NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
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ID: aiam2976OpenMr. J. B. H. Knight, Chief Car Safety Engineer, Rolls-Royce Motors, Crewe Cheshire, CW1 3PL, England; Mr. J. B. H. Knight Chief Car Safety Engineer Rolls-Royce Motors Crewe Cheshire CW1 3PL England; Dear Mr. Knight:#This responds to your letters of July 11, 1978, an January 18, 1979, concerning Federal Motor Vehicle Safety Standard (FMVSS) 101-80, *Controls and Displays*. I regret the delay in responding to your inquiry. The answers to your questions are as follows:#1. The turn signal control lever used by Rolls-Royce is mounted on the steering column and is positioned horizontally. To operate the turn signals, the lever must rotated either clock-wise or anti-clock-wise. To label the control lever and to indicate the manner of operation, Rolls- Royce is considering placing the arrows of the turn signal symbol so that they point up and down. You ask whether the standard permits that orientation of the arrows.#The answer is no. Section 5.2.1 requires that the turn signal symbol appear perceptually upright to the driver. The upright position of a symbol is determined by referring to column 3 of Table 1 of the standard. That table shows that the upright position for the turn signal symbol is with the arrows pointing horizontally. Thus, the arrows must point essentially horizontally in the motor vehicle. Complying with the perceptually upright requirement instead of reorienting the symbol to serve other purposes will aid in ensuring quick and accurate identification of the turn signal control. We wish to observe that essentially the same result as that sought by RollsRoyce (sic) in reorienting the turn signal symbol could be achieved by placing curved, thinner arrows next to the symbol to indicate mode of operation.#2. (i) You noted that differing display identification requirements for safety belts appear in FMVSS 101-80 and FMVSS 208. FMVSS 101-80 does not supersede or preempt FMVSS 208 in this area. However, the agency will soon issue a notice that will provide for use of the safety belt symbol in Table 2 of FMVSS 101-80 for the purposes of both standards.#(ii) You are correct in assuming that column 3 of Table 2 should include a reference to FMVSS 105-75 for brake system malfunction displays and a reference to FMVSS 121 for brake air pressure displays. These inadvertent omissions will be corrected in the notice mentioned above. You are also correct in assuming that the options in section 5.3.5 of FMVSS 105-75 are still available.#3. You referred to the statement in the final rule preamble that the visibility requirements of 101- 80 would be deemed satisfied even if minimal movements by the driver were necessary and suggested that this interpretation be incorporated in section 6, conditions, and amplified. The agency does not believe that this step is necessary. The agency does, however, believe it appropriate to amplify its earlier interpretation. By minimal movement, the agency meant head movement of not more than a few inches. By a 'few' inches, we mean up to approximately three inches. As to your suggestion for specifying the size of the driver to be used in determining compliance with the visibility requirements, the agency will consider this suggestion and address it at a future date.#4. You should comply with the speedometer scale requirements in FMVSS 101-80 since the labelling requirements in FMVSS 127 were deleted in the response to reconsideration petitions that was published July 27, 1978 (43 FR 32421).#Sincerely, Frank Berndt, Acting Chief Counsel; |
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ID: aiam2371OpenWilliam K. Rosenberry, Esq., Attorney at Law, Parkway Central Plaza, 611 Ryan Plaza Dr., Suite 713, Arlington, TX 76011; William K. Rosenberry Esq. Attorney at Law Parkway Central Plaza 611 Ryan Plaza Dr. Suite 713 Arlington TX 76011; Dear Mr. Rosenberry: This is in reply to your letter of July 14, 1976, to George Shifflet of the Office of Standards Enforcement, on behalf of a client who intends to install a different type of seat, carpeting, and headliner in a pick-up truck, which would then be sold to the general public. You asked whether a fabric supplier must test each fabric lot for flammability before certification to Motor Vehicle Safety Standard No. 302 can be given, and whether your client 'may rely on the warranty of a fabric manufacturer that the fabric sold meets the requirements ' of Standard No. 302.; You are correct in your understanding that the provisions of th National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1381 *et seq*) apply to your client. His basic responsibility is to ensure that the vehicles he modifies are in compliance with the