ID: 10785

Mr. Terry M. Habshey
Oxytire Incorporated
7000 Highway 25
Montevallo, AL 35115

Dear Mr. Habshey:

This responds to your March 6, 1995 letter to Philip Recht, our former Chief Counsel, and your telephone conversations with Walter Myers of my staff in which you requested a "new D.O.T. number." As discussed below, we are unable to provide you a tire manufacturer's identification mark since the operations you perform on tires are not sufficient to make you the manufacturer of the tires.

You explained that your company is a global exporter of tires, particularly to third world countries, but that you intend to distribute tires domestically in the future. You stated that you obtain new tires from different manufacturers consisting of original equipment overruns, blems, etc., and that by a new process you intend to remove "most" of the information from the tire sidewalls. The new process includes removing a thin layer of rubber from the tire sidewall, then vulcanizing a layer of new rubber onto the sidewall. The new layer will contain a new "registered" trade name, logo, and "identifying marks along with the size, safety information, mounting instructions, maximum and minimum inflating instructions, etc." You emphasized that all tires will be new and meet "all minimum standards established by the Department of Transportation."

Before addressing your request, let me first provide some background information. Chapter 301 of Title 49, U.S. Code (hereinafter Safety Act), authorizes the National Highway Traffic Safety Administration (NHTSA) to issue Federal motor vehicle safety standards (FMVSS) applicable to new motor vehicles and new items of motor vehicle equipment sold in or imported into the United States. Tires are considered motor vehicle equipment. The Safety Act establishes a self-certification system in which manufacturers certify that their products comply with all applicable FMVSSs effective on the date of manufacture. In the case of tires, manufacturers reflect that certification by molding the letters "DOT" into or onto the sidewalls of all their tires manufactured for sale in the United States.

The FMVSSs are not applicable to tires intended solely for export, labeled for export on the tires and on the outside of the container, and exported. See 49 U.S.C. '30112(b)(3); 49 Code of Federal Regulations (CFR) 571.7(d)). Accordingly, you are free to export any tires you want, whether or not they comply with the FMVSSs and after whatever modifications you make to them.

That is not the case, however, with tires distributed for sale in the United States. FMVSS No. 109, New pneumatic tires and FMVSS No. 110, Tire selection and rims, specify performance standards and labeling requirements for new passenger car tires and rims. FMVSS No. 119, New pneumatic tires for vehicles other than passenger cars and FMVSS No. 120, Tire selection and rims for motor vehicles other than passenger cars, specify performance standards and labeling requirements applicable to tires and rims for vehicles other than passenger cars. 49 CFR Part 574, Tire identification and recordkeeping, requires new tire manufacturers to permanently mold into or onto one tire sidewall a tire identification number (TIN) and specifies methods by which new tire manufacturers and new tire brand name owners shall maintain records of tire purchasers. 49 CFR Part 575.104, Uniform tire quality grading standards (UTQGS), requires new motor vehicle and new tire manufacturers and brand name owners to provide information to consumers concerning the relative performance of passenger car tires in the areas of treadwear, traction, and temperature resistance. The UTQGS grades are also required to be molded into or onto the tire sidewall.

The labeling requirements specified in the regulations referred to above apply to the actual tire manufacturers and/or brand name owners, and the required information, including the DOT symbol and the TIN, must appear on all new tires before they can be sold to their first retail purchasers. A tire distributor or dealer cannot legally remove any of the required information from new tire sidewalls. The required information on new tires is intended for safety purposes, purchaser information, and to enable this agency to identify the manufacturer in the event of a noncompliance or defect in a tire line or lot.

A "manufacturer" is defined in 49 U.S.C. '30102(a)(5) as one who manufactures or assembles motor vehicles or equipment or one who imports motor vehicles or equipment for resale. The operations you describe would not be sufficient to make you the manufacturer of the tires in question. According to your letter, you would, for marketing reasons, remove a thin layer of the surface area of the sidewalls of the tires so that most of the existing information is removed. You would then apply a new thin layer of rubber containing new information. Your operations would thus not be changing the basic tire as such but simply changing the labeling. A change in labeling would not change who manufactured the tire. Thus, since you would not be a manufacturer of tires, you may not obtain a manufacturer's identification mark in accordance with 49 CFR '574.6. Only tire manufacturers or retreaders may obtain that mark.

49 U.S.C. '30122(b) prohibits manufacturers, distributors, dealers, and/or motor vehicle repair businesses from knowingly making inoperative any part of a device or element of design installed on or in a motor vehicle or item of equipment in compliance with applicable FMVSSs unless that individual reasonably believes that the vehicle or equipment will not be used when the device or element is inoperative. Thus, removal of the labeling information required to be marked on tire sidewalls in accordance with the standards and regulations discussed above could be a violation of '30122(b), which could subject the violator to civil penalties of up to $1000 per violation, or up to $800,000 for a series of related violations.

In summary, the Safety Act does not apply to tires intended solely for export. Thus, those tires are not required to comply with any FMVSSs. However, all new or retreaded tires sold or imported into the United States for sale must comply with all applicable FMVSSs and regulations as discussed above. Distributors and dealers may not remove any of the labeling information required to be marked on new tires by the actual manufacturers and/or brand name owners of those tires. Removal of that information could make inoperative an element of design on those tires, which could constitute a violation of 49 U.S.C. '30122(b).

I hope this information is helpful to you. Should you need additional information or have further questions, please feel free to contact Mr. Myers at this address or at (202) 366-2992.

Sincerely,

John Womack Acting Chief Counsel

Ref:109#110#119#120#574#575 d:5/24/95

ID: 06-003601as

ID: 17440.drn

Jörg S. Mager, Vehicle Policy Engineer
Safer Vehicles, Roads & Rail
Vehicle Policy
Land Transport Safety Authority of New Zealand
Level 4
7-27 Waterloo Quay
P. O. Box 2840
Wellington, NEW ZEALAND

Dear Mr. Mager:

This responds to your request for information on U. S. requirements for aftermarket tinting of motor vehicle glazing by means of self-adhesive films. You posed several questions which are answered below:

The first question concerned the "current legal position" of motor vehicle tinting in the United States. You also wished to know what Federal policy is with respect to tinting.

