NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
Interpretations | Date |
---|---|
search results table | |
ID: 06-003795asOpenMr. Randy Lee Newton, #1241748 P.O. Box 16, Eastham Unit Lovelady, TX 75851-0016 Dear Mr. Newton: This responds to your letter to the National Highway Traffic Safety Administration (NHTSA) asking for a description of the requirements of Federal Motor Vehicle Safety Standard (FMVSS) No. 302, Flammability of interior materials, and whether the standard applied to the 1995 Chrysler LeBaron components you described. By way of background, NHTSA is authorized to issue FMVSSs that set performance requirements for new motor vehicles and items of motor vehicle equipment. NHTSA does not approve or certify any vehicles or items of equipment. Instead, Congress has established a "self-certification" process under which each manufacturer is responsible for certifying that its products meet all applicable safety standards. Standard 302 (copy enclosed) applies to new completed vehicles, and sets forth burn resistance requirements for materials used in the occupant compartment in order to reduce deaths and injuries associated with vehicle fires, especially those originating in the interior of the vehicle. The standard mandates that certain listed components and materials, when included as original equipment with the vehicle, be burn-resistant. These items covered under the standard are (see S4.1 of Standard 302): Seat cushions, seat backs, seat belts, headlining, convertible tops, arm rests, all trim panels including door, front, rear, and side panels, compartment shelves, head restraints, floor coverings, sun visors, curtains, shades, wheel housing covers, engine compartment covers, mattress covers, and any other interior materials, including padding and crash-deployed elements, that are designed to absorb energy on contact by occupants in the event of a crash. Of those items, the standard specifies that not just the outer surfaces, but any portion of material that is within 13 mm of the occupant compartment must comply with the burn-resistant requirements (S4.2). In your letter, you ask if the front seats, dash-board, inside door panels, and the canvas-type convertible top of a 1995 Chrysler LeBaron were made of fire-retardant materials. As all of those portions of the car are listed in S4.1 of the standard, they were subject to the burn-resistant requirements of Standard 302 if they were installed as original equipment. The original manufacturer of the vehicle had to certify that the vehicle met all applicable FMVSSs, including Standard 302. Standard 302 applied to the vehicle because the standard has been in effect since the early 1970s. Under our statute, each vehicle manufactured on or after the effective date of a standard must comply with the requirements of the standard. Further, S3 of Standard 302 makes its requirements applicable to passenger cars, multipurpose passenger vehicles, trucks, and buses, and your vehicle is a passenger car. I hope you find this information helpful. If you have any further questions, please contact Ari Scott at (202) 366-2992. Sincerely, Anthony Cooke Chief Counsel Enclosure ref:302 d.11/2/06 |
2006 |
ID: 06-003937drnOpenC. Timothy Parker, Assistant Director Department of Facilities and Transportation Services Office of Transportation Services Fairfax County Public Schools 8101 Lorton Road Lorton, VA 22079 Dear Mr. Parker: This responds to your request for an interpretation as to whether additional optional red and amber warning lights for the left and right sides of a school bus you are considering for the Commonwealth of Virginia would be allowed on new school buses. Our answer is no. In your letter, you state that Fairfax County Public Schools is seeking state approval in Virginia to test the additional warning lights. You explain that there are a high number of bus stops at or near intersections where motorists approaching from the right or left of a school bus do not see the warning lamps or stop sign on the school bus. You note that lamps currently specified for school buses are all aimed towards the traffic approaching from the front and rear only. By way of background information, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal Motor Vehicle Safety Standards (FMVSSs) applicable to new motor vehicles and new items of motor vehicle equipment. NHTSA has used this authority to issue FMVSS No. 108, Lamps, reflective devices, and associated equipment. This agency does not provide approvals of motor vehicles or motor vehicle equipment, nor do we endorse any commercial products. Instead, manufacturers are required to certify that their vehicles and equipment meet applicable standards. Also, it is unlawful for dealers to sell motor vehicles or motor vehicle equipment that do not meet applicable standards. FMVSS No. 108 specifies motor vehicle lighting equipment required for all