Federal standards when delivered to dealers for sale to the public. (15 U.S.C. 1397(a)(1)(A)) A temporary noncompliance during modifications is permissible if the vehicle is not used on the public roads while noncompliant (15 U.S.C. 1397(a)(2)(A)). Standards which would appear to be affected by your client's modifications include: Standard No. 207 *Seating Systems*, No. 208 *Occupant Crash Protection*, No. 210 *Seat Belt Assembly Anchorages* and No. 302 *Flammability of Interior Materials*.; As a person who alters a certified vehicle other than by the additio of readily detachable (sic) components, your client is also required to attach his own certification of compliance to each modified truck (49 CFR 567.7). Should a noncompliance be discovered as a result of an alterer's modification, the alterer would be liable for a civil penalty unless he could establish that he did not have actual knowledge of the noncompliance, and that he did not have reason to know in the exercise of due care that the vehicle did not comply (15 U.S.C. 1397(b)(2)).; With respect to Standard No. 302, there is no requirement that a fabri supplier 'test each fabric lot for flammability before certification.' In point of fact, 49 CFR 571.302 Motor Vehicle Safety Standard No. 302 does not apply to suppliers but only to vehicle manufacturers (or alterers) and it is they who are required to certify compliance with Standard No. 302. Generally, at a minimum, a vehicle manufacturer will require by contract with the supplier that the fabric meets Standard No. 302. In the exercise of 'due care' the manufacturer may wish to examine the basis for the supplier's assurance of compliance, and to require periodic testing of the fabric being supplied him. Since there is no requirement that each fabric lot be tested, such testing as is conducted should be sufficient to demonstrate in the event of a noncompliance that the vehicle manufacturer has exercised due care. As to whether your client may rely on the 'warranty' of his supplier, it has been our experience that simple reliance is insufficient to establish a 'due care' defense. That manufacturer should examine the supplier's test results to insure that the margin of compliance of the test fabric is great enough that production variables do not result in noncompliance. Some manufacturers even conduct their own test independent of the supplier.; Your client would also be responsible for conducting a notification an remedy campaign (15 U.S.C. 1411 *et seq*) if a noncompliance or safety-related defect occurs in the truck as a result of the alterations.; I enclose copies of the Act, 49 CFR Part 567, and Standards Nos. 207 208, 210, and 302 for your information.; Yours truly, Frank Berndt, Acting Chief Counsel |
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ID: aiam2022OpenMr. Dennis Replansky, Four Penn Center Plaza, Philadelphia, PA 19103; Mr. Dennis Replansky Four Penn Center Plaza Philadelphia PA 19103; Dear Mr. Replansky: This responds to your recent request for a discussion of wha constitutes the manufacture of a new trailer when used components from an existing trailer are utilized. As you are aware, a newly-manufactured air-braked trailer must, in all but a few cases, be equipped with an air brake system that conforms to Standard No. 121, *Air Brake Systems*.; The use of new components in combination with used components t assemble a complete vehicle is a common practice in both truck and trailer operations. The National Highway Traffic Safety Administration (NHTSA) has recognized this commercial practice by establishing that the use of a new body on a used 'chassis' that has already been certified does not constitute the manufacture of a new vehicle. In contrast, placing a used body on a new chassis that has never been certified as a vehicle has been determined to create a newly-manufactured vehicle that must be certified. This distinction did not present difficulty to trailer manufacturers in the past, when they were only required to meet the lighting requirements of Standard No. 108, *Lamps, Reflective Devices, and Associated Equipment*.; Since implementation of Standard No. 121, however, manufacturers hav had to determine whether the particular assembly they undertake contains a used 'chassis' which would not be required to meet the air brake standard. As a general matter, the NHTSA has stated that, as a minimum, the running gear (the axles, wheels, suspension, and related components sometimes known as a bogie) and main frame of the existing vehicle must be used to qualify as a used 'chassis'. However, the many different types of trailer construction make it difficult to determine what constitutes the main frame of some configurations. The NHTSA has concluded that the load-bearing structural