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NHTSA Interpretation File Search

Overview

NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies. 

Understanding NHTSA’s Online Interpretation Files

NHTSA makes its letters of interpretation available to the public on this webpage. 

An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.

  • Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
  • Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
  • The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
  • Some combination of the above, or other, factors.

Searching NHTSA’s Online Interpretation Files

Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.

Single word search

 Example: car
 Result: Any document containing that word.

Multiple word search

 Example: car seat requirements
 Result: Any document containing any of these words.

Connector word search

 Example: car AND seat AND requirements
 Result: Any document containing all of these words.

 Note: Search operators such as AND or OR must be in all capital letters.

Phrase in double quotes

 Example: "headlamp function"
 Result: Any document with that phrase.

Conjunctive search

Example: functionally AND minima
Result: Any document with both of those words.

Wildcard

Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).

Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).

Not

Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”

Complex searches

You can combine search operators to write more targeted searches.

Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”). 

Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”

Search Tool

NHTSA's Interpretation Files Search



Displaying 971 - 980 of 16503
Interpretations Date
 

ID: 5-6-02Corlltr

Open

Ms. Mary L. Corl
217 S. West Boulevard
Elkhart, IN 46514

Dear Ms. Corl:

This responds to your May 1, 2002, electronic mail message to Mr. Tewabe Asebe of the Office of Safety Performance Standards at the National Highway Traffic Safety Administration (NHTSA). Your inquiry was referred to my office for reply. You ask about the Federal requirements that apply to the modification of a used van. You are particularly interested in the replacement of the vehicles "seats, seat belts, pedestals, carpet, blinds, leather-wrapped steering wheels, floor mats, windows, dash kits and wood overhead and floor console."

By way of background, 49 U.S.C. 30101, et seq., authorizes this agency to issue Federal motor vehicle safety standards (FMVSSs) applicable to new motor vehicles and new items of motor vehicle equipment. Under 49 U.S.C. 30112, each person selling a new vehicle must ensure that the vehicle is certified as complying with all applicable FMVSS in effect at the time the vehicle was manufactured. Generally speaking, once a motor vehicle is sold to its first retail purchaser, its use and any modifications made to it become a matter of State, rather than Federal, interest. Thus, owners of used vehicles may personally make any modifications or alterations they want to their vehicles without regard to the FMVSSs, subject only to applicable State requirements.

There is, however, a limit on modifications of used vehicles by commercial entities. You indicated in your letter that a "company" is planning to replace the items you identified. Section 30122 of our statute prohibits manufacturers, distributors, dealers, or motor vehicle repair businesses from making inoperative any device or element of design installed on or in a motor vehicle or equipment in compliance with a Federal motor vehicle safety standard. Violations of 30122 can result in Federal civil penalties of up to $5,000 for each violation, up to a maximum penalty of $15,000,000 for a series of related violations. 49 U.S.C. 30165. Yet, the "make inoperative" prohibition and associated civil penalty provision do not apply to situations where some items of motor vehicle equipment are only being replaced because they are broken. If you have questions about how NHTSAs requirements would apply to a specific part that you or the company are planning to install, please feel free to contact us with information about the modification.

For your general information, NHTSA has the following FMVSSs that might be relevant to the modification you described:

  • FMVSS No. 201, Occupant Protection In Interior Impact (49 CFR 571.201), which specifies performance requirements for padding of vehicle interiors and header areas;
  • FMVSS No. 203, Impact Protection Of The Driver From The Steering Control System (49 CFR 571.203), which specifies requirements for steering wheels;
  • FMVSS No. 205, Glazing Materials (49 CFR 571.205), which specifies performance requirements for windshields and other vehicle windows. This standard applies to both original and replacement glazing. Any new glazing installed in the vehicle would have to meet Standard No. 205.
  • FMVSS No. 207, Seating Systems (49 CFR 571.207), which establishes strength and other performance requirements for vehicle seats (including pedestals);
  • FMVSS No. 208, Occupant Crash Protection (49 CFR 571.208), which sets forth occupant protection requirements at the various seating positions in vehicles such as the ones you describe manufactured after September 1, 1991, and with a gross vehicle weight rating of 10,000 pounds or less;
  • FMVSS No. 209, Seat Belt Assemblies (49 CFR 571.209), which sets strength, durability and other requirements for seat belts;
  • FMVSS No. 210, Seat Belt Assembly Anchorages (49 CFR 571.210), which establishes strength and location requirements for seat belt anchorages; and
  • FMVSS No. 302, Flammability of Interior Materials (49 CFR 571.302), which specifies the flammability resistance of seats, seatbelts, and other materials in the interior of the vehicle including floor coverings (such as carpet and floor mats), ceiling coverings (such as wood overhead), and window coverings (such as blinds).
  • We believe that safety is best assured if the performance of the original safety systems is maintained on vehicles on the road. NHTSA urges vehicle owners not to degrade the performance of the safety systems on their vehicles.

    I hope this information is helpful. Enclosed is a fact sheet explaining how to obtain copies of all FMVSS. If you have additional questions, please do not hesitate to contact Robert Knop of this office at (202) 366-2992.

    Sincerely,
    Jaqueline Glassman
    Chief Counsel
    Enclosure
    ref:misc.
    d.6/11/02

    2002

    ID: 5110r

    Open

    D. E. Dawkins, Acting Director
    Automotive Safety Planning and Compliance
    Product Strategy and Regulatory Affairs Office
    Chrysler Corporation
    CIMS 414-01-22
    12000 Chrysler Drive
    Highland Park, MI 48288-0857

    Dear Mr. Dawkins:

    This responds to the petition dated September 30, 1991, that Mr. Kittle submitted on behalf of Chrysler Corporation seeking temporary exemption for the TEVan from several Federal motor vehicle safety standards on the basis that the exemption would facilitate the development and field evaluation of low emission motor vehicles.

