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NHTSA Interpretation File Search

Overview

NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies. 

Understanding NHTSA’s Online Interpretation Files

NHTSA makes its letters of interpretation available to the public on this webpage. 

An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.

  • Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
  • Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
  • The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
  • Some combination of the above, or other, factors.

Searching NHTSA’s Online Interpretation Files

Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.

Single word search

 Example: car
 Result: Any document containing that word.

Multiple word search

 Example: car seat requirements
 Result: Any document containing any of these words.

Connector word search

 Example: car AND seat AND requirements
 Result: Any document containing all of these words.

 Note: Search operators such as AND or OR must be in all capital letters.

Phrase in double quotes

 Example: "headlamp function"
 Result: Any document with that phrase.

Conjunctive search

Example: functionally AND minima
Result: Any document with both of those words.

Wildcard

Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).

Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).

Not

Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”

Complex searches

You can combine search operators to write more targeted searches.

Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”). 

Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”

Search Tool

NHTSA's Interpretation Files Search



Displaying 1921 - 1930 of 2066
Interpretations Date
 search results table

ID: 86-4.31

Open

TYPE: INTERPRETATION-NHTSA

DATE: 08/01/86 EST

FROM: SCHOOL BUSINESS AFFAIRS

TITLE: NONE

ATTACHMT: DECEMBER 30, 1988 LETTER FROM JONES TO SPRUNK, OCTOBER 8, 1987 LETTER FROM SPRUNK TO JONES, BROCHURES ON TIRE SIPING, 1978 NSC WINTER TEST REPORT, AUGUST 19, 1986 LETTER FROM KEIL TO SPRUNK, ARTICLE ENTITLED "SLASHING TIRES FOR SAFETY AND SAVINGS" FROM DECEMBER 1984 "NATIONAL SCHOOL BUS REPORT," MARCH 20, 1985 LETTER FROM GIFFORD TO SPRUNK, OCTOBER 15, 1982 LETTER FROM PALMER TO MARCY MANUFACTURING, AND APRIL 1983 AND APRIL 1984 ARTICLES FROM "GW SAFETY TALK"

TEXT: The school bus industry is quite possibly the most safety conscious industry in the nation, and properly so. Newspaper accounts of school bus accidents evoke a greater sense of tragic loss amongst readers -- no matter how far away the accident -- than most disasters involving greater numbers. Our culture assigns greater priority to the lives of its children than to the rest of us. Thus, any measures that enhance the safety of school bus passengers deserve serious attention, and they usually get it.

That was the case with the transportation director of a school district in Iowa when he happened on some literature which described a bizarre-sounding, after-purchase procedure for slashing tires. Jerry Williams puzzled about the procedure (called "siping") for a while, checked around with other companies which slashed their tires, and persuaded the business manager of the Linn-Mar Community School District to buy a siping machine.

That was in 1978. Williams says, "we've been very happy with it ever since."

The siping machine Jerry Williams uses can put any cut in virtually any kind of tire siped, new or used, as long as it has 5/32" tread left. Anyone can be trained to use the machine in 10 or 15 minutes, and the machine allows an operator to make cuts of different depths, as required by the amount of tread left on tire. Cuts may be on the diagonal or straight across the tire, and the width between them may be varied. The cutting blades on this particular sipe are cooled by a spray-miser which cost about five dollars, and are good for 80 or 90 tires. Williams sharpens his blades after 20 tires -- "I touch them up," as he puts it.

Siping has been around for a long time, but only in the last decade or so has there been a machine which makes the tiny cuts quickly, effectively and inexpensively. Williams reports that "it takes two hours to sipe the six tires on my buses, from the time the bus comes in until it's turned loose. That's with a crew of two people."

The Linn-Mar School District's siping machine is manufactured by the Saf-Tee Siping & Grooving Company of Minnetonka, Minnesota.

In Missoula, Montana, in the mountainous western part of the state, Bob Beach's school bus fleet of 70 buses travels 800,000 miles per year, all on siped tires. Before the Saf-Tee Siper was invented, Beach used to cut his tires by hand, with a knife, but it was a costly and ragged procedure.

With the machine-made cuts, according to Beach, the hundreds of sharp little edges created by siping make the footprint of a tire spread, and "this means the tire grips the road surface better, making braking and steering on snow or ice much more effective." He adds, "you also get much better traction spin for starts."

The Linn-Mar School District used to stud their tires for winter road conditions, but siping has eliminated the need for studs and double tire inventories.

According to Williams, Linn-Mar first siped its school bus tires in the dead winter. Roads were covered with snow and ice. As an experiment, he mentioned to some drivers that their tires had been siped, but said nothing to the others. "When the latter came back in the afternoon," he continued, "the drivers said "What did you do to his bus? The front end didn't slide around the corners like it did in the past, and the stopping distance is shorter. And it's getting better traction on take-off."

In Montana, Bob Beach used to run his siped tire only in the winter, but when he began using them year-round, he discovered that siped tires are very effective in Montana's June and September rains.

"The siped tread-elements open up and the sharp edges penetrate the lubricating film of water in what might be called a squeegee action, and the openings between the tire elements created by the sipes channel water away. This minimizes hydroplaning. In fact, it usually eliminates hydroplaning altogether."

Bill Dufor, who operates a fleet of 165 school buses in Prospect, Connecticut, and Pittsfield, Massachusetts, agrees with Beach. "One of the reasons we've got a siping machine is because of wet roads. We feel a lot more comfortable with them, especially with some re-caps which are noted for being a little bit slick on wet roads. Siped tires give you that much more comfort and reliability. We think it does a good job on wet roads."

You might reasonably think that tire life would be reduced by siping; tire engineers though so too, a couple of decades ago. To their surprise, however, they found that tire life increased, and for a very simple reason: siped tires run cooler. The cuts help dissipate heat. Siped tires are used by school bus fleets, highway patrol cars, over-the-road truckers, transit companies and thousands of passenger car owners. In all cases, tires run cooler, and some users report increases in tire life from 15 to 20 percent. That reduces operating costs, and is of obvious significance for public sector fleet owners, like school districts.

The Linn-Mar School District runs siped highway tires on the front end and siped traction tires on the rear -- "Michelins, Goodyears, Fire-stones," according to Williams. The bottom line about siping tires? In Jerry Williams' words, "Everybody feels safer."

That is the case with Bob Beach and Paul Dufour, as well. Siped tires are not only safer on roads that are icy, snow-packed or filmed with water, they are also cost-effective even on dry roads. They run cooler and dissipate heat.

As Bob Beach puts it, "increased safety and reduced operating costs don't always go together, but with machine-siped tires, they do. There's no way I'd go back to running without them."

ID: Bruno 2954

Open

Mr. Dick Keller

Director of Business Development

Bruno Independent Living Aids

1780 Executive Drive

PO Box 84

Oconomowoc, WI 53066

Dear Mr. Keller:

This responds to your letter in which you asked whether Federal Motor Vehicle Safety Standard (FMVSS) No. 403, Platform lift systems for motor vehicles, is applicable to a mobility device manufactured by your company. Based on the information you provided and the analysis below, Ive concluded that FMVSS No. 403 is not applicable to the devices as you have described.

By way of background, the National Highway Traffic Safety Administration (NHTSA) has authority to prescribe safety standards applicable to new motor vehicles and new items of motor vehicle equipment (49 U.S.C. Chapter 301). Under this authority, NHTSA adopted FMVSS Nos. 403 and 404, which establish minimum performance standards for platform lifts designed for installation on motor vehicles and motor vehicles installed with platform lifts, respectively. The purpose of the standards is to protect individuals who may be aided by canes or walkers as well as persons seated in wheelchairs, scooters and other mobility aids, when entering and exiting a motor vehicle. The standards were established December 27, 2002. Compliance with FMVSS No. 403 has been required as of April 1, 2005. Compliance with FMVSS No. 404 has been required as of July 1, 2005.

In your letter, you ask whether FMVSS No. 403 is applicable to a mobility device manufactured by your company, the Turning Automotive Seating system. You explain that the Turning Automotive Seating is manufactured in three basic models known as the Turny, the Turnout, and the Lift-Up Power Mobility Seat. You state that all three models are essentially a swivel seat base mechanism that rotates approximately 90 degrees with articulation to clear the B-pillar during vehicle entry and exit. You further stated that the Turny and Lift-Up add an elevating feature allowing access to taller vehicles. Under all three models the Turning Automotive Seating user is seated in the automotive vehicle seat during operation.



