices, with respect to the automatic extension of a stop signal arm. You were especially concerned with the interaction between a provision in Wisconsin's Administrative Code requiring activation of the stop signal arm under specified conditions and the stop signal arm activation requirements set forth in Standard No. 131. I have responded in detail to your questions below. Before I answer your question about your company's design for complying with both the Wisconsin Code and Standard No. 131, I would like to note that it does not appear that the Wisconsin regulation is inconsistent with Standard No. 131 with respect to the stop signal arm activation requirements. The Wisconsin Administrative Code states that: "Any bus manufactured after January 1, 1978, shall have the stop signal arm controlled by the service door. The stop signal arm shall not become operational until the service door opens. The stop signal arm shall be installed in such a manner that it cannot be activated unless the alternating red lamps are in operation." S5.5 of Standard No. 131 states that "The stop signal arm shall be automatically extended in such a manner that it complies with S5.4.1, at a minimum whenever the red signal lamps required by S5.1.4 of Standard No. 108 are activated..." (emphasis added) Both the Wisconsin requirement and the requirement in Standard No. 131 tie the activation of the stop signal arm to the operation of the red signal lamps. In addition, the Wisconsin regulation also ties the activation of the stop signal arm to the opening of the service door. Based on this information, it appears that a manufacturer could comply with both Standard No. 131 and the Wisconsin regulation by designing its school buses so that opening the service door automatically activates both the stop signal arm and the red flashing lamps. If the Wisconsin regulation were interpreted in a way that does not tie the automatic extension of the stop signal arm to opening the service door, then there could be an inconsistency with Standard No. 131. You asked whether Blue Bird's system for activating the stop signal arm in accordance with Wisconsin's requirement complies with the requirements of Standard No. 131. You explained that, on its school buses sold in Wisconsin, Blue Bird provides a system by which the alternating red flashing lamps are activated by a driver controlled manual switch and the stop signal arm is activated by opening the service door. Under this system, the red flashing lamps are activated before the service door has been opened and before the stop signal arm has been extended. Based on the information provided in your letter, we conclude that Blue Bird's system would not comply with the requirements of Standard No. 131. Standard No. 131 explicitly requires the stop signal arm to be automatically deployed whenever the red signal lamps required by Standard No. 108 are activated. As explained in the final rule adopting Standard No. 131, "any system of activation is permissible provided the stop signal arm is extended during, at least, the entire time that the red warning lamps are activated." (56 FR 20363, 20368, May 3, 1991). As described in your letter, the system your company has developed for its Wisconsin school buses has the red warning lamps activated by a manual switch and the activation of those lamps does not activate the stop signal arm. Hence, that system does not comply with the explicit requirement of Standard No. 131 that the stop signal arm be automatically extended whenever the red warning lamps are activated. I hope this information is helpful. If you have any further questions about NHTSA's safety standards, please feel free to contact Marvin Shaw of my staff at this address or by telephone at (202) 366-2992. Sincerely,
Paul Jackson Rice Chief Counsel Ref:131 d:6/17/92 |
1992 |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.