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NHTSA Interpretation File Search

Overview

NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies. 

Understanding NHTSA’s Online Interpretation Files

NHTSA makes its letters of interpretation available to the public on this webpage. 

An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.

  • Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
  • Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
  • The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
  • Some combination of the above, or other, factors.

Searching NHTSA’s Online Interpretation Files

Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.

Single word search

 Example: car
 Result: Any document containing that word.

Multiple word search

 Example: car seat requirements
 Result: Any document containing any of these words.

Connector word search

 Example: car AND seat AND requirements
 Result: Any document containing all of these words.

 Note: Search operators such as AND or OR must be in all capital letters.

Phrase in double quotes

 Example: "headlamp function"
 Result: Any document with that phrase.

Conjunctive search

Example: functionally AND minima
Result: Any document with both of those words.

Wildcard

Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).

Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).

Not

Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”

Complex searches

You can combine search operators to write more targeted searches.

Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”). 

Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”

Search Tool

NHTSA's Interpretation Files Search



Displaying 161 - 170 of 2914
Interpretations Date

ID: aiam0957

Open
Mr. A. P. Hoynck Van Papendrecht, Technical External Relations, Van Doorne's Automobielfabrieken N. V., Endhoven, Holland; Mr. A. P. Hoynck Van Papendrecht
Technical External Relations
Van Doorne's Automobielfabrieken N. V.
Endhoven
Holland;

Dear Mr. Van Papendrecht:#This is in reply to your letter of Novembe 12, 1972, about compliance of DAF cars with Federal Motor Vehicle Safety Standard No. 102.#Your question concerns the interpretation of paragraph S3.1.2. From your description in the letter and the description in the owner's manual, only one forward drive position is provided and engine braking can be achieved by actuating the transmission low ratio control switch. Under the conditions described above, the Variomatic transmission in DAF cars is not in violation with paragraph S3.1.2 of Standard No. 102. However, it appears that you do not comply with certain other paragraphs of the standard. For example, paragraph S3.1.1 requires that 'A neutral position shall be located between forward drive and reverse positions ....' and paragraph S3.1.3 requires that 'The engine starter shall be inoperative when the transmission shift lever is in a forward or reverse drive position.'#The DAF 66 owners manual dated September 1972, also indicates non-compliance with other standards, for example, 101, *Control Location, Identification and Illumination*, 114, *Theft Protection*, 115, *Vehicle Identification Number*, etc. It is recommended that all standards and regulations be checked for compliance.#A copy of 'Where to Obtain Motor Vehicle Safety Standards and Regulations' is enclosed for your review and information.#Sincerely, E. T. Driver, Director, Office of Operating Systems, Motor Vehicle Programs;

ID: aiam5186

Open
Mr. Shawn Shieh Ventures International USA 1141 N. Columbus Ave., Suite 303 Glendale, CA 91202; Mr. Shawn Shieh Ventures International USA 1141 N. Columbus Ave.
Suite 303 Glendale
CA 91202;

Dear Mr. Shieh: This replies to your undated letter to the Office o Enforcement, NHTSA, asking questions about an emergency communication product intended to be permanently mounted in the back window of an automobile. The product uses light emitting diodes to form messages for the drivers of following cars to read. I enclose a copy of a letter dated August 17, 1989, that the agency sent to Alan S. Eldahr who asked for our comments on a similar device. The same advice applies to your product. As you will see, our opinion is that the product is of doubtful legality under Federal law when used on passenger cars manufactured on or after September 1, 1985, which are equipped with center highmounted stoplamps. In addition, the product must not create a noncompliance with the Federal field of view requirements for interior rear view mirrors. Thus, we cannot answer your question about the maximum size of a permanent structure to be installed in an automobile because that will vary from car to car. With respect to your other questions, there are no Federal specifications for the material of the base support. The 'restriction' on the product's wiring is that it must not interfere with the functioning of any Federally required lamp on the vehicle. This agency is the only government agency you have to consult on the product. Sincerely, John Womack Acting Chief Counsel Enclosure;

ID: aiam2265

Open
Mr. Naoyoshi Suzuki, Nissan Motor Co., Ltd., 560 Sylvan Avenue, Englewood Cliffs, NJ 07632; Mr. Naoyoshi Suzuki
Nissan Motor Co.
Ltd.
560 Sylvan Avenue
Englewood Cliffs
NJ 07632;