In a final rule published in the Federal Register (69 FR 58843) on October 1, 2004, the agency clarified that FMVSS No. 403 applies only to platform lifts that are designed to transport standing passengers as well as passengers in mobility aids. The application section was revised to read as follows:

This standard applies to platform lifts designed to carry standing passengers, who may be aided by canes or walkers, as well as, persons seated in wheelchairs, scooters and other mobility aids, into and out of the vehicle. (S3 of FMVSS No. 403).

This clarification (along with a corresponding one in the application section of FMVSS No. 404) was in response to comments from manufacturers of lifts and lift equipped vehicles in which the lifts were designed to transport occupants in gurneys and incubators. The commenters stated that such lifts could not accommodate a standing individual or an individual aided by a mobility device, such as a wheelchair or scooter. In the October 2004 final rule, we emphasized that the intent of FMVSS Nos. 403 and 404 is to protect lift users that occupy lifts while aided by canes or walkers, as well as lift users seated in wheelchairs, scooters and other mobility devices (69 FR 58844).

 

We note that we have discovered that due to a drafting error in a subsequent rule concerning the compliance dates for FMVSS Nos. 403 and 404, the clarifying language in the application sections of the two standards was inadvertently removed. We plan to correct this error and, in the meantime, continue to interpret the standards consistent with that clarification.

 

The mobility devices described in your letter rely on the motor vehicle seat to accommodate a vehicle occupant. You stated that the Turning Automotive Seating system does transport occupants into and out of motor vehicles, but that the system cannot accommodate a standing individual, or an individual while he or she remained in his or her mobility device. Given that the system as you described transports individuals while they are seated in the motor vehicle seat and is unable to accommodate standing individuals or permit individuals to remain in a wheelchair or other mobility device, your system would not be subject to FMVSS No. 403.

 

The issue of the intent of Standard No. 403 is further evidenced by the specific requirements of the standard. As Standard No. 403 was developed to address platform lifts designed to carry standing individuals and persons seated in wheelchairs or other mobility aids, many of the requirements are not relevant to a device such as the Turning Automotive Seating system. For example, Standard No. 403 contains requirements and test procedures for Threshold Warning Systems that warn passengers in mobility devices and standing passengers when they are near the edge of the vehicle floor and the lift platform is not at vehicle floor level. FMVSS No. 403 also contains requirements and test procedures for edge guards, wheelchair retention devices, surface protrusions, platform gaps, platform size, and platform handrails. These requirements and test procedures help assure that the platform has ample room to accommodate mobility devices and that passengers in mobility devices and standing passengers are retained and stabilized on the platform during operation. Also, the requirements and test procedures prevent excessive gaps and protrusions that must be traversed by passengers in mobility aids and standing passengers as they move onto the platform and into the vehicle. As we interpret the functionality of your system, these requirements are not relevant to your product.

If you have any additional questions, please contact Mr. Ed Glancy of my staff at (202) 366-2992.

Sincerely,

Anthony M. Cooke

Chief Counsel

ref:403&404

d.1/18/07

2007

ID: nht95-7.39

Open

TYPE: INTERPRETATION-NHTSA

DATE: November 16, 1995

FROM: Kenneth W. Easterling -- Plan B Engineering, Inc.

TO: Taylor Vinson -- NHTSA; Samuel J. Dubbin -- Chief Counsel, NHTSA

TITLE: Collision Avoidance Technology

ATTACHMT: 12/22/95 letter from Samuel J. Dubbin to Kenneth Easterling (A43; Std. 108); 7/30/93 letter from John Womack to Wayne Ferguson

TEXT: THANK YOU FOR TAKING TIME TO DISCUSS THE DEVELOPMENTS MADE RECENTLY OUR COLLISION AVOIDANCE DEVICE NOW IN THE FINAL DESIGN STAGES. AS PER YOUR DIRECTIVE. I HAVE ATTACHED A BRIEF SYNOPSIS OF THE SUBJECT DEVICE FOR YOUR CONSIDERATION AND OPINION.

IF I CAN PROVIDE ANYTHING FURTHER IN TERMS OF PRODUCT ILLUSTRATION OR EXPLANATION, PLEASE GIVE ME A CALL.

WE SINCERELY THANK YOU IN ADVANCE FOR YOUR PERSONAL COMMENTARY AND SUBMISSION TO MR. DUBBIN'S OFFICE FOR INSPECTION.

VERY BEST REGARDS, KENNETH W. EASTERLING

Attachment

Mr. Samuel J. Dubbin Chief Counsel NHTSA, Room 5219

Subject: Rear End Collision Avoidance Re: Proportional Deceleration Indicator Lamps (aka) G-Lamps

Dear Mr. Dubbin:

In recognition of the significant work and contributions to highway safety, I submit for your consideration and opinion, the concept and justification for G-Lamps.

To be specific, an inertial driven, proportional deceleration indicator lamp as an intended enhancement to existing single filament, on/off style incandescent brake lamps. We have recently entered final design stages on the device and initial tests have revealed some startling results in decreased driver reaction times when compared to the industry standard products.

Building on my work experience within the California Highway Patrol, I recognized the need for motorists to be aware of not only when a vehicle ahead of you was braking, but to what degree the deceleration was be made. Tests have shown reaction times were cut in half when a motorist was visually appraised of increasing, hard braking activity instead of having to judge the rate of diminishing distance between his/her vehicle and the braking motorist (as is the case with on/off style brake lamps). In the case of freeway speeds, these reaction times and distances are accumulated from one vehicle to the next (rear) until ultimately (at freeway speeds) a rear end collision is imminent.

G-Lamps was developed to provide motorists to the rear, visual reference to the degree of braking activity on a real-time basis. Valuable distance is directly proportionate to time lost in reacting to sudden stops or increasingly harder braking. As we all know, there exists a tendency to "ride" our brakes when anticipating slow-downs or stops. This has effectively eliminated the benefits of standard brake lamps. From the time of activation, the degree of braking activity is anyone's guess. To motorists to the rear it may very well end up in excessive vehicle damage and injury liabilities.

For your inspection, explanation of the device is delivered on the following pages. I have tried to be as informative as possible without laboring you with manufacturing details that would rival a sales pitch.

I thank you in advance for your input and contributions to this effort.

Kenneth Easterling, President, Plan B Engineering Inc.

Intent and Purpose

The device was conceived to counter the hazards of hard braking while in traffic at highway speeds. It is intended to enhance existing brake indicator lamp systems and not to deviate from customary and expected visual queues during motor vehicle operation with one important exception.

Specifically, braking activity in excess of normal deceleration (defined as an appreciable decay of forward momentum of the vehicle) would activate decelerometer circuitry housed within the lamp bulb itself and be viewed from the rear as proportionately faster flashing light equating to the degree of deceleration. Normal braking would display customary visual queues as a steady burn of the brake lamp.

It is well established through independent studies and government testing, driver reaction times are severely compromised as the distance between vehicles decrease under various breaking conditions. This scenario is aggravated by the need to visually judge the rate of deceleration of the stopping vehicle and a following driver to respond accordingly.

The device proposed will deliver visual feed-back to following motorists of greater than normal braking activity. The ergonomics of the device are geared to normal reflex actions of potential and proportion. The greater the rate of deceleration of the vehicle the faster the cycles per second of the inertial lamp. Therefore, the following vehicle's response will be to react with potentially greater braking activity much sooner than normal. Thus capturing valuable stopping distance that would otherwise be lost. This problem is further exaggerated by less than desirable visual acuity present in more than three quarters of the motoring public.

Abstract of Device (i.e. form, fit and function) While the form and fit of the device mimic the present day designs for incandescent, filament style lamps, the similarity must end there. Unlike it's predecessor, the inertia lamp is mechanically dynamic in function. To operate the device must be subjected to substantial negative G-forces which can only be generated by the sudden and rapid deceleration the vehicle in which it is mounted. Without these influences, the bulb assembly acts as any other lamp bulb, in terms of constant steady burn associated with normal deceleration rate, when the brake system is activated.

By nature of design, the inertia bulb will activate in concert with the steady burning "normal" brake lamp. Once energized, the inertia flash filament portion of the lamp will increase the flash rate by cycles per second (Hz) proportionate to the rate of declaration. This is a desired means of attaining a quantification of braking magnitude.

Microelectronics technology allows the timing circuitry to be housed within a standard "bayonet" style socket with no modification to the manufacturer's electrical or molded lens structures. State of the art manufacturing techniques allow the device to be fabricated in cost ranges considered to be competitive with existing high performance lamps. The solid state design and minimal parts involved insure long life and serviceability.

Summary

In conclusion, our studies indicate this device to be the most straight forward, technically viable and ergonomically effective means of reducing the single most prolific cause of vehicular collisions today, "the rear-ender". Billions of dollars annually are paid out by insurance companies for damages and bodily injury claims directly related to these types of collisions. Considering the enormous loss in work time, productivity in the economy and personal pain and suffering, the numbers are staggering.

