NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
| Interpretations | Date |
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ID: aiam2282OpenMr. W. G. Milby, Staff Engineer, Blue Bird Body Company, P.O. Box 937, Fort Valley, GA 31030; Mr. W. G. Milby Staff Engineer Blue Bird Body Company P.O. Box 937 Fort Valley GA 31030; Dear Mr. Milby: This is in response to your April 14, 1976, letter concerning th meaning of the effective dates of Federal motor vehicle safety standards.; You are correct in your understanding that a vehicle's date of sale i irrelevant to a determination of which standards are applicable to it. 49 CFR S571.7(a), *Applicability*, specifies in relevant part:; >>>...each standard ...applies according to its terms to all moto vehicles or items of motor vehicle equipment the manufacture of which is completed on or after the effective date of the standard.<<<; For vehicles that you complete by mounting a body on a chassis, you ar permitted by 49 CFR S567.5(a)(7) to treat as the time that manufacture is 'completed' for the purposes of S571.7(a) any date no earlier than the manufacturing date of the incomplete vehicle and no later than the date of completion of final-stage manufacture, regardless of when the body or chassis was sold. Please note that you must be consistent in your choice of completion date, e.g., you may not choose one date to determine applicability of certain standards while choosing another date for other standards.; Sincerely, Frank A Berndt, Acting Chief Counsel |
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ID: aiam0315OpenMr. Warren M. Barnett, c/o Barnett Sales and Service, 3710 Oxford Boulevard, Maplewood, MO 63143; Mr. Warren M. Barnett c/o Barnett Sales and Service 3710 Oxford Boulevard Maplewood MO 63143; Dear Mr. Barnett: This is in reply to your letter of February 23, 1971, requesting advic on the acceptability of your regrooving pattern for regrooved tires.; Enclosed is a copy of the Rules and Regulations on regrooved an regroovable tires as it appears in the *Federal Register* published January 24, 1969, under Section 369.7(a)(3) Requirements, 'After regrooving, the new grooves generated into the tread material and any residual original molded tread groove which is at or below the new regrooved groove depth, shall have a minimum of 90 linear inches of tread edges per linear foot of tire circumference.'; There are no measurements on your drawings to assist us in determinin if your zig-zag grooves and the three circumferencial grooves measure 90 linear inches. Three *straight* circumferential grooves would only provide approximately 72 linear inches.; The use of lateral cuts should substantially increase the tread edg measurements, providing the lateral cuts are from shoulder to shoulder to allow unobstructed fluid escape passages as required in Section 369.7(a)(5); Thank you for your interest in tire safety. Francis Armstrong, Director, Office of Standards Enforcement, Moto Vehicle Programs; |
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ID: aiam2328OpenMr. Richard L. Rogers, President, Little Dude Trailer Company, Inc., P.O. Box 4513, Fort Worth, Texas 76106; Mr. Richard L. Rogers President Little Dude Trailer Company Inc. P.O. Box 4513 Fort Worth Texas 76106; Dear Mr. Rogers: This is in response to your March 26, 1976, letter concerning th certification label requirements in S5.3 of Federal Motor Vehicle Safety Standard No. 120, *Tire Selection and Rims for Motor Vehicles Other Than Passenger Cars*.; You have pointed out that the example shown in S5.3 presents rim inflation, and maximum speed information after the Gross Vehicle Weight Ratings (GVWRs) as well as after the Gross Axle Weight Ratings (GAWRs). You have suggested that the text of S5.3 merely requires such information to appear after the GAWRs and urged such an interpretation. It appears that you have misunderstood the text.; In its present form, S5.3 requires each listed GVWR and GAWR to b followed by the information specified in paragraphs S5.3(a) through (d). Paragraph (a) is divided into subparagraphs (a)(1) and (a)(2) in order to specify different items to follow GVWR and GAWR, respectively. Paragraphs (b) through (d) (which specify rim, inflation, and maximum speed information) are not subdivided because the same items are intended to follow GVWR and GAWR.; Several petitions for reconsideration of the standard have requeste and amendment of S5.3 to eliminate the requirements that tire and rim information appear after the GVWR. Your suggestions on this matter, as well as the other suggestions in your letter, are being considered by the National Highway Traffic Safety Administration in the preparation of its response to those petitions.; Please note that the effective dates of several of the standard' requirements, including that of S5.3, were delayed in a Federal Register notice published on May 6, 1976 (41 FR 18659, Docket No. 71-19, Notice 4). A copy of that notice is enclosed for your convenience.; Yours truly, Stephen P. Wood, Assistant Chief Counsel |