Dear Mr. Suzuki: This responds to your March 15, 1976, question whether a passenger ca is considered a convertible for purposes of compliance with motor vehicle safety standards if its roof includes a 'sun roof' or has two removable sections fitted into the roof over the dashboard front designated seating positions in such a fashion that they do not join each other (Hurst Hatch Roof). You also request confirmation that convertibles are excluded from the requirements of Standard NO. 216, *Roof Crush Resistance*, and are required to meet S4.1.2.3.2 of Standard No. 208, *Occupant Crash Protection*.; The answer to your first question is no. The National Highway Traffi Safety Administration considers a convertible to be a vehicle whose 'A' pillar or windshield peripheral support is not joined with the 'B' pillar (or rear roof support rearward of the 'B' pillar position) by a fixed, rigid structural member. Passenger cars equipped with a 'sun roof' or a 'Hurst Hatch Roof' do not qualify as convertibles, because they have a fixed, rigid structural member in the described location.; With regard to your other question, passenger cars manufactured fro September 1, 1973, to August 31, 1976, inclusive, are required to meet one of three options specified in Standard No. 208. If a manufacturer chooses to meet the third option listed (S4.1.2.3), separate requirements are specified for convertibles in S4.1.2.3.2. Convertibles are excluded form Standard No. 216, although a manufacturer may choose to meet the standard in place of certain requirements of Standard No. 208 that are not presently mandatory.; Yours truly, Stephen Wood, Assistant Chief Counsel

ID: 1984-3.39

Open

TYPE: INTERPRETATION-NHTSA

DATE: 11/14/84

FROM: AUTHOR UNAVAILABLE; Frank Berndt; NHTSA

TO: Mr. Anthony Lauro, President, Vredusu

TITLE: FMVSS INTERPRETATION

TEXT:

Mr. Anthony Lauro President VREDUSA P.O. Box 766 South Plainfield, NJ 07080

This responds to your recent letter asking for an interpretation of the Uniform Tire quality Grading Standards (UTQGS). Specifically, you sought an interpretation of the term "limited production tire," as set forth in 49 CFR S 575.104(c). That section specifies that the UTQGS applies to all new pneumatic tires for use on passenger cars, but does not apply to certain types of tires . The tires excluded from the UTQGS include limited production tires, as defined in 49 CFR S575.104(c)(2). You noted that your company produces two different tread designs in fourteen different sizes, and asked if limited production tires are determined by the number of sizes, the number of tread designs, or both. The UTQGS specify that a tire may qualify as a limited production tire if the annual domestic production or importation of tires of both the same design and size as the tire in question does not exceed 15,000.

Subparagraph (c)(2) of 5575.104 specifies that a tire will be considered a limited production tire if the tire meets the four criteria set forth in that section. Two of those four criteria specify that no more than 15,000 tires of the same design and size may be manufactured in or imported into the United States. The tire design is defined as "the combination of general structural characteristics, materials, and tread pattern, but does not include cosmetic, identifying, or other minor variations among tires." Hence, if you wish to determine how to group these tires to see if they qualify as limited production tires, you must determine how many tires are imported with both the same size and tread pattern.

Judging by the last paragraph in your letter, however, it is not necessary for you to determine if these tires qualify as limited production tires to exclude them from the requirements of the UTQGS. You stated that all of these tires have a nominal rim diameter of 10 to 12 inches. 49 CFR S575.104(c)(1) excludes all tires with a nominal rim diameter of 10 to 12 inches from the requirements of UTQGS, regardless of whether those tires would qualify as limited production tires.

Should you have any further questions or need more information on this subject, please contact Mr. Stephen Kratzke of my staff at this address, or by telephone at (202) 426-2992.

Sincerely,

Frank Berndt Chief Counsel

October 10, 1984

Mr. Frank A. Berndt, Chief Councel Office of the Chief Councel National Highway Traffic Safety Administration Nassif Building, Room 5219 400 Seventh Street S.W. Washington, D.C. 20590

Re: section 575.104 of title 49 Transportation Chapter V of the Code of Federal Regulations

Dear Mr. Berndt:

By way of correspondence with National Tire Dealers & Retreaders Association, manager of Regulatory affairs, Mr. K. Wayne Malbon, I am writing this letter to obtain your opinion to a specific area of concern-namely "limited production of tires".

Vredusa, Inc. is the U.S. Sales and Marketing office of Vredestein Banden B. V. Enschede, Holland, the Manufacturer of Vredestein tires. Our Dutch office has asked us to obtain a clearer understanding into the criteria of what is meant by "limited production tires". More specifically, if the manufacturer produces two different tread designs with fourteen difference sizes, how is the criteria detemined, is it per size, per design or a combination of both?

We raise this question with respect to tires we produce with nominal rim diameters of 10 to 12 inches, which the Dutch office is classifying as "limited production tires".

Your comments and early response would be greatly appreciated.

