NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
Interpretations | Date |
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ID: 7307-2Open Mr. William E. Lawler Dear Mr. Lawler: This responds to your letter of May 18, 1992, concerning the test requirements of Standard No. 210, Seat Belt Assembly Anchorages. Your questions concern a final rule published on December 5, 1991 (56 FR 63682) clarifying the definition of "seat belt anchorage." That final rule had the effect of requiring seat belt attachment hardware, which previously was not included within the definition of "seat belt anchorage," to comply with the requirements of Standard No. 210. Your five questions are addressed below. The first three questions refer to a safety belt design which incorporates a retractor. l. If a test harness is used, can one end of the harness be attached to the attachment hardware (retractor frame), or must it be attached to the retractor spool? The use of test harnesses for Standard No. 210 testing was permitted in a final rule published April 30, 1990, and effective September 1, 1992. More specifically, the final rule specified that "material whose breaking strength is equal to or greater than the breaking strength of the webbing for the seat belt assembly installed as original equipment" be used to transfer the test loads from the body block to the anchorages during the Standard No. 210 compliance tests. The amended standard also specifies that the attachment of this material should "duplicate the geometry" of the original webbing. The amended definition of "seat belt anchorage" explicitly states that the seat belt anchorage is any component, other than the webbing or straps, involved in transferring seat belt loads to the vehicle structure, including, but not limited to, the attachment hardware, seat frames, seat pedestals, the vehicle structure itself, and any part of the vehicle whose failure causes separation of the belt from the vehicle structure. If the retractor spool breaks during a crash, the safety belt will not remain attached to the vehicle. Therefore, the retractor spool is a part of the vehicle whose failure causes separation of the belt from the vehicle structure, and, under the definition set forth above, is part of the seat belt anchorage. If a test harness is used, it must be attached such that the retractor spool is tested as part of the seat belt anchorage. The harness may not be attached directly to the retractor frame, since the retractor spool would not be tested in that instance. 2. If the harness must be attached to the spool, may it be attached around the spool as opposed to being inserted into the spool? As stated previously, Standard No. 210 specifies use of "material whose breaking strength is equal to or greater than the breaking strength of the webbing for the seat belt assembly installed as original equipment" for Standard No. 210 tests. For compliance tests, NHTSA's preference is to use the original safety belt webbing whenever possible. When this cannot be done, due to elongation or breakage of the original webbing, NHTSA's first choice is to attach substitute webbing or other material to the original webbing near the anchorage. If the substitute material cannot be attached to the original webbing, NHTSA would attach the substitute webbing directly to the retractor spool. If the substitute webbing cannot be inserted into the spool in the same manner as the original webbing, attaching the substitute webbing around the spool would most closely duplicate the geometry of the original webbing. 3. We assume it is the intent of the agency to test only the strength of the attachment hardware--not the locking mechanism of the retractor built in accordance with FMVSS 209. The strength requirement in S4.2 of Standard No. 210 specifies that anchorages must withstand certain forces when tested under specified conditions. Under S4.2.3, permanent deformation or rupture of a seat belt anchorage or its surrounding area is not considered to be a failure, if the required force is sustained for the specified time. If breakage of the locking mechanism (a part of the anchorage because it is "involved in transferring seat belt loads to the vehicle structure") caused separation of the belt from the vehicle structure, such breakage would be a failure of the Standard No. 210 test, as the anchorage would not have withstood the test forces. However, if the locking mechanism broke or released during the test without allowing the webbing to separate from the vehicle structure, the agency would not consider it a failure of the strength requirement test, since the belt would still be anchored to the vehicle structure. 4. A commonly used design is the "cable buckle". The buckle assembly is positioned in convenient reach of the seat occupant by attaching the buckle to a cable by a method called swaging. The attachment hardware consists of a flat end containing a hole for an attaching bolt and a ferrule which is swaged to the cable. The ferrule and the flat end are made in one piece. Please confirm that the attachment ferrule bolted to the seat/vehicle is what is required to withstand the forces dictated by FMVSS 210; separation of the cable from the ferrule would not constitute malfunction of the test harness and not non-compliance to FMVSS 210. In the December 5, 1991 final rule, the agency stated that "the definition of seat belt anchorage included only the attachment points of the seat belt, and not the webbing, straps, or similar device, or the buckles which comprise the seat belt itself." For this design, the cable is a "similar device" to seat belt webbing, and would be considered part of the seat belt, not the anchorage. If the cable broke, the agency would consider that an incomplete test, just like breakage of webbing. However, it would be a failure of the Standard No. 210 test if the cable pulled out of the ferrule, since such pulling out would result from a failure of the ferrule rather than a broken cable. 