    The petition indicates (page 4) that exemption is sought for four l989 Dodge Caravans, converted to electric power, that "were manufactured for test and evaluation". We understand that this conversion occurred after completion of the manufacture of the vans, and that the conversion was performed by a subsidiary of Chrysler. If an exemption is granted, the petition states that "one or more of the vehicles will be titled and sold for ongoing endurance evaluation." Finally, we understand that the TEvans are currently in the possession of the Electric Power Research Institute in California for evaluation, and that presumably they are being driven on the public roads.

    We regret the delay in responding to Mr. Kittle's letter. The petition represents a rare instance in which a manufacturer has petitioned for an exemption for a vehicle whose manufacture has been completed, and which has been in use. The purpose of an exemption is to allow a manufacturer to engage in conduct that would otherwise be prohibited by the National Traffic and Motor Vehicle Safety Act, specifically, the manufacture for sale, sale, offer for sale, or introduction or delivery for introduction, or importation into the United States of a motor vehicle that does not conform to all applicable Federal motor vehicle safety standards, and which does not bear a certification of compliance with those standards.

    With respect to the four TEVans for which petition has been made, it appears that they have already been introduced into interstate commerce without a certification of compliance (or, if bearing the certification of the original vehicle, a certification that is false and misleading in a material respect, a further violation of the Act). Any exemption by the Administrator could not cover conduct violative of the Act that has already occurred. However, we have concluded that the Administrator may grant an exemption to vehicles, which would apply to conduct that would violate the Act, but which has not occurred. As Chrysler seeks an exemption in order to sell the TEVans, or to offer them for sale, the Administrator's exemption authority may be exercised to permit Chrysler to do so, after the procedural requirements have been followed.

    The petition meets our requirements for form and content, and a notice requesting public comment is being prepared for publication in the Federal Register. We shall notify you when the Administrator has reached a decision.

    If you have any questions, you may discuss them with Taylor Vinson of this Office (202-366-5263).

    Sincerely,

    Paul Jackson Rice Chief Counsel

    ref:555 d:3/30/92

    1992

    ID: 5673cmc

    Open

      Mr. Rob Cohen
      Auto Advisory Services
      14771 Plaza Drive, Suite A
      Tustin, CA 92780

      Dear Mr. Cohen:

      This responds to your July 22, 2003, letter in which you ask about the liability of a car dealer in selling a used vehicle that had an air bag removed by the previous owner. As explained below, there is no Federal requirement for the dealer to replace the air bag.

      In your letter you presented a scenario in which, "a licensed vehicle dealer takes a used vehicle in on trade and places it into inventory. The dealer notices that a custom steering wheel had been installed on the vehicle by a prior owner."The original steering wheel was equipped with an air bag, but the replacement does not have one. You ask about the dealers liability in selling the vehicle and if that liability would be affected by the dealers knowledge of the original equipment.

      Under Federal law, a person may not sell or offer for sale any motor vehicle that does not comply with all applicable Federal motor vehicle safety standards. 49 U.S.C. 30112(a).However, this requirement does not apply to the "sale [or] offer for sale of a motor vehicle or motor vehicle equipment after the first purchase of the vehicle or equipment in good faith other than for resale (after first retail sale)." 49 U.S.C. 30112(b).

      While the Federal motor vehicle safety standards apply only to new motor vehicles and new motor vehicle equipment, Federal law does limit the modifications that can be made by certain businesses to used vehicles. Manufacturers, distributors, dealers, and repair businesses are prohibited from "knowingly making inoperative" any device or element of a design installed on or in a motor vehicle in compliance with an applicable safety standard. 49 U.S.C. 30122.

      The "make inoperative" provision would prohibit a dealer from knowingly disabling safety equipment, such as an air bag, that was installed in compliance with an applicable safety standard. However, the provision does not impose an affirmative duty on dealers or other persons to repair equipment on a used vehicle that was disabled by a previous owner. While Federal law does not require dealers to repair or replace safety equipment made inoperative before they obtained the vehicle, the National Highway Traffic Safety Administration strongly urges such repair, so that the vehicle continues to provide maximum safety protection.

      Despite the absence of any requirement in Federal law, State law may require replacement of the absent air bag. You may wish to contact the State in which the dealer is located to learn if there are any applicable laws or regulations. Additionally, you may wish to consult a private attorney with respect to potential liability of the dealer for not replacing the air bag.

      I hope you find this information helpful. If you have any further questions please contact Mr. Chris Calamita of my staff, at (202) 366-2992.

      Sincerely,

      Jacqueline Glassman
      Chief Counsel

      ref:208
      d.9/26/03

    2003

    ID: 571-108 - outdoor exposure test - Koito - 05-006676

    Open

    Mr. Kiminori Hyodo

    Deputy General Manager, Regulations & Certification

    Koito Manufacturing Co., Ltd.

    4-8-3, Takanawa

    Minato-ku Tokyo

    Japan

    Dear Mr. Hyodo:

    This responds to your recent letter, in which you asked whether it would be necessary to carry out a three-year, outdoor exposure test on a new combination of plastic lens and coating material under Federal Motor Vehicle Safety Standard (FMVSS) No. 108, Lamps, Reflective Devices, and Associated Equipment. Specifically, your letter stated that you plan to use two existing types of polycarbonate materials, each of which independently meets the requirements of S5.1.2 of Standard No. 108 (i.e., Material A with a coating, and Material B without a coating). However, we understand that you now intend to combine these materials, such that Material A is used as an inner lens without a coating, and Material B is used as an outer lens with the same coating that had been applied to Material A. In response to your question, FMVSS No. 108 does not specifically require manufacturers to conduct testing, but it is the manufacturers responsibility to produce a product that complies with all applicable requirements of our standard when tested in accordance with the standard, and to properly certify compliance.