Very truly yours,

Anthony Lauro President

AL/bf TYPE: INTERPRETATION-NHTSA

DATE: 11/16/84

FROM: AUTHOR UNAVAILABLE; Frank Berndt; NHSTA

TO: Mr. Noel M. Torres

TITLE: FMVSS INTERPRETATION

TEXT:

Mr. Noel M. Torres 2521-C3 W. Sunflower Santa Ana, California 92704

Dear Mr. Torres:

This is in response to your letter of September 25, 1984 asking questions about the relationship of your "Panic-Stop Detection Brake-Lite System" Federal Motor Vehicle Safety Standard No. 108.

The photographs you enclosed show a segmented lamp mounted on the centerline of a passenger car directly below the rear window. Another picture shows the lamp installed on the rear of a motorcycle above the license plate. These pictures contain the notation "The harder you brake the faster the lite sweeping motion." Your questions are:

"(1) If I install this as a retrofit on a 1986 car which will have a third brake lite, will it qualify legally as a tail/stop lite if it meets the photometric requirements of SAE-J186A and FMVSS 108?"

Section 108(a)(2) ((A) of the National Traffic and Motor Vehicle Safety Act forbids manufacturers, dealers, distributors, and motor vehicle repair businesses from rendering inoperative, in whole or in part, any device, or element of design installed in accordance with a Federal motor vehicle safety standard. This would appear to preclude removal of the mandated center high-mounted stop lamp on cars manufactured on or after September 1, 1985, and replacement of it with your lamp.

"(2) Is it legally all right to use it now on cars and motorcycles?"

Standard No. 108 was recently amended to permit manufacturers to install the center high-mounted lamp on passenger cars manufactured on or after August 1, 1984, and General Motors is already equipping some of its 1985 models with it. Thus, a center high-mounted stoplamp already installed on a passenger car in accordance with Standard No. 108 would be subject to the prohibition in Section 108(a) (2) (A) discussed above.

As for other passenger cars, we assume that you wish to make your lamp available as an aftermarket device. In this circumstance, where it is installed on a vehicle in use, its permissibility is to be determined under local law; Federal law does not apply.

Finally, as to motorcycles, your photograph, by depicting your lamp mounted above the license plate, indicates that it substitutes for the original equipment stop/taillamp. Inasmuch as the stop/taillamp was installed in accordance with Standard No. 108, the prohibitions of Section 108(a)(2)(A) apply to it as well.

We are returning your tape to you and appreciate your interest in safety.

Sincerely,

Frank Berndt Chief Counsel Enclosure

2521-C3 W. Sunflower Santa Ana, Ca 92704 September 25, 1984

Madam Diane K. Steed NATIONAL HIGHWAY TRAFFIC SAFETY ADMIN. 400 7th Street S.W. Washington D.C. 20590

Dear Madam Steed:

I hope you don't mind my taking the liberty of sending you this letter together with a 10-minute videotape of a brake-lite system for cars and motorcycles which I thought you might want to review and evaluate, if you have the time.

I have been thinking for a while now that it is amazing in this day and age of space shuttles, maze of freeways and fast driving, our cars are still equipped with the most out-dated brake-lite system that have been in use for hundreds of years, and when driving on the road, there's no way of telling if a car braking in front of you is trying to make a panic stop.

An idea came to mind which I developed. I call it "PANIC-STOP DETECTION BRAKE-LITE SYSTEM", applicable for cars and motorcycles. I honestly believe it is a very effective system that would reduce more than 90% of rear-end collisions. You'll see what I mean when you view the videotape enclosed.

I would appreciate it if you could clarify two things for me: 1) If I install this as a retrofit on a 1986 car which will have a third brake lite, will it qualify legally as a tail/stop lite if it meets the photometric requirements of SAE-J186A and FMVSS 108? 2) Is it legally alright to use it now on cars and motorcycles?

Thank you so much for your kind consideration and I hope to hear from you.

Yours truly,

Noel M. Torres

P.S. If you think you might want to see the prototype samples, I'll be more than happy to ship them to you.

Encls./ 3-photos, 1-videotape

ID: nht87-1.30

Open

TYPE: INTERPRETATION-NHTSA

DATE: 02/10/87

FROM: AUTHOR UNAVAILABLE; Erika Z. Jones; NHTSA

TO: M.R. Dunn

TITLE: FMVSS INTERPRETATION

TEXT:

AIR MAIL

Mr. M. R. Dunn Engineering Director Rolls-Royce Motor Cars Limited Crew Cheshire CW1 3PL ENGLAND

Dear Mr. Dunn:

Thank you for your telefax of December 18, 1986, concerning Rolls-Royce's ability to meet the automatic restraint phase-in requirements of Standard No. 208, Occupant Crash Protection. You reported that Rolls-Royce has experienced setbacks in both its aut omatic belt and airbag programs and faces "a real possibility of being unable to comply during the 1987 model year to 31 August 1987." You asked "whether there would be any restriction imposed on our sales of non-complying 1987 model year cars and the ex tent of any financial penalty per car if any."