NHTSA has the authority under 49 USC 30111 to issue Federal motor vehicle safety standards (FMVSSs) applicable to all new motor vehicles at time of first sale to the consumer. Standard No. 205, Glazing materials (49 CFR Part 571.205) specifies performance requirements for glazing, and includes a requirement that all windows "requisite for driving visibility" (including all windows in passenger cars) have a light transmittance of at least 70 percent. The primary purpose of this requirement is to ensure adequate visibility through the windows, thereby reducing the risk of a motor vehicle crash. In establishing the 70 percent light transmittance requirement for motor vehicle glazing areas requisite for driving visibility, the National Highway Traffic Safety Administration (NHTSA) determined that level met the need for motor vehicle safety.

Although Standard No. 205 itself does not apply after the first sale of the vehicle, 49 USC 30122(b) prohibits a vehicle manufacturer, distributor, dealer, or repair business from "mak[ing] inoperative any part of a device or element of design installed on or in a motor vehicle or motor vehicle equipment in compliance with an applicable motor vehicle safety standard . . . ." The effect of Section 30122(b) is to impose limits on the tinting practices of motor vehicle manufacturers, distributors, dealers and repair businesses. These businesses may not install tinting on new or used vehicles that reduces the light transmittance of windows covered by Standard No. 205 to a level below the Federal requirement of 70 percent.

Note however, that NHTSA's regulations do not apply to certain parties or actions. Vehicle owners are not restricted by Federal law in the modifications that they make to their vehicles, and could tint their windows as dark as they like without violating Federal law (although NHTSA does not encourage tinting darker than Standard No. 205 allows). NHTSA recommends that vehicle owners not degrade the safety features of the glazing in their motor vehicles by tinting the glazing darker than Standard No. 205 allows. Federal law also does not regulate the operation or use of vehicles, which is under the jurisdiction of the individual States.

Under certain circumstances, State laws would be preempted by Federal law. 49 USC 30103(b)(1) states "[w]hen a motor vehicle safety standard is in effect . . . a State . . . may prescribe . . . a standard applicable to the same aspect of performance . . . only if the standard is identical to the [federal standard]." A State law would be preempted by the Federal law to the extent that it regulates the same aspect of performance in a different way, or permits something prohibited by the Federal regulations (such as modifications by vehicle manufacturers, distributors, dealers or repair businesses that would violate Standard No. 205). A State law would also be preempted if it purported to allow the manufacture and sale of glazing materials or new vehicles containing glazing material that did not meet the specifications of Standard No. 205.

State requirements applicable to the registration and inspection of motor vehicles after the first sale to a consumer are not preempted merely because they are not identical to the Federal safety standards, as long as the state requirements do not interfere with the achievement of the purposes of Federal law. Therefore, a State could permit the registration of a vehicle which had been altered by its owner by the addition of window tinting, even when the tinting reduces the light transmittance below the Federal standard.

You asked about the outcome of the "Blue Skies" case in the Middle District of Florida.

In a Federal Register notice of proposed rulemaking of January 22, 1992 (57 FR 2496) (copy enclosed), NHTSA noted the following regarding the "Blue Skies" case:

One Florida District Court has held that Standard No. 205 is not currently enforceable against window tinting businesses because the agency did not issue a "new and revised Federal Motor Vehicle Safety Standard" pursuant to the second sentence of Section 103(h) of the Safety Act. United States v. Blue Skies Projects, Inc., No. 90-253-CIV-ORL-18 (M.D. Fla., August 13, 1991) ... NHTSA strongly believes that the court's opinion was erroneous and that the current standard is valid and enforceable. (57 FR at 2507)

Please note that the U.S. government did not appeal the decision of the Florida District Court. Also, NHTSA has not yet issued a final determination regarding the January 22, 1992 Federal Register notice.

You asked if NHTSA has a list of the "legal requirements with respect to the minimum visible light transmittance allowed by the states for windows of motor vehicles."

Since NHTSA does not maintain such a list, we cannot provide it to you.

You also asked if "the requirements in terms of permissible minium visible light transmittance spelled out in FMVSS 205 and ANSI/SAE Z26.1:1995 will be adopted on a state level in the foreseeable future."

NHTSA has no information on any planned state actions in this area. As described in our answer to the first set of questions, depending on the conduct or aspects of performance it seeks to regulate, a State law reducing the level of window light transmittance below the Federal standard may be preempted by Federal law.

I am enclosing a copy of NHTSA's March 1991 "Report to Congress on Tinting of Motor Vehicle Windows." Among other matters, the report discusses: (1) the current performance requirements in the Federal standard concerning window light transmittance, (2) how vehicles on the road at the time the report was written compare to the standard's requirements, (3) the rules and regulation other countries have in effect (at the time the report was written) on light transmittance through windows, (4) research on the effect of various tinting levels on depth perception, night vision, or other faculties that affect safety.

I hope this information is helpful. If you have any further questions, please feel free to contact Dorothy Nakama at this address or by telephone at (202) 366-2992.

Sincerely,
Frank Seales, Jr.
Chief Counsel
Enclosures
ref:205
d.6/22/98

ID: 1984-3.16

TYPE: INTERPRETATION-NHTSA

DATE: 08/28/84

FROM: AUTHOR UNAVAILABLE; Frank Berndt; NHSTA

TO: Utilimaster Corporation

TITLE: FMVSS INTERPRETATION

TEXT: This responds to your June 29, 1984, letter to the National Highway Traffic Safety Administration concerning Federal Motor Vehicle Safety Standard (FMVSS) No. 207, Seating Systems, FMVSS No. 210, Seat Belt Assembly Anchorages, and FMVSS No. 108, Lamps, Reflective Devices, and Associated Equipment.