Recently a precedence was set by General Motors with the introduction of the Daytime Running Lamp. Recognizing a simple but highly effective means of vehicular illumination, a major, profit oriented corporation was willing to make a billion dollar investment to highway safety. The motoring public as well as the companies that insure their financial responsibility, have come to expect a product that is as safe as technically and morally possible.

ID: NYDOTBILL

Open





    Mr. Tom Perreaut
    New York State Department of Transportation
    Office of Legal Affairs
    Building 5, New York State Campus
    Albany, NY 12232



    Dear Mr. Perreaut:



    This responds to your letter and telephone calls asking whether a New York state bill (S.1731-B, January 27,1999,) would be preempted by Federal law, in light of a possible inconsistency with Federal Motor Vehicle Safety Standard No. 111, "Rearview Mirrors." Your correspondence attaches a revised version of the bill and a letter dated April 16, 1999, from the Federal Highway Administration (FHWA) to your office regarding a previous version of the bill. Further, you attach a copy of a request for comments, dated June 12, 1996, based upon a granted petition for rulemaking to the National Highway Traffic Safety Administration (NHTSA) to require convex cross view mirrors on certain trucks (61 FR 30586). Based on our understanding of your correspondence and telephone calls, we believe that the answer to your question is a qualified no.

    According to your correspondence, New York's proposed law states, in relevant part:

      Every motor vehicle when driven or operated upon a public highway in the delivery of goods or services to residential or business locations shall be equipped with one or more cross-view back-up mirrors designed to allow the driver of such motor vehicle a view of the area behind the back of the motor vehicle.

    For the purposes of the bill, a "motor vehicle" is defined as:

      a vehicle that is registered or based in the state of New York, and that is equipped with a cube-style or enclosed delivery bay with a minimum eight feet six inches and a maximum of eighteen feet, provided that any such vehicle be a single unit vehicle which is operated for commercial purposes except for motor vehicles in interstate commerce and rental vehicles....

    A "cross-view back-up mirror" is defined as "a mirror mounted on a motor vehicle and so located to enable the driver to view directly behind such vehicle."

    Section 30103(b) of our statute, 49 U.S.C. 30103(b) (formerly 103(d) of the National Traffic and Motor Vehicle Safety Act), states in part:

      when a motor vehicle safety standard is in effect under this chapter, a State...may prescribe or continue in effect a standard applicable to the same aspect of performance of a motor vehicle or motor vehicle equipment only if the standard is identical to the standard prescribed under this chapter.

    Federal Motor Vehicle Safety Standard No. 111, Rearview Mirrors (49 CFR 571.111), requires side rear view mirrors on trucks with a gross vehicle weight rating (GVWR) of 4,536 kilograms (kg) or more. The standard at S7.1 (for trucks with GVWRs of between 4,536 kg and 11,340 kg) and at S8.1 (for trucks with GVWRs of 11,340 kg or more) requires mirrors on both sides of the vehicle. The mirrors must be "located so as to provide the driver a view to the rear along both sides of the vehicle and shall be adjustable both in the horizontal and vertical directions to view the rearward scene." The use of the words "a view to the rear" and "rearward scene" does not indicate that the specified field of view extends directly behind the truck. Our review of the rulemaking history of the standard, including the notice we published at 61 FR 30856 (June 12, 1996), indicates that there is no Federal intent to regulate the area directly and immediately behind the type of vehicle in question. New York would thus be regulating a different aspect of performance (i.e., a different field of view) than that regulated by Standard No. 111.

    If the State regulation addresses only the area directly behind the motor vehicle and therefore not the area addressed by Standard No. 111, it would not be preempted by 30103(b). However, it is difficult to respond categorically that the State regulation would not be preempted because you have provided little information on what the State would require. The State regulation would be preempted if it conflicts with Federal law, either by creating a situation in which manufacturers cannot comply with both the State and Federal laws, or by interfering in some way with another Federal motor vehicle safety standard (such as the field-of-view requirements for the lighting standard, 49 CFR 571.108).

    If NHTSA were to issue a standard regulating the field of view of this area, inconsistent State laws would be preempted to the extent that they are not identical with the Federal standard. Of course, we would consider any relevant State laws when adopting a Federal standard. Currently, we have ongoing rulemaking considering establishing performance for rear cross view mirrors. We expect to publish an Advanced Notice of Proposed Rulemaking (ANPRM), following upon 61 FR 30586, on this in the future.

    In addition, there may be preemption issues concerning Federal law administered by the Department's Federal Motor Carrier Safety Administration (FMCSA), which has jurisdiction over interstate motor carriers operating in the United States. FMCSA was established on

    January 1, 2000, and was formerly a part of the Federal Highway Administration (FHWA). We note that Mr. Brian Temperine of the FHWA wrote your department on April 16, 1999, concerning preemption issues arising from a previous version of the bill in question. We suggest that you contact the FMCSA at (202) 366-4012 for information concerning preemption, FHWA's April 16, 1999, letter, and FMCSA's views of the current version of the bill.

    In closing, we want to make clear that we are not providing any views with respect to the merits of the State mirror requirement to be enacted in New York. This letter only addresses the preemption issue you raised.

    If you have any further questions, please feel free to contact Nancy Bell of my staff at this address or by telephone at (202) 366-2992.



    Sincerely,



    Frank Seales, Jr.
    Chief Counsel



    ref:111
    d.8/3/00



2000

ID: 16-002814 Chrysler_VIN_interp_clean_1

Open

Mr. Tim Czapp
Fiat Chrysler Automobiles
1000 Chrysler Drive
Auburn Hills, MI 48326
 

Dear Mr. Czapp,

This responds to your letter requesting an interpretation as to whether you may locate the vehicle identification number (VIN) plate on a vehicles A-pillar.  Based on the information you have provided, the National Highway Traffic Safety Administration (NHTSA) believes motor vehicle manufacturers are able to locate VIN plates on the A-pillar and comply with the agencys VIN regulations. 

In your letter to NHTSA, you stated that Fiat Chrysler Automobiles (Fiat Chrysler) is considering relocating the VIN plate from the vehicles dashboard to the interior portion of the vehicles A-pillar.  In further correspondence with Ryan Hagen of my staff, you stated that the VIN plate would remain visible from the outside of the vehicle through the glazing, be permanently affixed to the vehicle, and be located on the inside of the passenger compartment.  Further, you stated that the characters of the VIN would essentially be rotated 90 counterclockwise from a traditional VIN orientation and meet the height and character regulations.  You also included an illustration of the new VIN location relative to present VIN locations. 

By way of background information, under the National Traffic and Motor Vehicle Safety Act (Vehicle Safety Act, 49 U.S.C.

30101 et seq.) NHTSA has the authority to issue Federal motor vehicle safety standards and other regulations for new

motor vehicles.  NHTSA does not provide approvals of any motor vehicle.  Under the Vehicle Safety Act, it is a

manufacturers responsibility to determine whether a motor vehicle complies with all applicable regulations, and to certify

its products in accordance with that determination.  The following interpretation represents the agencys opinion based on

the information provided in your letter.

NHTSA requires vehicles to be marked with VINs to simplify vehicle identification information retrieval and to increase the accuracy and efficiency of vehicle recall campaigns.  The agencys regulations at 49 CFR Part 565 set forth the general requirements for VINs.  Of particular relevance to the present question, 49 CFR 565.13(e) states that [t]he VIN of each vehicle shall appear clearly and indelibly upon either a part of the vehicle, other than the glazing, that is not designed to be removed except for repair or upon a separate plate or label that is permanently affixed to such a part.  Further, 49 CFR 565.13(f) states that passenger cars, multipurposes passenger vehicles, low speed vehicles, and trucks with a GVWR of 4536 kg or less must be located within the passenger compartment.  Moroever, [i]t shall be readable, without moving any part of the vehicle, through the vehicle glazing under daylight conditions by an observer whose eye-point is located outside the vehicle adjacent to the left windshield pillar 

Based on the details you have provided the agency, NHTSA believes your proposed VIN plate location would not prevent the plate from complying with 49 CFR Part 565.  Despite being moved to a novel location (the A-pillar), a VIN plate located there could meet NHTSAs VIN regulations, assuming it complied with the remainder of the agencys VIN regulations (e.g. minimum character height, capital, sans characters, etc.).  

One additional notebecause VINs are often used by law enforcement officials, we recommend notifying the relevant Federal, state, and local law enforcement agencies and others who frequently use VINs of this VIN plate location change. 