The National Traffic and Motor Vehicle Safety Act sets out a manufacturer's obligation to produce vehicles that comply with all applicable Federal motor vehicle safety standards. The Vehicle Safety Act provides for a number of remedies the agency would p ursue if a manufacturer has failed to comply with the requirements of the Act. Those remedies are discussed below.

Section 108(a)(1)(A) of the Vehicle Safety Act obligates a manufacturer to produce vehicles that conform to the Federal motor vehicle safety standards. That section prohibits a manufacturer from manufacturing, introducing into interstate commerce, sellin g, or importing a vehicle that does not conform with all applicable Federal motor vehicle safety standards. Section 114 of the Vehicle Safety Act also obligates a manufacturer to furnish, at the time of delivery of a vehicle to a distributor or dealer, a certificate that the vehicle conforms to all applicable Federal motor vehicle safety standards. It is a violation of section 108(a)(1)(C) of the Vehicle Safety Act for a manufacturers to issue such a certification if it "in the exercise of due care has reason to know that such certificate is false or misleading in a material respect."

The Vehicle Safety Act provides NHTSA with a wide range of remedies the agency can pursue if there is a violation of the Act. Section 109(a) provides for a civil penalty of $1,000 for each violation of a provision of section 108 or any regulation issued under the authority of that section. Section 109(a) further provides that each non-complying motor vehicle constitutes a separate violation and entitles the agency to collect a civil penalty of up to $800,000 for a series of violations.

Under section 110 of the Vehicle Safety Act, the agency has authority to seek injunctive relief to restrain "violations of this title (or rules, regulations or orders thereunder), or to restrain the sale, offer for sale, or the introduction or delivery f or introduction in interstate commerce, or the importation into the United States" of non-complying motor vehicles.

Section 111 of the Vehicle Safety Act imposes additional duties on a manufacturer of a non-complying vehicle that has been delivered to a distributor or dealer but nor yet sold to a retail customer. That section requires the manufacturer to repurchase th e non-complying vehicle from the distributor or dealer, and to reimburse the dealer or distributor for a portion of its expenses. As an alternative, the manufacturer can furnish she purchasing distributor or dealer with the necessary conforming parts and reimburse the distributor or dealer for a portion of its expenses. If a non-complying vehicle has been sold to a retail purchaser, sections 151-159 of the Vehicle Safety Act require the vehicle's manufacturer so conduct a non-compliance notification and remedy campaign.

Under the phase-in requirements of Standard No. 208, Rolls-Royce has the obligation to install automatic restraints in ten percent of its vehicles manufactured during the period September 1, 1986 - August 31, 1987 for sale in the United Stares. If the ag ency were to determine that passenger cars manufactured by Rolls-Royce for sale in the United States do not conform to the automatic restraint requirements of Standard No. 205, the agency could pursue any or all of the following remedies under the Vehicl e Safety Act. To determine the extent of Rolls-Royce's compliance, the agency could require Rolls-Royce to provide information on the number of vehicles produced and the number equipped with automatic restraints. The agency could seek to restrain the sal e of the non-complying Rolls-Royce cars that have been imported into the United States. In addition, the agency could seek to restrain the further importation of non-complying Rolls-Royce passenger cars into the United States. Further, the agency could s eek a civil penalty against Rolls-Royce for each violation of section 108(a)(1)(A) and (C). In addition to seeking those remedies, the agency has authority under section 152 of the Vehicle Safety Act to determine whether Rolls-Royce should be ordered to conduct a notification and remedy campaign for the non-complying vehicles. While your question and the above discussion are hypothetical, we strongly urge Rolls-Royce to take all necessary steps to assure compliance with the phase-in requirements of Stan dard No. 208.

If you have any further questions, please let me know.

Sincerely,

Erika Z. Jones Chief Counsel

TELEFAX No 010 1 202 366 5930

National Highway Traffic Safety Administration Washington USA

For the attention of:

Barry Felrice, Associate Administrator for Rulemaking Room 5401

Following our telephone conversation I acknowledge your advice that a petition for temporary exemption from FMVSS 208 passive restraints is unlikely to be successful for 1987 model year. As described in our original petition for an extension of the effec tive 1987 model year to 31 December 1987 extra time is required to improve our chances or offering airbags. I must report that with setbacks in both our passive belt and our airbag programs we face a real possibility of being unable to comply during 1987 model year to 31 August 1987.

Will you please advise me whether there would be any restriction imposed on our sales of non-complying 1987 model year cars and the extent or any financial penalty per car if any.