member(s) which run the length of the vehicle and support the trailer will be considered to be the 'main frame'.; In the case of monocoque van construction, the trailer side walls whic constitute the main load-bearing members through the length of the vehicle must be reused as the main frame in addition to the running gear, or else the rebuilding operation will constitute manufacture of a new vehicle.; In the case of container chassis, the box frame that consitutes (sic the main load- bearing member through the length of the vehicle must be reused as the main frame in addition to the running gear, or else the rebuilding operation will constitute manufacture of a new vehicle.; In the case of a platform trailer, the main frame members which run th length of the trailer must be reused in addition to the running gear, or else the rebuilding operation will constitute manufacture of a new vehicle.; In the case of a tank trailer in which the tank serves the purpose o and replaces frame rails, the tank must be reused as the main frame in addition to the running gear, or else the rebuilding operation will constitute manufacture of a new vehicle. If a separate frame serves as the load-bearing member through the length of the vehicle, the tank could be replaced without the operation constituting the manufacture of a new vehicle. An inner tank may be replaced without certification as a new vehicle if the inner tank does not serve as a main load-bearing member.; Modifications of existing trailers to increase or decrease volumetri capacity or vehicle length are generally permitted without recertification. For example, the barrel of a tank trailer may be lengthened in response to the new weight limits without recertification of the vehicle.; In closing, it should be noted that Bureau of Motor Carrier regulation may differ on modification or rebuilding of vehicles in interstate commerce.; Sincerely, Frank Berndt, Acting Chief Counsel |
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ID: aiam4141OpenMr. H. Moriyoshi, Executive Vice President and General Manger, Mazda (North America), Inc., 24402 Sinacola Court, Farmington Hills, MI 48018; Mr. H. Moriyoshi Executive Vice President and General Manger Mazda (North America) Inc. 24402 Sinacola Court Farmington Hills MI 48018; Dear Mr. Moriyoshi: This responds to your letter seeking an interpretation of th requirements of Part 541, *Federal Motor Vehicle Theft Prevention Standard*. You asked two separate questions, which are discussed in detail below. Your incoming letter has been granted confidential treatment in accordance with 49 CFR Part 512, so it will not be forwarded to the docket along with this response.; First, you asked whether your marking system would be subject to th performance requirements for labels, set forth in S541.5(d)(1), or the performance requirements for other means of identification, set forth in S541.5(d)(2). You indicated in your letter that this marking system would affix the required marking to engines and transmissions. Section 541.5 expressly states that the required markings 'must be *affixed* by means that comply with paragraph (d)(1) of this section or *inscribed* by means that comply with paragraph (d)(2) of this section' (Emphasis added). This requirement means that all markings that are affixed to a part, whether by means of adhesive, screws, rivets, or welding, must satisfy the performance requirements for labels set forth in S541.5(d)(1).; Second, you asked whether your marking system would appear to satisf the theft prevention standard's performance requirements for labels. You stated in your letter that you know it is your company's responsibility to certify compliance with the standard, but that this agency's 'opinions and comments' on whether the marking system appears to comply with the theft prevention standard would be highly appreciated.; As you noted in your letter, section 606(c) of the Motor Vehicl Information and Cost Savings Act (15 U.S.C. 2026(c)) requires each *manufacturer* to certify that its vehicles comply with the theft prevention standard. Therefore, this agency does not approve, endorse, or certify that any manufacturer's marking system complies with the theft prevention standard. We will, however, state whether a particular marking system appears to comply if we are provided with sufficient information on which to base that opinion. In this case, your letter simply does not provide sufficient information for us to offer an opinion.; You sought NHTSA's opinion as to whether your marking system appears t comply with the 'footprint' requirement specified for labels in S541.5(d)(v)(B). That section requires that removal of the label must 'discernibly alter the appearance of that area of the part where the label was affixed