I hope you find this information helpful.  If you have further questions, please contact Ryan Hagen of my staff at (202) 366-2992. 

                                                                                    Sincerely,

                                                                                    Paul A. Hemmersbaugh

                                                                                    Chief Counsel 

Dated: 9/21/16

Ref: Part 565

2016

ID: 1983-1.32

Open

TYPE: INTERPRETATION-NHTSA

DATE: 03/22/83

FROM: AUTHOR UNAVAILABLE; F. Berndt; NHTSA

TO: Hon. D. L. Boren, U.S. Senate

TITLE: FMVSS INTERPRETATION

TEXT:

March 22, 1983 NOA-30

The Honorable David L. Boren United States Senate Washington, D.C. 20510

Dear Senator Boren:

This responds to your recent letter requesting information on behalf of one of your constituents, Mr. John H. Kiser. Mr. Kiser is concerned about the growing practice of persons installing "privacy glass" or "one-way plastic films" on passenger car windows. He believes this is a dangerous practice because it prevents law enforcement officers and other drivers from seeing inside the vehicles. Mr. Kiser thinks there should be Federal laws to prevent such installations in passenger cars.

A Federal regulation already exists which, under certain circumstances, precludes the practice referred to by Mr. Kiser. The National Highway Traffic Safety Administration has the authority to govern the manufacture of new motor vehicles and motor vehicle equipment. Pursuant to the National Traffic and Motor Vehicle Safety Act, we have promulgated Federal Motor Vehicle Safety Standard No. 205, Glazing Materials, which specifies performance and location requirements for glazing used in vehicles. These requirements include specifications for minimum levels of light transmittance (70 percent in areas requisite for driving visibility, which includes all windows in passenger cars) and abrasion resistance. This specification for light transmittance precludes darkly-tinted windows in new automobiles.

The agency has stated in past interpretations that solar films such as the type referred to in Mr. Kiser's letter are not glazing materials themselves, and would not have to comply with Standard No. 205. However, installation of such films on new motor vehicles would be prohibited if the vehicle glazing no longer complied with the light transmittance or abrasion requirements of the standard. If a vehicle manufacturer or a dealer places the film on glazing in a vehicle prior to sale of the vehicle, that manufacturer or dealer has to certify that the glazing continues to be in compliance with the requirements of Standard No. 205. Section 108(a)(1) prohibits any person from offering for sale or selling any motor vehicle or equipment that fails to comply with applicable safety standards.

After a new vehicle has been sold to the consumer, he may alter his vehicle as he pleases, so long as he adheres to all State requirements. Under Federal law, the owner could install the tinting film on glazing in his vehicle whether or not such installation adversely affected the light transmittance and abrasion resistance of his vehicle's glazing. It should be noted, however, that section 108(a)(2)(A) of the National Traffic and Motor Vehicle Safety Act provides that no manufacturer, distributor, dealer or motor vehicle repair business shall knowingly render inoperative any device or element of design installed on or in a motor vehicle in compliance with an applicable motor vehicle safety standard. "Render inoperative" means to remove, disconnect or degrade the performance of a system or element of design installed pursuant to the Federal safety standards. Thus, none of those persons may knowingly install a solar film on a vehicle for its owner if that act would render inoperative the light transmittance or abrasion resistance of the vehicle glazing. Whether this would be the case would have to be determined by the person making the installation. Violation of this section can result in Federal civil penalties up to $1,000 for each violation.

The preceding discussion regarding tinting films would be equally applicable to "one-way privacy glass," if such glass did not have a luminous transmittance of at least 70 percent. This means that such glass could not be installed by a dealer on new passenger cars prior to their first sale, nor by the persons mentioned in section 108(a)(2)(A), on used vehicles, to replace complying glazing.

The individual States must govern the operational use of vehicles by their owners since the agency does not have authority in this area. Thus, it would be up to the States to preclude owners from applying films or one-way glass on their own vehicles. Mr. Kiser may wish to contact the National Committee on Uniform Traffic Laws (555 Clark Street, Evanston, Illinois 60204) to find out which States have laws that would preclude owners from placing solar film on their automobile windows.

I am enclosing a copy of Safety Standard No. 205 for Mr. Kiger's information. Please contact Hugh Oates of my staff if you have any further questions (202-426-2992).

Sincerely,

Frank Berndt Chief Counsel

2 Enclosures Constituent's Letter Standard No. 205

United States Senate

February 28, 1983

Respectfully referred to:

Congressional Liaison Dept. of Transportation Washington, DC

PLEASE RESPOND TO ATTENTION OF: SS

Because of the desire of this office to be responsive to all inquires and communications, your consideration of the attached is requested. Your findings and views, in duplicate form, along with return of the enclosure, will be appreciated by

-------------------- U.S.S. David L. Boren

We think this subject is a matter for State legislation not federal. Would appreciate your views since he will not give up.

February 18, 1983

216 Bluebird Drive Midwest City, OK 73110

Senator David L. Boren Russell Senate Office Bldg Washington, D. C. 20510

Dear Senator Boren:

In October 1981 I wrote to you regarding control of privacy glass or one way plastic film in or on windshields, drivers window and passenger window.

Your November 4, 1981 reply advised that I should discuss the problem with local representative or senator.

I have said nothing to them and have delayed writing to your office again as I thought legislation might originate from another source. It seems to me that federal instead of state legislation is called for. If Oklahoma had a law prohibiting such privacy glass a traveler would be just as dead if killed as a result of a driver in another state having such privacy glass. A uniform stand is necessary so that:

a. Law enforcement officers can see who is inside or what weapons they might be pointing it at the officer.

b. Other drivers can see if driver approaching intersection is looking at all cars or changing the tuning of his radio.

c. Condition of driver can be determined by others.

Sincerely

John H. Kiser

ID: 1985-02.42

Open

TYPE: INTERPRETATION-NHTSA

DATE: 06/18/85

FROM: AUTHOR UNAVAILABLE; Jeffrey R. Miller; NHTSA

TO: Mr. H. Nakaya

TITLE: FMVSS INTERPRETATION

TEXT:

Mr. H. Nakaya Branch Manager Mazda (North America), Inc. 24402 Sinacola Court Farmington Hills, Michigan 48018

Dear Mr. Nakaya:

Please forgive our delay in responding to your letter of May 30, 1984, asking for interpretations of Standard No. 108 as it applies to center high-mounted stoplamps.

In your letter you stated that the preamble to the final rule discussed the definition of "window opening" and concluded that the rear window opening shall be the perimeter of the rear glazing that is unobstructed and free of opaqueness. You have presented two rear window designs in which (1) ceramic opaque dots descend in increasing size to the bottom of the glazing and in which (2) shaded material becomes progressively darker as it descends, though the material is translucent, not opaque. You also show a design with an interior-mounted windshield wiper, including motor and cover, placed on the rear vertical centerline above the bottom of the glazing. In each instance you have asked at what point would the National Highway Traffic Safety Administration (NHTSA) consider an "obstruction" exists for purposes of defining the bottom of the window.

The phrase "window opening" does not appear in Standard No. 108. The preamble discussion appears to be irrelevant with respect to the final rule, and was intended as a clarification of proposed location requirements which, in fact, were not adopted. The notice of proposed rulemaking of January 8, 1981, proposed a definition of "daylight opening" as "the maximum unobstructed opening through the glazing surface...," relating to three alternative locations proposed for the lamp in which the term "daylight opening" was used as a locational reference. For instance, in Alternative 1, proposed paragraph S4.3.1.9(a) would have placed "the center of the lamp within 3 inches of the outside bottom edge of the rear window daylight opening." When the final rule was adopted in October 1983, none of the three alternatives was judged acceptable and a requirement allowing more design freedom was adopted omitting all reference to "daylight opening." Paragraph S4.3.1.8 simply specified that "no portion of the lens shall be higher than the top of the back window or lower than three inches below the bottom of the back window." The requirement was even further relaxed in the May 1984 response to petitions for reconsideration in which paragraph S4.3.1.8 was amended to allow mounting "at any position on the centerline" (note, no limitation on upper mounting height relative to the rear window) and if "mounted below the rear window, no portion of the lens shall be lower than 6 inches on convertibles, or 3 inches on other passenger cars" The preamble also clarified that, if the lamp were mounted on the interior, photometric compliance would be judged with the glazing in place.