5. Please confirm that the test harness could delete the buckle mechanism and attach directly to the upper end of the cable in the cable/ferrule assembly. The answer to this question is yes. As stated previously, buckles are part of the seat belt, not the anchorage, and therefore, are not subject to the strength requirement of Standard No. 210. I hope you find this information helpful. If you have any other questions, please contact Mary Versailles of my staff at this address or by phone at (202) 366-2992. Sincerely,
Paul Jackson Rice Chief Counsel ref:210 d:7/23/92 |
1992 |
ID: 7322Open Mr. Douglas Berg Dear Mr. Berg: This responds to your letter requesting that the National Highway Traffic Safety Administration provide "recognition and support" for your item of motor vehicle equipment, the "Hazard Helper Safety Sign." You explained that this reversible device attaches to the driver's window and displays either a help needed symbol (a stick figure with extended arms and legs) or a hazard alert symbol (a triangle). Your sales literature indicates that the help needed symbol is intended to be displayed in the event of medical emergencies, mechanical breakdown, having a flat tire, or being stuck in snow or being out of fuel. The hazard alert symbol is intended to be displayed for going for gasoline, doing roadside repairs, resting, or awaiting known assistance. As discussed below, this agency does not recognize, support or otherwise endorse particular products. Moreover, based on the information provided with your letter, it appears that your device would not comply with certain provisions of Federal Motor Vehicle Safety Standard No. 125, Warning Devices (49 CFR 571.125, copy enclosed). By way of background information, the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1381 et seq., the "Safety Act") gives this agency the authority to issue safety standards applicable to new motor vehicles and new items of motor vehicle equipment. We have exercised this authority to establish Standard No. 125, Warning Devices. The Safety Act provides that no person shall "manufacture for sale, sell, offer for sale, or introduce or deliver for introduction in interstate commerce, or import into the United States" any new motor vehicle or new item of motor vehicle equipment unless the vehicles or equipment comply with the applicable standard. (See 15 U.S.C 1397(a)(1)(A).) NHTSA has no authority under the Safety Act to approve, certify, or otherwise endorse any commercial product. Instead, the Safety Act establishes a self-certification process under which each manufacturer is required to certify that each of its products meets all applicable Federal Motor Vehicle Safety Standard. (See 15 U.S.C. 1403.) I am enclosing a general information sheet explaining NHTSA's regulations. Section S3 of Standard No. 125 specifies that the standard "applies to devices, without self-contained energy sources, that are designed to be carried in motor vehicles, and used to warn approaching traffic of the presence of a stopped vehicle, except for devices designed to be permanently affixed to the vehicle." (Emphasis added.) Your device has no self-contained energy source, is designed to be carried in motor vehicles, and is not permanently affixed to the vehicle. Another condition set forth in S3 is that the device must be designed to be used to "warn approaching traffic of a stopped vehicle." Devices that are not intended to warn approaching traffic of a stopped vehicle, but only to alert passing traffic of the stopped vehicle's need for assistance, are not subject to Standard No. 125. An example of such a device would be a "HELP" message printed on a folding cardboard sunshade. The "help needed" portion of your device appears to be designed to function in the same manner as other non-warning devices, i.e., it does not appear to be intended to warn approaching traffic of a stopped vehicle, but to alert passing traffic that the stopped vehicle needs assistance. This portion of the device would therefore not be subject to Standard No. 125. However, the "hazard alert" portion of your device does appear to be intended to warn approaching traffic of a stopped vehicle, and must therefore comply with all of the requirements of Standard No. 125. From the enclosed copy of the standard you will see that some of the specific requirements with which your device must comply include minimum size, durability, material, container, labeling, configuration, color, reflectivity, luminance, and stability. From the information you provided with your letter, it appears that your device would not comply with several of these requirements. Please be aware that violations of Safety Act provisions are punishable by civil fines of up to $1,000 for each violation of a safety standard. In addition, the Act requires manufacturers to remedy their products if they fail to comply with any applicable safety standards. I hope this information is helpful. If you have any further questions about NHTSA's safety standards, please feel free to contact Marvin Shaw of my staff at this address or by telephone at (202) 366-2992. Sincerely, Paul Jackson Rice Chief Counsel Enclosure Ref:125 d:7/28/92