    By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue FMVSSs that set performance requirements for new motor vehicles and items of motor vehicle equipment. NHTSA does not provide approval of motor vehicles or motor vehicle equipment. Instead, it is the responsibility of manufacturers to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture (see 49 U.S.C. 30115 and 49 CFR Part 567, Certification).

    We note further that the agencys safety standards specify the test conditions and procedures that NHTSA will use to evaluate the performance of the vehicle or equipment being tested for compliance with the particular safety standard. NHTSA follows the test procedures and conditions applicable and in effect at the time of certification when conducting its compliance testing.

    A manufacturer is responsible for ensuring that its product complies with applicable standards when tested in accordance with NHTSA procedures. A manufacturer may choose a valid means other than NHTSA performance test procedures for evaluating its products to determine whether the vehicle or equipment will comply with the safety standards when tested by the agency according to the procedures specified by the standard and to provide a basis for its certification of compliance.

    If the agency has reason to believe that an apparent noncompliance exists in a vehicle or item of motor vehicle equipment, the manufacturer is asked to show the basis for its certification that the vehicle or equipment complies with the relevant safety standard(s). If in fact the vehicle or equipment does not comply with a Federal motor vehicle safety standard when tested according to procedures specified by the standard, the manufacturer will have to recall the product to bring it into compliance at no charge to the customer.

    In addition, the manufacturer will be subject to civil penalties, unless it can establish that it had no reason to know, despite exercising reasonable care in the design and manufacture of the product to ensure compliance, that the product did not in fact comply with the safety standard(s) (49 U.S.C. 30115(a) and 30165). This agency has long said that it is unable to judge what efforts would constitute reasonable care in advance of the actual circumstances in which a noncompliance occurs.

    As you are aware, the requirements for lighting equipment are contained in FMVSS No. 108, which provides in relevant part:

    S5.1.2 Plastic materials used for optical parts such as lenses and reflectors shall conform to SAE Recommended Practice J576 [Society of Automotive Engineers (SAE) Recommended Practice J576, Plastic Materials for Use in Optical Parts Such as Lenses and Reflex Reflectors of Motor Vehicle Lighting Devices] JUL91, except that:

    (a)   Plastic lenses (other than those incorporating reflex reflectors) used for inner lenses or those covered by another material and not exposed directly to sunlight shall meet the requirements of paragraphs 3.3 and 4.2 of SAE J576 JUL91 when covered by the outer lens or other material;



    (b)   After the outdoor exposure test, the haze and loss of surface luster of plastic materials (other than those incorporating reflex reflectors) used for outer lenses shall not be greater than 30 percent haze as measured by ASTM D 1003-92, Haze and Luminous Transmittance of Transparent Plastic;

    . . .

    (g) All outdoor exposure tests shall be 3 years in duration, whether the material is exposed or protected. Accelerated weathering procedures are not permitted.

    We note that neither SAE J576 nor Standard No. 108 specifically requires use of a coating.

    Thus, the standard sets forth the test that NHTSA follows in conducting compliance testing. Specifically, under SAE J576 (incorporated by reference in FMVSS No. 108), the agency will subject plastic materials used for optical parts to an unaccelerated, three-year outdoor exposure test.

    In short, Koito must ensure that its lamps as manufactured conform to all applicable requirements of FMVSS No 108, including that the plastic materials meet the exposure test requirements under S5.1.2. Again, our standards do not compel manufacturers to test the motor vehicles or motor vehicle equipment that they produce under NHTSAs test procedures, although many choose to do so in order to provide a basis for their certification. However, if the agency subjected the lamp in question to compliance testing, the lamps plastic materials would need to meet the requirements of FMVSS No. 108, as certified.

    If you have further questions, please feel free to contact Eric Stas of my staff at this address or by telephone at (202) 366-2992.

    Sincerely,

    Stephen P. Wood

    Acting Chief Counsel

     

    Dated: October 4, 2005

    Ref: Standard No. 108

    ID: 571-108 - outdoor exposure test - Sabic - 08-005252

    Open

    Mr. Jim Wilson

    Marketing Director, Lighting

    Sabic Innovative Plastics

    Two Towne Square

    Southfield, MI 48076

    Dear Mr. Wilson:

    This responds to your letter regarding requirements for inner lenses in Federal Motor Vehicle Safety Standard (FMVSS) No. 108, Lamps, Reflective Devices, and Associated Equipment. Specifically, you asked whether inner lenses are subject to certain performance requirements of the version of FMVSS No. 108 that are scheduled to take effect on December 1, 2009. The answer is that inner lenses are required to meet the haze test requirements, similar to the way they are in the currently applicable version of FMVSS No. 108.

    By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized by the National Traffic and Motor Vehicle Safety Act (Safety Act) to issue FMVSSs that set performance requirements for new motor vehicles and new items of motor vehicle equipment (see 49 U.S.C. Chapter 301). NHTSA does not provide approvals of motor vehicles or motor vehicle equipment.  Instead, manufacturers are required to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture. NHTSA selects a sampling of new vehicles and equipment each year to determine their compliance with applicable FMVSSs.  If our testing or examination reveals an apparent noncompliance, we may require the manufacturer to remedy the noncompliance, and may initiate an enforcement proceeding if necessary to ensure that the manufacturer takes appropriate action.