According to your letter, your company manufactures parcel delivery vans, step vans, and cargo trailers. One of your customers requested the installation of side-facing seats in the cargo area of the vehicle, and you asked whether FMVSS No. 207 and FMVSS No. 210 apply to these seats. As explained below, Standard No. 207 specifies no requirements for side-facing seats unless they have a hinged or folding back. Standard No. 210 does apply to these seats.

Standard No. 207 specifies performance requirements for seats, their attachment assemblies, and their installation, to minimize the possibility of seat failure resulting from crash forces. This standard is applicable to seats installed in vehicles including vans, but section 4.2 of Standard No. 207 excludes side-facing seats from the general seat strength requirements of the standard. However, there are other requirements in the standard which may apply to side-facing seats. For example, paragraph S4.3 requires a restraining device if the seat has a hinged or folding seat or seat back.

You asked whether side-facing seats in the cargo area are required to meet Standard No. 210. Standard No. 210 exempts side-facing seats from its strength requirements specified in S4.2, but all other requirements of the standard apply to side-facing seats. We strongly recommend that belt anchorages for side-facing seats be of at least equivalent strength to anchorages for forward and rearward facing seats, since the strength specifications are only minimum performance requirements.

You asked what kind of testing is required for side-facing seats to determine compliance with FMVSS No. 207 and FMVSS No. 210. As discussed above, side-facing seats are excluded from the performance requirements of Standard No. 207. Regarding the testing of the seats to FMVSS No. 210, a manufacturer is permitted to use whatever test procedures or method of evaluation he chooses to assure its vehicles are in compliance with this and all Federal motor vehicle safety standards. The legal requirement under the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1391, et seq.) is that the manufacturer exercise due care to determine that his vehicles will be in compliance with all applicable standards when tested by the agency in accordance with the test procedures specified in those standards. Whether a manufacturer has in fact exercised due care cannot be determined by the agency in advance of the actual events leading to the certification of compliance.

Your last question concerned FMVSS No. 108, Lamps, Reflective Devices, and Associated Equipment. You stated that Virginia requires additional side marker lights than that required by Standard No. 108, and requested the agency to advise you on whether a state can specify more requirements than the standard. We assume that Virginia's requirement is a general one which applies to vehicles other than those procured for the state's own use.

Section 103(d) of the National Traffic and Motor Vehicle Safety Act of 1966 (15 U.S.C. 1392(d)) states that:

Whenever a Federal motor vehicle safety standard established under this title is in effect, no State or political subdivision of a State shall have any authority either to establish, or to continue in effect, with respect to any motor vehicle or item of motor vehicle equipment any safety standard applicable to the same aspect of performance of such vehicle or item of equipment which is not identical to the Federal standard. . . Nothing in the section shall be construed to prevent the Federal Government or the government of any State or political subdivision thereof from establishing a safety requirement applicable to motor vehicles or motor vehicle equipment procured for its own use if such requirement imposes a higher standard of performance than that required to comply with the otherwise applicable Federal standard.

Pursuant to 15 U.S.C. 1392(d), Federal Motor Vehicle Safety Standard No. 108, Lamps, Reflective Devices, and Associated Equipment, had been established, effective January 1, 1972, as the Federal standard for lighting devices both as original and replacement equipment on motor vehicles.

You indicated in the attachment to your letter that the vehicles for which Virginia is requiring the additional side marker lamps are less than 30 feet in overall length. Section S4.1.1.3 of Standard No. 108 specifies that "Intermediate side marker devices are not required on vehicles less than 30 feet in overall length." Since the State standard prescribes mounting of side marking lights other than that required by the Federal standard, the State standard is preempted by the National Traffic and Motor Vehicle Safety Act.

Your final question asked whether there are any States other than Virginia that have different requirements than FMVSS No. 108. In general, under Section 103(d) of the Safety Act States are prohibited from imposing safety standards applicable to the same aspect of performance governed by FMVSS No. 108. The limited exception in @103(d) allows States to promulgate requirements applicable to motor vehicles or motor vehicle equipment procured for the State's own use which impose a higher standard of performance than the Federal standard. States may also regulate aspects of performance of motor vehicles or motor vehicle equipment which are not governed by a Federal Motor Vehicle Safety Standard. For example, there is no preemption of a State's right to specify requirements for lighting equipment, such as foglamps, not currently included in Standard No. 108.

UTILIMASTER

June 29, 1984

Frank Berndt National Highway Traffic Safety Administration

Dear Mr. Berndt: Utilimaster is a commercial truck manufacturer of parcel delivery vans, step vans, and cargo trailers and we have some questions for you.

We have an application where the customer would like to have side-facing seats in the cargo area. Do we need to meet FMVSS 207 or 210 and what kind of testing of these seats is required?

Also, we have a question on FMVSS 108. I had a call from a Virginia dealer stating they require additional side marker lights. Can a State require more lighting and does any other State have different standards than FMVSS 108?

Dan Pugh Product Engineer

(Graphics omitted)

ID: nht87-1.33

TYPE: INTERPRETATION-NHTSA

DATE: 02/20/87

FROM: AUTHOR UNAVAILABLE; Erika Z. Jones; NHTSA

TO: Bruce Torrey -- Product Performance Specialist, General Electric Company

TITLE: FMVSS INTERPRETATION

TEXT:

Mr. Bruce Torrey Product Performance Specialist General Electric Company One Plastics Avenue Pittsfield, MA 01201

Thank you for your letters of August 13, and 26, 1986, concerning how the requirements of Standard No. 205, Glazing Materials, apply to glazing materials installed in the side windows of some New York City Transit Authority (NYCTA) buses. As explained be low, the information you provided in your letters and in your phone conversations with Stephen Oesch of my staff and the information provided by NYCTA in a June 19, 1986 letter to the agency indicates the glazing materials installed in the NYCTA buses do not comply with the marking requirements of the standard.

You explained in your letter that the glazing material used in the side and standee windows in the buses is Lexan sheet, which is a plastic material manufactured by General Electric. According to your letter, the Lexan glazing material used in these wind ows can meet all of the performance requirements set in Standard No. 205 for "AS-5" glazing materials. However, the material apparently was not marked as "AS-5" material, but may have instead been marked "AS-4/6." (Information provided to the agency by t he NYCTA in June 1986 indicates that the windows did not contain any "AS" number. At the time of your phone conversation with Mr. Oesch, you had not been able to confirm what markings, if any, had been placed on the glazing material by General Electric).