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1992 |
ID: 7323Open Mr. Kevin B. Brown Dear Mr. Brown: This responds to your letter concerning 49 CFR 567 requirements for intermediate or final stage manufacture vehicle labeling. I apologize for the delay in responding. You stated in your letter that EG&G Idaho, as prime contractor for the Department of Energy, Idaho Field Office, procures and maintains all government-owned vehicles, and occasionally procures truck chassis purchased through the General Services Administration for subsequent mounting of service bodies. I am pleased to have this opportunity to explain our regulations to you. Before addressing the specific issues raised in the letter, some background information may be helpful. The National Traffic and Motor Vehicle Safety Act of 1966, as amended, 15 U.S.C., 1381-1431 (hereinafter "Safety Act") authorizes this agency to establish Federal motor vehicle safety standards for new motor vehicles and items of motor vehicle equipment. NHTSA, however, does not approve motor vehicles or motor vehicle equipment. Rather, the Safety Act establishes a self-certification process which requires each manufacturer, in the exercise of due care, to ensure and certify that its products meet all applicable Federal safety standards. Thereafter, NHTSA periodically tests vehicles and equipment for compliance with the standards and investigates allegations of safety-related defects. In addition, the Safety Act only requires new vehicles to comply with applicable safety standards. The only provision of the Safety Act that would apply after the first purchase of a vehicle is 15 U.S.C. 1397 (a)(2)(A), which states in relevant part that: No manufacturer, distributor, dealer, or motor vehicle repair business shall knowingly render inoperative, in whole or in part, any device or element of design installed on or in a motor vehicle ... in compliance with an applicable Federal motor vehicle safety standard. The first question to be answered is whether EG&G Idaho is a manufacturer. Under 49 CFR 568.3, a final-stage manufacturer is "a person who performs such manufacturing operations on an incomplete vehicle that it becomes a completed vehicle." An incomplete vehicle is "an assemblage consisting, as a minimum, of frame and chassis structure..." that requires "further manufacturing operations, other than the addition of readily attachable components... ." Readily attachable components include items such as mirrors or tire and rim assemblies. Service bodies are not "readily attachable components." Therefore, in installing service bodies on new chassis, EG&G is acting as a final-stage manufacturer under federal regulations. 49 CFR 586.6 establishes certain requirements for final-stage manufacturers, including: (a) Each final-stage manufacturer shall complete the vehicle in such a manner that it conforms to the standards in effect on the date of the manufacture of the incomplete vehicle, the date of final completion, or a date between those two dates. ... (b) Each final-stage manufacturer shall affix a label to the completed vehicle in accordance with 567.5 of this chapter. EG&G must attach the proper label to the completed vehicle as set out in 49 CFR 567.5(c), a copy of which is enclosed for your convenience. According to your letter, EG&G mounts bodies in accordance with the original (i.e., incomplete) manufacturer's instructions or recommendations. In that case, EG&G's certification that the completed vehicle conforms to all applicable safety standards can state simply that the vehicle has been completed in accordance with the prior manufacturer's instructions, per 567.5(c)(7). When EG&G mounts a new body on a new chassis, the resulting vehicle is subject to the Safety Act and the certification requirements of 49 CFR 567 and 568. However, according to your letter, you also mount bodies on "existing used" chassis. 49 CFR 571.7(e) deals with combining new and used components: When a new cab is used in the assembly of a truck, the truck will be considered newly manufactured for purposes of paragraph (a) of this section [stating that safety standards apply to all relevant motor vehicles], the application of the requirements of this chapter, and the [Safety] Act, unless the engine, transmission, and drive axle(s) (as a minimum) of the assembled vehicle are not new, and at least two of these components were taken from the same vehicle. This means that the vehicle resulting from placing a new body upon a used chassis is a used vehicle. If, in addition to adding a new body, the operation also modifies the chassis by adding new components, such as new engine, transmission, suspension, etc., it is more likely that the resulting vehicle would be considered a new vehicle. If your vehicles produced with "existing used chassis" will incorporate the engine, transmission, and drive axle from the existing used chassis, the completed vehicles would be "used" and would not require vehicle certification. Some of our standards, however, apply to individual items of motor vehicle equipment (e.g., brake hoses and fluids, lighting equipment, tires, seatbelt