N R Dunn Engineering Director Rolls-Royce Motor Cars Ltd, Crewe

ID: 2866o

Open

CERTIFIED MAIL -- RETURN RECEIPT REQUESTED

Mr. Alberto Negro Director Fiat Research & Development -- U.S.A. Branch Parklane Towers West Suite 1210 Dearborn, MI 48126

Dear Mr. Negro:

This responds both to your revised report, dated January 20, 1988, pursuant to 49 C.F.R. Part 585, on behalf of Alfa Lancia Industriale S.p.A. (Alfa Romeo), covering compliance with the automatic restraint "phase-in" requirements during the 1987 production year, and to your February 4, 1988, letter to Stephen Wood, our Assistant Chief Counsel for Rulemaking, seeking an interpretation of Standard No. 208, Occupant Crash Protection (49 CFR 571.208). Specifically, your question concerns whether Fiat may exclude automatic restraint-equipped convertibles from its determinations of annual production for the purpose of calculating the number of passenger cars that must comply with the automatic restraints requirements during the phase-in period.

Alfa Romeo, a subsidiary of Fiat, equipped some of its convertibles with automatic restraints during the 1987 model year, and Fiat counted those convertibles toward satisfying the requirement that 10 percent of 1987 production year cars be equipped with automatic restraints. You stated in your February 4 letter that you need clarification of whether Standard No. 208 permits you to exclude from your annual production calculations those convertibles that were equipped with automatic restraints and that were counted in determining whether the requisite percentage of production complied with the automatic restraint requirements. In other words, you wish to know whether Fiat may "count" Alfa Romeo convertibles equipped with automatic seat belts for the purpose of satisfying the 10% "phase-in" requirement for production year 1987, found at S4.1.3.1.2 of Standard No. 208, while excluding those same convertibles from the annual vehicle production calculations covering the 1987 production year.

The answer to your question is that Standard No. 208 does not allow Fiat to exclude from its annual production calculations any convertibles that comply with the automatic restraint requirements set forth in S4.1.2.1 of the standard. Section S4.1.3.1.2 of Standard No. 208 specifies the amount of passenger cars that must comply with the automatic restraint requirements of S4.1.2.1 shall be not less than 10 percent of either the manufacturer's average annual production between September 1, 1983, and August 31, 1986, or the manufacturer's annual production between September 1, 1985, and August 31, 1986. Under these provisions, Fiat elected to use the average annual production from September 1, 1983, through August 31, 1986, for its 1987 production year report. The reference to production encompasses all passenger cars produced by the manufacturer during the relevant time period. Thus, absent an exception to S4.1.3.1.2, a manufacturer may not exclude any of its cars in determining either average annual production or annual production.

For the period of September 1, 1986, to August 31, 1987, section S4.1.3.1.3 of Standard No. 208 provides a single exception from the requirement to include all of a manufacturer's cars in determining annual production. Under that exception, a manufacturer has the following option in calculating annual production:

A manufacturer may exclude convertibles which do not comply with the requirements of S4.1.2.1, when it is calculating its average annual production under S4.1.3.1.2(a) or its annual production under S4.1.3.1.2(b). (Emphasis added.)

The same single exception is set forth in section S4.1.3.2.3 for the September 1, 1987, to August 31, 1988 production year, and in section S4.1.3.3.3 for the September 1, 1988, to August 31, 1989 production year. This exception expressly permits manufacturers to exclude convertibles that do not comply with S4.1.2.1 from such calculations. However, this language does not permit manufacturers to exclude convertibles that comply with S4.1.2.1 from such calculations.

An old principle of legal interpretation is expressed in the maxim "expressio unius est exclusio alterius"; literally, the expression of one thing is the exclusion of another. Applying this principle to Standard No. 208, one would conclude that since the standard was drafted to provide one means of excluding convertibles from calculations of annual production, the standard does not allow any other means of excluding convertibles from those calculations. In other words, since the standard allows you to exclude convertibles that do not comply with S4.1.2.1 when calculating annual production, the absence of a similar provision for convertibles that comply with S4.1.2.1 means that complying convertibles cannot be excluded.

This interpretation does not raise any questions about the January 20 report's exclusion of all convertibles produced between September 1, 1983, and August 31, 1986, since your letter states that none of those convertibles complied with S4.1.2.1. However, this interpretation does mean that Fiat cannot exclude the 803 Alfa Romeo convertibles it reported as complying with S4.1.2.1 when making its 1988 production year calculations, as required by S4.1.3.2, if Fiat again elects to base its calculations on the average annual production of passenger cars during the preceding three years, as permitted by S4.1.3.2.2(a). Similarly, if Fiat elects to base its calculations on the actual production between September 1, 1987, and August 31, 1988, as permitted by S4.1.3.2.2(b), Fiat cannot exclude convertibles that comply with the requirements of S4.1.2.1.