Thus, whether glazing is opaque or obstructed is not the question a manufacturer must ask in determining the location of the lamp with respect to the lower edge of the window. If the lamp is mounted on the interior, it must meet photometric and visibility requirements with the glazing in place, taking into account any graduated dots on or opaqueness of that glazing, and any wiper motor. If the lamp is mounted on the outside, its upper permissible height is determined by the height of the car and not by the window. The question of opaqueness or obstruction is irrelevant to the lower permissible height of 3 inches below the window. The window is the perimeter of its glazing, and 3 inches is measured from the lower edge.

Sincerely,

Jeffrey R. Miller Chief Counsel

Mr. Frank Berndt Chief Counsel National Highway Traffic Safety Administration 400 7th Street, S.W. Washington D.C. 20590

Re: Interpretation of FMVSS 108; Lamps, Reflective devices and Associated Equipment - High Mounted Stoplamp

Dear Mr. Berndt:

The recent final rule amending Standard No. 108 addresses many issues raised by manufacturers, including the definition of "window opening". The preamble of the final rule discussed this definition and concluded that the rear window opening shall be the perimeter of the rear glazing that is unobstructed and free of opaqueness. Applying this definition to the bottom rear window opening boundry, certain aspects of the final rule establishing this boundry as the reference for the mounting location are still not clear. Our questions are as follows:

1. In Figure 1, two examples are shown (out of many possible designs) that are aimed at minimizing the visibility of objects in the passenger compartment by means of a graduated shade. Design A employees a series of ceramic, opaque dots forming an array that become progressively larger (and allow less light transmittance) as they descend toward the glazing/body interface. Also, Design B utilizes a material that becomes progressively darker (and allows less light transmittance) as it approaches the bottom of the rear window glazing. However, the material is translucent, not opaque. For purposes of defining the bottom of the rear window opening, please consider individually each graduated shade design and identify the point (A, B or C) at which the NHTSA would consider the bottom rear window opening obstructed (should reference point B be identified, please quantify).

2. Contained in Figure 2 is a depiction of a rear window wiper motor, cover and blade. The motor and motor cover are mounted inside the vehicle along the vehicle centerline for reasons of symmetry. Although a small obstruction is projected onto the rear glazing, the device does not contact the glazing and is limited to only a narrow portion of the bottom rear window opening. Again, for purposes of defining the bottom of the rear window opening, please consider this design and identify the point at which the NHTSA would consider the bottom window opening obstructed. Further, does availability of such a device as a factory option or as standard equipment have any bearing on this matter?

We would appreciate your interpretation of these aspects of FMVSS 108 at your earliest convenience.

Thank you.

Sincerely,

H. Nakaya Branch Manager

NH/mls

enclosures

ID: aiam4525

Open
Mr. Koji Tokunaga Manager, Engineering Isuzu Motors America, Inc. 21415 Civic Center Drive Southfield, MI 48076-3969; Mr. Koji Tokunaga Manager
Engineering Isuzu Motors America
Inc. 21415 Civic Center Drive Southfield
MI 48076-3969;

"Dear Mr. Tokunaga: This letter responds to your inquiry in which yo ask a number of questions concerning Federal motor vehicle safety standard (FMVSS) 124, Accelerator Control Systems. I apologize for the delay in this response. In your letter, you describe a new accelerator control system that operates through electrical rather than mechanical signals. You state that the moving components of this system are the accelerator pedal, stepping motor arm, linkage, and the throttle lever. When a driver depresses the accelerator pedal, a pedal sensor converts the displacement into a proportional electric signal. The signal goes through a control unit to a position switch, and then to a stepping motor. This stepping motor works to move the motor's arm and linkage, and they in turn work the throttle lever. Therefore, you say, the engine speed is controlled in proportion to the amount of accelerator pedal displacement. You further inform us that Isuzu already has distributed vehicles equipped with this system in Japan, and that the company would like to market this kind of vehicle in the United States. You present three questions and a diagram of the system components, and request an agency response. First, please be aware that in issuing this interpretation, NHTSA is neither approving, certifying, nor endorsing your new accelerator control system. Under the National Traffic and Motor Vehicle Safety Act, each manufacturer must certify that its product meets agency safety standards, or other applicable standards. However, based on the information you supplied in your letter, I have the following responses. Question I: In this vehicle, Isuzu considers the battery that drives the stepping motor to be one of the energy sources under S5.1, and the return springs (accelerator pedal and throttle lever return springs) the other sources. Is this interpretation correct? We do not have enough information to state whether the battery that drives the stepping motor, or the return springs would be considered energy sources under S5.1. Section S5.1 of Standard 124 requires, among other things, that there be a minimum of two energy sources capable of returning the throttle to idle whenever the driver removes the opposing actuating force, or if there is a single severance or disconnection in the accelerator control system. With respect to the battery, if all system elements are operating properly, then it would appear that removing the actuating force will cause the electrical circuit from accelerator pedal sensor to stepping motor to return the throttle to idle. On the other hand, if there is a failure caused by a severance or disconnection in the accelerator control system between the pedal and the stepping motor, it is not clear to me whether the stepping motor will return to zero, and bring the throttle springs back to idle, or lock the arm and linkage in an 'open-throttle' position. Similarly, it is not clear to me that the accelerator pedal and throttle return springs are capable of returning the throttle to idle in the event of a failure caused by an ACS severance or disconnection. (While you include the throttle lever in your description of the accelerator control system, the agency considers it as part of the fuel metering device. However, as NHTSA explained in the preamble to 124, an energy source under the Standard may be attached to the fuel metering device. 37 FR 20033, September 23, 1972. ) Ordinarily, the agency would have no difficulty in finding that either of the throttle return springs is an energy source capable of returning the throttle to idle. But I cannot tell from your description and diagram whether a severance or disconnection in the electrical system would cause the throttle to lock in a position other than idle. I would make the same observation with respect to the accelerator pedal. I can not tell from the information you supplied what impact a severance or disconnection failure would have on the pedal. For example, it is not apparent whether some element in the electrical system senses a severance or disconnection in the accelerator control system, so that a sensor transmits a signal to the appropriate energy sources that the throttle should return to idle. If the pedal and return springs can operate mechanically and in concert to return the throttle to idle in the event of a failure in the accelerator control system caused by a severance or disconnection, then together they may be an energy source under the Standard. Question 2a: Is a severance in electric wires in this system a severance or disconnection within the meaning of S5.2? Isuzu considers negative because electric wires are not a moving part. A severance or disconnection of the electric wires in this system would be a severance or disconnection within the meaning of S5.2 of Standard 124. Section S4.1 of Standard 124 defines a 'driver-operated accelerator control system' as 'all vehicle components, except the fuel metering device, that regulate engine speed in direct response to movement of the driver-operated control and that return the throttle to the idle position upon release of the actuating force.' You stated in your letter that, in this new system, when the driver depresses the accelerator pedal, the mechanical displacement is converted into electrical signals. These electrical signals are transmitted by wires to a control unit that regulates engine speed in direct response to pressure on the accelerator pedal, again by means of wires that connect the control unit's electrical signal to the appropriate components. Thus, the control unit, all of the components to which it is connected, and the wires that make those connections are 'vehicle components ... that regulate engine speed in direct response to movement of the driver-operated control and that return the throttle to the idle position upon release of the actuating force.' Under S4.1, then, the control unit, the components to which it is connected, and the wires that make the connection are components of the driver-operated accelerator control system. Section S5.2 of Standard 124 requires that the throttle return to idle 'from any accelerator position or any speed...whenever any one component of the accelerator control system is disconnected or severed at a single point.' Please note that this language does not limit the requirement to disconnections or severances of components that are moving parts. Thus, all severances or disconnections of any component of the accelerator control system are within the ambit of the standard. In this case, since the wires are a component of the accelerator control system, the throttle must return to idle whenever a wire is disconnected or severed. Question 2b: If a severance in electric wires were a severance or disconnection under S5.2, what about a short-circuiting that may result from such a severance? Does the Standard require that the throttle returns to the idle position even in such a condition? Yes. Section S5.2 of Standard 124 requires the throttle to return to the idle position whenever any component of the accelerator control system is disconnected or severed at a single point, regardless of the other consequences of the disconnection or severance. In the case of this system, this language requires the throttle to return to idle when any wire is severed, even if the severance results in a short circuit. Question 2c: Our understanding is that a failure (other than severance or disconnection) of a system component itself (i.e. a failure in the accelerator pedal sensor with pedal position switches, control unit, throttle valve position switch, or stepping motor) is not subject to the throttle return requirement under the Standard. Is this correct? Your understanding is partially correct. Standard 124 addresses those circumstances where (1) the driver removes the opposing actuating force, and (2) a severance or disconnection in the ACS causes a failure. Therefore, you are correct that Standard 124 addresses only those failures resulting from a severance or disconnection within the system. However, for electrical systems, shorted or open circuits are the consequence of a change in one or more of the electrical components in the system. The agency would consider such a change a disconnection or severance in the context of this Standard. Question 3: It is our interpretation that the battery and the electric wires from the battery to the control unit are not a part of the accelerator control system under this definition. (That is, the definition of 'driver-operated accelerator control system.') Is this interpretation correct? No, your interpretation is incorrect. We have set out the definition of 'driver-operated accelerator control system' in section S4.1 above, in response to your Question 2a. With respect to your electrical accelerator control system, the electrical impulse that travels between the vehicle battery and the control unit is a direct consequence of the driver's applying an actuating force to the accelerator pedal. Given this aspect of your system's design, both the vehicle battery and the electric wires from the battery to the control unit fall within the definition of 'driver-operated accelerator control system.' I hope you find this information helpful. Sincerely, Erika Z. Jones Chief Counsel";

