ID: nht76-2.46

DATE: 01/14/76

FROM: AUTHOR UNAVAILABLE; R. B. Dyson; NHTSA

TO: Department of California Highway Patrol

TITLE: FMVSS INTERPRETATION

TEXT: This is in response to your letter of December 8, 1975, asking four questions, the answers to which would provide an interpretation of Standard No. 108 with respect to separation distance of a turn signal lamp from the nearest edge of a Type 2 headlamp.

SAE Standard J588d, Turn Signal Lamps, June 1966, incorporated by reference in Standard No. 108, requires in pertinent part that "The optical axis (filament center) of the front turn signal lamp shall be at least 4 inches from the inside diameter of the retaining ring of the headlamp unit providing the lower beam . . . ." We agree with your opinion that the reference to filament center may have been added because of the difficulty of determining the location of the optical axis in certain instances. In the vast majority of cases, however the filament center is on the optical axis, and the addition of the provision assists in determining compliance with the requirement.

You have asked:

"1. Is the filament center always to be taken as the center of the optical axis?"

The answer to this question is no. In some instances the filament center will not be on the optical axis. When this is the case the standard is ambiguous as to whether distance is measured from the optical axis or the filament center. While we prefer the optical axis, under the present wording either must be viewed as legally supportable.

"2. Is the center of the emitted light always to be taken as the center of the optical axis?"

The answer is yes.

"3. If the answers to the above two questions are no, does the vehicle manufacturer have the choice as to which method is most favorable to him?"

Yes, because of the ambiguity the manufacturer may choose either the optical axis or filament center as the point of measurement.

"4. What is the optical axis of a two- or three- compartment lamp?"

The optical axis of a multi-compartment lamp is the center of the light emitted by the array, treated as a single complex light source. The "half-value" method you described in your letter is a valid method of finding the optical axis of a complex light source as well as that of a simple one.

Finally you have asked whether, if we agree with the need for clarification, the letter can be considered a petition for rulemaking or whether a formal petition should be submitted.

We agree that clarification is needed and accordingly plan to issue a notice of proposed rulemaking in the near future.

Yours truly,

ATTACH.

December 8, 1975

Frank Berndt -- Chief Counsel, National Highway Traffic Safety Administration

Dear Mr. Berndt:

When inspecting 1976 passenger cars, we discovered a problem in measuring the distance of a front turn signal lamp from the nearest edge of the Type 2 headlamp. Federal Standard No. 108 requires that turn signal lamps meet the 4-inch minimum spacing in SAE J588d. Standard No. 108 also permits lamps to be mounted closer than the 4-inch interval if they emit 2-1/2 times the minimum candlepower otherwise specified.

SAE J588d clearly states that the distance shall be measured from the optical axis of the turn signal lamp to the inside diameter of the retaining ring from the headlamp providing the low beam. It then, unfortunately, makes the requirement ambiguous by a parenthetical reference to the filament center.

The SAE wording was satisfactory when it was adopted a number of years ago, because lamp designs then had the optical axis coincident with the filament. More recent designs have kept the filament 4 inches from the headlamp but have used the ambiguity as a loophole to allow the optical axis to be unreasonably close to the headlamp.

The 4-inch separation was adopted by SAE after a number of complaints about the lack of effectiveness of some turn signals that were snuggled up against the headlamps. The brightness of the adjacent low beam headlamps washed out the turn signals so they would not attract an oncoming driver's attention unless he was looking almost directly at them. The SAE Lighting Committee made nighttime demonstrations of turn signals at various distances from the headlamps in view of a proposal that the edges of the lamps be separated by a minimum distance such as 2 or 2 inches. A jury-type judgment indicated that the present requirement was barely acceptable usually and would allow vehicle manufacturers sufficient design freedom in placing the lamps on vehicles.

The attached drawing illustrates the absurdity of the "filament center" interpretation for modern-day turn signals (and incidentally the skill and ingenuity of lamp designers). Figure I shows a current lamp with a filament center meeting the 4-inch requirement but with an optical center much closer to the headlamp. Figure II illustrates a left-hand version of the same lamp with a filament center that does not meet the 4-inch requirement but with an optical center farther removed from the headlamp. The second lamp provides a more effective signal from an opposing driver's viewpoint, but it would be illegal if measured from the filament center.