    In your letter, you state you seek confirmation that FMVSS No. 108 does not require plastic materials used for inner lenses to meet the performance requirements in S14.4.2.2.4 when they are covered by outer material meeting the requirements of that section and not exposed directly to sunlight. Neither the currently applicable version of FMVSS No. 108, nor the version of the standard that becomes effective on December 1, 2009 (hereinafter, the rewrite), supports that position.

     



    For reference, paragraph S5.1.2 of FMVSS No. 108 reads as follows:

    S5.1.2 Plastic materials used for optical parts such as lenses and reflectors shall conform to SAE Recommended Practice J576 JUL91, except that:

    (a) Plastic lenses (other than those incorporating reflex reflectors) used for inner lenses or those covered by another material and not exposed directly to sunlight shall meet the requirements of paragraphs 3.3 and 4.2 of SAE J576 JUL91 when covered by the outer lens or other material; [emphasis added][1] . . . .

    We interpret this requirement as follows. The requirement in S5.1.2 which states that plastic materials shall conform to SAE J576 JUL91 is the general requirement. The subparagraphs ((a) through (g)), are exceptions to this requirement. Therefore, the exception described in subparagraph (a) requires plastic lenses used for inner lenses to meet the specifications of paragraphs 3.3 and 4.2 of SAE J576 JUL91 while covered by the outer lens. This is instead of being required to meet these specifications while directly exposed to sunlight.[2] The inner lenses are not, as you suggest, fully excluded from the general test requirements in S5.1.2.

    We believe that the relevant paragraph S14.4.2.2.4 in the rewrite is substantively identical. For reference, that paragraph reads as follows:

    S14.4.2.2.4 Performance requirements. Plastic lenses, other than those incorporating reflex reflectors, used for inner lenses or those covered by another material and not exposed directly to sunlight must meet the optical material test requirements when covered by the outer lens or other material.

    We interpret this paragraph to establish the same requirements as paragraph S5.1.2 and S5.1.2(a) in the current standard. With regard to plastic used for inner lenses, and not exposed directly to sunlight, they must meet the optical material test requirements when covered by the outer lens. This is the same as is currently required by FMVSS No. 108.

    You also provide an analysis as to why you believe that inner lenses are not required to be certified to the specifications of S5.1.2. We respond to that analysis below.

    In your letter, you state that in a 1970 final rule (35 FR 16840, October 31, 1970), NHTSA made clear that inner lenses would be considered to be protected when covered by an outer lens and not directly exposed to sunlight. We have reviewed the final rule at



    issue and have not found a relevant difference between that version and the current version. It too states that [p]lastic materials used as inner lenses and not exposed directly to sunlight shall meet the requirements of paragraphs 3.4 and 4.2 of SAE J576b when covered by the outer lens or other material.[3]

    Finally, we note you argued that the fact that inner lenses are protected is critical when applying the SAE Recommended Practice upon which the standard is based. We agree that the lenses you describe in this letter would be considered protected. However, merely because a lens is protected does not mean it is not subject to a weathering test. Instead, according to the SAE Recommended Practice referenced in FMVSS No. 108 (SAE J576 JUL91), protected lenses are subject to test requirements albeit less stringent requirements than exposed lenses (a 6-month weathering period, instead of 3 years).

    If you have any further questions, please contact Ari Scott of my staff at (202) 366-2992.

    Sincerely,

    O. Kevin Vincent

    Chief Counsel



    Dated: November 6, 2009

    Ref: NCC-112:Ascott:12/11/08:62992: 08-005252

    cc: NCC-110 Subj/Chron, Redbook, Docket Standard No. 108

    S:\INTERP\108\08-005252a-as.doc




    [1] For reference, paragraphs 3.3 and 4.2 of SAE Recommended Practice J576, Plastic Materials for Use in Optical Parts such as Lenses and Reflex Reflectors of Motor Vehicle Lighting Devices, revised July 1991, relate to the Outdoor Exposure Tests and the After Outdoor Exposure requirements, respectively. SAE J576 has been incorporated by reference into FMVSS No. 108.

    [2] The language in paragraph 3.3 of SAE J576 JUL91 does not specify that protected inner lenses can be covered by the outer lens during the outdoor exposure tests. It specifies a shorter, but otherwise similar, outdoor exposure test than the one for exposed outer lenses.

    [3] 70 FR 16843.

    ID: 571-108 -- LED headlamps motorcycles -- Stanley Electric Co. -- 11-006845

    Open

    Mr. Junichi Hasegawa

    Manager

    Quality and Assurance Department

    Stanley Electric Co., Ltd.

    400 Soya, Hadano-shi

    Kanagawa 257-8555

    Japan

     

    Dear Mr. Hasegawa:

     

    This letter is in response to your October 17, 2011 letter inquiring whether certain light-emitting diode (LED) headlamp configurations installed on motorcycles would comply with Federal Motor Vehicle Safety Standard No. 108, Lamps, Reflective Devices, and Associated Equipment. We apologize for the delay in our response. Below we explain how our lighting regulations apply to LED headlamps installed on motorcycles.

     

    By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal motor vehicle safety standards that set performance requirements for new motor vehicles and items of motor vehicle equipment (see 49 U.S.C. Chapter 301). NHTSA does not provide approval of motor vehicles or motor vehicle equipment, and we do not determine compliance of a vehicle or item of motor vehicle equipment outside the context of an actual enforcement proceeding. Instead, manufacturers are required to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture. The following represents our opinion regarding the applicability of our regulations to your proposed lighting configuration based upon the facts set forth in the materials that you submitted.