by leaving residual parts of the label or adhesive in that area, so that investigators will have evidence that a label was originally present.' For us to offer an opinion in this area, we must have some way to determine what remains on a part after the affixed label is removed. Ideally, we would have several labels affixed to a metal section by the means described in your letter. We could then remove the labels and examine the metal section for a 'footprint'. At a minimum, we need some means of determining what the 'footprint' would be if these labels were removed, and whether such 'footprint' would give investigators evidence that a label was originally present.; Please feel free to contact me if you need some further explanation o our theft prevention standard or if you wish to provide additional information so that we can offer an opinion as to whether your labels appear to comply with the requirements set forth in S541.5(d)(v)(B).; Sincerely, Erika Z. Jones, Chief Counsel |
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ID: aiam2241OpenHonorable Richard Nolan, House of Representatives, Washington, DC 20515; Honorable Richard Nolan House of Representatives Washington DC 20515; Dear Mr. Nolan: This is in reply to your letter of February 17, 1976, in which you as six questions pertaining to tire identification and recordkeeping, and to defects notification and recall. The statutory basis for and regulations governing this subject are set forth in the National Traffic and Motor Vehicle Safety Act of 1966, 15 U.S.C. 1391, et seq., and 49 CFR Part 574. I have enclosed copies for your reference. Specific answers to your questions follow in the sequence asked:; >>>1. Manufacturers are required to retain tire registratio information for three years. (49 CFR 574. 7(d)).; 2. As in all defect recall campaigns under our Act, the tir manufacturer, not the Department of Transportation, traces and notifies individuals of defective tires. There have been approximately 2,526,480 tires subject to recall in 119 recall campaigns.; 3. The number of persons employed by industry to process thi information has not been reported, but the filing systems are highly automated by the use of computer processing techniques. The cost of storage of this information during the three-year period is minimal. The recording of information at the time of purchase, however, is manually performed at the retail level, usually by the salesman, and has been estimated by dealers to cost anywhere from 5 or 10 cents per tire up to $2.50 per tire. The substantial difference in cost estimates is to a large part due to whether or not one assumes the salesman who completes the forms and the clerk who mails them would not be employed but for the tire registration process. The National Highway Traffic Safety Administration (NHTSA) takes the position, which has yet to be refuted, that additional personnel are not needed to carry out the program on the retail level and consequently the costis (sic) at the lower end of the scale. Simplification of the process has been achieved with the adoption of a standardized report form on which towrite (sic) the name and address of the purchaser. A copy is enclosed.; 4. There is no cost incurred by the Federal government attributable t the tire registraion (sic) and recordkeeping procedure except indirectly in that the regular staff, as one of their functions, assigns and maintains a manufacturer's identification code list and monitors the program of defects recalls and regulation enforcement. The cost of this work has been determined to be about $34,000 annually.; 5. The NHTSA has undertaken no prosecution of dealers or manufacturer for violation of the tire information and recordkeeping regulation. Fourteen civil penalties have been assessed for violation of the regulation, although these all occurred shortly after the regulation became effective.; 6. We do not presently anticipate a major revision of the regulation However, as with allour (sic) standards and regulations, it is regularly reviewed and revised to increase its effectiveness while lowering its cost to the industry and the consumer. Further, dealers, manufacturers, and others are free at any time to petition the NHTSA to amendthe (sic) regulations. These procedures, which are found in 49 CFR, Part 552, require that we act on petitions within 120 days.; At the present time, this program is also being analyzed by th National Motor Vehicle Safety Advisory Council as part of its study of 'Safety Defects and Recalls' requested by Secretary William T. Coleman. The Council's report will also guide us in revising and improving the regulation.<<<; Sincerely, James B. Gregory, Administrator |