In this letter, we have assumed that the Alfa Romeo convertibles that are equipped with automatic seat belts are certified as complying with the automatic restraint provisions of S4.1.2.1 of Standard No. 208. If this is not the case, then Fiat may not "count" those vehicles as complying with the automatic restraint phase-in requirements of S4.1.3.1.2 of Standard No. 208. See attached letter dated April 18, 1988 to Mr. Robert Munson of Ford Motor Company. Please notify Mr. George L. Parker, NHTSA's Associate Administrator for Enforcement, within 10 business days of your receipt of this letter, whether the Alfa Romeo automatic seat belts are certified as complying with the automatic restraint requirements of S4.1.2.1 of Standard No. 208.

If you have any further questions or need more information on this subject, please feel free to contact Steve Kratzke of my staff at this address or by telephone at (202) 366-2992.

Sincerely,

Erika Z. Jones Chief Counsel

ref:208#585 d:5/4/88

1988

ID: 2871o

Open

CERTIFIED MAIL -- RETURN RECEIPT REQUESTED

Mr. Alberto Negro Director Fiat Research & Development -- U.S.A. Branch Parklane Towers West Suite 1210 Dearborn, MI 48126

Dear Mr. Negro:

This responds both to your revised report, dated January 20, 1988, pursuant to 49 C.F.R. Part 585, on behalf of Alfa Lancia Industriale S.p.A. (Alfa Romeo), covering compliance with the automatic restraint "phase-in" requirements during the 1987 production year, and to your February 4, 1988, letter to Stephen Wood, our Assistant Chief Counsel for Rulemaking, seeking an interpretation of Standard No. 208, Occupant Crash Protection (49 CFR 571.208). Specifically, your question concerns whether Fiat may exclude automatic restraint-equipped convertibles from its determinations of annual production for the purpose of calculating the number of passenger cars that must comply with the automatic restraints requirements during the phase-in period.

Alfa Romeo, a subsidiary of Fiat, equipped some of its convertibles with automatic restraints during the 1987 model year, and Fiat counted those convertibles toward satisfying the requirement that 10 percent of 1987 production year cars be equipped with automatic restraints. You stated in your February 4 letter that you need clarification of whether Standard No. 208 permits you to exclude from your annual production calculations those convertibles that were equipped with automatic restraints and that were counted in determining whether the requisite percentage of production complied with the automatic restraint requirements. In other words, you wish to know whether Fiat may "count" Alfa Romeo convertibles equipped with automatic seat belts for the purpose of satisfying the 10% "phase-in" requirement for production year 1987, found at S4.1.3.1.2 of Standard No. 208, while excluding those same convertibles from the annual vehicle production calculations covering the 1987 production year.

The answer to your question is that Standard No. 208 does not allow Fiat to exclude from its annual production calculations any convertibles that comply with the automatic restraint requirements set forth in S4.1.2.1 of the standard. Section S4.1.3.1.2 of Standard No. 208 specifies the amount of passenger cars that must comply with the automatic restraint requirements of S4.1.2.1 shall be not less than 10 percent of either the manufacturer's average annual production between September 1, 1983, and August 31, 1986, or the manufacturer's annual production between September 1, 1985, and August 31, 1986. Under these provisions, Fiat elected to use the average annual production from September 1, 1983, through August 31, 1986, for its 1987 production year report. The reference to production encompasses all passenger cars produced by the manufacturer during the relevant time period. Thus, absent an exception to S4.1.3.1.2, a manufacturer may not exclude any of its cars in determining either average annual production or annual production.

For the period of September 1, 1986, to August 31, 1987, section S4.1.3.1.3 of Standard No. 208 provides a single exception from the requirement to include all of a manufacturer's cars in determining annual production. Under that exception, a manufacturer has the following option in calculating annual production:

A manufacturer may exclude convertibles which do not comply with the requirements of S4.1.2.1, when it is calculating its average annual production under S4.1.3.1.2(a) or its annual production under S4.1.3.1.2(b). (Emphasis added.)

The same single exception is set forth in section S4.1.3.2.3 for the September 1, 1987, to August 31, 1988 production year, and in section S4.1.3.3.3 for the September 1, 1988, to August 31, 1989 production year. This exception expressly permits manufacturers to exclude convertibles that do not comply with S4.1.2.1 from such calculations. However, this language does not permit manufacturers to exclude convertibles that comply with S4.1.2.1 from such calculations.