The filament center reference apparently was added to the SAE standard because of an assumed difficulty in determining the location of the optical axis. An axis of any object usually passes through a point of symmetry. In the case of a symmetrical light beam meeting turn signal photometric requirements, the optical axis falls in a plane on either side of which is one-half of the total light output. The optical axis is easily located by measuring the intensity of the lamp at HV and then sliding an opaque card with a straight edge across the face of the lens until the photometer reading is one-half the HV value.

In view of the foregoing discussion, we would appreciate your interpretation of Standard No. 108 with respect to the following questions:

1. Is the filament center always to be taken as the center of the optical axis?

2. Is the center of the emitted light always to be taken as the center of the optical axis?

3. If the answers to the above two questions are no, does the vehicle manufacturer have the choice of which method is most favorable to him?

4. What is the optical axis of a two- or three-compartment lamp?

If you agree with the need for clarification, can this letter be considered a basis for your initiating a proposed change in Standard No. 108 or must this Department submit a formal petition for a rulemaking?

Very truly yours,

WARREN M. HEATH -- Commander, Enforcement Services Division

Enclosure

cc: Lou Owen, NHTSA; Francis Armstrong, NHTSA

(Graphics omitted)

ID: nht88-2.89

TYPE: INTERPRETATION-NHTSA

DATE: 08/08/88

FROM: ERIKA Z. JONES -- CHIEF COUNSEL NHTSA

TO: WARD W. REESER -- PROJECT ENGINEER ELECTRICAL SYSTEMS CATERPILLAR TRACTOR CO.

TITLE: NONE

ATTACHMT: LETTER DATED 12/04/87 TO TAYLOR VINSON FROM W.W. REESER, OCC-1383

TEXT: Dear Mr. Reeser:

I am writing in response to your December 4, 1987 letter in which you described Caterpillar Inc.'s worldwide program to review lighting used on Caterpillar product lines in order to standardize the devices. You specifically asked if any of Caterpillar's lighting devices were covered by Federal Motor Vehicle Safety Standard (FVSS) 108. You enclosed descriptive literature on the Caterpillar product line. I regret the delay in responding to your question.

It must be noted at the outset that the National Highway Traffic Safety Administration (NHTSA) issues safety standards for "motor vehicles." Therefore, Standard 108 and all of our other regulations apply to a vehicle and its manufacturer only if the vehi cle qualifies as a "motor vehicle" under the provisions of the National Traffic and Motor Vehicle Safety Act of 1966 (15 U.S.C. 1381 et seq.). Section 102(3) of the Act defines "motor vehicle" as: any vehicle driven or drawn by mechanical power manufact ured primarily for use on the public streets, roads, and highways, except any vehicle operated exclusively on a rail or rails.

We have interpreted this language as follows. Vehicles that are equipped with tracks or are otherwise incapable of highway travel are plainly not motor vehicles. Agricultural equipment, such as tractors, are not motor vehicles because Congress clearly did not intend to include them in its coverage. Further, vehicles designed and sold solely for off-road use (e.g., Airport runway vehicles and underground mining vehicles) are not considered motor vehicles, even though they may be operationally capable o f highway travel.

On the other hand, vehicles that use the public highways on a necessary and recurring basis are motor vehicles. For instance, utility vehicles like the Jeep are plainly motor vehicles, even though they are equipped with special features to permit off-ro ad operation. If a vehicle's greatest use will be off-road, but it will spend a substantial amount of time on-road, NHTSA has interpreted the vehicle to be a "motor vehicle." Further, if a vehicle is readily usable on the public roads and is in fact use d on the public roads by a substantial number of owners, NHTSA has found the vehicle to be a motor vehicle. This finding was made with respect to dune buggies and regardless of the manufacturer's stated intent regarding the terrain on which the vehicles were to be operated.

As noted above, this agency has consistently interpreted "motor vehicle" to exclude vehicles that are equipped with tracks or are otherwise incapable of highway travel. Therefore, the track-type tractors, excavators, track-type loaders, tracked pavement profilers PR-450, PR-750B and PR-1000, concrete slipform pavers & auxiliary equipment, finegraders, front shovels, swing machines, tracked skidders D4H and D5H are not considered to be "motor vehicles."