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ID: aiam5117OpenMr. Allan Ferver Product Manager Waekon Industries, Inc. 100 South Walnut Street Kennett Square, PA 19348; Mr. Allan Ferver Product Manager Waekon Industries Inc. 100 South Walnut Street Kennett Square PA 19348; "Dear Mr. Ferver: This responds to your letter asking about how thi agency's regulations would apply to a product which you call the 'Universal Replacement Fuel Cap.' You explained that this product is designed to replace lost fuel caps until the proper replacement can be obtained. I am pleased to have this opportunity to explain our regulations to you. I am also enclosing a copy of a fact sheet entitled 'Information for New Manufacturers of Motor Vehicles and Motor Vehicle Equipment.' By way of background information, NHTSA is authorized to issue Federal Motor Vehicle Safety Standards that set performance requirements for new motor vehicles and items of motor vehicle equipment. NHTSA is not authorized to certify or approve motor vehicles or motor vehicle equipment for compliance with the Federal Motor Vehicle Safety Standards. Instead, under the National Traffic and Motor Vehicle Safety Act, each manufacturer of a motor vehicle or item of motor vehicle equipment is responsible for certifying that its products meet all applicable safety standards. There is currently no Federal Motor Vehicle Safety Standard that is directly applicable to a replacement fuel cap. Nevertheless, you should be aware of Safety Standard No. 301, Fuel System Integrity, which may be relevant to your product. Standard No. 301 applies only to new motor vehicles and specifies performance requirements that must be met by the fuel system as a whole following crash tests. The standard does not apply to individual components of a fuel system or to aftermarket equipment for use on fuel systems. Although Standard No. 301 would not directly apply to a replacememt fuel cap, there are responsibilities under Federal law of which you should be aware. Manufacturers of motor vehicle equipment, which includes fuel caps, are subject to the requirements in sections 151-159 of the Safety Act concerning the recall and remedy of products with defects relating to motor vehicle safety. In addition, there are prohibitions against certain modifications of new and used vehicles. Section 108(a)(2)(A) of the Safety Act specifies that no manufacturer, distributor, dealer, or motor vehicle repair business shall knowingly render inoperative any device or element of design installed on or in a new or used motor vehicle in compliance with any applicable Federal Motor Vehicle Safety Standard. Therefore, no person in any of the aforementioned categories may place your fuel cap on a motor vehicle if by so doing the vehicle's compliance with Standard No. 301 were negatively affected. Whether your fuel cap could be installed on a vehicle by a person in one of those categories without taking the vehicle out of compliance with Standard No. 301 or any other applicable Federal safety standard is a determination that must be made by the entity making the installation. Please note that the prohibition of 108(a)(2)(A) does not apply to individual vehicle owners who alter their own vehicles. Thus, under Federal law, a vehicle owner may install or remove any item of motor vehicle equipment regardless of its effect on compliance with the Federal safety standards. However, the agency encourages vehicle owners not to remove or otherwise tamper with vehicle safety equipment if the modification would degrade the vehicle's safety. We suggest that you also contact the Environmental Protection Agency to see whether EPA has any type of emissions standard that might affect you as the manufacturer of a fuel cap. The general telephone number for EPA is (202) 382- 2090. I hope this information is helpful. If you have any further questions about NHTSA's safety standards, please feel free to contact Marvin Shaw of my staff at this address or by telephone at (202) 366-2992. Sincerely, John Womack Acting Chief Counsel Enclosure"; |
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ID: aiam5402OpenMr. Blair Abraham Biomedical Manager Mersco Medical P.O. Box 5061 Sioux Falls, SD 57117; Mr. Blair Abraham Biomedical Manager Mersco Medical P.O. Box 5061 Sioux Falls SD 57117; "Dear Mr. Abraham: This responds to your letter requesting informatio about 'the steps to take to certify a vehicle for a higher weight rating than what is issued by the manufacturer.' I apologize for the delay in our response. As discussed in your letter and in a telephone conversation with Edward Glancy of my staff, your company owns a 1989 or 1990 Chevy van which it uses to deliver products. You indicate that the GVWR assigned to the vehicle is 5,600 pounds. You modified the suspension to enable the vehicle to handle an additional 1,000 pounds and 'would like to certify the vehicle