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ID: aiam2067OpenMr. Eugene D. Sambucetti, Wesco Truck & Trailer Sales, P.O. Box 626, Woodland, CA 95695; Mr. Eugene D. Sambucetti Wesco Truck & Trailer Sales P.O. Box 626 Woodland CA 95695; Dear Mr. Sambucetti: This responds to your recent request for a discussion of wha constitutes the manufacture of a new trailer when used components from an existing trailer are utilized. As you are aware, a newly-manufactured air-braked trailer must, in all but a few cases, be equipped with an air brake system that conforms to Standard No. 121, *Air Brake Systems*.; The use of components in combination with used components to assemble complete vehicle is a common practice in both truck and trailer operations. The National Highway Traffic Safety Administration (NHTSA) has recognized this commercial practice by establishing that the use of a new body on a used 'chassis' that has already been certified does not constitute the manufacture of a new vehicle. In contrast, placing a used body on a new chassis that has never been certified as a vehicle has been determined to create a newly-manufactured vehicle that must be certified. This distinction did not present difficulty to trailer manufacturers in the past, when they were only required to meet the lighting requirements of Standard No. 108, *Lamps, Reflective Devices, and Associated Equipment*.; Since implementation of Standard No. 121, however, manufacturers hav had to determine whether the particular assembly they undertake contains a used 'chassis' which would not be required to meet the air brake standard. As a general matter, the NHTSA has stated that, as a minimum, the running gear (the axles, wheels, suspension, and related components sometimes known as a bogie) and main frame of the existing vehicle must be used to qualify as a used 'chassis'. However, the many different types of trailer construction make it difficult to determine what constitutes the main frame of some configurations. The NHTSA has concluded that the load-bearing structural member(s) which run the length of the vehicle and support the trailer will be considered to be the 'main frame'.; In the case of monocoque van construction, the trailer side walls whic constitute the main load-bearing members through the length of the vehicle must be reused as the main frame in addition to the running gear, or else the rebuilding operation will constitute manufacture of a new vehicle.; In the case of container chassis, the box frame that consitutes (sic the main load- bearing member through the length of the vehicle must be reused as the main frame in addition to the running gear, or else the rebuilding operation will constitute manufacture of a new vehicle.; In the case of a platform trailer, the main frame members which run th length of the trailer must be reused in addition to the running gear, or else the rebuilding operation will constitute manufacture of a new vehicle.; In the case of a tank trailer in which the tank serves the purpose o and replaces frame rails, the tank must be reused as the main frame in addition to the running gear, or else the rebuilding operation will constitute manufacture of a new vehicle. If a separate frame serves as the load-bearing member through the length of the vehicle, the tank could be replaced without the operation constituting the manufacture of a new vehicle. An inner tank may be replaced without certification as a new vehicle if the inner tank does not serve as a main load-bearing member.; Modifications of existing trailers to increase or decrease volumetri capacity or vehicle length are generally permitted without recertification. For example, the barrel of a tank trailer may be lengthened in response to the new weight limits without recertification of the vehicle.; In closing, it should be noted that Bureau of Motor Carrier regulation may differ on modification or rebuilding of vehicles in interstate commerce.; Sincerely, Frank Berndt, Acting Chief Counsel |
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ID: aiam2975OpenMr. J. B. H. Knight, Chief Car Safety Engineer, Rolls-Royce Motors, Crewe Cheshire, CW1 3PL, England; Mr. J. B. H. Knight Chief Car Safety Engineer Rolls-Royce Motors Crewe Cheshire CW1 3PL England; Dear Mr. Knight:#This responds to your letters of July 11, 1978, an January 18, 1979, concerning Federal Motor Vehicle Safety Standard (FMVSS) 101-80, *Controls and Displays*. I regret the delay in responding to your inquiry. The answers to your questions are as follows:#1. The turn signal control lever used by Rolls-Royce is mounted on the steering column and is positioned horizontally. To operate the turn signals, the lever must rotated either clock-wise or anti-clock-wise. To label the control lever and to indicate the manner of operation, Rolls-Royce is considering placing the arrows of the turn signal symbol so that they point up and down. You ask whether the standard permits that orientation of the arrows.