Standard No. 205 specifies performance and location requirements for glazing used in new vehicles and glazing sold as replacement equipment. (The various types of glazing are designated as "items" in the standard): Plastic glazing materials, such as Lexa n, can be used in a number of different locations in a bus depending on which performance requirements the glazing meets. If the plastic glazing meets the requirements set for AS-5 glazing materials, it can be used in any window in a bus, except for the windshield, windows to the immediate right and left of the driver and the rearmost windows if used for driving visibility.

In addition to setting performance requirements for different items of glazing, the standard requires glazing materials to contain certain markings. The marking requirements of S6 of the standard vary depending on the intended use of the glazing and the person that is marking the glazing. At a minimum, the standard requires the glazing to be marked pith the AS number (which indicates that the material meets the performance requirements set for that "item" of glazing material), a model number and the man ufacturer's logo. The information the agency has received about the markings on the glazing installed in the NYCTA buses indicates that the glazing does not have an AS number marked on it.

Any glazing sold for use in a motor vehicle must conform to the applicable requirements of Standard No. 205. Since there appears to be an apparent noncompliance, General Electric is required by Part 573 of our regulations to file a report with the agency providing additional details about the noncompliance and General Electric's plans to remedy the noncompliance. As you requested of Mr. Oesch, I am also enclosing a copy of the agency's regulation concerning the filing of a petition for a determination t hat a noncompliance is inconsequential.

If you have any further questions, please let me know.

Sincerely,

Erika Z. Jones Chief Counsel Enclosures

August 26, 1986

Office of the Chief Council National Highway Traffic Safety Administration 400 7th Street, S.W. Washington, D.C. 20590

Re: Letter from General Electric Company - August 13, 1986

Gentlemen:

In reference to my letter dated August 13, 1986 concerning the incorrect marking of glazing materials a matter of some urgency has come to my attention. It seems that the New York City Transit Authority is exercising exceptional prudence with regard to t his matter. If this situation continues hundreds of thousands of dollars worth of perfectly good material will be excluded from use.

It would be greatly appreciated if you could respond to the following.

Mr. William Wallace New York City Transit Authority 25 Jamaica Avenue Brooklyn, NY 11207

Mr. R.J. Watters Commercial Plastics & Supply Company Transportation Division 1620 Woodhaven Drive Cornwells Heights, PA 19020

If you have any questions or concerns please feel free to contact me. I can be reached at (413)448-7629. I thank you in advance for you cooperation.

Regards,

Bruce M. Torrey Product Performance Specialist

August 13, 1986

Office of the Chief Council National Highway Traffic Safety Administration 400 7th Street S.W. Washington, D.C. 20590

Re: Incorrect Glazing Marking

Gentlemen:

In order to satisfy the Department of Transportation in New York City I need an official statement concerning the following matter.

Lexan sheet, manufactured by General Electric Company is a plastic (polycarbonate) material typically used for bus side windows and standee glazings. These products are tested per ANSI Z26.1 standards on a regular basis and submitted to AAMVA for verific ation and certification.

During this process our Lexan@ MR-5000 Bronze tinted material was assigned an AS 4/6 designation, as it appears on the Notice of Equipment Compliance from AAMVA. Apparently a misinterpretation of ANSI Z26.1 test NO. 2 which requires minimum light-transmi ssion value of 70%. (1/4" Bronze Lexan@ MR5000 has a value of 53%).

Instead of being appropriately marked, AS-5, they received the AS 4/6 marking.

The following, details pertinent information.

Material Distributor:

Commercial Plastics & Supply Corp. Transportation Division 1620 Woodhaven Drive Cornwells Heights, PA 19020

Bus Manufacturer:

Blitz Bus & Truck 4525 W. 26th Street Chicago, IL 60623

This particular situation involves some 3,000 side windows and another 390 standee windows.

Enclosed you will find supporting test data and a copy of our original Notice of Equipment Compliance.

If you have any questions please feel free to contact me. I can be reached at (413)448-7629.

Regards,

Bruce M. Torrey

Enclosures Omitted.

ID: nht76-2.31

DATE: 03/05/76

FROM: AUTHOR UNAVAILABLE; S. P. Wood; NHTSA

TO: Department of California Highway Patrol

TITLE: FMVSS INTERPRETATION

TEXT: This is in reply to your letter of March 10, 1976, asking whether S4.6(b) of Motor Vehicle Safety Standard No. 108 allows a flashing side marker lamp "in any location on the side of a motor vehicle without having to comply with State law pertaining to side-mounted turn signals."

S4.6(b) allows side marker lamps to flash for signalling purposes. Since a flashing side marker lamp is in essence a side turn signal lamp, any State regulation specifically addressed to location and flash rate of side turn signals would appear to be preempted by Standard No. 108, if the side marker lamp is combined with a side turn signal lamp. If the side turn signal lamp is a separate lamp, then it would be subject to State regulation.

Your inquirer wishes to install "a side marker lamp on each side near the middle of the trailer to flash with the turn signal lamps." If the lamp to be added is not the intermediate side marker lamp required by Standard No. 108 for trailers whose length is 30 feet or more, it would be governed by the California Vehicle Code and not preempted.

We intend to address the issues of side mounted turn signal lamps, flashing side marker lamps, and flashing headlamps in a rulemaking proposal whose publication is imminent, and I will include your letter in the Docket as a comment to be considered.

YOURS TRULY,

DEPARTMENT OF CALIFORNIA HIGHWAY PATROL

March 10, 1976

File No.: 61.A218.A4343

James C. Schultz Chief Counsel National Highway Traffic Safety Administration

We have a question concerning an interpretation of Section S4.6(b) of FMVSS No. 108. This paragraph states that "means may be provided to flash headlamps and sidemarker lamps for signaling purposes".