motor vehicles. FMVSS No. 108 requires at S5.1.4 that school buses (other than multifunction school activity buses) shall meet one of two options. The first option is to have a system of four red signal lamps designed to conform to SAE Standard J887, School Bus Red Signal Lamps, July 1964, and installed in accordance with that standard. The second option is to have the four red signal lamps designed to conform to SAE Standard J887 (July 1964) plus four amber signal lamps designed to conform to SAE Standard J887 except for their color and a candlepower at least 2 times that specified for red signal lamps. Both the red and amber lamps are installed in accordance with SAE Standard J887, with exceptions specified at S5.1.4(b)(i) and (ii). We have addressed the issue of optional red and amber warning lights for the left and right sides of a school bus in an interpretation letter of May 22, 2003, to Mr. J. Adam Krugh, IV, inventor of the ALLSTOP (copy enclosed). The ALLSTOP is a traffic control device developed for school buses, intended to be used to warn drivers at intersections of the presence of children. In that letter, we stated that: As we have said before, traffic safety is enhanced by the familiarity of drivers with established lighting schemes, which facilitates their ability to instantly and unhesitatingly recognize the meaning lamps convey and respond to them. The required school bus signal lamp system provides an important and standardized message. It is our opinion that the addition of a novel signal lamp that rises at the same time as the school bus signal lamp system activates would divert a drivers attention from the required signal lamps and cause confusion with respect to their meaning, and thereby impair the effectiveness of the required lamps. Under Standard No. 108, non-standard lighting equipment is prohibited on new vehicles if it impairs the effectiveness of lighting equipment required by Standard No. 108 (See S.5.1.3). In addition, with respect to the aftermarket, 49 U.S.C. 30122 has the effect of requiring that the installation of any aftermarket vehicle lamp, by a manufacturer, distributor, dealer, or motor vehicle repair business, must not knowingly make inoperative any part of a device or element of design installed on a vehicle in accordance with Standard No. 108. With regard to the additional left and right side lights you ask about, we believe that they could similarly divert a drivers attention from the required signal lamps and confuse drivers as to whether they are meant to stop, partly because the lights would add an unfamiliar dimension to a standardized system. Also, the placement of the red lights near the front of the bus (as depicted in your letter) could cause confusion as to the orientation of the vehicle, thus impairing the effectiveness of the color code of the required side marker lamps. Please note that the make inoperative provision does not apply to owners making changes to their vehicles. Thus, changes made by Fairfax County employees to school buses owned by the County would not be affected by the make inoperative provision. However, we would urge owners not to degrade the safety features of their vehicles. I hope this information is helpful. If you have any questions, please contact Dorothy Nakama at (202) 366-2992. Sincerely, Anthony M. Cooke Chief Counsel Enclosure ref:108 d.10/4/06 |
2006 |
ID: 18462.ztvOpenMr. Tadashi Suzuki Re: Motorcycle stop and taillamp arrangement Dear Mr. Suzuki: This is in reply to your letter of July 22, 1998, asking for our advice on a motorcycle stop and taillamp system that Stanley Electric Co. Ltd. is developing. Stanley presents two hypothetical rear lamp arrangements for which it seeks an opinion on how it should decide the number of lighted sections that should be grouped for the purpose of determining photometric compliance, that is, "whether all the lighted sections of the same function (tail or stop lamp) installed on both sides should be grouped, or the lighted sections installed on each side should be grouped." Specifically, "we would like to have your advice how we should consider the number of the lamp (one lamp with four or six lighted sections spread over the rear side of the vehicle or two lamps with two or three lighted sections on each side) in such cases." Table IV of Standard No. 108 requires a motorcycle to have one stop lamp and one taillamp but permits it to have two stop lamps and two taillamps symmetrically disposed about the vertical centerline. The stop lamps must meet the requirements of SAE Standard J586 February 1984, and the taillamps, those of SAE Standard J585e September 1977. Neither of these standards differentiate between lamps for motorcycles and lamps for other types of motor vehicles. Therefore, compliance with the photometric requirements of the two SAE standards is determined in the same manner for all motor vehicles