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NHTSA Interpretation File Search

Overview

NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies. 

Understanding NHTSA’s Online Interpretation Files

NHTSA makes its letters of interpretation available to the public on this webpage. 

An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.

  • Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
  • Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
  • The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
  • Some combination of the above, or other, factors.

Searching NHTSA’s Online Interpretation Files

Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.

Single word search

 Example: car
 Result: Any document containing that word.

Multiple word search

 Example: car seat requirements
 Result: Any document containing any of these words.

Connector word search

 Example: car AND seat AND requirements
 Result: Any document containing all of these words.

 Note: Search operators such as AND or OR must be in all capital letters.

Phrase in double quotes

 Example: "headlamp function"
 Result: Any document with that phrase.

Conjunctive search

Example: functionally AND minima
Result: Any document with both of those words.

Wildcard

Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).

Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).

Not

Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”

Complex searches

You can combine search operators to write more targeted searches.

Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”). 

Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”

Search Tool

NHTSA's Interpretation Files Search



Displaying 11001 - 11010 of 16514
Interpretations Date
 search results table

ID: nht72-2.4

Open

DATE: 04/03/72

FROM: JAMES E. FORRESTER FOR ROBERT L. CARTER -- NHTSA

TO: Walters Company U.S.A.

TITLE: FMVSS INTERPRETATION

TEXT: Thank you for your letter of March 7, 1972, requesting the latest information regarding Federal Motor Vehicle Safety Standard (FMVSS) No. 301, clarification of "leakage" and comments regarding U.S. Patent No. 3, 610, 263.

As amendment to FMVSS No. 301 will be issued in the near future in response to the Notice of Proposed Rule Making published earlier, 35 F.R. (Illegible Word). The substance of this action involves extending the scope of the rule as indicated in the Notice, but the details of the final amendment will not be disclosed before issue. A copy of the Notice is enclosed.

Paragraph S4.4 does not mention leakage but refers to fuel spillage which is defined in S3. There is no assurance that this proposal will remain intact in the final rule since the comments from industry, continued research and development work, and many other inputs will influence the course of this rule making.

We are not in a position to comment on the features of any particular device, since our concern is primarily with performance requirements in order to permit originality and choice of different means for design of improved performance. We appreciate the information about your patented fuel tank safety valve assembly, and shall place a copy of this patent in our Docket No. 70-20. This docket is a public file to receive information and comments on matters pertaining to the rule making action on fuel system integrity.

We appreciate your interest in motor vehicle safety.

ID: nht72-2.40

Open

DATE: 07/19/72

FROM: AUTHOR UNAVAILABLE; C. A. Baker for E. T. Driver; NHTSA

TO: Raybestos-Manhattan

TITLE: FMVSS INTERPRETATION

TEXT: In your letter of June 30, 1972, you raised two questions that touch on the responsibility of manufacturers who produce components, such as brake blocks, that affect the ability of a vehicle to meet a motor vehicle safety standard.

Motor Vehicle Safety Standard No. 121, Air Brake Systems, the standard of concern to you, regulates vehicles equipped with air brakes, but it does not regulate the brakes or their components as separate items of equipment. As a component manufacturer, your company is therefore not required by our regulations to certify its products as conforming to Standard 121. This is not to say that your customers will not be concerned about the performance of your products, but only that you have no direct responsibility under the standard.

A vehicle manufacturer who intends to use your brake blocks on a new vehicle will probably try to get as much test data from you as he can. His vehicle will have to conform to the standard. If our tests disclose a shortcoming in the brakes, he will have to show that he exercised due care in the manufacture of the vehicle and the data he obtains from you may be an important part of his case. Whether you supply him with dynamometer data or complete road test data is a matter to be arranged privately, however, and the subject is not regulated by our rules.

A brake block or other brake component sold as a replacement part is not at this time subject to regulation under Standard 121. A truck owner will presumably want to obtain components that are compatible with the rest of the brake system.