#The answer is no. Section 5.2.1 requires that the turn signal symbol appear perceptually upright to the driver. The upright position of a symbol is determined by referring to column 3 of Table 1 of the standard. That table shows that the upright position for the turn signal symbol is with the arrows pointing horizontally. Thus, the arrows must point essentially horizontally in the motor vehicle. Complying with the perceptually upright requirement instead of reorienting the symbol to serve other purposes will aid in ensuring quick and accurate identification of the turn signal control. We wish to observe that essentially the same result as that sought by RollsRoyce (sic) in reorienting the turn signal symbol could be achieved by placing curved, thinner arrows next to the symbol to indicate mode of operation.#2. (i) You noted that differing display identification requirements for safety belts appear in FMVSS 101-80 and FMVSS 208. FMVSS 101-80 does not supersede or preempt FMVSS 208 in this area. However, the agency will soon issue a notice that will provide for use of the safety belt symbol in Table 2 of FMVSS 101-80 for the purposes of both standards.#(ii) You are correct in assuming that column 3 of Table 2 should include a reference to FMVSS 105-75 for brake system malfunction displays and a reference to FMVSS 121 for brake air pressure displays. These inadvertent omissions will be corrected in the notice mentioned above. You are also correct in assuming that the options in section 5.3.5 of FMVSS 105-75 are still available.#3. You referred to the statement in the final rule preamble that the visibility requirements of 101-80 would be deemed satisfied even if minimal movements by the driver were necessary and suggested that this interpretation be incorporated in section 6, conditions, and amplified. The agency does not believe that this step is necessary. The agency does, however, believe it appropriate to amplify its earlier interpretation. By minimal movement, the agency meant head movement of not more than a few inches. By a 'few' inches, we mean up to approximately three inches. As to your suggestion for specifying the size of the driver to be used in determining compliance with the visibility requirements, the agency will consider this suggestion and address it at a future date.#4. You should comply with the speedometer scale requirements in FMVSS 101-80 since the labelling requirements in FMVSS 127 were deleted in the response to reconsideration petitions that was published July 27, 1978 (43 FR 32421).#Sincerely, Frank Berndt, Acting Chief Counsel; |
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ID: aiam0250OpenMr. Lowell A. Kintigh, Vice President, Engineering Staff, General Motors Corporation, General Motors Technical Center, Warren, MI 48090; Mr. Lowell A. Kintigh Vice President Engineering Staff General Motors Corporation General Motors Technical Center Warren MI 48090; Dear Mr. Kintigh: On August 13, 1970, you petitioned, on behalf of General Motor Corporation, for reconsideration of the amendment of 49 CFR 571.3, published on July 14, 1970 (35 F.R. 11242), which established a definition of 'fixed collision barrier'. The views presented in your petition have been carefully considered. For the reasons stated below, your petition is denied.; You argued that the phrase 'absorb no significant portion of th vehicle's kinetic energy' was subjective, and therefore not in accord with the statutory requirement that standards be stated in objective terms. This argument is without merit. It appears to be based on the misconception that the purpose of the definition is to describe, or prescribe standards for, a manufacturer's test barrier, as evidenced by your statement that it 'gives manufacturer no guidelines for determining whether or not he has built a barrier which complies with the definition.' The Bureau does not intend that manufacturers should build barriers to 'comply with the definition.' As stated in the notice,; >>>'this is not intended to be a description of an actual test barrier It is a device used in various standards to establish required quantitative performance levels of a vehicle in a crash situation, and means simply that the vehicle must meet the requirement no matter how small an amount of energy is absorbed by the barrier.'; <<>>there is no known method of measuring the amount of energy absorbe by a barrier. Therefore, there is no way that the manufacturer could even attempt to determine whether or not his barrier complied with the definition, and, more importantly, whether or not his vehicle when tested complied with the performance requirements of the standards.'