     

    In your letter, you raise 3 basic questions regarding LED headlamps for motorcycles, as follows:

     

    1)      Are LED headlamps allowed for motor vehicles other than motorcycles?

    2)      Are LED headlamps allowed for motorcycles, depending on their layout?

    3)      Is the out-of-focus test required for LED headlamps installed on motorcycles?

     

    We will answer these questions in turn below.

     

    1)      Are LED headlamps allowed for motor vehicles other than motorcycles?

     

    In your letter, you state that a prior interpretation by NHTSA confirms that LED headlamps are permissible for motor vehicles other than motorcycles because they may be regarded as an integral beam head lighting system as specified in S10.14 of FMVSS No. 108. An integral beam headlamp is defined in S4 as "a headlamp (other than a standardized sealed beam headlamp designed to conform to paragraph S10.13 or a replaceable bulb headlamp designed to conform to paragraph S10.15) comprising an integral and indivisible optical assembly including lens, reflector, and light source, except that a headlamp conforming to paragraph S10.18.8 or paragraph S10.18.9 may have a lens designed to be replaceable." We have stated that we would consider an LED headlamp meeting the above definition to be an integral beam headlamp if the LEDs are wired in series so that a failure of one LED would cause all the LEDs to cease functioning.[1] As we stated previously, the LEDs must be wired in series for the headlamps to conform to the installation requirements in S6.1.3.5 which correspond to whether each lamp is comprised of one or two light sources. Because LED headlamps can qualify as integral beam head lighting systems, these systems would comply with FMVSS No. 108 if installed on motor vehicles other than motorcycles.

     

    2)      Are LED headlamps allowed for motorcycles, depending on their layout?

     

    Paragraph S10.17 of FMVSS No. 108 specifies that headlamps installed on motorcycles:

     

    [M]ay consist of: (a) one half of any headlighting system of Table II which provides both a full upper beam and full lower beam, and is designed to conform to the requirements for that headlamp type. Where more than one lamp must be used, the lamps shall be mounted vertically, with the lower beam as high as practicable, or (b) a headlighting system designed to conform to the requirements of paragraphs S10.17.1 through S10.17.5. 49 C.F.R. 571.108

     

    If an LED headlamp installed on a motorcycle is not half of a head lighting system installed on a four wheeled vehicle, in addition to the other requirements contained in S10.17, it must meet the out-of-focus test in S14.3[2] and the photometry requirements in Table XX. Because we have stated that an LED headlamp can be treated as an integral beam headlamp provided the conditions above are met, an LED headlamp system consisting of one-half of an integral beam system meeting the requirements of paragraph S10.14 could be installed on a motorcycle.

     

    You describe three different typical configurations for potential LED motorcycle headlamps and ask whether any of these would be permissible. The first configuration you describe consists of a single headlamp with both an upper and a lower beam contained in a single housing behind a single lens and symmetrically disposed about the vertical centerline. The second configuration consists of two headlamps symmetrically disposed about the vertical centerline, one of which provides a lower beam and one of which provides an upper beam. The third configuration consists of two headlamps symmetrically disposed about the vertical centerline each of which provides both an upper and lower beam.

     

    Because paragraph S10.17(a) specifies that a headlamp system installed on a motorcycle must consist of half of a full system that would be installed on a four wheeled vehicle, a headlamp installed on a motorcycle would only be able to comply with this paragraph if it consisted of a single upper beam and a single lower beam. Therefore, under paragraph S10.17(a), a motorcycle could be equipped with a single LED headlamp containing both an upper and lower beam (like your first configuration), or it could be equipped with an LED headlamp system consisting of two headlamps, one of which provided a lower beam and one of which provided an upper beam (like your second configuration), assuming all other applicable requirements were met.

     

    We note that in order for a motorcycle headlamp system with two headlamps to be tested as half of a headlamp system installed on a four wheeled vehicle under S10.17(a), the lamps must be mounted vertically with the lower beam as high as practicable. The headlamp layout in your second configuration does not comply with this requirement because the lamps are horizontally disposed about the vertical centerline. Thus, if this layout was used, the lamps would have to comply with S10.17(b).

     

    A head lighting system installed on a motorcycle with two lower and two upper beams (like your third configuration) would not comply with paragraph S10.17(a). A configuration like your third example, whether LED or not, would thus have to comply with the requirements for motorcycle headlamps in order to be permissible as a motorcycle headlamp configuration under S10.17(b). Additionally, your third configuration would not conform to paragraph S6.1.3.5.1.2 (applicable to all vehicles) which requires that headlamps with two vertically oriented light sources be installed so that the lower beam is provided by the uppermost light source.

     

    3)      Is the out-of-focus test required for LED headlamps installed on motorcycles?

     

    As discussed above, your first configuration could potentially qualify under S10.17(a) as half of a full system that would be installed on a four wheeled vehicle. If a motorcycle headlamp configuration meets the requirements of S10.17(a), it is not subject to the out-of-focus test. If a motorcycle headlamp configuration seeks to meet the requirements of S10.17(b) instead, as your second, and third configurations might, it would need to comply with all of the requirements of S10.17.4, including the out-of-focus test.

     

    If you have further questions, you may refer them to Thomas Healy of this office (202-366-2992).

     

    Sincerely,

     

     

     

    O. Kevin Vincent

    Chief Counsel

     

    Dated: 4/8/13

    Standard No. 108

     


    [1] Letter from Stephen Wood, Acting Chief Counsel, NHTSA, to Takayuki Amma, Manager, Koito Manufacturing Co. (Dec. 21, 2005), available at http://isearch.nhtsa.gov/files/LEDlamp.1.html.