You have also asked for information about agencies equipped to run tests in accordance with Standard 121. At this time we have not compiled a list of test facilities, but we expect that such information will become widely available in the next few months.

ID: nht72-2.41

Open

DATE: 02/28/72

FROM: AUTHOR UNAVAILABLE; R. B. Dyson; NHTSA

TO: Dayton Steel Foundry Company

TITLE: FMVSS INTERPRETATION

TEXT: This is in reply to your letter of February 2, 1972, in which you asked whether the temperature range specified in S6.2.6 of Motor Vehicle Safety Standard No. 121 was an initial temperature range or a range applicable throughout the stop.

In the new issuance of the standard, published in the February 24, 1972, issue of the Federal Register, the section has been amended to make it clear that the range is the range of initial brake temperature on each stop.

ID: nht72-2.42

Open

DATE: 04/13/72

FROM: AUTHOR UNAVAILABLE; C. A. Baker for E. T. Driver; NHTSA

TO: The Budd Company

TITLE: FMVSS INTERPRETATION

TEXT: This is in reply to your letter of March 10, 1972, in which you presented a series of questions concerning the meaning of several requirements of Federal Motor Vehicle Safety Standard No. 121, "Air Brake Systems." Our reply deals with the questions in the order you asked them.

1. Your first question concerns the meaning of the statement in section S5.4 that "a brake assembly that has undergone a road test pursuant to S5.3 need not conform to the requirements on this section." To paraphrase your question, the quoted language means that if a given brake assembly is subjected to the road test, the same brake assembly with the used lining need not conform to the dynamometer requirements. Conformity to the dynamometer requirements will be determined by testing an identical brake assembly with new linings. The petitions for deletion of dynamometer testing would have made the road test the only test. The standard requires both tests, even though two sets of identical brakes will be used, and our statement that the petitions were denied is therefore correct.

2. You point out that the measurement interval used in S5.4.1.1 for determining average torque, which begins when a specified pressure is reached, differs from the interval specified in S5.4 for measuring deceleration, which begins with the onset of deceleration. Although we agree that you may need different instrumentation for measuring average torque and average deceleration, we do not agree that their is any conflict since average torque and average deceleration are not required to be measured at the same time. We consider the present method of measuring torque and deceleration to be the correct methods.

3. The typographical error in section S5.4.1.1, which you have correctly edited to read "Repeat the procedure six times, increasing the brake chamber air pressure by 10 psi each time," has been corrected by a revision in the March 29, 1972, Federal Register.

4, 5, 6. The requirements of S5.4.2, S5.4.2.1 and S5.4.3 concerning average deceleration rates should not be understood to mean that a manufacturer, in his own testing, must test at exactly that rate. It is advisable for him to test in a manner that offers assurance that the brakes will pass when tested in the manner specified in the standard. Typically, where a test value such as 9 fpsps is specified, manufacturers tend to use more adverse values in their own testing. Under the former wording of these sections, the compliance agency could have tested brakes at decelerations higher than the specified minimum, and it would have been much more difficult for a manufacturer to ascertain his "worst case" situation.

The notice proposing to amend the weight conditions for truck-tractors should be issued within the next two months.

ID: nht72-2.43

Open

DATE: 10/11/72

FROM: AUTHOR UNAVAILABLE; R. B. Dyson; NHTSA

TO: Monroe Standard, Inc.

TITLE: FMVSS INTERPRETATION

TEXT: This is in reply to your letter of September 25, 1972, regarding the warning signal required under S5.1.5 of Motor Vehicle Safety Standard No. 121, Air Brake Systems.

Your reading of the second sentence of S5.1.5 is partially in error. If the visible low pressure warning signal is provided with a companion audible signal, the visible signal does not have to be within the driver's forward field of view. Under S5.1.5 a manufacturer may choose to install a visible signal within the driver's forward field of view, in which case he may omit the audible signal, or to install the signal outside the driver's forward field of view, in which case he must provide an audible signal. If a manufacturer provides a signal within the forward field of view, he may choose to provide an audible signal as well, but the section does not require him to do so.