assemblies, glazing). If your converted vehicles incorporate new items of these types of equipment, the items must comply with the applicable Federal safety standards. For example, lights are subject to requirements specified in Standard No. 108, and glazing is subject to requirements specified in Standard No. 205. Finally, you ask whether "EG&G Idaho need[s] to be certificated... ." There is no procedure to certify any manufacturer. It is the manufacturer that must certify that its vehicles meet the applicable federal safety standards. However, you should submit the manufacturer's information required by 49 CFR 566 to NHTSA. This information includes the name and address of the manufacturer (in this case, EG&G), a description of the type of vehicle manufactured, the use for which it is intended, and the fact that EG&G is a final stage manufacturer. I have enclosed a copy of Part 566 for your information. For your information, I have also enclosed a general information sheet for new manufacturers that gives a succinct outline of the relevant NHTSA regulations and explains how to get copies of those regulations. I hope this information is helpful. If you have any further questions or need some additional information on this subject, feel free to contact David Elias of my staff at this address or by telephone at (202) 366-2992. Sincerely,
Paul Jackson Rice Chief Counsel Enclosures ref:567 d:9/4/92 |
1992 |
ID: 7331Open Christian Hammarskjold Dear Mr. Hammarskjold: This responds to your letters of May 28, 1992 concerning suspension seats. Your first letter states that you have been asked by SCRTD in Los Angeles to develop a system that will allow your suspension seats for the driver's seating position in transit buses to tilt from side-to-side. Your letter states: In addition, USSC is concerned that there are not applicable FMVSS requirements that address a side-to- side strength requirements. 207/210 requires a pull from the front of the seat. What happens if there is a side impact on a suspension seat that has a ball and socket joint. Are there any applicable performance requirements that may apply to such a system. With respect to seats which tilt side-to-side, you are correct that Federal Motor Vehicle Safety Standard No. 207, Seating Systems, does not include a performance requirement addressing side-to-side strength. Standard No. 207 requires certain specified forces to be applied only in a forward direction and in a rearward direction. All seats, in all vehicles, except for side-facing seats or passenger seats in buses, must be capable of withstanding these forces when tested in accordance with the S5 of Standard No. 207. However, you should be aware that manufacturers are subject to the requirements in 151-159 of the Safety Act concerning the recall and remedy of products with safety defects. The defect responsibility is a broad one and would include the side-to-side performance of your seat. In the event that NHTSA or a manufacturer determines that a vehicle containing your seat has a safety-related defect, the manufacturer would be responsible for notifying purchasers of the defective equipment and remedying the problem free of charge. You may be interested in a current proposal to amend Standard No. 207 to establish revised test procedures for pedestal seats. I have enclosed a copy of the notice for your information. Your second letter asks when shoulder belts will be required on suspension seats. The safety belt installation requirements are set forth in Standard No. 208, Occupant Crash Protection. This standard specifies requirements based on vehicle type and seating position within the vehicle, not based on seat design. I have limited the following discussion of safety belt requirements to trucks and buses, as I am unaware of any passenger cars or multipurpose passenger vehicles which contain suspension seats. As explained below, shoulder belts are required at every forward-facing outboard seating position in trucks with a GVWR of 10,000 pounds or less; at the driver's seating position and at every forward-facing outboard seating position in buses, other than school buses, with a GVWR of 10,000 pounds or less; and at the driver's and right front passenger's seating positions in school buses with a GVWR of 10,000 pounds or less. Shoulder belts are not required at any other seating positions in these vehicles or in trucks or buses with a GVWR of more than 10,000 pounds. The requirements for trucks are contained in sections S4.2 and S4.3 of Standard No. 208. Sections S4.2.2 and S4.2.3 of Standard No. 208 give vehicle manufacturers a choice of three options for providing occupant crash protection in trucks with a GVWR of 10,000 pounds or less, manufactured on or after September 1, 1991 and before September 1, 1997. Option 1, set forth in S4.1.2.1, requires vehicle manufacturers to provide automatic protection at the front outboard seating positions, lap or lap/shoulder belts at all other seating positions, and either meet the lateral crash protection and rollover requirements by means of automatic protection systems or have manual safety belts at the front outboard seating positions such that those positions comply with the occupant protection requirements when occupants are protected by both the safety belts and the automatic protection. Option 2, set forth in S4.1.2.2, requires vehicle manufacturers to provide a lap or a lap/shoulder safety belt at every seating position, have