We have had an inquiry from a supplier to a major trailer manufacturer as to whether or not he can install a sidemarker lamp on each side near the middle of the trailer to flash with the turn signal lamps. The California Vehicle Code provides that "side-mounted turn signal lamps of an approved type projecting a flashing amber light to either side may be used to supplement the front and rear turn signals. Side-mounted turn signal lamps mounted to the rear of the center of the vehicle may project a flashing red light no part of which shall be visible from the front." The Administrative Regulations require the approved side turn signal lamps to meet the same requirements as SAE Standard J914a.

These standards were adopted to assure that lamps installed on a vehicle as a side turn signal lamp had sufficient performance to be of value to other motorists both day and night, whether mounted on a passenger car, a truck or a trailer. A range of mounting heights was established in our regulations so that the side turn signal lamp would be near the eye height of drivers alongside the vehicle.

In the past, the only vehicles flashing the sidemarker lights as allowed by your standard were passenger cars. In these cases, we had read your standard as permitting the minimum number of sidemarker lamps required by your standard to flash but not giving authority for the indiscriminate addition of numerous other sidemarker lamps in other locations on the side of the vehicle.

We do not see any particular problem with allowing a required sidemarker lamp to flash simultaneously with a required turn signal lamp on the same side and on the same end of the vehicle. Unfortunately, one major passenger car manufacturer selected a system that caused the sidemarker lamps to flash alternately with the turn signals which, in our opinion, detracts from the signal value of the required turn signal instead of adding to it, particularily when both signals are seen to flash alternately at certain angles from the front or rear of the vehicle.

We now come to the question. Does Section S4.6(b) permit a manufacturer to install and flash with the turn signal any sidemarker lamp in any location on the side of a motor vehicle or trailer without having to comply with State law pertaining to side-mounted turn signals?

If the answer is "yes", we ask that you consider an appropriate revision to FMVSS No. 108 within the near future. We suggest that an amendment be proposed to require the side turn signals to flash simultaneously and in unison with the appropriate turn signal rather than alternately with the signal. In addition, we request that:

1. Only the minimum required sidemarker lamps on the each end of the vehicle be allowed to flash with the turn signal lamps.

2. Only sidemarker lamps near the eye height of passenger car drivers alongside the vehicle be allowed to flash. Sidemarker lamps at the extreme tops of trucks and trailer lamps are so far removed from the turn signal that another driver seeing them blink would likely be distracted by them instead of relating them to a turn being signaled.

3. New provisions be worded so attempts of various state laws to require higher-performing side mounted turn signals that are effective in the daytime are not placed in limbo because the Federal Standard allows a far less effective lamp of only 0.25 to 0.62 candlepower to flash in its place.

4. High mounted sidemarker lamps on buses not be allowed to flash as part of the turn signal system, because transit buses are permitted in this State to simultaneously flash all clearance and sidemarker lamps as a crime warning signal when driver or passengers are accosted. These signals are visible both from police patrol cars and police helicopters. Before-and-after surveys have shown that they are quite effective in making substantial increases in the rate of apprehension of suspects.

5. Headlamps not be allowed to flash with the turn signal lamps as now permitted. It is more important that a driver of a vehicle be able to see a lighted roadway in the direction in which he is going rather than using the headlamps to supplement an already effective front turn signal.

We would appreciate receiving your interpretation of the flashing headlamp and sidemarker lamp provisions. If you wish, we will be pleased to send you copies of our regulations on side turn signal lamps, alternately flashing headlamps for emergency vehicles, and data on the reduction in crime on buses following the installation of flashing crime warning lamps.

WARREN M. HEATH Commander Engineering Section

ID: 2346y

Mr. R.M. Cooper
Vice President, Engineering
Gillig Corporation
Box 3008
Hayward, CA 94540-3008

Dear Mr. Cooper:

This responds to your letter asking this agency to consider a problem your company faces with respect to Standard 217, Bus Window Retention and Release (49 CFR 571.217). More specifically, you asked how some of your buses could be certified as complying with the emergency exit labeling requirements set forth in Standard 217 for buses other than school buses. I apologize for the delay in this response.

Paragraph S5.5.1 of Standard 217 provides that, in buses other than school buses, each push-out window or other emergency exit shall have the designation "Emergency Exit" followed by concise operating instructions, describing each motion necessary to unlatch and open the exit, located within 6 inches of the release mechanism. The purpose of this requirement is to identify for bus occupants the location and explain the use of specially-installed emergency exits. As I understand your letter, you have no difficulties providing appropriate instructions in the specified location.

Paragraph S5.5.1 continues with the following language:

When a release mechanism is not located within an occupant space of an adjacent seat, a label...that indicates the location of the nearest release mechanism shall be placed within the occupant space.

The terms "adjacent seat" and "occupant space" are defined in S4 of Standard 217 as follows:

"Adjacent seat" means a designated seating position located so that some portion of its occupant space is not more than 10 inches from an emergency exit, for a distance of at least 15 inches measured horizontally and parallel to the exit.

"Occupant space" means the space directly above the seat and footwell, bounded vertically by the ceiling and horizontally by the normally positioned seat back and the nearest obstruction of occupant motion in the direction the seat faces.

You stated that many of your buses have seats that face the aisle and that back up against windows designated as emergency exits. These aisle-facing seats are "adjacent seats" with respect to the emergency exits. The release mechanism for the emergency exit is not within the "occupant space" for these aisle-facing seats, since the release mechanisms are behind, not above, these seats. You enclosed a group of photographs to further illustrate this situation.

Since the release mechanism for the emergency exit is not within the occupant space of these adjacent aisle-facing seats, paragraph S5.5.1 of Standard 217 requires a label indicating the location of the release mechanism for the emergency exit to be placed within the occupant space for these seats. You have noted that the occupant space for these seats does not include any place to which this label could be attached. The nearest obstruction of occupant motion in the direction the aisle-facing seats face is the aisle facing seat on the opposite side of the bus. There are no intervening objects other than narrow vertical stanchions in the center of the aisle. Additionally, you suggested that placing the label on the floor or ceiling of the bus would not serve the purposes of this requirement, since those locations would not be readily visible to the seated occupant in an emergency situation.