equipped with stop lamps and taillamps. Table 1 of each SAE Standard establishes photometric requirements for lamps with one, two, and three lighted sections. Footnote 3 to Table 1 of SAE J585e and Footnote d to Table 1 of SAE J586 refer to a "multiple device" lamp which "gives its indication by two or more separately lighted sections which may be separate lamps." The photometric values "are to apply when all sections" which provide the signal are considered as a unit except when the dimensions between optical centers exceed 560 mm for two-compartment lamps or lamp arrangements, and does not exceed 410 mm for three-compartment lamps or lamp arrangements. Type 1 depicts a system of six combination stop/taillamps. Two lamps are mounted on each side of the motorcycle and a third lamp is mounted below the two lamps. The distance between optical centers of the innermost upper lamp and the lower tail/stop lamp is 390 mm. The distance between the optical centers of the outermost and innermost upper lamps is not specified but is less than 390 mm. The distance in optical centers between the outermost upper lamp and the lower tail/stop lamp on each side is not specified but, if the drawing is to scale, it appears to be 390 mm. In the Type 1 arrangement, the optical centers between the innermost upper lamp and the lower stop/taillamp on each side of the motorcycle, or between the innermost upper lamps on each side of the motorcycle, are 390 mm apart. Thus, each pair comprises "multiple devices" whose photometric requirements are those that apply to single lamps with two lighted sections. However, because more than two sections exist (three or six) in this design, one must determine whether there is more than 410 mm between optical centers. The drawing indicates that the optical centers of the three combination lamps are all within 410 mm of each other. Thus, Stanley can group three lamps on each side as a single three-compartment lamp. The drawing also shows that the distance between optical centers of the innermost upper combination lamps on either side of the motorcycle is 390 mm. However, no dimension is given for the distance between the optical centers of either of the two upper lamps on one side of the motorcycle and the lower lamp on the other side, or for the distance between the optical center of the lower combination lamps on each side of the motorcycle. If the distance is not more than 410 mm between the optical centers of any of the six lamps, Standard No. 108 permits this arrangement to be considered a single lamp with more than three compartments. Type 2 depicts a system with two combination tail/stop lamps mounted vertically adjacent to each other on each side of the vehicle. The distance between the optical centers of the upper lamps on each side of the vehicle is 520 mm. The distance between the optical centers of the lower lamps in the two-lamp array on each side of the vehicle is not stated but appears to be at least 520 mm. Type 2 also depicts a lower mounted stop lamp whose optical center is 340 mm from the optical center of the lower combination tail/stop lamp on the same side (the distance to the optical center of the upper lamp is not stated but is less than 560 mm). The distance between the optical center of the lower stop lamps on each side is unstated, as is the distance between the optical center of the lower stop lamp on one side of the motorcycle, and the optical centers of the two combination tail/stop lamps on the other side of the vehicle. However, the distance appears to be more than 560 mm. In the Type 2 arrangement, the two combination tail/stop lamps on either side can be considered a taillamp with two compartments, but because the optical centers of the taillamps on the right and left are greater than 410 mm apart, the four lamps do not constitute a single lamp that comprises more than three compartments. Similarly, the three stop lamps on either side can constitute a single three-compartment lamp. However, the optical centers of some of the six stop lamps are greater than 410 mm apart and this array cannot be considered a single lamp with more than three compartments. We note that your questions pertain to the use of "all the lighted sections of the same function" in each Type and therefore we have not addressed how photometrics might be measured when less than all lighted sections of the same function are used for compliance purposes (e.g., use of the upper pairs of stop lamps in Type 2). We hope that this explanation is responsive to your request. Sincerely, |
1998 |