ID: aiam4721

Open
His Excellency D. H. Burney Ambassador of Canada 501 Pennsylvania Ave., N.W. Washington, D.C. 20001; His Excellency D. H. Burney Ambassador of Canada 501 Pennsylvania Ave.
N.W. Washington
D.C. 20001;

"Dear Mr. Ambassador: Thank you for your letter of March 16, 1990 expressing the concern of your country about this agency's new regulations on importation of motor vehicles and equipment. Canada is concerned that, under P.L. l00-562, the Imported Vehicle Safety Compliance Act of l988, Canadian vehicle brokers, dealers, and private citizens will not, for all practical purposes, be able to export new or used Canadian market vehicles to the United States. It is concerned further that Canadian individuals and firms will be precluded from providing conformance goods and services for vehicles exported to the United States. Canada therefore requests that this agency modify its regulations with respect to Canadian market vehicles, recognizing their near-compliance with the Federal Motor Vehicle Safety Standards, and accommodating their entry in the least costly and burdensome manner. You have five specific requests, and I shall address each. Preliminarily, I want to note several things. First, my assurance that this agency gave very careful consideration to the concerns of Transport Canada in adopting final regulations under the 1988 Act, as well as those expressed by Canadian companies that commented on the proposed regulations. As we noted in the notices proposing and adopting those regulations, our discretion to make changes in the regulations was narrowly circumscribed in many instances by the detailed language of that Act. On a more technical level, I want to note that your understanding of our new regulations expressed in paragraphs (a) through (g) on page 2 of your letter is essentially correct. However, with respect to your paragraph (d), please note that determinations of vehicle eligibility for importation may also be made by me as Administrator on my own initiative, and need not be pursuant to a petition. Also, as to paragraph (e), I would like to point out that the bond processing fee, proposed to be $125, is only $4.35 (however, under paragraph (f) the bond is not less than l50% of the dutiable value of the vehicle). Your first request is that the agency 'recognize Canadian market vehicles as a special class of non-complying vehicles requiring only minor changes to meet the FMVSS.' The l988 Act was enacted on October 31, l988, and became effective January 31, l990. I regret to say that none of its provisions authorize the agency to directly distinguish between non-complying vehicles of Canadian manufacture and those originating in other countries. However, the eligibility provisions that you reference in paragraph (d) do permit a basis for minimizing some of the burden that the l988 Act imposes. We begin with the premise that if a Canadian vehicle has not been certified by its manufacturer as in conformance with U.S. standards, then it cannot be presumed to conform in all respects to the U.S. standards. Canadian and U.S. safety standards do differ in some ways (e.g., mandatory automatic crash protection for U.S. market passenger cars manufactured on and after September 1, l989). Nevertheless, we believe that enough similarity may exist to support a finding that a Canadian passenger car is 'substantially similar' to a U.S. passenger car, justifying a determination that it is eligible for importation into the United States, and capable of conversion to meet U.S. safety standards. Further, such a finding may be made on our own initiative. I am pleased to inform you that NHTSA is publishing a notice of tentative determination that would cover all passenger cars certified as meeting the Canadian Motor Vehicle Safety Standards, and that were manufactured up to September 1, l989. A copy of the notice is enclosed for your reference. After receiving and considering public comment, we will make a final decision on this matter. If we decide to adopt our tentative determination as a final determination, your first request would, in effect, be granted. Your second request is that we 'exempt such vehicles from the fees.' These fees are the ones mentioned in paragraphs (c), (d), and (e) of your letter, the registered importer annual registration fee, the vehicle eligibility petition fee, and the bond processing fee. Each fee is specifically required by the l988 Act, and must be established in advance of the fiscal year in which it is effective. The registered importer fee is required to cover agency costs for administration of the registration program. The vehicle eligibility fee is required to cover the agency's costs in making and publishing eligibility determinations. The bond processing fee is required to reimburse the U.S. Customs Service for its costs in processing the agency's conformance bond that accompanies each nonconforming vehicle. Congress provided no authority to waive these fees, or to modify them during the fiscal year that they are in effect. Thus, the fees that have been established must remain in effect until October 1, l990. When we begin the review that will lead to next year's fees, we shall be happy to consider whether some provision may be made for Canadian market vehicles. In the meantime, I would like to point out that under our notice of tentative determination on eligibility of Canadian vehicles, the fee of $l,560 would cover the blanket determination of all passenger cars, and would not be applied to each individual model and model year of passenger car. This action would effectively moot Canada's second request that Canadian market passenger cars be exempted from the determination fee. Canada's third request is to 'exempt them from the bonding requirement.' The l988 Act requires the importer of a non-conforming vehicle to furnish an appropriate bond to ensure that the vehicle will be brought into compliance, or will be exported or abandoned to the United States. This is not a new requirement, ever since January 1, l968, each nonconforming vehicle, Canadian or otherwise, has been required to be accompanied by a conformance bond upon its entry into the United States. The l988 Act provides us with no authority to exempt Canadian vehicles, and does not distinguish degrees of nonconformity. Therefore, we believe that we are unable to grant Canada's request, absent specific authorization by the U.S. Congress. The fourth request is to 'exempt them from the requirement that they be imported by registered importers, who must be U.S. citizens.' This request raises two issues: whether Canadian market cars may be imported by persons other than registered importers, and whether registered importers must be U.S. citizens. As to the first issue, the l988 Act does allow one alternative to direct importation by a registered importer. That is, a person other than a registered importer may import a nonconforming vehicle if he has a contract with a registered importer to perform conformance work. This would allow a Canadian citizen to import a Canadian market car, without himself becoming a registered importer. The second issue is whether a Canadian company is permitted to be a registered importer. We believe that a registered importer is a person who is physically present in the territory in which importation occurs, as opposed to an exporter, who is outside that territory. While we are not conversant with the laws of the individual States, we believe that a Canadian company could qualify to do business within an individual State, and become a registered importer. Thus, it is not necessary to be a U.S. 'citizen', but it is necessary to be subject to U.S. jurisdiction. The l988 Act requires the registered importer regulation to contain requirements for recordkeeping, and inspection of records and facilities. Since the jurisdiction of the National Traffic and Motor Vehicle Safety Act does not extend beyond the boundaries of the United States, we believe that it would be difficult to enforce our provisions on inspection of premises, documents, etc. in the territory of another country. This brings us to your fifth and final request, that we 'allow modifications to be done in either the United States or Canada.' Under current regulations, conformance work is permitted to be performed outside the United States. However, vehicles modified in this fashion must be admitted under the same procedures as if they had not been modified. This allows the agency to review the documents on pre-importation conversion work, to ensure that it has been satisfactorily accomplished, before the conformance bond is released. Accordingly, we believe that the concern underlying this request has already been accommodated. If, after reviewing this letter, you have further suggestions for reducing the burdens that the new law may have imposed on importations of Canadian-manufactured vehicles, I would be happy to consider them. Sincerely, Jerry Ralph Curry Enclosure";

ID: 1985-04.15

Open

TYPE: INTERPRETATION-NHTSA

DATE: 11/05/85

FROM: JIM BURNETT -- NATIONAL TRANSPORTATION SAFETY BOARD

TO: T. C. GILCHREST -- NATIONAL SAFETY COUNCIL

TITLE: SAFETY RECOMMENDATIONS, H-85-30, ISSUED 11/05/85 BY NATIONAL TRANSPORTATION SAFETY BOARD

ATTACHMT: ATTACHED TO LETTER DATED 03/30/89 FROM ERIKA Z. JONES TO SAMSON HELFGOTT, REDBOOK A33(4), STANDARD 108, VSA SECTION 108 (A) 2 (A); LETTER DATED 01/12/89 FROM SAMSON HELFGOTT TO ERIKA Z. JONES -- NHTSA, OCC 2989; REPORT DATED 06/01/87 FROM NATIONAL PUBLIC SERVICES RESEARCH INSTITUTE, AN EVALUATION OF THE EFFECT OF A REAR WARNING LIGHT ON THE FOLLOWING DISTANCE AND/OR BRAKING RESPONSE TIME (BRT) OF VEHICLES BEHIND; AFFIDAVIT UNDER RULE 132, DATED 09/09/88, BY MERRILL J. ALLEN, IN SUPPORT OF PATENT REAPPLICATION OF AUTOMOTIVE WARNING AND BRAKE LIGHT ARRANGEMENT; BIOGRAPHICAL INFORMATION OF MERRILL J. ALLEN, DATED 09/09/88 EST

TEXT: NATIONAL TRANSPORTATION SAFETY BOARD WASHINGTON, D.C.