In response to your letter, we have carefully considered the labeling requirements of S5.5.1 as they apply to aisle-facing seats in front of windows that serve as emergency exits. The final rule adopting this additional labeling requirement explained that NHTSA was concerned that an occupant of an adjacent seat might hinder egress through an emergency exit if the occupant did not know how to use the emergency exit. See 37 FR 9394, at 9395; May 10, 1972. In instances in which the release mechanism itself is not within the occupant space of an adjacent seat, a label within the occupant space directing the occupant of the seat to the emergency exit instructions will help reduce the likelihood that the occupants would inadvertently obstruct egress through the emergency exits.

NHTSA's goal of minimizing the likelihood of inadvertent obstruction of emergency exits is equally applicable to forward-facing and aisle-facing seats. However, the means of achieving that goal (i.e., placing a label within the occupant space of an adjacent seat, if the release mechanism is not within that occupant space) may not be equally successful for forward-facing and aisle-facing seats. The agency did not focus upon aisle-facing seats when it adopted this labeling requirement. With respect to forward-facing seats, it is relatively simple to locate a label within the occupant space that will be readily visible both to seated occupants and to persons standing in the aisle, as required by S5.5.2. However, with respect to aisle-facing seats, there may not be any location within the occupant space of such seats where a label could be placed so that the label would be visible to occupants of the seat and to persons standing in the aisle. If the labels were not visible in an emergency, such labels would not further NHTSA's goal of minimizing inadvertent obstruction of emergency exits.

Accordingly, we plan to issue a notice proposing to amend and clarify the requirements of S5.5.1 of Standard 217 as they apply to aisle-facing seats. Please note that, unless and until a final rule amending S5.5.1 of Standard 217 becomes effective, the current requirements of S5.5.1 remain in effect for aisle-facing seats. However, the agency believes that it would be inappropriate at this time to enforce the requirement in S5.5.1 that additional information be labeled within the occupant space of aisle-facing seats given the uncertainty that such labels will serve the purpose for which the labeling requirements were established, as noted above. Accordingly, until the agency makes a final decision on the proposed rulemaking mentioned above, NHTSA will not take any enforcement actions against bus manufacturers that do not place a label indicating the location of the nearest emergency exit release mechanism within the occupant space of adjacent aisle-facing seats.

Sincerely,

Stephen P. Wood Acting Chief Counsel

/ref:217 d:3/20/90

ID: 1983-3.9

TYPE: INTERPRETATION-NHTSA

DATE: 09/26/83

FROM: AUTHOR UNAVAILABLE; Frank Berndt; NHTSA

TO: Flyer Industries Limited -- Moni Marcus, Chief Engineer

TITLE: FMVSS INTERPRETATION

ATTACHMT: 4/5/83 letter from Frank Berndt to Flyer Industries Limited

TEXT:

Moni Marcus, P.Eng. Chief Engineer Flyer Industries Limited 64 Hoka Street Box 245 Transcona P.O. Winnipeg, Manitoba Canada R2C 3T4

Dear Mr. Marcus:

This responds to your letter to Mr. Kratzke of my staff, asking for a clarification of the requirements of Standard No. 217, Bus Window Retention and Release (49 CFR S 571.217). You stated that your company's transit bus models use eight large windows as emergency exits to satisfy the emergency exit requirements of Standard No. 217, and that the entrance and exit doors are not classified as emergency doors. Accordingly, you stated that the entrance and exit doors do not "have to be tested for Standard No. 217 requirements." This is not wholly correct.

Standard No. 217 sets forth two basic requirements. These are (1) window retention requirements, which must be met by all windows in a new bus, except for the windshield, and (2) requirements applicable to emergency exits. As I pointed out in a letter to Mr. Moss, of your staff, the window retention requirements apply to all front door glazing which exceeds 8 inches in diameter, and this agency does test such glazing for compliance with the standard. Hence, while you may be correct in asserting that a door not designated as an emergency door would not be tested for compliance with the emergency exit requirements, you are incorrect if you are asserting that the glazing on such a door would not be tested for compliance with the window retention requirements.

Your letter went on to state that, although your entrance and exit doors are not classified as emergency exits, most local transit authorities have requested you to add a decal instructing people how to open the doors in case of an emergency. You then stated your opinion that the addition of these decals would not change the status of the doors to emergency exits, so the doors would not be required to meet the Standard No. 217 push force requirements applicable to emergency doors. This conclusion is incorrect.

Standard No. 217 specifies minimum criteria for emergency exits which must be met by all new buses, and your letter states that your transit bus models do not need to count the entrance and exit doors on the buses to satisfy these criteria. Thus, absent other factors, those doors would not be required to comply with the portions of the standard applicable to emergency doors. However, affixing a decal, such as the one enclosed with your letter, in the area of those doors is labeling the door as an emergency exit. It is reasonable for riders of the bus to assume that a door which is labeled by the manufacturer with instructions in case of an emergency and which is intended by the local transit authority to be used as an exit in case of an emergency is in fact a door which can be used as an emergency exit. Given the likelihood of the use of the door as an emergency exit when it is so labeled, it is important that the door comply with the requirements applicable to emergency doors in Standard No. 217, and this agency has uniformly required this of all doors labeled with instructions for use in case of an emergency.

For your information, I have enclosed a copy of a letter reaching this same conclusion which was sent to another manufacturer. Contrary to the understanding expressed in your letter, this agency has never sent a letter to a manufacturer stating that doors labeled with emergency instructions were not subject to the requirements of Standard No. 217 applicable to emergency doors.

Should you need any further information or have further questions on this subject, please contact Mr. Kratzke at this address or at (202) 426-2992.

Sincerely,

Frank Berndt Chief Counsel

Enclosure

August 12, 1983

Dear Mr. Krazke:

Re: Clarification of FMVSS - 217

As per our discussion on the phone, Flyer's transit bus models 900, 901 and 902 are equipped with 8 large windows and 3 fixed ones. The eight large windows are classified as emergency exits and they satisfy the FMVSS - 217 requirement of:

51 seats x 67 = 3,417 square inches (minimum) Therefore, the entrance and exit doors are not classified as emergency exits and do not have to be tested for FMVSS - 217 requirements.