ID: 18464.ztvOpenMr. Ralf Wohl Dear Mr. Wohl: This is in reply to your fax of July 29, 1998, to Taylor Vinson of this Office with respect to your electric motorcycle. Your first question is whether Federal Motor Vehicle Safety Standard (FMVSS) No. 123 Motorcycle Controls and Displays requires a motorcycle to be equipped with a supplemental engine stop control. The answer is yes; as you have noted, S5.1 states that "Each motorcycle shall be equipped with a supplemental engine stop control, located and operable as specified in Table 1" (our emphasis). You have also asked whether the operation of your control, as you have described it, "is adequate for this purpose." As you have also noted, "Operation - Column 3" of Table 1 is blank. This means that Standard No. 123 does not specify how the supplemental engine stop control shall be operated. This choice is left to the manufacturer but obviously it must be a control that provides an alternative means of stopping the engine. On your electric motorcycle, the primary stop control is the twist grip handlebar on which the throttle is returned to the off position. If the throttle sticks in the open position, the propulsion system may also be overriden and deactivated by application of the brakes. We view this as a "supplemental engine stop control" within the general meaning of the term. You also tell us of your wish to manufacture motorcycles for a limited time using "an off the shelf 28V military headlamp that does not meet all the photometric requirements for a motorcycle per FMVSS 571.108," and ask whether a waiver is possible. I enclose a copy of our regulations (49 CFR Part 555) under which manufacturers of motor vehicles, including motorcycles, may apply for temporary exemptions from one or more of the Federal motor vehicle safety standards. However, this process takes from three to four months because of the necessity to publish a notice in the Federal Register asking for comments on the application. This may not be responsive to your situation since it is possible that your technical difficulties will be solved by then. Other than Part 555, we have no authority to grant a waiver from compliance with Federal Motor Vehicle Safety Standard No. 108. If you have any questions, you may call Mr. Vinson (202-366-5263). Sincerely, |
1998 |
ID: 18475-2.drnOpenDear <Confidential> This responds to your letter requesting an interpretation of how S5.1 of Standard No. 214, Side impact protection applies to your company's planned passenger car with a new side door system feature. As explained below, the Thoracic Trauma Index (TTI(d)) for the car must not exceed the 90 g requirement applicable to passenger cars with two side doors. Your new side door system feature can generally be described as follows:
I note that this type of side door system could be used on one or both sides of a vehicle. For ease of discussion, we will address the situation where it would be used on both sides. However, our interpretation would not differ if the system is used on one side of a vehicle. Standard No. 214's dynamic performance requirements are set forth in paragraph S5. The performance requirements for passenger cars differ for 2-door cars and 4-door cars. More specifically, under S5.1, the Thoracic Trauma Index (TTI(d)) may not exceed 85 g for passenger cars with four side doors, and 90 g for passenger cars with two side doors. The issue raised by your letter is whether passenger cars equipped with your new side door system would be considered 2-door cars or 4-door cars for purposes of S5.1. Put another way, the issue is whether the front portion of the side door system and the rear access panel would be counted as separate doors in determining whether the vehicle is a 2-door car or 4-door car. We note that this issue is not directly addressed by the language of Standard No. 214. Among other things, the standard does not include a definition of "door." It is therefore especially appropriate, in interpreting the standard, to look to the purposes behind the different performance requirements for 2-door cars and 4-door cars. In the preamble to the final rule establishing the different performance requirements for 2-door cars and 4-doors (see 55 FR 45722; October 30, 1990), the agency provided the following explanation:
(55 FR 45746-45757.) The primary rationale for the slightly higher TTI(d) limit for 2-door cars was thus the difference in side structure and geometry of 2-door cars and 4-door cars, including but not limited to the wider doors typically used for 2-door cars. The side structure and geometry of the car design at issue is comparable to that of a typical 2-door car rather than a 4-door car. As discussed above, the front portion of the side door system is identical in structure to that of a conventional 2-door vehicle, and access to the rear seat, using the front portion of the side door system alone, is possible. The front portion of the side door system, by itself, thus has the width of the wider doors typically used for 2-door cars. Moreover, there is no structural component between the front portion of the side door system and the rear access door panel. Given that it is unclear from the language of Standard No. 214 whether the rear access door