ID: nht72-2.44

Open

DATE: 05/26/72

FROM: AUTHOR UNAVAILABLE; E. H. Wallace for E. T. Driver; NHTSA

TO: Wagner Electric Corporation

TITLE: FMVSS INTERPRETATION

TEXT: The following interpetations are submitted in response to your letter of March 16, 1972, concerning Federal Motor Vehicle Safety Standard No. 121, Air Brake Systems and are numbered as the questions were in your letter.

1. The 30 skid number surface referred to in the Standard is wet and measured by the ASTH E-274-65T procedure omitting water delivery as specified in paragraph 7.1 of that procedure.

2. In S5.1.6 total electrical failure" means any electrical failure within the antilock electrical system circuitry which would cause loss of antilock control of every wheel on the vehicle.

3. S5.1.6 does not at present require the activation of the antilock warning device so long as proper antilock control remains on at least one wheel or axle.

4. The requirement for an antilock warning device is not limited to a failure in the power supply at the antilock electrical connection. However, an electrical failure in a vehicle which causes failure of the whole vehicle electrical system is not expected to activate the warning system since there would be no power to energize it.

5. In S5.1.7, for air over hydraulic brake systems, the 6 psi pressure is measured in the power air chamber coupled to the master cylinder used to convert air pressure to hydraulic pressure.

6. The wording of S5.1.7 is not intended to exclude the use of any auxiliary hand application valves for controlling the trailer brakes as long as there is also a foot treddle valve which controls the brakes of the towing vehicle and any towed vehicle.

7. The stoplight on a trailer is to be actuated whenever the service brakes on the trailer are applied. S4.5.3 of FMVSS No. 168 states "the stoplamps on each vehicle shall be activated upon the application of the service brakes."

8. The intent of S5.2.1.2 is for the service reservoir capacity, to be eight times the combined volume of all of the service brake chambers.

9. In S5.3.2 the 90 psi pressure is to be fully applied to the trailer at the start of the (Illegible Words).

10. In S5.3.2, the air compressor and air supply system of the towing vehicle are expected to be operating normally.

11. In S5.3.3, the towing vehicle brakes may be by passed by any convenient means so long as it does not cause the air pressure applied to the trailer to fall below 90 psi.

12. In S5.3.2, item 4 and 5 of Table I are not applicable.

13. A truck tested brake may be run on a dynamometer by a manufacturer for his own purposes but compliance with S5.4.1, S5.4.2 and S5.4.3 of the Standard will be determined by the Government by testing a new brake assembly identical to the one on the vehicle.

14. Same answer as for 13 above.

15. The intent of S.5.4 is for a new brake assembly identical to the one on the vehicle to be tested on a dynamometer for conformance with S5.4.1, S5.4.2 and S5.4.3

16. Same (Illegible Word) answer for 15 above.

17. In S5.4.1, S5.4.2 and S5.4.3, for a air (Illegible Word) hydraulic brake systems, the "brake chamber air pressure" is the air pressure in the power chamber coupled to the master cylinder used to convert air pressure to hydraulic pressure.

18. Same answer as for question 17.

19. The Standard does not consider tandem ratings, it addresses only the GAWR of each individual axle.

20. Vehicles conforming to S5.6.1 must have a parking brake on each individual axle of a tandem axle arrangement.

21. In S5.6.2(a) "Gross vehicle weight rating is correct for semi-trailers as well as trucks and buses; gross axle weight rating is not meant.

22. Semi-trailers are not excluded from the meeting of the alternate requirement of S5.6.2.

23. A dolly is classified as a trailer and is a separate vehicle.

24. In S5.6.2, the unloaded dolly weight does not include an unloaded semi-trailer.

25. In the dynamometer test conditions of S6.2.1, the dynamometer inertia for each brake assembly is based on 1/2 the GAWR of the axle. The rating for each axle is required to be stated separately. If, in the example you give, you choose to give 17,000 pounds as the rating for each axle, then the dynamometer inertia would be at 8,500 pounds for each brake assembly.