    [2] The requirements for the out-of-focus test previously incorporated by reference from SAE J584 are now contained in S14.3 of FMVSS No. 108.

    2013

    ID: 571-108--backup lamps of truck tractor cab--Daimler Trucks

    Open

     

     

     

     

    Mr. Mark Siddall

    Senior Team Leader

    Product Compliance and Regulatory Affairs

    Daimler Trucks North America LLC

    4747 North Channel Avenue

    Portland, Oregon  97217-7699

     

    Dear Mr. Siddall:

     

    This is in response to your letter received October 24, 2011 inquiring if backup lamps located on the back wall of the truck tractor cab or sleeper rather than at the standard location, the end of the vehicle, would comply with Federal Motor Vehicle Safety Standard  No. 108, Lamps, Reflective Devices, and Associated Equipment (FMVSS No. 108).  Based on the information you have provided, the placement you describe is not on the rear within the meaning of FMVSS No. 108, and therefore does not comply with our requirements for backup lamps.  We address this question in more detail below.

     

    By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal motor vehicle safety standards that set performance requirements for new motor vehicles and items of motor vehicle equipment (see 49 U.S.C. Chapter 301).  NHTSA does not provide approval of motor vehicles or motor vehicle equipment, and we do not determine compliance of a vehicle or item of motor vehicle equipment outside the context of an actual enforcement proceeding.  Instead, manufacturers are required to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture.  The following represents our opinion regarding the applicability of our regulations to your proposed lamp placement based upon the facts set forth in the materials that you submitted.

     

    In your letter, you ask if mounting backup lamps on the back wall of a cab or sleeper rather than at the end of the vehicle with the stop lamps and taillamps would meet the requirement contained in FMVSS No. 108 that backup lamps be placed on the rear of the vehicle.  You further state that your proposed configuration would meet the visibility requirements contained in Table V-a of FMVSS No. 108.

     

    The requirements for backup lamps are located at paragraph S7.6 of FMVSS No. 108.  Paragraph S7.6.3 refers to Table I-a for the basic mounting location, which states that backup lamps must be placed on the rear.  Table V-a, referenced at S7.6.7, contains more specific visibility requirements that apply to backup lamps as installed on the rear of vehicles.  You state

    that backup lamps located on the back of the cab or sleeper would meet those more specific visibility requirements; you have provided no documentation of this, but our answer to this letter assumes that you are correct.

     

    Thus, assuming that backup lamps located on the back of the cab or sleeper meet the visibility requirements of Table V-a, the question is if placement on the back of the cab or sleeper would be on the rear of the vehicle for purposes of FMVSS No. 108.  A literal interpretation of the location requirement on the rear, would be on a vertical plane that is perpendicular to the longitudinal axis of the vehicle and tangent to the vehicles rearmost extremity.  However, the rearmost extremity of a vehicle is typically a bumper, trailer hitch, or other feature.  Mounting lamps at these locations is not generally practicable.  Considerations of practicability may also justify mounting the lamps even farther forward.  However, there are limits to this.

     

    NHTSAs interpretations of on the rear have analyzed how far forward of the vehicles rear extremity lamps could be mounted and still be considered on the rear as required by FMVSS No. 108.  Backup lamps mounted on the rear are necessary to notify the viewer of the location of the rear extremity of the vehicle, and therefore cannot be too far from it.  For example, in response to an inquiry regarding placing rear lamps 27 inches from the rear edge of the vehicle, we stated that in that position, lamps are not mounted on the rear within the meaning of FMVSS No. 108. See our letters to Howard Kossover,[1] Jack Rademacher,[2] and George Manset.[3]

     

    These interpretations regarding other lamps required to be on the rear are relevant to your question about backup lamps, because, like backup lamps, they indicate location of the rear of the vehicle and signal driver intent to other vehicles and pedestrians.  Accordingly, we do not agree that mounting backup lamps on the cab or sleeper, which can be many feet from the rearmost extremity of the vehicle, would meet the FMVSS No. 108 requirement for mounting the lamps on the rear. A lamp mounted on the cab would not necessarily be prohibited by FMVSS No. 108, however, provided that a backup lamp is mounted on the rear of the vehicle and provided that the additional lamp does not impair the effectiveness of required lamps.

     

    If you have further questions, you may refer them to Analiese Marchesseault of my staff (202-366-1723).

     

    Sincerely,

     

     

     

                                                                                        O. Kevin Vincent

                                                                                        Chief Counsel

     

    Dated: 9/9/13

    Ref: Standard No. 108

     

     

     




    [1]Letter to Howard Kossover,  Jan. 9, 1990, available at http://isearch.nhtsa.gov/files/2254y.html (last accessed August 8, 2013).

    [2] Letter to Jack Rademacher, Aug. 22, 1990, available at http://isearch.nhtsa.gov/files/2623y.html (last accessed August 8, 2013).

    [3] Letter to George Manset, Nov.16, 1999, available at http://isearch.nhtsa.gov/files/20747.ztv.html (last accessed August 8, 2013). 

    2013

    ID: 571-108--motorcycle rear lamp--Triumph Designs

    Open

     

     

     

     

     

     

     

    Mr. Robert G. Mills

    Supervisor, Homologation

    Triumph Designs Limited

    Normandy Way, Hinckley

    Leicestershire LE10 3BZ

    United Kingdom

     

    Dear Mr. Mills:

     

    This responds to your letter, dated April 8, 2011, asking whether the motorcycle rear lamp system you describe is permissible under Federal Motor Vehicle Safety Standard (FMVSS)

    No. 108, which governs lamps, reflective devices, and associated equipment on vehicles.  In a February 2012, meeting with agency staff you stated that the project for which you were requesting this  interpretation was on hold.  On October 5, 2015, you emailed Thomas Healy of my staff asking about the status of our response to your letter.  I apologize for the delay in our response.  As explained below, we believe that the system would be permissible under FMVSS No. 108.