panel should (considering its small size) cause the vehicles in question to be regarded as 4-door cars, and given the new side door system has the same characteristics that led the agency to establish a slightly higher TTI(d) limit for 2-door cars, the agency concludes that the vehicles should be considered 2-door cars for purposes of determining S5.1's applicable TTI(d) limits. I note that because this interpretation is based in large part on the policy determinations behind establishing different TTI(d) limits for 2-door and 4-door cars, it should not be viewed as precedent for how we would interpret the term "door" in other contexts. NHTSA grants your letter's request for confidential treatment of certain information and will keep the identity of your company confidential. The information in publicly available copies of the letter will be redacted. I hope this information is helpful. If you have any further questions, please contact Dorothy Nakama of my staff at this address or at (202) 366-2992. Sincerely, |
1998 |
ID: 18558.ztvOpenMr. Jim Ashdown FAX 9-0111543466325 Dear Mr. Ashdown: This is in reply to your fax of August 6, 1998, to Taylor Vinson of this Office. Because of the need to coordinate interpretations of Federal motor vehicle safety standards with other Offices of this agency, we were unable to respond by "return fax" before now. You have two questions and they relate to Federal Motor Vehicle Safety Standard No. 108. You ask for confirmation that "paragraph S.7.8.5.2.C is the correct section for tamper proof V HAD systems." We confirm your understanding. Paragraph S7.8.5.2(c) requires that headlamps with VHADs manufactured for use on motor vehicles manufactured on or after September 1, 1998, shall be manufactured with their calibration permanently fixed by the headlamp manufacturer. Your second questions is whether there is "a requirement now for optical centre markings on rearlamps similar to S.7.8.5.3.f on headlamps." There is no such requirement. Paragraph S7.8.5.3(f) requires such markings only on headlamps. There is no requirement in Standard No. 108 that the optical center be marked on any lamp other than a headlamp. Sincerely, |
1998 |
ID: 18559.ztvOpenMr. Robert M. Currie Dear Mr. Currie: This is in reply to your letter of August 12, 1998, to Taylor Vinson of this Office, seeking an opinion of the National Highway Traffic Safety Administration statutes, regulations, and standards, regarding the legality of "FATBOYZ," a product of your company. You reference a letter from this Office dated January 31, 1997, in which we informed you that we considered an earlier version of this product to be a supplementary side marker lamp, and advised you that the color of the supplementary lamp must not conflict with the color required for original equipment side marker lamps by Federal Motor Vehicle Safety Standard No. 108. FATBOYZ may be wired to illuminate either red or amber "so as to agree with the vehicle Original Equipment Manufacturer (OEM) side marker lamp color." On trailers whose overall length is 30 feet or more, "the forward half will be amber, and the rear half red." There is a "color cruiser" version which is "not capable of flashing," available in either amber or red, "to be installed matching the OEM color of the vehicle side marker lamps." As you have described FATBOYZ, the new system appears to be consistent with the advice we have given you previously. It appears permissible as original or aftermarket supplementary lighting equipment under Standard No. 108 and 49 U.S.C. Chapter 301 - Motor Vehicle Safety. As a supplementary side marker lamp, it may flash with the turn signal lamps, but it is not required to. The color must be red for FATBOYZ mounted on the side of the box of pickup trucks, and, on trailers, amber up to the midpoint of the trailer, and red to the rear of the midpoint. This is required regardless of the overall length of the trailer. If you have further questions, you may call Mr. Vinson (202-366-5263). Sincerely, |
1998 |
ID: 18560.ztvOpenMr. Malcolm R. Currie Dear Mr. Currie: This is in reply to your letter of August 11, 1998, to Taylor Vinson of this Office, requesting a temporary exemption from the Federal motor vehicle safety standards that apply to motor driven cycles. You believe that your product, an electric bicycle, qualifies for an exemption under 49 U.S.C. Sec.30113(b)(3)(B)(iii). This section authorizes exemptions that "would make the development or field evaluation of a low-emission motor vehicle easier and would not unreasonably lower the safety level of that vehicle." You plan to introduce your product in September 1998 if the exemption is approved. I am sorry to inform you that we cannot grant an exemption on the basis of your letter. Section 30113 has been implemented by 49 CFR Part 555, and the procedures set out in this regulation must be followed both by you and the agency in