for 6,600 pounds.' You asked us to send the information required for increasing the GVWR and also ask, if you cannot increase the GVWR, whether you are liable for noncompliance of a DOT regulation. By way of background information, under the National Traffic and Motor Vehicle Safety Act, the National Highway Traffic Safety Administration (NHTSA) issues safety standards for new motor vehicles and new motor vehicle equipment. Manufacturers are required to certify that their vehicles and equipment meet applicable safety standards. Under NHTSA's certification regulations, manufacturers must assign a GVWR to new vehicles. The term GVWR is defined in 49 CFR Part 571.3 as 'the value specified by the manufacturer as the loaded weight of a single vehicle.' The GVWR informs vehicle owners how heavily the vehicle may safely be loaded. It also affects the vehicle's loading and other test conditions for the performance tests to ascertain whether the vehicle complies with applicable safety standards. NHTSA expects the GVWR to reflect a manufacturer's good- faith evaluation of the vehicle's size, weight, load carrying capacity, and intended use. NHTSA's regulation on GVWR only addresses the GVWR of new vehicles. This is because the agency's safety standards apply only to new motor vehicles and new motor vehicle equipment. There is a provision, 108(a)(2)(A), in the Vehicle Safety Act that prohibits manufacturers, distributors, dealers and motor vehicle repair businesses from knowingly rendering inoperative in whole or in part any device or element of design installed in accordance with a Federal motor vehicle safety standard. These parties would be subject to this provision if they were to modify your vehicle's suspension. However, the provision does not apply to individual owners modifying their own vehicles. Because we do not regulate how individuals modify their own vehicles (and thus do not prohibit you from modifying your vehicle's suspension), we are unable to advise you about the specific modifications that must be made to a vehicle for it to safely carry an additional 1,000 pounds. Among other things, however, you should carefully evaluate whether the vehicle's axles, brakes, tires, and frame can adequately handle the additional load. We suggest that you consult with the original vehicle manufacturer about this question. You may also wish to consult a local attorney concerning possible liability in the event your vehicle is involved in an accident. Also, the individual states have the authority to regulate used vehicles, and changes in the GVWR of used vehicles may be addressed by state law. State law may also address the operation of a vehicle loaded above GVWR. I hope this information is helpful. If you have any further questions about NHTSA's regulations, please feel free to contact Mr. Glancy at this address or by telephone at (202) 366-2992. Sincerely, John Womack Acting Chief Counsel"; |
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ID: aiam1912OpenMr. Bernard Schwartz, Safe-lite Mfg. Co., 4600 North Olcott Avenue, Harwood Heights, Illinois 60656; Mr. Bernard Schwartz Safe-lite Mfg. Co. 4600 North Olcott Avenue Harwood Heights Illinois 60656; Dear Mr. Schwartz: This is in response to your letter of April 27, 1975, concernin Federal Motor Vehicle Safety Standard No. 125, *Warning devices*. We believe Your reference to Article 7, Title 16 is an erroneous citation.; 5.1.4 of Standard No. 125 requires that warning device be labeled among other things, with the name of the manufacturer. There is no bar to including the distributor's name as well.; Sincerely, James C. Schultz, Chief Counsel |
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ID: aiam0600OpenMr. Satoshi Nishibori, Engineering Representative, Nissan Motor Company, Ltd., 560 Sylvan Avenue, Englewood Cliffs, NJ 07632; Mr. Satoshi Nishibori Engineering Representative Nissan Motor Company Ltd. 560 Sylvan Avenue Englewood Cliffs NJ 07632; Dear Mr. Nishibori: This is in reply to your letter of February 7, 1972, in which yo stated your understanding of how Standard 210 applies to two shoulder belt assembly configurations.; In Figure 1, you show a shoulder belt that passes through a slotte plate (A) bolted to the roof rail. Contrary to the impression you have received, the plate is not a part of the anchorage, but is rather a part of the seatbelt assembly. The anchorage consists of the reinforced roof rail structure, including the bolt hole and any retaining ridges or projections on the roof rail. Plates such as Hardware (A) that bolt onto the roof rail are similar in function to the floor mounted attachment plates that have always been considered as part of the seatbelt assembly, and are similarly treated.; The same remarks apply to the plate shown as (B) in Figure 2. This i also a part of the seatbelt assembly, and not part of the anchorage.; The anchorage strength test should be conducted as you show in Figure 3 and 4, using the complete Type 2 assembly provided with the vehicle.; We regret the misunderstanding about the classification of th attachment hardware and hope that it has not caused you inconvenience.; Yours truly, Richard B. Dyson, Assistant Chief Counsel |