     

    By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal motor vehicle safety standards that set performance requirements for new motor vehicles and items of motor vehicle equipment (see 49 U.S.C. Chapter 301).  NHTSA does not provide approval of motor vehicles or motor vehicle equipment, and we do not determine compliance of a vehicle or item of motor vehicle equipment outside the context of an actual enforcement proceeding.  Instead, manufacturers are required to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture.  The following represents our opinion regarding the applicability of our regulations to your proposed lighting configuration based upon the facts set forth in the materials that you submitted.

     

    In your letter and the attached diagrams, you describe the lamp system as consisting of two lamps, with one lamp located on either side of the rear vertical centerline of the motorcycle.  The center axes of the lamps are separated by a distance of 315 mm (12.4 in).  Each of the lamps functions as turn signal, stop lamp, and taillamp.  The operational logic chart attached to your letter indicates that the system has four functional modes: 1) both lamps continuously illuminated as taillamps; 2) one lamp flashing as a turn signal while the other lamp remains continuously illuminated as a taillamp; 3) both lamps illuminated at a higher intensity as stop lamps when the brakes are applied; and 4) in a situation in which the brakes are applied at the same time as a turn is indicated, one lamp flashing as a turn signal while the other lamp remains continuously illuminated at a higher intensity as a stop lamp.  You state that the effective projected luminous lens area of the two lamps in your configuration, when combined, is 50 cm2.

     

    You ask whether it would be permissible to combine the two lamps on either side of the vertical centerline of the motorcycle in order to meet the effective projected luminous lens area requirements of FMVSS No. 108.  You further inquire whether the required minimum 4 inch edge to edge separation of red turn signal lamps from the taillamp or stop lamp for motorcycles equipped with a single stop and taillamp applies to your lighting configuration.

     

    You pose an additional question about the operating condition of the lamps when both the turn signal and stop lamps are activated.  In your letter, you state that when one of the turn signal lamps is activated during braking, only the lamp on the opposite side of motorcycle from the turn signal that is flashing will be activated as a stop lamp.  Since only one of the two lamps used to meet the effective projected luminous lens area requirement for the stop lamp is activated in this situation, the effective projected luminous lens area falls below that required for a motorcycle equipped with a single stop lamp.  You inquire whether this situation would be permissible under FMVSS No. 108. 

     

    We agree that you may combine the lamps on either side of the vertical centerline of the motorcycle for the purpose of meeting the effective projected luminous lens area requirements for a motorcycle equipped with a single stop lamp in FMVSS No. 108.  FMVSS No. 108 requires that the stop lamps and the rear turn signal lamps must meet the requirements of Table IV-a.  FMVSS No. 108 permits the use of multiple compartment lamps or multiple lamps to meet the photometric requirements for stop lamps.[1]  The compartments or lamps in such systems are tested together as a unit as long as all the compartments or lamps are within a certain distance of each other.  For a two-lamp system, the center axis of the lamps must be within 560 mm of each other to be tested as a unit.  The distance between the two lamps in your configuration is less than 560 mm, thus the lamps could be considered a combination lamp for the purpose of meeting the effective projected luminous lens area requirement for the stop lamp.

    In previous interpretation letters addressing rear motorcycle lamp configurations, we have applied the distance requirements in FMVSS No. 108 and referenced SAE standards to conclude that lamp systems consisting of lamps on either side of the rear vertical centerline of a motorcycle can be considered single lamps for the purposes of meeting the stop lamp photometric requirements (See enclosed November 20, 1998 letter to Tadashi Suzuki).

     

    You correctly note in your letter that Table I-c of FMVSS No. 108 requires turn signal lamps on a motorcycle to be separated from the tail lamp or stop lamp by 4 inches when a single tail or stop lamp is mounted on the vertical centerline of the motorcycle and the turn signal lamps are red.  We do not believe that this requirement is applicable to the configuration described in your letter because the configuration you describe consists of two lamps mounted either side of the vertical centerline instead of a single stop or tail lamp mounted on the vertical centerline of the motorcycle.  

     

    We believe that the situation in which the turn signal and stop lamp of your proposed lighting system are both activated would be permissible under FMVSS No. 108.  The Table I-c of FMVSS No. 108 states that when a stop lamp is optically combined with a turn signal lamp, the circuit shall be such that the stop signal cannot be turned on if the turn signal is flashing.  According to the definition of optically combined in FMVSS No. 108, optical combination results when 1) a lamp has two or more separate light sources, or a single light source that operates in different ways (e.g., a two-filament bulb), and 2) the lamps optically functional lens area is wholly or partially common to two or more lamp functions.

     

    In your proposed system, both lamps together constitute the required single stop lamp, and each individual lamp also acts as a turn signal.  Under the definition stated above, the single stop lamp (consisting of both lamps) is considered to be optically combined with both turn signals.  Such an interpretation could mean that a situation when one lamp flashes as a turn signal while the other lamp remains continuously illuminated as a stop signal would not be permissible.  Neither of the lamps could be illuminated as a stop signal if one of the turn signals is flashing.  In other words, the vehicle would not display any signal indicating that the brakes were being applied in such a situation.  If the taillamps could not indicate braking, we would consider this to constitute a safety risk and to be impermissible under FMVSS No. 108.