considering requests for temporary exemptions. To apply for an exemption on the basis of Sec. 30113(b)(3)(B)(iii), you must submit an application containing the information specified in Sec. 555.5(b) and Sec. 555.6(c). The agency does not grant blanket exemptions from the Federal motor vehicle safety standards (49 CFR Part 571). This means that your application must identify each standard, or the part of each standard, that applies to motor driven cycles, and from which you are requesting exemption. As indicated above, the application should contain sufficient information upon which the Administrator may find that the exemption "would make the development or field evaluation of a low-emission motor vehicle easier and would not unreasonably lower the safety level of that vehicle." When we have received an application meeting the procedural requirements of Part 555, we prepare and publish in the Federal Register a notice inviting interested persons to comment on the application, which provides them a period of 30 days in which to do so. After evaluating the comments, we prepare and publish the Administrator's decision. The entire exemption process requires three to four months. This means that, under the best of circumstances, we could not give you an answer as early as September 1998. If you have any questions, please call Taylor Vinson (202-366-5263). Sincerely, |
1998 |
ID: 18561graco.aOpenSteve Gerhart, Product Compliance Engineer Dear Mr. Gerhart: This responds to your letter to the National Highway Traffic Safety Administration (NHTSA) asking several questions about S5.4.3.2 of Federal Motor Vehicle Safety Standard No. 213, "Child Restraint Systems." I apologize for the delay in our reply. Section S5.4.3.2 states, in pertinent part:
You ask about several final rules that amended S5.4.3.2, resulting in the text quoted above. Your questions relate to whether the agency has data showing a safety problem with child restraints having masses greater than 4.4 kg, and how NHTSA would test such a restraint to the requirement of S5.4.3.2. The following background would be helpful in answering your questions. Background Prior to the amendment of S5.4.3.2, that section only applied to belts that were (a) part of a child restraint system; (b) designed to restrain a child using the system; and (c) designed to attach the system to the vehicle. These belts were prohibited from imposing any load on the child, resulting from the mass of the system, during the standard's dynamic test. In a March 16, 1994 notice of proposed rulemaking (NPRM), NHTSA proposed to expand S5.4.3.2 to apply it also to each Type I (lap) and the lap portion of a Type II (lap/shoulder) vehicle belt that is used to attach the child restraint to the vehicle. These belts, which anchor the child restraint to the vehicle, function to absorb the forces of the crash into the frame of the vehicle. In the proposal, NHTSA tentatively concluded that, to protect the restrained child from the crash forces absorbed by these belts, the belts should be prohibited from transferring those crash forces to the child. Several persons commenting on the proposal stated that the proposal would eliminate high-back belt-positioning booster seats from the marketplace. These boosters, which have backs supporting the head, neck and back of a child, are designed to restrain the child using a vehicle's Type II (lap/shoulder) belt. Some commenters stated that all belt-positioning boosters with seat backs will impose a load on the child through the lap belt portion (as well as the shoulder belt portion) of a Type II vehicle belt. The commenters were concerned that eliminating belt-positioning boosters was undesirable because there were no data showing a safety problem, and because the boosters were believed to perform well with Type II belts. Commenters also expressed concern that it was not practical to measure the load imposed on the test dummy. Some commenters suggested retaining the proposal but excluding any booster with a mass of less than 4 kilograms (kg) from the requirement. Four (4) kg was believed to be the maximum mass of belt-positioning boosters then on the market. In a July 6, 1995 final rule, NHTSA responded to these commenters by stating that it did not intend to prohibit belt-positioning boosters with backs, nor did the agency believe there was a sufficient safety problem to warrant prohibiting current designs of such seats. Nonetheless, NHTSA further stated that it believed that limits on belt loading should be established to keep in check the potential for injury due to overloading a child occupant, such as from a "massive seat back" on a child restraint. The agency adopted the approach suggested by some commenters of retaining the requirement, but excluding from it any restraint with a mass of less than 4 kg. The approach was consistent with requirements in Europe and with what the agency