Sincerely,

ATTACH.

WAGNER ELECTRIC CORPORATION WAGNER DIVISION

March 16, 1972

Elwood T. Driver, -- Director, Office of Operating Systems, NHTSA Gentlemen:

We recently provided our customers with copies of the original FMVSS-121 with the Notice 3 amendments noted thereon. This action has resulted in much discussion on product availability and system simplicity. Certain portions of FMVSS-121 have prompted this request for clarification and interpretation in order to better direct our test and development efforts toward customer solutions for the more exacting compliance investigations that will be carried on in the immediate future.

Each of these items is identified individually in the event a partial response can be made immediately - should a reply to some items be deferred.

The S4 definition for determination for skid number states ". . . omitting water delivery . . ." from the ASTM method. The summary statement for the Federal Register Notice 3 emphasizes the need to test on wet pavement. Sections S5.3.1.1 and 5.3.1.2 state ". . . on a wet surface with a skid number of 30 . . .". Table II has a column headed Wet Skid No. 30. Table I has a reference to ". . . skid number of 30. . ." which does not disringuish between wet and dry, and lacks consistency in the instructions.

Question 1. Is the 30 skid number determined with or without water delivery? (We would assume it to be with water delivery in view of the specific references cited. A skid number of 30 on a dry surface and subsequent testing with that surface wetted does not control the friction level of the wetted surface for uniformity in compliance testing).

There is still some ambiguity in S5.1.6 concerning ". . . a total electrical failure . . ." although the Notice 3 amendments have significantly improved this section.

Question 2. What is meant by the phrase ". . . total electrical failure . . ."? (The next two questions reflect some of our thoughts).

Question 3. In multi-axle systems where each axle has a separate control package, is it permissible for one or more axle sections to be inoperative and no signal announced as long as one axle section of the total system remains electrically intact?

Question 4. Or should the requirement for warning be limited to a failure in the power supply at the antilock electrical connection? (If power fails at battery terminals the warning device will not work).

Air over hydraulic systems employ a variety of power cylinder or power chambe types coupled to master cylinders for the pressure conversion.

Question 5. Are we correct in interpreting S5.1.7 that the 6 psi control pressure is measured in the air powered component of an air over hydraulic system even though it is not specifically a ". . . service brake chamber"?

Question 6. A popular auxiliary service brake control is the hand actuated application valve that requires rotary motion and is not depressed (Ref. S5.1.7). Is it intended to allow or exclude this option for manual actuation?

Question 7. Assuming the option of Question 6 is permitted - for tractor use to control the trailer of a combination vehicle - is it correct that the service brake stop lamp switch should be actuated by either control means and not by the foot control only?

Question 8. Is it the intent of S5.2.1.2 for only the "service" reservoirs to be used in calculating total volume, that is, exclude the isolated reservoirs provided for parking brake release?

In S5.3.1 Stopping distance - trucks and buses, there is a procedural requirement of 6 stops for each test phase in Table I. This is not permitted in S5.3.2 - Stopping capability - trailers. Hence for each single stop in the sequence specified in Table I we ask:

Question 9. Is the 90 psi the starting pressure for each stop?

Question 10. Is there intended to be any allowance for maintaining normal replacement of air pressure from the tractor compressor during the stopping tests?

Question 11. Are we at liberty to use any convenient means we choose to bypass the application of the towing vehicle brakes?

Since the items 4 and 5 of the Table I stopping sequence refer only to S5.7.2.3 conformance (Emergency stopping distance - trucks and buses) and S5.8, Emergency braking capability - trailers brakes no provision for hydraulic (Illegible Word) of the trailer emergency system we ask:

Question 12. In S5.3.2 should the instructions limit ". . . each combination of weight, speed, and road conditions . . . specified in Table I . . ." to only items 1,2 and 3 of Table I?