automatic protection for the front outboard seats, and have a warning system for the safety belts provided. Option 3, set forth in S4.1.2.3 requires the manufacturer to install lap or lap/shoulder safety belts at every seating position and to have a warning system for those belts. In addition, each Type 2 seat belt assembly (i.e., lap/shoulder safety belts) installed at a front outboard seating position in trucks with a GVWR of 8,500 pounds or less must satisfy the dynamic testing requirements in S4.6. S4.2.4 of Standard No. 208 specifies that a Type 2 seat belt assembly must be installed at each forward-facing rear outboard seating position in trucks with a GVWR of 10,000 pounds or less, manufactured on or after September 1, 1991. Section S4.2.5 of Standard No. 208 specifies a phase-in of trucks and buses with a GVWR of 8,500 pounds or less that must satisfy the requirements of S4.1.2.1 (Option 1 above). Twenty percent of trucks and buses manufactured on or after September 1, 1994 and before September 1, 1995 must meet this requirement; 50 percent of trucks and buses manufactured on or after September 1, 1995 and before September 1, 1996; 90 percent of trucks and buses manufactured on or after September 1, 1996 and before September 1, 1997. All trucks and buses with a GVWR of 8,500 pounds or less manufactured on or after September 1, 1997 must comply with the requirements of S4.1.2.1. Section 4.3.1 gives vehicle manufacturers a choice of two options for providing occupant crash protection in trucks with a GVWR of more than 10,000 pounds manufactured on or after September 1, 1990. Option 1, set forth in S4.3.1.1, requires vehicle manufacturers to provide an automatic protection system at all seating positions that meets the frontal and lateral crash protection and rollover requirements. Option 2, set forth in S4.3.1.2 requires vehicle manufacturers to install lap or lap/shoulder belts at every seating position. In addition, S4.3.2 specifies that, if a manufacturer chooses to comply with Option 2, the lap belt or pelvic portion of a lap/shoulder belt must have either an emergency locking retractor (ELR) or an automatic locking retractor (ALR). The requirements for buses are contained in S4.4 of Standard No. 208. Section 4.4.1 gives vehicle manufacturers a choice of two options for providing occupant crash protection in buses manufactured on or after September 1, 1990. Option 1, set forth in S4.4.1.1, requires vehicle manufacturers to provide an automatic protection system at the driver's seating position that meets the frontal and lateral crash protection and rollover requirements. Option 2, set forth in S4.4.1.2 requires vehicle manufacturers to install a lap or lap/shoulder belt at the driver's seating position. In addition, S4.4.2.2 specifies that, if a manufacturer chooses to comply with Option 2, the lap belt or pelvic portion of the lap/shoulder belt must have either an ELR or an ALR. Section S4.4.3 requires buses, other than school buses, with a GVWR of 10,000 pounds or less, manufactured on or after September 1, 1991, to have a lap/shoulder belt at the driver's seating position and at every front and rear forward-facing seating position, and either a lap belt or a lap/shoulder belt at every other seating position. School buses with a GVWR of 10,000 pounds or less, manufactured on or after September 1, 1991, are required to have a lap/shoulder belt at the driver's and right front passenger's seating positions, and either a lap belt or lap/shoulder belt at every other seating position. As mentioned previously, buses with a GVWR of 8,500 pounds or less manufactured on or after September 1, 1994 are subject to the phase-in requirement for automatic occupant protection. I hope you find this information helpful. If you have any other questions, please contact Mary Versailles of my staff at this address or by phone at (202) 366-2992. Sincerely,
Paul Jackson Rice Chief Counsel Attachment ref:207#208 d:8/10/92 |
1992 |
ID: 7333Open Mr. Joe Wos Dear Mr. Wos: This responds to your May 26, 1992 letter asking whether it is "legal to repair an automobile that has an airbag deployed and not put the air bag back in." I am enclosing a copy of a January 19, 1990 letter to Ms. Linda L. Conrad, that explains whether a used car dealer has an obligation to replace a deployed air bag prior to selling the car. The same statutory and regulatory considerations that applied to that situation would apply to the replacement of a damaged air bag steering column (after the air bag has deployed) with a steering column without an air bag. I hope you find this information helpful. If you have any other questions, please contact Mary Versailles of my staff at this address or by phone at (202) 366-2992. Sincerely,
Paul Jackson Rice Chief Counsel Enclosure ref:208 d:6/24/92 |
1992 |