<<<; The energy absorption of a barrier is a direct function of the movemen of the barrier during the impact. To be sure, there are other properties, such as its effective mass and elasticity, that also are factors in energy absorption. But it is clear that as the barrier movement approaches zero, the energy absorption also approaches zero, and the barrier movement can be measured, as you indicated by your recommendation that a specified amount of movement be allowed. In all cases where the vehicle has a tangible margin of safety performance over the required minimum, therefore, a manufacturer will have no difficulty in determining that his vehicle complies.; If our standards 'allowed' barrier movement, it would be far mor difficult to establish conclusively that a given vehicle did *not* meet the standard, since it would always be open to the manufacturer to argue that the Bureau's barrier did not move as far, and consequently did not absorb as much energy, as the standard allowed. To the extent that there may be a small degree of uncertainty as to the variance in the vehicle test performance caused by the variance of a barrier from zero absorption, that uncertainty must rest with the manufacturer, who is free to design into his vehicles whatever margin of performance he desires.; This matter was thoroughly considered by the Bureau, and the opinion of knowledgeable members of the public were sought and carefully evaluated. For these reasons, your petition for reconsideration must be denied.; We appreciate your cooperation in the field of motor vehicle safety. Sincerely, Douglas W. Toms, Director |
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ID: aiam5255OpenMr. Greg Biba 172820 Highway QQ #8 Waupaca, WI 54981; Mr. Greg Biba 172820 Highway QQ #8 Waupaca WI 54981; "Dear Mr. Biba: This responds to your letter asking about safet regulations for a device you would like to sell. The device is an 'infant observation mirror' that would allow parents to see their baby's face when the infant restraint is installed in the rear seat of a vehicle. The mirror is on a stand that sits under the infant restraint. By way of background information, 103 of the National Traffic and Motor Vehicle Safety Act ('Safety Act,' 15 U.S.C. 1392) authorizes the National Highway Traffic Safety Administration (NHTSA) to issue safety standards for new motor vehicles and new items of motor vehicle equipment. NHTSA does not, however, approve or certify any vehicles or items of equipment. Instead, the Safety Act establishes a 'self-certification' process under which each manufacturer is responsible for certifying that its products meet all applicable safety standards. The agency periodically tests vehicles and items of equipment for compliance with the standards. In response to your question, there is currently no Federal motor vehicle safety standard (FMVSS) that directly applies to the product you wish to manufacture. Under the authority of the Safety Act, NHTSA has issued Standard No. 213, Child Restraint Systems, which specifies requirements for child restraint systems used in motor vehicles and aircraft. However, Standard No. 213 applies only to new child restraint systems and not to aftermarket components of a child restraint system, such as an observation mirror. I note, however, that there are other Federal laws that indirectly affect your manufacture and sale of the device. Under the Safety Act, your product is considered to be an item of motor vehicle equipment. As a manufacturer of motor vehicle equipment, you are subject to the requirements in 151-159 of the Safety Act concerning the recall and remedy of products with safety related defects. I have enclosed an information sheet that briefly describes those responsibilities. In the event that you or NHTSA determines that your mirror contains a safety-related defect, you would be responsible for notifying purchasers of the defective equipment and remedying the problem free of charge. In addition, manufacturers, distributors, dealers, and motor vehicle repair businesses are subject to 108(a)(2)(A) of the Safety Act, which states: 'No manufacturer, distributor, dealer, or motor vehicle repair business shall knowingly render inoperative ... any device or element of design installed on or in a motor vehicle or item of motor vehicle equipment in compliance with an applicable Federal motor vehicle safety standard ....' It appears unlikely from the nature of your product that it would be placed in vehicles by commercial businesses instead of child restraint owners. However, if your product were to be installed by persons in those categories, they should ensure that its installation does not compromise the safety protection provided by a child restraint system. The