had believed to be the U.S. market at the time. NHTSA believed there was no data showing that a child restraint with a mass less than 4 kg imposes harmful loads on a child. Gerry Baby Products petitioned for reconsideration of the amendment. Gerry said that NHTSA's belief that all the belt-positioning seats in the U.S. have a mass less than 4 kg was incorrect. Gerry stated that it sold seats with a mass of up to 4.4 kg, and had received no report of any problems or injuries associated with loads imposed on children by the booster seats. In a June 18, 1996 response to the petition, NHTSA increased the 4 kg limit to 4.4 kg. NHTSA had been unaware that there were boosters with a mass greater than 4 kg (no commenter to the NPRM had indicated otherwise). The agency increased the limit based on Gerry's experience which had indicated that boosters with a mass up to 4.4 kg had not imposed unsafe loads on children. The 1995 decision to limit the potential for overloading a child from elements such as a massive seat back on a belt-positioning seat departed from a July 21, 1994 rule that first established requirements for belt-positioning seats. In the 1994 rulemaking, the agency decided not to specify limits on seat back loading. The agency believed there was a lack of data indicating a safety problem and there was no procedure for measuring loads or for determining a threshold value for the loads imposed. In the 1995 rule, the agency explained that in 1994 it had not considered that a lap belt portion of a Type II belt system could transfer crash forces to a child from the back of a belt-positioning booster seat. The agency stated that after further consideration, in the context of S5.4.3.2, it had determined that a limit on the mass of the booster seat back was warranted to avoid potential injury to the child occupant. With this background in mind, we turn to your questions, which we have restated below. Our answers follow each question. Discussion You first ask about NHTSA's 1995 decision to limit the mass of the seat back of belt-positioning seats after it had initially decided against doing so in 1994. You ask:
NHTSA did not conduct testing to confirm or deny the views that booster seats should be restricted in weight to limit overloading the child occupant. At the time of the rulemaking, and continuing to today, there are no test dummies that can reliably measure abdominal loading, nor is there an established injury criterion that correlates abdominal loads to the likelihood of injury. Also, there was, and is, no established test procedure in Standard 213 that measures seat back loads on the child dummy and that correlates those to injury. Yet, it was believed that seat back loads could, at some level, injure a child in a crash, when loads were excessive. In view of the confines at the time of the rulemaking on developing a test that would distinguish between excessive and acceptable loads on the child occupant, NHTSA adopted an alternative approach that limits loading by way of limiting the mass of the booster seat. The agency had insufficient data on which to determine whether we agreed or disagreed with the belief expressed by a commenter that increasing booster seat weights results in higher HIC's, G forces or excursions. Your second question asks about the agency's 1995 decision to limit the potential for injury due to overloading the child from "a massive child seat back." You ask:
NHTSA has not identified a value above which injury could result from loading a child occupant and below which injury is not likely to occur. Yet, child restraints with a mass of less than 4.4 kg are viewed as not likely to injure, based on the field experience of Gerry Baby Products with its 4.4 kg booster seat. We do not know of actual injuries caused by seat back loading. However, in 1996, the Federal Aviation Administration (FAA) and NHTSA conducted a rulemaking relating to excessive seat back loads in the aircraft environment (61 FR 28423, June 4, 1996)(copy enclosed). FAA sought to prohibit the use of backless boosters seats on aircraft because it believed the seats were incompatible with aircraft seats that have a "breakover" seat back. (A breakover feature allows the seat back to rotate forward easily when impacted by an occupant from behind.) FAA determined that a child dummy restrained in a backless booster seat experienced an increase in abdominal loading when an adult dummy in the seat rearward of the child impacted the seat back. The increase in loading was unacceptable to FAA, although it was recognized that there are no accepted criteria to assess the relationship between differences in measured levels of abdominal loadings and any resulting risk of abdominal injury, and the type and severity of such injury. FAA's methodology for the research program is discussed in NHTSA's 1996 final rule, a copy of which is enclosed for your information.