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ID: aiam3885OpenMr. Binichi Doi, NSK Representative Office, 3861 Research Park Drive, P.O. Box 1507, Ann Arbor, MI 48106; Mr. Binichi Doi NSK Representative Office 3861 Research Park Drive P.O. Box 1507 Ann Arbor MI 48106; Dear Mr. Doi: This responds to your letter of December 21, 1984, concerning severa questions about Standard No. 209, *Seat Belt Assemblies*.; In all of your questions, you in essence asked whether automatic safet belts are required to meet the marking requirements of section 4.1(j) of Standard No. 209. The answer is that automatic belts complying with the frontal crash protection requirements of Standard No. 208 are not required to meet the marking requirements of Standard No. 209.; As explained in detail in the enclosed agency interpretation letter o August 7, 1981, to Volkswagen, automatic safety belts that meet the perpendicular frontal crash protection requirements of section S5.1 of Standard No. 208 are only required to meet the requirements of Standard No. 209 that are incorporated by reference in section S7.1 of Standard No. 208. Section S7.1 of Standard No. 208 only incorporates provisions directly related to retractor performance and does not incorporate the marking requirements of S4.1(j) of Standard No. 209.; If you have further questions, please let me know. Sincerely, Frank Berndt, Chief Counsel |
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ID: aiam2797OpenDonald W. Segraves, Alliance of American Insurers, 20 North Wacker Drive, Chicago, IL 60606; Donald W. Segraves Alliance of American Insurers 20 North Wacker Drive Chicago IL 60606; Dear Mr. Segraves: This is in response to your letter of March 22, 1978, requesting tha the National Highway Traffic Safety Administration (NHTSA) interpret 'primary place of business' under 49 CFR Part 580 to include regional offices and other places of business where companies' records are customarily maintained.; It is our opinion that 'primary place of business' includes, in th case of a business with multiple offices, a regional or local office where transactions involving the subject vehicles took place and the records are maintained, in addition to the home office or headquarters of the business. For example, if a vehicle is repossessed by an insurance company that has its home office in New York, but the regional office in Chicago handled and retained all the paperwork on the repossessed vehicle, then the Chicago office would be the primary place of business for that transaction and the odometer disclosure statements should be retained in the Chicago office. The office that the purchaser dealt with would be the one he would contact if a problem arose at a later time. Therefore, it would be the logical office to maintain the records. If, however, the Chicago office handled the paperwork but upon completion forwarded it to the New York office, the New York office, as the repository for all paperwork, would be the primary place of business and odometer statements, like all other documents should be forwarded to that office. The place of retention, like the manner of retention, must be consistent so that the systematic retrieval is possible.; Sincerely, John Womack, Assistant Chief Counsel |
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ID: aiam5052OpenDale E. Dawkins, Director Vehicle Compliance and Safety Affairs Chrysler Corporation CIMS 414-01-22 12000 Chrysler Drive Highland Park, MI 48288-0857; Dale E. Dawkins Director Vehicle Compliance and Safety Affairs Chrysler Corporation CIMS 414-01-22 12000 Chrysler Drive Highland Park MI 48288-0857; "Dear Mr. Dawkins: This responds to your September 4, 1992 letter, i which you notified the agency of your intention to modify the Hybrid III dummies to be used in your company's certification testing for Standard No. 208. You stated your opinion that the Hybrid III test dummy currently specified in 49 CFR Part 572 Subpart E is unacceptable for determining whether vehicles equipped with two-point automatic belt systems comply with the injury criteria in Standard No. 208. This opinion is based on the chest deflection measurements you have obtained, which you characterize as 'erroneous, erratic, and nonsensical.' You indicated your belief that the inaccurate measurements arise because the ball on the end of the slider rod of the chest deflection transducer 'frequently' will pop out of its guide track. According to Chrysler, this occurs because the rubber bump stops on the dummy's sternum act as a fulcrum to pry the ball on the end of the slider rod out of its guide track during crash tests, during which the two-point torso belt deflects the dummy chest in both the fore-aft and lateral directions. Chrysler believes that this