An old principle of legal interpretation is expressed in the maxim "expressio unius est exclusio alterius"; literally, the expression of one thing is the exclusion of another. Applying this principle to Standard No. 208, one would conclude that since the standard was drafted to provide one means of excluding convertibles from calculations of annual production, the standard does not allow any other means of excluding convertibles from those calculations. In other words, since the standard allows you to exclude convertibles that do not comply with S4.1.2.1 when calculating annual production, the absence of a similar provision for convertibles that comply with S4.1.2.1 means that complying convertibles cannot be excluded.

This interpretation does not raise any questions about the January 20 report's exclusion of all convertibles produced between September 1, 1983, and August 31, 1986, since your letter states that none of those convertibles complied with S4.1.2.1. However, this interpretation does mean that Fiat cannot exclude the 803 Alfa Romeo convertibles it reported as complying with S4.1.2.1 when making its 1988 production year calculations, as required by S4.1.3.2, if Fiat again elects to base its calculations on the average annual production of passenger cars during the preceding three years, as permitted by S4.1.3.2.2(a). Similarly, if Fiat elects to base its calculations on the actual production between September 1, 1987, and August 31, 1988, as permitted by S4.1.3.2.2(b), Fiat cannot exclude convertibles that comply with the requirements of S4.1.2.1.

In this letter, we have assumed that the Alfa Romeo convertibles that are equipped with automatic seat belts are certified as complying with the automatic restraint provisions of S4.1.2.1 of Standard No. 208. If this is not the case, then Fiat may not "count" those vehicles as complying with the automatic restraint phase-in requirements of S4.1.3.1.2 of Standard No. 208. See attached letter dated April 18, 1988 to Mr. Robert Munson of Ford Motor Company. Please notify Mr. George L. Parker, NHTSA's Associate Administrator for Enforcement, within 10 business days of your receipt of this letter, whether the Alfa Romeo automatic seat belts are certified as complying with the automatic restraint requirements of S4.1.2.1 of Standard No. 208.

If you have any further questions or need more information on this subject, please feel free to contact Steve Kratzke of my staff at this address or by telephone at (202) 366-2992.

Sincerely,

Erika Z. Jones Chief Counsel

ref:208#585 d:5/9/88

1988

ID: aiam4987

Open
Mr. Michael Love Manager, Compliance Porsche Cars North America, Inc. P.O. Box 30911 Reno, Nevada 89520-3911; Mr. Michael Love Manager
Compliance Porsche Cars North America
Inc. P.O. Box 30911 Reno
Nevada 89520-3911;

Dear Mr. Love: This responds to your letter of April 3, 1992 requesting concurrence by this Office in your interpretation of the requirements of Standard No. 108 for the location of center highmounted stop lamps. Porsche wishes to install a center lamp on the movable spoiler of its 911 Carrera, a configuration previously approved by this Office providing that all photometric and visibility requirements are met. However, S5.3.1.8 of Standard No. 108 requires that 'If the lamp is mounted below the rear window, no portion of the lens shall be lower than 6 inches below the rear window on convertibles, or 3 inches on other passenger cars.' Although Porsche's intended center lamp meets this requirement with the spoiler in the extended position (when the car reaches 45 to 55 mph and slows to 9 to 12 mph), at other times, when the spoiler is lowered, the center lamp would be 7.5 inches below the window on the coupe, and 9.5 inches for the convertible. Nevertheless, you believe that this may be acceptable. You cite an opinion rendered Mazda in which NHTSA did not object to center lamps mounted on tailgates because, as we advised Mazda, the center lamp is a 'supplementary' lamp, and that 'Even if the deck, hatch, or tailgate upon which it is mounted should be open, following drivers may still observe the signals of the primary stop lamps. . .' You further quote NHTSA's frequently repeated advisory that 'Compliance of a vehicle is determined with respect to its normal driving position. . . ,' and argue that Porsche's design 'fulfills the spirit of the height requirements under all conditions' and the height requirement itself 'under a majority of 'normal driving conditions.'' You further argue that even in the down position the triangular relationship between the center lamp and the stop lamps is retained. Finally, you argue that the proposed lamp conforms with NHTSA's philosophy to make Standard No. 108 more performance-oriented 'by fulfilling the photometric requirements at all positions.' I am sorry that we cannot concur in your interpretation. When we judge whether a vehicle meets the location and visibility requirements of Standard No. 108, we determine compliance of the vehicle in what appears to us to be its normal operating or driving position. The fact that the vehicle may not comply under all conditions of operation is, of course, of concern to us, but we try to weigh the realities of vehicle design and usage against the need of the public for safety. In the Mazda interpretation, there was no question that the vehicle as manufactured would comply with the locational requirement for center lamps when the tailgate was closed. The 'normal driving position' of a vehicle with a tailgate is with the tailgate in the closed position, and use of a vehicle with the tailgate not closed is likely to be infrequent compared with its use with the tailgate closed. In another interpretation, rendered years ago, the fact that a vehicle with hydraulic suspension would not meet the minimum height requirements for headlamps with the vehicle at rest was considered a technical noncompliance only because by the time the vehicle was in its normal operating condition (with the engine running and the car ready to move into the stream of traffic), the suspension had raised the vehicle to a height where the headlamps exceeded the minimum height requirements. By contrast, the center lamp on the Carerra will not meet the locational requirements from a state of rest up to a minimum of 45 mph, that is to say, under low-speed urban driving conditions where the center lamp is most likely to achieve its purpose of reducing the frequency and severity of rear end impacts. This, to us, is the 'normal operating position' of the Carerra with respect to the location of the proposed center lamp. I would like to close by pointing out that the agency went to a considerable extent in considering the comments of manufacturers before adopting the requirements of S5.3.1.8, in order to minimize design restrictions consistent with safety. NHTSA proposed three alternative locations, and adopted one that was less restrictive than any of the alternatives. Subsequently, pursuant to petitions for reconsideration by vehicle manufacturers, NHTSA relaxed the location requirements of S5.3.1.8 even further. Sincerely, Paul Jackson Rice Chief Counsel;