A restraint that is over 4.4 kg is evaluated to ascertain compliance with the requirements of S5.4.3.2 in accordance with NHTSA's laboratory test procedure for that section, which you ask about in your fourth question. The evaluation is based on a visual inspection. NHTSA believes that all belt-positioning booster seats with a back will load the child through the lap belt portion of a Type II belt. Thus, a belt-positioning seat, unless excepted because it is less than 4.4 kg, generally will not meet S5.4.3.2. In essence, that section functions to limit the mass of belt-positioning boosters with backs.
The three criteria indicate the factors which NHTSA evaluates to determine whether a child restraint meets S5.4.3.2. A restraint fails if all three criteria are answered "yes." If only two of the questions result in a "yes," then we determine there is no loading of the child dummy. Under (1), to determine whether S5.4.3.2 applies, the agency checks to see if the belt in question contacts the dummy. Under (2), the agency checks to see if there is rigid structure between the dummy and the back of the standard seat assembly because that structure could impose excessive loads on the child. Under (3), NHTSA checks to see if the child restraint can move ("slip") relative to the belt system. A child restraint that moves forward against a relatively stationary belt can load the child occupant. I hope this information is helpful. Again, my apologies for the delay in responding. If you have further questions, please contact Deirdre Fujita of my staff at (202) 366-2992. Sincerely, |
1999 |
ID: 18569.ztvOpenM. J. Shaw Dear Mr. or Ms. Shaw: This is in reply to your postcard of August 4, 1998, to Philip Recht, the Deputy Administrator of this agency, about the recent final rule on low-speed vehicles. Your first question is whether "the Canadian Bombardier neighborhood vehicle (electric mini-car) [is] now street legal in the USA." Your second question is whether "all states, including [Indiana, are] registering the NV for legal operation." The Federal government has the authority to issue Federal motor vehicle safety standards such as it did recently with Standard No. 500 Low-Speed Vehicles. Thus, if a motor vehicle that meets the definition of "low-speed vehicle" is manufactured and certified by its manufacturer as complying with Standard No. 500, it is legal to import and sell that vehicle in the United States. Thus, Bombardier may import its Neighborhood Vehicle (NV) from Canada by certifying compliance with Standard No. 500. We do not know, however, whether Bombardier has begun to do so. Although the sale of a certified low-speed vehicle would not violate Federal law, the requirements for registration of vehicles and conditions of their use on the public roads are matters under the authority of the states. This means that a vehicle could be "street legal," to use your term, for Federal purposes but not under state law. This brings us to your second question. We have no information whether states are or are not registering NVs or other types of low-speed vehicles. Some states, at this point, may be reviewing Standard No. 500 to determine how it affects the laws currently existing in that state. We do not know the views of Indiana on this issue. However, if you wish to ask the Indiana Department of Motor Vehicles for its opinion, you should identify the vehicle as a 4-wheeled motor vehicle, other than a truck, whose maximum speed is more than 20 miles per hour but not more than 25 miles per hour. If you have any further questions, you may phone Taylor Vinson of this office (202-366-5263). Sincerely, |
1998 |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.