ID: 7339Open C.N. Littler Dear Mr. Littler: This responds to your letter of May 25, 1992, concerning possible federal preemption of a bill that has been introduced in the New York State legislature. The bill would require any intercity bus that is operated in the State of New York manufactured on or after July 1, 1993 to be equipped with safety belts at every seating position, unless the bus is operated by a motor carrier which does not operate annually more than 100 days or more than 10,000 vehicle miles within the State of New York. After reviewing the copy of this bill enclosed with your letter, we have concluded that it appears to be preempted by Federal law, to the extent that it requires the installation of seat belts for passenger seats of buses that have a gross vehicle weight rating (GVWR) of more than 10,000 pounds and that are not State-owned vehicles. This conclusion is explained in detail below. Section 103(d) of the National Traffic and Motor Vehicle Safety Act (the Safety Act; 15 U.S.C. 1392(d)) states: Whenever a Federal motor vehicle safety standard ... is in effect, no State or political subdivision of a State shall have any authority either to establish, or to continue in effect, with respect to any motor vehicle or item of motor vehicle equipment any safety standard applicable to the same aspect of performance of such vehicle or item of equipment which is not identical to the Federal standard. Nothing in this section shall be construed to prevent ... any State or political subdivision thereof from establishing a safety requirement applicable to motor vehicles or motor vehicle equipment procured for its own use if such requirement imposes a higher standard than that required to comply with the otherwise applicable Federal standard. Section 103(d) preempts New York's proposed law if that law covers the same aspect of performance as an applicable Federal motor vehicle safety standard, and is different from the applicable Federal standard, with one exception. It would not preempt the law to the extent that the law imposes a higher level of performance upon vehicles procured for use by the State or any of its political subdivisions. In this case, Standard No. 208, Occupant Crash Protection (49 CFR 571.208) "specifies performance requirements for the protection of vehicle occupants in crashes." (S1 of Standard No. 208). Section S4.4 of Standard No. 208 specifies performance requirements for the protection of bus occupants. Accordingly, there is a Federal motor vehicle safety standard in effect and that standard establishes performance requirements for occupant protection in buses. The question then is whether the proposed New York State law, which applies to the same aspect of performance, is either identical to Standard No. 208's requirements. The applicable performance requirements for occupant protection at passenger seats in buses manufactured on or after September 1, 1991, differ, depending upon whether the vehicle has a GVWR of 10,000 pounds or less or a GVWR of more than 10,000 pounds. For buses (other than school buses) with a GVWR of 10,000 pounds or less, S4.4.3.2 of Standard No. 208 requires a lap/shoulder belt to be provided at every forward-facing outboard seating position, and either a lap belt or a lap/shoulder belt to be provided at every other seating position. New York's law, requiring seat belts at every seating position in buses, would not be preempted with respect to these small buses if it were interpreted to require the same types of safety belts as required under Standard No. 208. With respect to buses with a GVWR of more than 10,000 pounds, manufactured on or after September 1, 1991, S4.4.3.1 of Standard No. 208 requires compliance with either of two options for the driver's seating position, the installation of an automatic restraint or the installation of either a lap belt or lap/shoulder belt, and does not require any type of occupant protection system at any other seating position. NHTSA expressly determined that there is not a safety need for safety belts or another type of occupant crash protection at these seating positions. See, 39 FR 27585, July 30, 1974. With respect to these large buses, the New York bill would be preempted to the extent that it requires seat belts to be installed at seating positions other than the driver's seating position. I hope you find this information helpful. If you have any other questions, please contact Mary Versailles of my staff at this address or by phone at (202) 366-2992. Sincerely,
Paul Jackson Rice Chief Counsel ref:VSA#208 d:8/19/92 |
1992 |
ID: 7353Open Mr. Steven Rovtar Dear Mr. Rovtar: This responds to your letter of May 28, 1992, asking for "a written ruling" that the product you described "meets current SAE/DOT guidelines." The product is intended for the vehicle towing trailer market. Currently, lamps on towed vehicles are activated by splicing into the wiring harness of the towing vehicle. Your product eliminates the need for this type of hard wiring. This product "utilizes photodetectors to read the output of the towing vehicle's stop and turn signal lamps, and in turn activate the lamps of the towed vehicle." Photodetectors are embedded in suction cups which are attached to the towing vehicle's stop and turn signal lamps. The device is plugged into the cigarette lighter receptacle of the towing vehicle, and the harness of the towed vehicle is plugged into the device. When the stop lamp or turn signals of the towing vehicle are activated, the photodetectors read the light emitted, and the towed vehicle's lamps are activated via the completed circuit. For purposes of this discussion we shall assume that the device is intended for aftermarket distribution. Further, from your description, it appears to be the type of device that is simple enough to be installed by the vehicle owner. The product itself is not directly regulated by Federal Motor Vehicle Safety Standard No. 108 Lamps, Reflective Devices and Associated Equipment, because it is not replacement equipment intended to replace original