ISSUED: November 5, 1985

Forwarded to:

Mr. T. C. Gilchrest

President

National Safety Council

444 N. Michigan Ave.

Chicago, Illinois 60611

SAFETY RECOMMENDATION(S) H-85-30

Motor vehicles are equipped with lights for seeing, but also for being seen. During hours of darkness, it is illegal in every State to operate a vehicle with the lights unilluminated. During the daytime, lights also can help to make vehicles more readily visible. Daytime illumination can enable other motorists, as well as pedestrians and cyclists, to perceive hazards earlier, take evasive action sooner, and thus possibly avoid a collision.

When ambient illumination is low, in conditions such as dawn, dusk, rain, and overcast, conspicuity may be significantly improved by the use of lights. They also can be valuable when there is little contrast between the color of a vehicle and that of its background, i.e., a light car against snow, or a green car against foliage. Small cars are harder to see at a distance than large ones, and so, as average vehicle size decreases, it, becomes increasingly important to enhance vehicle conspicuity.

It has been demonstrated that improved conspicuity can help prevent a variety of accidents. Among these are head-on collisions and sideswipes with the vehicles traveling in opposite directions, as well as collisions with pedestrians and cyclists. In 1983 there were 156,144 injuries and 10,531 deaths in such accidents. n1

n1 Analysis of data from Department of Transportation's National Accident Sampling System and Fatal Accident Reporting System.

Vehicle conspicuity is one of the factors in highway accidents involving older motorists and pedestrians. As a person ages, he or she needs more light than before to see properly. According to one expert optometrist, those illumination requirements double for each 13 years of a person's age. n2 He recommends that cars be driven with lights on

during the day to improve safety for this growing portion of the population. Today 22 percent of U.S. drivers are age 55 or over, but by the year 2000 that proportion is expected to grow to 28 percent, and to 39 percent by 2050. n3 In 1984, 35.7 percent of the U.S. pedestrians killed by motor vehicles during the hours of daylight, dusk, and dawn were age 55 or older. n4

n2 Merrill J. Allen, "Older Drivers and Pedestrians: Vehicle/Highway Design and Driver Testing," Workshop on the Highway Mobility and Safety of Older Drivers and Pedestrians, Automotive Safety Foundation, Washington, D.C., June 11-12, 1985.

n3 Forward by James L. Malfetti, Editor, "Needs and Problems of Older Drivers: Survey Results and Recommendations -- Proceedings of the Older Driver Colloquium, Orlando, Florida," AAA Foundation for Traffic Safety, February 4-7, 1985.

n4 Analysis of data from Fatal Accident Reporting System.

There already have been numerous instances of vehicles operated with daytime running lights. n5 For the last 25 years, Greyhound bus drivers have been Instructed to use headlights both day and night. In the early 1960s, a campaign entitled "Drive Lighted and Live" urged Texas drivers to use their headlights during major holidays. In 1972, the Private Truck Council called for round-the-clock headlight use by its member fleets. In the same year, AT&T's Long Lines Division began a two-year program for its fleet to use headlights at all times.

n5 "Daytime running lights" are any vehicle lights illuminated during the day to make that vehicle more readily visible.

In Finland, motorists driving outside urban areas are required by law to have lights on at all times. A law in Sweden requiring daytime use of lights applies to motorists using all public roads. The requirement can be met in both countries with low-beam headlights or with special running lights described in the regulations. And in countries such as Norway, the Soviet Union, and the United Kingdom, light use is required at times when visibility is low. Most States in the U.S. have similar requirements, but the level of compliance is not known.

Questions of concern to authorities promoting the use of daytime running lights, as well as those contemplating such action, include: Are the lights effective in reducing accident losses? If so, to what degree? And which type of light is best?

Numerous studies have been conducted on the subject, and each has produced the same answer to the first question: Running lights definitely are a means to help reduce the toll in lives and property from highway accidents. However, there is no consensus as to which type of light is best suited to the task, and data are not yet available to predict the degree to which lights will reduce accidents in a given region.

In Finland, the use of daytime lights was studied over a six-year period: two years before there was any government involvement concerning daytime running lights (July 1968 through June 1970), two years in which their use was recommended (July 1970 through June 1972), and then two years in which it was required (July 1972 through June 1974). In the first period, before government action, at least 40 percent, and perhaps as many as 75 percent of the country's motorists already were using daytime running lights. When the practice was a recommended one, the rate was 84 percent, and when light use became mandatory in rural areas during winter, the percentage rose to 97. n6

n6 Kjell Andersson, Goran Nilsson and Markku Salusjarvi, "The Effect of Recommended and Compulsory Use of Vehicle Lighting on Road Accidents in Finland," Swedish National Road and Traffic Research Institute, Report No. 102, 1976.

Researchers found that the increased percentage of use resulting from the new law prompted a measurable decline in a broad range of accidents. The winter daylight accidents in which more than a single vehicle was involved (including collisions with pedestrians, animals, and other vehicles) dropped as much as 21 percent from the first test period to the third, according to several accounts of the results in Finland. n7 A 28-percent reduction was reported in collisions involving vehicles traveling toward each other. n8 These crash reductions were achieved despite increasing traffic volume during the six-year period. With the law initially applying only in winter, the reductions appeared only during those months and not during summer months.

n7 Ibid. Also, Charles H. Kachn, "A Cost/Benefit Study of a Potential Automotive Safety Program on Daylight Running Lights," National Highway Traffic Safety Administration, April 1981; and Michael Perel, "Daytime Running Lights: A Review of the Literature and Recommendations for Research," NHTSA, June 1980.

n8 Andersson et al., op. cit., cited in Kaehn, op. cit.

In Sweden, the daytime running light legislation raised the use level from about 50 percent to more than 95 percent. The estimates of resulting crash reductions vary from 6 to 13 percent, for accidents involving more than a single vehicle. n9

n9 Jkell Andersson and Goran Nilsson, "The Effects on Accidents of Compulsory Use of Running Lights during Daylight in Sweden," Swedish National Road and Traffic Research Institute, S-581 01, Linkoping, Sweden (no date). Also, crash reductions of 5 to 15 percent were reported by Karc Rumar, "Daylight Running Lights in Sweden -- Pre-Studies and Experiences," Society of Automotive Engineers Technical Paper Series, 810191, presented at SAE International Congress and Exposition, February 23-27, 1981.

In both Finland and Sweden, the safety benefits were particularly significant for nonmotorists. Daylight winter accidents involving pedestrians declined 24 percent in the Finnish study. n10 In Sweden, the decline was 17 percent, and accidents in which motor vehicles struck "cycles or mopeds" dropped 21 percent. n11

n10 Kaehn, op. cit., and Perel, op. cit.

n11 Andersson and Nilsson, op. cit. Crash reductions of 27 percent for pedestrians and 25 percent for cyclists were reported in built-up areas in Sweden during summer by David B. Richardson, "Daytime Running Lights -- A Concept Whose Time Has Come," Institute of Traffic Engineers Journal, October 1984.

These studies, both conducted in the 1970s, were particularly valuable because they dealt with entire populations. Since Sweden and Finland are the only countries in which daytime running light use is nearly 100 percent, all types of vehicles and all types of drives in each country were represented. Other studies have been limited to specific fleets, and the results of using such limited test samples may not be extrapolated reliably to the full population.

But the very reasons that prompted these Nordic countries to lead the way in daytime running light use also limit the applicability of their research to the United States. The light conditions are very different. During the long winter in high northern latitudes, ambient light is low throughout most of the day, with lengthy periods of twilight. And with the sun frequently low in the sky, glare is common. These are the kinds of conditions in which daytime running lights are thought to be most effective, but such conditions are not found with comparable frequency throughout the United States.

There are differences as well in climate and road conditions. However, there have been studies in this country that suggest that daytime running lights would be effective, to some extent, in cutting the toll from highway accidents.