In S5.4 Service brake systems - dynamometer, the second sentence is still ambiguous.

"A brake assembly that has undergone a road test pursuant to S5.3 need not conform to the requirements of this section."

S5.4.1.1 requires burnish per S6.2.6 before conducting the procedure that establishes the Brake Retardation Force Curve. Therefore these inferences:

Question 13. A truck tested brake may be run on a dynamometer and if it does not conform to S5.4.1, S5.4.2 and S5.4.3, it does not disqualify the brake; correct?

Question 14. May a truck tested brake later be run on a dynamometer procedure to develop the characteristics required in S5.4.1, S5.4.2 and S5.4.3? (That is, benefit from a double burnish).

Question 15. If a truck tested brake does not conform, a different brake may be tested on the dynamometer to qualify the assembly according to S5.4.1, S5.4.2 and S5.4.3. Correct?

Question 16. If some other interpretation is intended, what is that intent? (The sentence under discussion only seems a valid part of the text if Question 14 is answered in the affirmative).

As in Question 5, there are special conditions applicable for hydraulic disc and drum brakes used in air over hydraulic systems. Therefore the "brake chamber air pressure" reference in S5.4.1 may be construed to be the pressure in the air powered element of air over hydraulic systems.

Question 17. Is this a correct interpretation?

Question 18. Assuming the answer to 17 is in the affirmative, is it correct that similar pressure sensing is applicable to the instructions of S5.4.1.1, S5.4.2.1, S5.4.2.2, S5.4.3, and Table III?

There appears to be a need to provide an NHTSS definition for axle rating when establishing the GAWR value to S5.6.1 requirements for the S5.6.1 or S5.6.2 options contained in S5.6.

Question 19. Is the conventional tandem rear axle considered to be a pair of single axles, each having a rating equal to one-half the tandem rating?

If the answer is in the affirmative, then the calculations of S5.6.1 permit a vehicle with a tandem rear axle to have a parking brake system on only one of the individual axles of that tandem. There appears to be no requirement for "a parking brake system acting on each axle except steerable front axles" as previously stated in S5.4 of the original FMVSS-121 (Notice 2).

Question 20. Is this a valid interpretation?

In S5.6.2 Grade holding - the term gross vehicle weight rating is appropriate for trucks, buses, tractors and full trailers. It does not seem appropriate to semi-trailers - especially when considered in conjunction with S6.1.9 that permits an unbraked dolly to support the front end of a semi-trailer. The GVWR of a semi-trailer is not defined as explicitly as any other vehicle and is not adequately covered in the general definitions section of Part 571, 49 CFR 571.3(b).

Question 21. Does S5.6.2(b) mean the GAWR of the axles on a semi-trailer rather than ". . . the gross vehicle weight rating. . ."?

Question 22. If the answer to 21 is negative, was the intent to eliminate the Grade Holding option permitted in S5.6.2 as one of the S5.6 options for semi-trailers?

Question 23. Is a converter dolly classed as a separate vehicle and classified as a "trailer"?

Question 24. If 23 is answered in the affirmative, is the converter dolly empty loading to be specified with an unloaded semi-trailer attached?

It has been an industry practice to combine a pair of axles (each rated at one value for single axle duty) and give the resultant tandem axle a lesser rating: e.g., two 18,500-pound single axles become a 34,000-pound tandem.

Question 25. Is it correct for dynamometer test conditions of S6.2.1 that the dynamometer inertia for each wheel be one-fourth the tandem axle rating?

(e.g., for the above illustration a wheel load of 8,500 pounds).

If we can expedite a response by discussing these points by telephone, the writer may be reached at (314) 432-5800.

We can appreciate the task that your Office faces in developing meaningful interpretations and hope that our discussions have given you an insight into the problems of semantics that the industry must resolve to avoid costly delays in testing or design activity. We will greatly appreciate the attention your staff must direct to this lengthy submission.