equipment. Its installation on a vehicle in use by the vehicle's owner is outside the prohibition contained in the National Traffic and Motor Vehicle Safety Act. That prohibition forbids "manufacturers, distributors, dealers, and motor vehicle repair businesses" from "rendering inoperative, in whole or in part," mandated safety equipment such as stop lamps and turn signal lamps. Were the device installed by a person in these categories we would be concerned that the addition of the suction cups would partially obscure the original equipment stop and turn signal lamps and, thus, render them "partially inoperative" within the meaning of the prohibition. That concern is not lessened by the fact that the device may be installed by a person not covered by the prohibition, such as the owner of the towing vehicle. However, as a practical matter, we realize that the safety impact may be minimal since the presence of the trailer will obscure the lamps on the towing vehicle to which the suction cups are applied. We cannot advise you on whether the product meets SAE requirements. The legality of the use of equipment that is not regulated by NHTSA is determinable under the laws of States where the towing-towed vehicle combinations are operated. We are unable to advise you on these laws, and suggest that you write the American Association of Motor Vehicle Administrators, 4600 Washington Boulevard, Arlington, Va. 22203, for an opinion. Sincerely,
Paul Jackson Rice Chief Counsel ref:108 d:6/17/92 |
1992 |
ID: 7378Open Mr. Berkley C. Sweet Dear Mr. Sweet: This responds to your letter of May 29, 1992 asking what minimum passenger size (weight and height) was used in developing the requirements of Federal Motor Vehicle Safety Standard No. 222, School Bus Passenger Seating and Crash Protection. You noted that several school districts are now transporting newborn and under-school-age children to schools which provide day-care service, and that you have received inquiries concerning the "limits, if any, on passenger size and age that can be safely transported on school bus seats." The National Traffic and Motor Vehicle Safety Act, defines a "school bus" as a vehicle that "is likely to be significantly used for the purposes of transporting primary, preprimary, or secondary school students to or from such schools or events related to such schools." NHTSA has never specified a passenger size and/or age range applicable to the compartmentalized school bus seats required by Standard No. 222. In developing the standard, however, NHTSA considered the range of sizes and ages of children attending preprimary through secondary school. NHTSA has developed approximate size and weight guidelines for child restraint systems. For children from birth to 9-12 months (or up to 20 pounds), NHTSA recommends use of an infant or convertible seat facing the rear. For children from 9-12 months to 4 years (or 20 pounds to 40 pounds), NHTSA recommends use of a convertible or toddler seat. If a school is transporting children in these age and weight ranges, they may want to consider using a school bus with safety belts to secure a child restraint system. I have enclosed a consumer information sheet titled "Transporting Your Children Safely" for your information. I hope you find this information helpful. If you have any other questions, please contact Mary Versailles of my staff at this address or by phone at (202) 366-2992. Sincerely,
Paul Jackson Rice Chief Counsel Enclosure ref:571 d:7/28/92 |
1992 |
ID: 7379Open Mr. Mark W. Russo Dear Mr. Russo: This responds to your letter of May 27, 1992, to Mr. Charles Gauthier of this agency, which enclosed a copy of R-Bar test data provided by Micho Industries. You requested an "official `review and comment'" regarding the applicability of Safety Standard 222 to the R-Bar Passenger Restraint System and related issues. The National Highway Traffic Safety Administration (NHTSA) has addressed the use of "safety bars" in school buses on several occasions in the past. Enclosed for your information are copies of five NHTSA letters which address this subject and which, we believe, will also address your concerns. The letters are addressed to Mr. Michael F. Hecker of Micho Industries, dated May 14, 1992; Mr. Scott K. Hiler of the C. E. White Company, dated January 31, 1991; Honorable Robert J. Lagomarsino, Member of Congress, dated January 8, 1990; and Mr. Joseph F. Mikoll of Transportation Equipment Corporation, dated March 10, 1989 and November 3, 1988. If, after reviewing the enclosed materials, you still have questions concerning this matter, please feel free to contact Mr. Walter Myers of my staff at this address or at (202) 366- 2992. Sincerely,
Paul Jackson Rice Chief Counsel Enclosures Ref: #222 d:7/l3/92
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1970 |