One of the earliest studies was conducted by the New York Port Authority. n12 About 200 vehicles operated by the Port Authority were modified so the parking lights and taillights were illuminated automatically when the ignition switch was turned on. The vehicles, some painted black and others yellow, were predominantly sedans and station wagons, with some light trucks and a few heavy trucks. For a year, beginning in July 1967, accidents involving these vehicles were monitored, along with those of a control group of about 400 unmodified vehicles.

n12 Edmund J. Cantilli, "Daylight 'Running Lights' Reduce Accidents," Traffic Engineering, February 1969.

Overall, the group of modified vehicles was involved in 18 percent fewer accidents than those without the change. In addition, the modified group had accidents that were less severe. A "severity index" was calculated, based on a graduated scale of damage and injury, and the modified vehicles scored 66 percent better than the control group. When passenger vehicles only were considered, the modification lowered the accident rate 23 percent, and the severity index improved 41 percent.

Experiments were conducted with other fleets. The daytime running lights program at AT&T's Long Lines Division produced a 32 percent reduction in that fleet's accident rate. n13 Greyhound Lines reported a 12 percent drop. n14 When a group of Checker cabs drove with lights on during the day, and a group of Yellow cabs did not, the Checker cabs had 7.2 percent fewer collisions, according to a 1979 report. n15 A 1965 survey of 181 U.S. companies with lights-on policies found accident reductions up to 38 percent. n16

n13 Editorial, "What Happened to All the Lights?" Diesel Equipment Superintendent Journal, November 1973.

n14 Dennis A. Attwood, "The Potential of Daytime Running Lights as a Vehicle Collision Countermeasure," Society of Automotive Engineers Technical Paper 810190 (1981).

n15 Merrill J. Allen, "The Current Status of Automobile Running Lights," Journal of American Optometry Association, Vol. 50, No. 2, 1979, cited in Attwood, op. cit., and Kaehn, op. cit.

n16 Merrill J. Allen, "Running Light Questionnaire," American Journal of Optometry, Vol. 42, No. 3, March 1965, cited in Attwood, op. cit.

In 1974, the Society of Automotive Engineers (SAE) conducted tests in Arizona to determine the effect of daytime running lights on the distance at which drivers were able to detect oncoming vehicles. Without lights, the average detection distance was 2,074 feet; with lights, the average distance increased to 4,720 feet. n17

n17 R. W. Oyler, Executive Engineer, General Motors (personal communication to Kare Rumar, March 28, 1977).

The Insurance Institute for Highway Safety (IIHS) recently completed a study using more than 2,000 cars, vans, and light trucks operated by three corporate fleets. Half the vehicles were equipped with increased-intensity parking lights that were turned on

automatically with the ignition switch; no changes were made in the other half. The modified vehicles experienced 7 percent fewer daytime multiple-vehicle crashes than did the unmodified ones. n18

n18 Howard Stein, "Fleet Experience with Daytime Running Lights in the United States," Insurance Institute for Highway Safety, May 1985.

The running light studies so far have varied widely in results and test procedures. Their sample sizes often have been to small to provide statistical confidence in the specific results of each individual study. However, all the studies that have been reviewed suggest that the use of running lights during the day will indeed result in a decrease in accidents. The issue now is to determine the level of crash reductions and how this would vary by accident type.

A study conducted by the National Highway Traffic Safety Administration (NHTSA) in 1981 produced inconclusive results about the relative benefits and costs of daytime running lights. To help clarify the issue, NHTSA is sponsoring a field study involving approximately 10,000 vehicles throughout the United States. As in the IIHS study, some of the vehicles will be modified so that lights come on automatically with the ignition; others will serve as a control group. The modified vehicles probably will have lamp intensities of various levels. Accident data will be collected on the vehicles for at least a year, starting in late 1985. There also will be an attempt to compare maintenance and repair costs.

NHTSA is unlikely to consider regulatory efforts until this large-scale fleet study is completed. It is expected to give the clearest picture so far of the likely decreases in accidents, deaths, and injuries from a daytime running lights program.

If a Federal standard were issued to require that vehicles be equipped with ignition-activated daytime running lights, it would have to specify whether low beams, high beams, parking lights, or turn signal lamps should be used, or whether a special running light should be added. If a light were to be added, the size, shape, location, lamp color, and lighting would have to be established. The standard also would have to specify the required light intensity. The NHTSA study should help provide a basis for determining these specifications.

It will take many years before the NHTSA study is evaluated, an acceptable Federal standard is developed, and running lights are incorporated into the U.S. fleet in substantial numbers. Those are years in which a measure already recognized as a means to improve safety would continue to be largely unused on U.S. highways.

Canada is facing a similar problem. As in the U.S., the Canadian government has been studying the crash-reduction potential of daytime running lights. In 1984, the Canadian Minister of Transport said that widespread use of daytime running lights could save 200 lives a year, which is about 5 percent of the total highway deaths each year in Canada. In addition, he said highway injuries could be cut by 2,500 and property losses by $ 200 million. n19

n19 Statement by Lloyd Axworthy, Minister of Transport, Press Release, Transport Canada, May 31, 1984.

An official notice has been drafted describing a proposed regulation that would require ignition-activated daytime running lights on new automobiles. The choice of the type and intensity of the light to be used would be left to the manufacturers, as long as the lights met certain specifications. n20 n20 Winson Ng, Transport Canada (personal communication to NTSB staff, July 5, 1985).

Staff of Transport Canada say the earliest such a regulation could be in effect would be for model year 1988 and 1989. After that, it would be 8 to 10 years before the nation's fleet would be converted substantially to the automatic daytime running light system. Because of this likely delay, programs have been undertaken in at least two Canadian provinces that encourage motorists immediately to start driving during the day with their lights on.

Saskatchewan Government Insurance, which provides mandatory insurance to all motorists in that province, has mounted a major public education campaign. Called "Lights On For Life," this program employs a variety of means to encourage motorists to drive with low-beam headlights on. In print and broadcast media, there are public service announcements, as well as paid advertising. Four vans tour the province, promoting the message. Signs at border crossing say, "In Saskatchewan we drive with our lights on." n21

n21 Suzzane Hart, Program Director, "Lights On For Life," Saskatchewan Government Insurance (personal communication to NTSB staff, July 8, 1985).

The Premier of Saskatchewan has ordered that all vehicles of the provincial government be driven with their lights on during the day, and family members of government workers are encouraged to do the same in their private vehicles. Corporate fleets have followed suit. The message is being promoted as well by trucking associations, car rental companies, tourist information agencies and many other groups and companies. As a result, with the program in operation only about a year, daytime light use has increased in the province from 8.2 to 24.7 percent. n22

n22 Ibid.

The Insurance Corporation of British Columbia (ICBC) required drivers of its own fleet of 300 vehicles to use low-beam headlights during the day, and strongly recommended that staff members and their families follow the same practice in their private vehicles. ICBC subsequently urged the operators of 140,000 fleet vehicles insured by the corporation to use lights in the daytime. The insurance company plans to monitor the damage claims filed by fleets using daytime running lights, and to use the expected crash-reduction results to convince more fleets, as well as the general public, to take up the practice. n23

n23 "ICBC Backs Use of Daytime Headlights," Press Release, Insurance Corporation of British Columbia, June 4, 1984; and "Support Growing for Daytime Driving Lights," ICBC People, no date.

CKIQ, a radio station in Kelowna, British Columbia, has taken the lead in a campaign to promote daytime use of running lights in the province, and the station reports endorsements and participation by groups such as B. C. Telephone, B. C. Transit Co., and

the Canadian Armed Forces. n24 Canadian military vehicles are required to be driven with lights on not just in British Columbia, but in many operations throughout the country. n25

n24 Dave Daniels and Yvonne Svensson, "Headlights for Life," Public Education Fact Sheet, CKIQ Radio, Kelowna, British Columbia, no date.

n25 Hart, op. cit.

The organizers of all these efforts stress that the programs are short-term, designed to enable the Canadian public to start realizing the benefits of daytime running lights immediately -- while work continues toward adoption of a Federal standard.

The National Transportation Safety Board believes that a similar approach could be undertaken in the United States. As in Canada, this would be an interim step in anticipation of a Federal standard. Motorists would be urged to keep their low-beam headlights on when driving during the day.

Therefore, the National Transportation Safety Board recommends that the National Safety Council:

Develop and conduct a program to encourage motorists to drive with their low-beam headlights on during the day. (Class II, Priority Action) (H-85-30)

BURNETT, Chairman, GOLDMAN, Vice Chairman; and BURSLEY, Member, concurred in this recommendation.

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