     

    In the unique situation presented by the lamp system you describe, when one lamp flashes as a turn signal while the other lamp remains continuously (and more strongly) illuminated as a stop signal, the lighted section that is flashing as a turn signal does cease to operate as a stop signal.  The lamp system as a whole, however, would continue to signal when the brakes are applied because the other lighted section continues to operate as a stop signal.  We conclude that the situation when one lamp flashes as a turn signal while the other lamp remains continuously (and more strongly) illuminated as a stop signal is permissible under FMVSS No. 108.  We caution that this interpretation is limited to the unique motorcycle rear lamp system described in your letter.

     

    If you have further questions, you may refer them to Thomas Healy of this Office (202-366-2992).

     

    Sincerely,

     

     

     

                                                                            Paul A. Hemmersbaugh

                                                                            Acting Chief Counsel

     

     

    Dated:  10/20/15

    Ref: Standard No. 108

     


    [1] See 49 C.F.R. 571.108 S7.3.11.2.

    2015

    ID: 571-110- placard 1- CHP - 13-003266

    Open

    Cullen Sisskind

    Commercial Vehicle Section; Location 062

    California Highway Patrol

    P.O. Box 942898

    Sacramento, CA 94298-0001

    Dear Mr. Sisskind:

    This letter responds to an email from Clint Hightower of the California Highway Patrol to Louis Molino requesting a written interpretation concerning the definition of the term occupant, as used in Federal Motor Vehicle Safety Standard (FMVSS) No. 110. Specifically, you would like to know whether the driver is considered an occupant for the purpose of the vehicle placard required by S4.3. To respond to your question, we would consider the driver to be an occupant of a vehicle for the purpose of stating the vehicles seating capacity on the placard required by FMVSS No. 110.

    FMVSS No. 110 requires that a placard bearing information about vehicle capacity weight, designated seating capacity, and information regarding the tires and loading be permanently affixed to each new motor vehicle with a gross vehicle weight rating (GVWR) of 10,000 pounds or less .[1] For the purpose of determining designated seating capacity, S4.3(b) of FMVSS No. 110 requires that the capacity of a vehicle be expressed in terms of the total number of occupants. The term designated seating capacity is defined in 49 CFR 571.3 for the purposes of the FMVSSs as the number of designated seating positions provided. Section 571.3 also defines the term driver as the occupant of a motor vehicle seated immediately behind the steering control system.

    Thus, by definition, the driver is considered an occupant of a motor vehicle. Because the drivers seating position is considered a designated seating position, it follows directly from the definition of the designated seating capacity that the drivers seating position is included in the calculation of a vehicles seating capacity.

    I hope this information is helpful. If you have any further questions about this issue, please feel free to contact David Jasinski of my office at (202) 366-2992.

    Sincerely yours,

    O. Kevin Vincent

    Chief Counsel

    Dated: 2/4/14

    Ref: Standard No. 110

     


    [1] Alternatively, the tire and loading information may be displayed on a separate label.

    2014

    ID: 571-110--placard--CHP

    Open

    Cullen Sisskind

    Commercial Vehicle Section; Location 062

    California Highway Patrol

    P.O. Box 942898

    Sacramento, CA 94298-0001

    Dear Mr. Sisskind:

    This letter responds to an email from Clint Hightower of the California Highway Patrol to Louis Molino requesting a written interpretation concerning the definition of the term occupant, as used in Federal Motor Vehicle Safety Standard (FMVSS) No. 110. Specifically, you would like to know whether the driver is considered an occupant for the purpose of the vehicle placard required by S4.3. To respond to your question, we would consider the driver to be an occupant of a vehicle for the purpose of stating the vehicles seating capacity on the placard required by FMVSS No. 110.

    FMVSS No. 110 requires that a placard bearing information about vehicle capacity weight, designated seating capacity, and information regarding the tires and loading be permanently affixed to each new motor vehicle with a gross vehicle weight rating (GVWR) of 10,000 pounds or less .[1] For the purpose of determining designated seating capacity, S4.3(b) of FMVSS No. 110 requires that the capacity of a vehicle be expressed in terms of the total number of occupants. The term designated seating capacity is defined in 49 CFR 571.3 for the purposes of the FMVSSs as the number of designated seating positions provided. Section 571.3 also defines the term driver as the occupant of a motor vehicle seated immediately behind the steering control system.

    Thus, by definition, the driver is considered an occupant of a motor vehicle. Because the drivers seating position is considered a designated seating position, it follows directly from the definition of the designated seating capacity that the drivers seating position is included in the calculation of a vehicles seating capacity.



     

    I hope this information is helpful. If you have any further questions about this issue, please feel free to contact David Jasinski of my office at (202) 366-2992.

    Sincerely yours,

    O. Kevin Vincent

    Chief Counsel

    OCC:DJasinski:62992:cyt:9/25/13

    Reprinted with edits from NVS-100 and 200 on 1/17/14

    NCC-112 subj, dj, cyt NCC13-003266

    DRAFT 1/24/2014 3:01 PM

    NVS-100, NVS-200, Interps. Std 110, Redbook

    S:\INTERP\110\571-110- placard - CHP - 13-003266.docxDated: 2/4/14

    Ref: Standard No. 110




    [1] Alternatively, the tire and loading information may be displayed on a separate label.

    2014

    Request an Interpretation

    You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:

    The Chief Counsel
    National Highway Traffic Safety Administration, W41-326
    U.S. Department of Transportation
    1200 New Jersey Avenue SE
    Washington, DC 20590

    If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.

    Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.