ID: 7383Open Mr. Steven Henderson Dear Mr. Henderson: This responds to your letter of August 11, 1992, commenting on my response to you of June 29 with respect to the relationship of your motorcycle headlamp warning device to S5.6 of Federal Motor Vehicle Safety Standard No. 108, the provisions regulating the modulation of motorcycle headlighting systems. In my letter, I informed you that the device would not comply with the requirements of Standard No. 108, and would affect compliance of the taillamps and turn signal lamps with the standard. I also advised you that if a motorcycle owner could install the device, there would be no violation of Federal law, and that the legality of its use would be determinable under the laws of the individual American states. In your latest letter, you "agree that the device contravenes the letter of DOT Standard No. 108 as it presently stands." However, "if the device violates the letter of the law while satisfying the spirit or inferred intent of the law in each case," you believe "that the granting of an exception should be considered by the NHTSA." As I understand it, your principal argument as raised on page 2 of your August 11 letter is that it is improper to consider your device under S5.6 as it is not a motorcycle headlamp modulating system as described in that section. Thus our objections to modulation rate and intensity, based upon the specifications of that section, are misplaced. Assuming for the sake of argument that you are correct, your device becomes subject to another provision of Standard No. 108 that I did not mention in my June letter. Paragraph S5.1.3 prohibits the installation, as original equipment, of any motor vehicle equipment that impairs the effectiveness of lighting equipment that Standard No. 108 requires. Application of paragraph S5.1.3 returns us to my comments in June that your device would affect compliance of the taillamps and turn signal lamps with Standard No. 108. The taillamps would no longer be steady-burning, as required by S5.5.10(d). It would appear that the turn signal rate would also cease to comply with the flash rate of 60-120 per minute specified by SAE requirements incorporated by reference in Standard No. 108. Thus, under paragraph S5.1.3, installation of the device as aftermarket equipment, if performed by a manufacturer, dealer, distributor, or motor vehicle repair business would continue to be prohibited by Federal law. Your latest letter also addresses the issues of taillamp and turn signal conformance. You argue that "a taillight's purpose is to mark the rear of a motor vehicle during nighttime driving when it would otherwise be invisible. For this reason the law requires that taillights be lit at night. The law makes no such requirement during the day. The law does require that motorcycle headlights be lit during the day. * * * At night the taillight will always be steady-burning as required by S5.5.10(d) because the flasher device is only able to induce taillight flicker during daylight hours due to the photocell circuitry incorporated to prevent the headlamp from generating strobe effects at night. Therefore, the device is in compliance with S5.5.10(d) as it will cause the taillight to flash only at times that it is not required by law to be lit." The law that applies to your argument is Standard No. 108. Paragraph S5.5.7(b) states in pertinent part that "On each . . . motorcycle . . . when the headlamps are activated in a steady-burning state, the taillamps . . . shall also be activated." Thus, under Standard No. 108 the taillamps must always be activated when the headlamps are activated. The device also functions through the horn button to cause the turn signal lamps to flash at a rate higher than the maximum permitted by Standard No. 108. In your view, the situation in which the turn signal and horn button are in simultaneous use will be rare. However, if they are used together, "the SAE-specified turn signal flash of 1-2 hz will be perceptually present, the hazard signal flash of 10 hz will also be perceptually present at the same location, and the two signals will not interfere." We consider that paragraph S5.1.3 applies here as well, and that a flash of 10 hz would impair the effectiveness of the required turn signal flash of 1-2 hz. There could be another undesirable consequence as well. When NHTSA proposed allowing modulating headlamps, commenters were concerned that the flashing might trigger a photic reaction, akin to an attack of epilepsy, in onlookers. NHTSA observed that the reaction was most likely to occur at a frequency of 10 hz against a very dark background. Although your device does not operate at night, its frequency is at the threshold where photic reactions can occur, and we want to bring this fact to your attention. The agency shares your concern with improving the detectability of motorcycles and their riders. You have suggested writing an "exception" in Standard No. 108 for a period of one or two years so that the safety benefits of the device can be evaluated. We have a procedure under which a manufacturer of motorcycles can petition for a temporary exemption of up to two years, applicable to 2,500 vehicles per year, on the basis that it would facilitate the development and field evaluation of an innovative safety device. Perhaps you can interest a manufacturer in petitioning for a temporary exemption from Standard No. 108 on this basis. You may also petition the agency for rulemaking to amend Standard No. 108 in a manner that would allow your device. A petition must set forth facts which it is claimed establish that a change in the standard is necessary, and a brief description of the changes which should be made. This means that you should show how your device is expected to improve safety, or, at a minimum, not decrease the existing level of safety. The agency has no plans to initiate rulemaking on its own initiative to permit your device. Sincerely,
Paul Jackson Rice Chief Counsel ref:108 d:8/28/92 |
1992 |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.