problem can be solved simply by modifying the thorax of the Hybrid III dummy by moving the rubber bump stops from the specified location on the sternum to the spine box of the dummy. Your letter indicates your belief that such a modification will not affect the calibration or measurement accuracy of the chest deflection transducer or the biofidelity of the Hybrid III thorax. You indicated that Chrysler intends to make this modification to the Hybrid III dummy thorax and use the modified dummy for Chrysler's certification testing of a 1994 model year vehicle for purposes of Standard No. 208. NHTSA's position on the issue of what steps manufacturers must take before certifying that their vehicles or equipment complywith an applicable safety standard has been often stated and applies with equal force in this situation. The compliance test procedures set forth in Standard No. 208 must be followed by this agency during our compliance testing. In this instance, that means that NHTSA's compliance testing will be conducted using the Hybrid III test dummy specified in Part 572, Subpart E, with the rubber bump stops in the location specified therein. Manufacturers certifying compliance with the safety standards are not required to follow exactly the compliance test procedures set forth in the applicable standard. In fact, manufacturers are not even required to conduct any actual testing before certifying that their products comply with applicable safety standards. However, to avoid liability for civil penalties in connection with any noncompliance that may be determined to exist, the National Traffic and Motor Vehicle Safety Act (the Safety Act) requires that the manufacturer exercise 'due care' to assure compliance and in making its certification. It may be simplest for a manufacturer to establish that it exercised 'due care' if the manufacturer has conducted testing that strictly followed the compliance test procedures set forth in the standard. However, 'due care' might also be shown using modified test procedures if the manufacturer could demonstrate that the modifications were not likely to have had a significant impact on the test results. In addition, 'due care' might be shown using engineering analyses, computer simulations, and the like. In this case, then, the relevant issue is not whether Chrysler uses a modified version of the Hybrid III test dummy for its certification testing. Instead, the issue is whether Chrysler can show that it would exercise 'due care' despite using a modified Hybrid III test dummy for its certification testing. This agency does not make any determinations as to whether 'due care' has been exercised except in the context of an enforcement proceeding. Hence, Chrysler will have to make the initial decision as to whether a certification based on the modified Hybrid III dummy could be made in the exercise of 'due care.' Your letter states that Chrysler's modifications to the test dummy 'will not affect the calibration or measurement accuracy of the chest deflection transducer or biofidelity of the Hybrid III thorax.' If Chrysler can demonstrate that these statements are correct, Chrysler may be able to show that it exercised 'due care' in connection with the use of the modified Hybrid III dummy. Of course, a manufacturer that can show it exercised due care would still be subject to the statutory obligation to notify owners and remedy any vehicles that are determined not to conform to Standard No. 208. However, this same obligation would apply even to manufacturers that had conducted testing using an unmodified Hybrid III test dummy. Turning from Chrysler's particular question to the standard in general, NHTSA notes that it has undertaken research examining the issue of chest deflection measurements by the Hybrid III test dummy. An extensive discussion of the agency research and analysis of this issue may be found in the interim final rule postponing the use of the Hybrid III dummy in vehicles that do not use either seat belts or air bags (55 FR 39280, September 26, 1990, copy enclosed). In that notice, NHTSA indicated that it had received significant data from sources outside the agency, including General Motors, Mercedes-Benz, Toyota, INRETS (a French government research and development group), and the Motor Industry Research Association (a British group). The agency would be very interested in examining any data or test results that Chrysler may have on this subject, especially the assertion that the ball on the end of the chest deflection rod comes out of its track during crash test conditions. Please send all such information to: Barry Felrice, NHTSA Associate Administrator for Rulemaking, Room 5401, 400 Seventh Street, S.W., Washington, D.C. 20590. I hope this information is helpful. Please let me know if you need any further information or have some further questions on this subject. Sincerely, Paul Jackson Rice Chief Counsel Enclosure"; |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.