ID: aiam3896

Open
Mr. H. Moriyoshi, Executive Vice President and General Manager, Mazda (North America), Inc., 24402 Sinacola Court, Farmington Hills, MI 48016; Mr. H. Moriyoshi
Executive Vice President and General Manager
Mazda (North America)
Inc.
24402 Sinacola Court
Farmington Hills
MI 48016;

Dear Mr. Moriyoshi: This is in reply to your letter of November 21, 1984, asking for a interpretation of Motor Vehicle Safety Standard No. 108 as it would apply to a contemplated parking lamp system.; Usually passenger cars are designed with two parking lamps, one on eac side of the vehicle front. Mazda would have two such lamps on each vehicle side, each of the two lamps flanking the headlamp. You have asked whether, in determining the H-V axis, one takes the axis as the center of each lamp, or should one consider the pair a single device and place the H-V axis at the midpoint between them.; Standard No. 108 requires passenger cars to be equipped with a minimu of two parking lamps, located 'as far apart as practicable.' Therefore, the outermost parking lamp, (the one located between the turn signal lamp and the headlamp is the lamp that must meet the parking lamp requirements of Standard No. 108, and the H-V axis for purposes of compliance would be determined at the center of the lens of that lamp. Supplementary lighting equipment is permissible under Standard No. 108 and does not have to meet the Standard's requirements, but it must not impair the effectiveness of the lighting equipment required by the standard (paragraph S4.1.3). Because of the difference in candela between parking lamps and headlamps, information available to us does not indicate that your supplementary parking lamp would have this effect, and consequently, the design would be permitted.; I hope that this answers your questions. Sincerely, Frank Berndt, Chief Counsel

ID: aiam3893

Open
Mr. John Humphrey, General Manager, Fleet Maintenance Division, Office of Fleet Management, United States Postal Service, Delivery Services Department, 475 L'Enfant Plaza, SW, Washington, DC 20260-7200; Mr. John Humphrey
General Manager
Fleet Maintenance Division
Office of Fleet Management
United States Postal Service
Delivery Services Department
475 L'Enfant Plaza
SW
Washington
DC 20260-7200;

Dear Mr. Humphrey: This is in reply to your letter of January 15, 1985, to Taylor Vinso of this office asking for a waiver of the maximum height requirement so that the Postal Service may install center stop lamps on its new delivery trucks mounted from 75 to 83 inches above the road surface.; You do not need an exemption in order to install the lamp at the heigh you desire. First, Standard No. 108 requires the installation of a center high mounted stop lamp on passenger cars only, and not on trucks. Secondly, the 72-inch limitation on stop lamp mounting height imposed by Standard No. 108 for stop lamps applies only to the stop lamps that are mounted on either side of the vertical centerline. There is no limitation on the mounting height of the center lamp, when required on a vehicle, or prohibition against mounting it above 72 inches on a vehicle that is not required to have it.; We appreciate the interest of the Postal Service in reducing rear en accidents but would like to point out that the efficacy of the lamp on vehicle (sic) other than passenger cars is unknown. Our studies showed that the lamp was most effective at the approximate eye height of the driver in a following vehicle, and also as an alert to the driver behind who saw the highmounted light through the intervening car. Thus, the Postal Service with its lights mounted above the rear door should not expect its vehicles in service necessarily to replicate this agency's test experience.; Sincerely, Frank Berndt, Chief Counsel

Request an Interpretation

You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:

The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590

If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.

Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.

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