Both emergency exit windows and fixed windows were tested in 1980, and approved by your department - see Report No. 217-OYS (copy attached).

The question remaining is that most transit authorities have been requesting that bus manufacturers add a decal instructing people how to open the doors in case of an emergency. (Copy of decal drawings attached). In our view, the decals do not change the status of the doors to an emergency door status and, therefore, they are still not required to meet FMVSS - 217 push forces.

My understanding is that this interpretation has been given to other bus manufacturers before and we at Flyer would like to have a similar clarification from your office to straighten the records out specifically in regard to the letter marked NOA-30 and sent to Mr. Bill Moss, Flyer's test engineer by Mr. Frank Berndt (copy attached).

Your assistance on the phone was greatly appreciated and I hope to hear from you soon.

Yours truly,

Moni Marcus, P.Eng. Chief Engineer FLYER INDUSTRIES LIMITED

Enclosure (4//5/83 letter from Frank Berndt to Flyer Industries Limited Omitted here.)

ID: 7743

Under Secretary
Ministry of Commerce and Industry
P. O. Box No. 2944
KUWAIT

Dear Mr. Under Secretary:

This responds to your letter concerning United States tire regulations. You stated that some companies have been reported to be dumping defective and rejected tires in your country. In response to that situation, the Ministry of Commerce and Industry issued a decree requiring that all imported tires must be new, must comply with international standards, and must be accompanied by a quality certificate issued by an independent, officially recognized authority which has the capability of testing and proving the quality of the tires in accordance with the standards. You stated that you have been unable to obtain such a certificate from the United States, but have received one from a company called Societe Generale de Surveillance, which issues a certificate for each shipment separately and does only visual tests and not laboratory testing. You stated that you have studied this agency's tire standards and posed a series of questions to us which I will endeavor to answer below.

By way of background information, under the National Traffic and Motor Vehicle Safety Act of 1966, ("Safety Act," 15 U.S.C. 1381 et seq.), the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal motor vehicle safety standards for new motor vehicles and new motor vehicle equipment. Tires are considered motor vehicle equipment. All motor vehicles and items of motor vehicle equipment manufactured or imported for sale in the United States must comply with all applicable safety standards. Manufacturers of motor vehicles and motor vehicle equipment must certify that their products meet all applicable safety standards.

All new tires sold in the United States for use on passenger cars must be certified as complying with Standard No. 109 (49 CFR Part 571.109), and all new tires sold for use on other motor vehicles must be certified as complying with Standard No. 119 (49 CFR Part 571.119). These standards specify performance requirements (strength, endurance, high speed performance, and for passenger car tires only, resistance to bead unseating), marking requirements (treadwear indicators and labeling information), and tire and rim matching information requirements.

The process of certifying compliance with the applicable safety standards under the Safety Act is considerably different in the United States than in other countries. For example, the European nations require manufacturers to deliver tires to a governmental entity for testing. After the governmental entity tests the tires, the government approves those tires for use and assigns an approval code to the tires. The Safety Act, on the other hand, establishes a "self-certification" process for tires sold in the United States. Under this process, the tire manufacturer, not a governmental entity, certifies that its tires comply with applicable safety standards.

The Safety Act does not require that a manufacturer base its certification on a specified number of tests. A manufacturer is only required to exercise due care in certifying its tires. It is the responsibility of the individual tire manufacturer to determine initially what test results, computer simulations, engineering analyses, or other information it needs to enable it to certify that its tires comply with Federal tire safety standards. Once a manufacturer has determined that its tires meet all requirements of the safety standards, it certifies such compliance by molding the letters "DOT" onto at least one sidewall of each certified tire.

This agency does not perform any pre-sale testing or approval of tires. Rather, NHTSA randomly tests certified tires to determine whether the tires do, in fact, comply with applicable standards. For these enforcement checks, NHTSA purchases tires "off the shelf" from retail tire dealers and tests those tires according to the procedures specified in the standards. If the tires pass the tests, no further action is taken. If the tires fail the tests and are determined not to comply with the standards, the tire manufacturer is required to remedy the noncompliance without charge.

With the above background in mind, I now turn to your specific questions:

1. Must all tires manufactured and sold in the United States bear the "DOT" mark? Answer: Yes, assuming that the tires are intended for use on motor vehicles. The "DOT" symbol molded onto at least one side of the tire is the manufacturer's certification that that tire complies with all applicable safety standards.

2. What are the bases for granting the right to use the "DOT" mark by tire manufacturers? Answer: The use of the "DOT" symbol on tires is a requirement imposed on tire manufacturers and not a right which is granted.

3. Is the "DOT" symbol required for tires intended both for domestic consumption and for export? Answer: NHTSA's safety standards do not apply to motor vehicles or motor vehicle equipment which are intended solely for export. Therefore, the "DOT" symbol is required only for tires intended for use in the United States.

4. Is there a validity time for the use of the "DOT" symbol? Answer: No. The symbol constitutes the manufacturer's certification that, at the time a new tire is manufactured, that tire complies with all applicable Federal safety standards.

5. What is the relationship between your administration and the Department of Transportation concerning the implementation of the "DOT" symbol? Answer: NHTSA is a subordinate agency of the United States Department of Transportation.

6. What are the legal responsibilities of manufacturers by using the "DOT" symbol? Answer: As indicated above, by placing the "DOT" symbol on a tire the manufacturer certifies that, under the provisions of the Safety Act, the tire complies with all applicable Federal safety standards.

7. What are the responsibilities of manufacturers in case of violations of the "DOT" symbol's role? Answer: If a tire is determined not to comply with a safety standard, the manufacturer is required to remedy the noncompliance without charge. In addition, violations of Safety Act provisions may result in civil fines.

I hope that the information in this letter is helpful to you. Should you have any further questions, however, please feel free to contact Mr. Walter Myers of my staff at this address or by telephone at (202) 366-2992, FAX (202) 366- 3820.