Very truly yours,

John W. Kourik -- Chief Engineer, Automotive Products

cc: L. R. Schneider, Code 40-30 -- Chief Counsel

ID: nht72-2.45

Open

DATE: 03/29/72

FROM: AUTHOR UNAVAILABLE; Richard B. Dyson; NHTSA

TO: Zecol, Inc.

TITLE: FMVSS INTERPRETATION

TEXT: In response to your letter of February 28, I enclose a copy of Federal Motor Vehicle Safety Standard No. 116, Motor Vehicle Brake Fluids, which became effective March 1, 1972.

Paragraph S5.2 as amended specifies the appropriate labeling for containers of fluid manufactured on and after March 1. If the labels on containers in stock do not meet the new requirements, you may affix a conforming gummed label over them.

I recommend that you subscribe to the Federal Register ($ 25.00 per year, from Superintendent of Documents, U.S. Government Printing Office, Washington, D.C. 20402), which contains all Federal regulations as issued or proposed on a daily basis. As a manufacturer in a regulated industry, it is your responsibility to be completely familiar with all applicable regulations. The Superintendent of Documents can also provide you with a subscription service to Federal Motor Vehicle Safety Standards ($ 8.00 per year), updated as new regulations are issued.

ID: nht72-2.46

Open

DATE: 07/18/72

FROM: AUTHOR UNAVAILABLE; Richard B. Dyson; NHTSA

TO: Gold Eagle Products Company

TITLE: FMVSS INTERPRETATION

TEXT: This is in response to your letter of June 23, 1972 asking if there is any objection to placing the information required by paragraph S5.2.2.2(d) of Standard No.116 on the top of brake fluid containers.

Stamping this information on the top of the container would meet the requirements of S5.2.2.2(d) that it be located on the bottom or on the side, underneath the distributor's name and mailing address. However, we are reviewing the matter and if we decide to modify the requirements, the appropriate notices will be published in the Federal Register.

ID: nht72-2.47

Open

DATE: 02/14/72

FROM: AUTHOR UNAVAILABLE; Richard B. Dyson; NHTSA

TO: North Carolina Automotive Wholesalers Association, Inc.

TITLE: FMVSS INTERPRETATION

TEXT: This is in reply to your letter of January 19, 1972, concerning brake fluids.

A revised Federal Motor Vehicle Safety Standard No. 116, effective March 1, 1972, was published on March 24, 1971 (36 F.R. 11987), based upon a proposal published on September 30, 1970 (35 F.R. 1522O). I enclose a copy of the proposal and the rule for your information: the preambles to these notices explains the relationships between the DOT and SAE terminology in identification of brake fluid.

In response to your specific questions, brake fluid must conform to Standard No. 116 at the time it is sold to the ultimate purchaser. This means that the manufacturer is responsible for manufacturing fluid that meets Standard No. 116, and the package and retail seller for insuring that the fluid continues to conform until the time of sale.

Brake fluid manufactured before March 1, 1972, may be sold until the supply is exhausted, and no relabeling is necessary.

ID: nht72-2.48

Open

DATE: 02/15/72

FROM: AUTHOR UNAVAILABLE; Richard B. Dyson; NHTSA

TO: Pyroil Company, Inc.

TITLE: FMVSS INTERPRETATION

TEXT: This is in reply to your letter of February 7 to Lawrence R. Schneider requesting an interpretation of Motor Vehicle Safety Standard No. 116.

No standard code numbering system has been established, and composition of the code is at the discretion of the manufacturers and packagers of brake fluid. Note that the use of a code is optional and not a requirement of paragraph S5.2.2.2(b).

No standard format has been adopted for the serial number identifying the package lot and date of packaging, and this information may be incorporated into one code, explainable to this agency upon our request.

Request an Interpretation

You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:

The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590

If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.

Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.