prohibition of 108(a)(2)(A) does not apply to the actions of vehicle owners in adding to or otherwise modifying their vehicles or items of motor vehicle equipment. The 'render inoperative' prohibition of 108(a)(2)(A) does not apply to the actions of vehicle owners in adding to or otherwise modifying their vehicles or items of motor vehicle equipment. However, NHTSA urges owners not to undertake modifications that would reduce the efficacy of any safety device or element of design. We note that an observation mirror could be struck by an infant in a crash, such as during the 'rebound' phase of a frontal impact. In the interest of safety, we suggest you manufacture your mirror so that the risk of head injuries in a crash is minimized. I hope this information is helpful. If you have further questions, please contact Deirdre Fujita of my staff at (202) 366-2992. Sincerely, John Womack Acting Chief Counsel"; |
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ID: aiam2245OpenMr. Martin V. Chauvin, Chief, Carrier Safety Bureau, Department of Transportation, 1220 Washington Avenue, State Campus, Albany, NY 12226; Mr. Martin V. Chauvin Chief Carrier Safety Bureau Department of Transportation 1220 Washington Avenue State Campus Albany NY 12226; Dear Mr. Chauvin: This responds to your February 20, 1976, question whether this agenc considers Standard No. 222, *School Bus Passenger Seating and Crash Protection*, preemptive of New York State law or regulations mandating a 28-inch-high back and armrests for school bus passenger seating. Section 103(d) provides (15 U.S.C. S1392(d)):; >>>S 103<<< >>>(d) Whenever a Federal Motor vehicle safety standard under thi subchapter is in effect, no State or political subdivision of a State shall have any authority either to establish, or to continue in effect, with respect to any motor vehicle or item of motor vehicle equipment any safety standard applicable to the same aspect of performance of such vehicle or item of equipment which is not identical to the Federal standard. Nothing in this section shall be construed to prevent the Federal Government or the government of any State or political subdivision thereof from establishing a safety requirement applicable to motor vehicle equipment procured for its own use if such requirement imposes a higher standard of performance than that required to comply with the otherwise applicable Federal standard.<<<; Standard No. 222 specifies a formula for minimum seat back height tha necessitates a heights of at least 20 inches. It is the opinion of the NHTSA that any State requirement relating to seat back height, other than one identical to the Federal formula that establishes a minimum height of 20 inches, is preempted under S 103(d).; The second sentence of S 103(d) clarifies that the limitation on safet regulations of general applicability does not prevent governmental entities from specifying additional safety features in vehicles purchased for their own use. Thus, New York State or its political subdivisions could specify a seat back height higher than 20 inches in the case of public school buses. The second sentence does not, however, permit these governmental entities to specify safety features that prevent the vehicle or equipment from complying with applicable safety standards. A school bus manufacturer must continue to comply with all applicable standards.; There are presently no requirements in Standard No. 222 dealing wit armrests on school bus passenger seating. The question, therefore, becomes whether the Federal safety standards on school bus seating performance were intended generally to cover this aspect of performance, analogously to the situation in which Standard 108 was held to be preemptive in *Motorcycle Industry Council v. Younger*, No. CIV 574-126 (E. D. Cal. 1974). The guiding rule, as set forth by the U.S. Supreme Court in *Florida Lime & Avocado Growers v. Paul*, 373 U.S. 132, 141-142 (1963), is 'whether both regulations can be enforced without impairing federal superintendence of the field.' Under the accepted doctrines as set forth in cases such as *Thorpe v. Housing Authority of Durham*, 393 U.S. 268 (1969), the interpretation of this question by the administering agency is 'of controlling weight unless it is plainly erroneous or inconsistent with the regulation.'; The NHTSA has determined that the requirement for armrests by New Yor State does not conflict with or otherwise impair our present regulation of school bus passenger seating, and that armrests are not within the intended scope of the present Federal safety standards. Therefore, Standard No. 222 is not preemptive of the New York State regulation of armrests.; Yours truly, Frank Berndt, Acting Chief Counsel |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.