Sincerely,

Paul Jackson Rice Chief Counsel Enclosure

Ref:#109#119#571#574 d:11/13/92

ID: nht95-2.94

TYPE: INTERPRETATION-NHTSA

DATE: May 24, 1995

FROM: John Womack -- Acting Chief Counsel, NHTSA

TO: Terry M. Habshey -- Oxytire Incorporated

TITLE: NONE

ATTACHMT: ATTACHED TO 3/6/95 LETTER FROM TERRY M. HABSHEY TO PHILIP RECHT (OCC 10785)

TEXT: Dear Mr. Habshey:

This responds to your March 6, 1995 letter to Philip Recht, our former Chief Counsel, and your telephone conversations with Walter Myers of my staff in which you requested a "new D.O.T. number." As discussed below, we are unable to provide you a tire man ufacturer's identification mark since the operations you perform on tires are not sufficient to make you the manufacturer of the tires.

You explained that your company is a global exporter of tires, particularly to third world countries, but that you intend to distribute tires domestically in the future. You stated that you obtain new tires from different manufacturers consisting of ori ginal equipment overruns, blems, etc., and that by a new process you intend to remove "most" of the information from the tire sidewalls. The new process includes removing a thin layer of rubber from the tire sidewall, then vulcanizing a layer of new rubb er onto the sidewall. The new layer will contain a new "registered" trade name, logo, and "identifying marks along with the size, safety information, mounting instructions, maximum and minimum inflating instructions, etc." You emphasized that all tires will be new and meet "all minimum standards established by the Department of Transportation."

Before addressing your request, let me first provide some background information. Chapter 301 of Title 49, U.S. Code (hereinafter Safety Act), authorizes the National Highway Traffic Safety Administration (NHTSA) to issue Federal motor vehicle safety st andards (FMVSS) applicable to new motor vehicles and new items of motor vehicle equipment sold in or imported into the United States. Tires are considered motor vehicle equipment. The Safety Act establishes a self-certification system in which manufact urers certify that their products comply with all applicable FMVSSs effective on the date of manufacture. In the case of tires, manufacturers reflect that certification by molding the letters "DOT" into or onto the sidewalls of all their tires manufactu red for sale in the United States.

The FMVSSs are not applicable to tires intended solely for export, labeled for export on the tires and on the outside of the container, and exported. See 49 U.S.C. @ 30112(b)(3); 49 Code of Federal Regulations (CFR) 571.7(d)). Accordingly, you are free to export any tires you want, whether or not they comply with the FMVSSs and after whatever modifications you make to them.

That is not the case, however, with tires distributed for sale in the United States. FMVSS No. 109, New pneumatic tires and FMVSS No. 110, Tire selection and rims, specify performance standards and labeling requirements for new passenger car tires and r ims. FMVSS No. 119, New pneumatic tires for vehicles other than passenger cars and FMVSS No. 120, Tire selection and rims for motor vehicles other than passenger cars, specify performance standards and labeling requirements applicable to tires and rims for vehicles other than passenger cars. 49 CFR Part 574, Tire identification and recordkeeping, requires new tire manufacturers to permanently mold into or onto one tire sidewall a tire identification number (TIN) and specifies methods by which new tire manufacturers and new tire brand name owners shall maintain records of tire purchasers. 49 CFR Part 575.104, Uniform tire quality grading standards (UTQGS), requires new motor vehicle and new tire manufacturers and brand name owners to provide informat ion to consumers concerning the relative performance of passenger car tires in the areas of treadwear, traction, and temperature resistance. The UTQGS grades are also required to be molded into or onto the tire sidewall.

The labeling requirements specified in the regulations referred to above apply to the actual tire manufacturers and/or brand name owners, and the required information, including the DOT symbol and the TIN, must appear on all new tires before they can be sold to their first retail purchasers. A tire distributor or dealer cannot legally remove any of the required information from new tire sidewalls. The required information on new tires is intended for safety purposes, purchaser information, and to enab le this agency to identify the manufacturer in the event of a noncompliance or defect in a tire line or lot.

A "manufacturer" is defined in 49 U.S.C. @ 30102(a)(5) as one who manufactures or assembles motor vehicles or equipment or one who imports motor vehicles or equipment for resale. The operations you describe would not be sufficient to make you the manufa cturer of the tires in question. According to your letter, you would, for marketing reasons, remove a thin layer of the surface area of the sidewalls of the tires so that most of the existing information is removed. You would then apply a new thin laye r of rubber containing new information. Your operations would thus not be changing the basic tire as such but simply changing the labeling. A change in labeling would not change who manufactured the tire. Thus, since you would not be a manufacturer of tires, you may not obtain a manufacturer's identification mark in accordance with 49 CFR @ 574.6. Only tire manufacturers or retreaders may obtain that mark.

49 U.S.C. @ 30122(b) prohibits manufacturers, distributors, dealers, and/or motor vehicle repair businesses from knowingly making inoperative any part of a device or element of design installed on or in a motor vehicle or item of equipment in compliance with applicable FMVSSs unless that individual reasonably believes that the vehicle or equipment will not be used when the device or element is inoperative. Thus, removal of the labeling information required to be marked on tire sidewalls in accordance w ith the standards and regulations discussed above could be a violation of @ 30122(b), which could subject the violator to civil penalties of up to $ 1000 per violation, or up to $ 800,000 for a series of related violations.

In summary, the Safety Act does not apply to tires intended solely for export. Thus, those tires are not required to comply with any FMVSSs. However, all new or retreaded tires sold or imported into the United States for sale must comply with all applic able FMVSSs and regulations as discussed above. Distributors and dealers may not remove any of the labeling information required to be marked on new tires by the actual manufacturers and/or brand name owners of those tires. Removal of that information c ould make inoperative an element of design on those tires, which could constitute a violation of 49 U.S.C. @ 30122(b).

I hope this information is helpful to you. Should you need additional information or have further questions, please feel free to contact Mr. Myers at this address or at (202) 366-2992.