In your letter, you described the Caterpillar line of construction and industrial equipment as basically for off-highway use: "There are occasional uses on the highway for such equipment as motor graders, but obviously none of this equipment is designed for normal highway use or for the transportation of people." Despite their use of the highway, some vehicles are expected from the motor vehicle classification. Highway maintenance and construction equipment, lane stripers, self-propelled asphalt pavers , and other vehicles whose maximum speed does not exceed 20 miles per hour and whose abnormal configuration distinguishes them from the traffic flow are not considered "motor vehicles."

Although many items in the Caterpillar product line have an abnormal configuration that readily distinguishes them from other vehicles, the product literature enclosed with your letter did not provide sufficient information on the maximum speed capabilit ies or intended uses (i.e., strictly off highway or occasional on-highway use) of the motor graders, off-highway tractors, articulated dump trucks, wheel tractors, compactors, landfill compactors, wheel loaders, integrated toolcarriers, backhoe loaders, pavement profilers PR-75, PR-105 and PR-275, asphalt pavers & auxiliary equipment, compaction equipment, skidders, pipelayers, scrapers, and off-highway trucks to enable me to make a determination whether these would be considered "motor vehicles." Howev er, I believe that the guidelines for classifying vehicles that are set forth above will allow you to determine if these are "motor vehicles." If they are, they must comply with safety standards, including Standard 108, applicable to trucks.

The lighting devices and other features of "motor vehicles" would be required to comply with the FMVSS (49 CFR Part 571). As you are aware, Standard No. 108; Lamps, reflective devices, and associated equipment (49 CFR @ 571.108) specifies requirements f or original and replacement lamps, reflective devices, and associated equipment necessary for signaling and

for the safe operation of motor vehicles during darkness and other conditions of reduced visibility.

Finally, the product literature included several items which did not appear to be self-propelling, including the asphalt drum mixers, aggregate bins, and compaction equipment items TSF-54 and TSM-54. These products fall within NHTSA's jurisdiction if th ey are "trailers" as that term is defined at 49 CFR @571.3. That section defines "trailer" as "a motor vehicle with or without motive power, designed for carrying persons or property and for being drawn by another motor vehicle."

Based on the depiction in the brochure, the equipment appear to be designed for carrying property (drum mixers, aggregate bins, and compaction equipment) and for being drawn by another vehicle. Therefore, whether the equipment are trailers depends on wh ether they are "motor vehicles" within the meaning of the Safety Act and on whether the vehicles the equipment are designed to be drawn by are "motor vehicles." Specific information has not been provided about the intended uses of the equipment. If they make frequent use of the highways, and stay at one particular job site for a limited amount of time, the items mentioned above would be motor vehicles, and woul d fall within the definition of "trailers." Trailers are subject to Standard No. 108, Lamps, Reflective Devices, and Associated Equipment. If, on the other hand, the equipment are intended to be drawn by vehicles that are not motor vehicles, or the equi pment stays at a job site for extended periods of time and it travels on the highways only to move to another job site for an extended stay, the equipment would not be considered motor vehicles.

It is important to note that NHTSA does not approve motor vehicles or motor vehicle equipment, nor do we endorse commercial products. Instead, the National Traffic and Motor Vehicle Safety Act establishes a "self certification" process under which each manufacturer is required to certify that its products meet all applicable safety standards. The National Traffic and Motor Vehicle Safety Act prohibits the manufacture or sale of a noncomplying product.

I hope the information provided above will be useful to you and to Caterpillar, Inc. If there are any further questions or if you need further information, please do not hesitate to write to me.

Sincerely,

ID: 1985-03.19

TYPE: INTERPRETATION-NHTSA

DATE: 07/22/85

FROM: AUTHOR UNAVAILABLE; Jeffrey R. Miller; NHTSA

TO: Mr. D. Leeds Pickering

TITLE: FMVSS INTERPRETATION

TEXT:

July 22, 1985 Mr. D. Leeds Pickering Traffic Safety/Pupil Transportation Department of Education State of Wyoming Hathaway Building Cheyenne, Wyoming 82002 Dear Mr. Pickering: Thank you for your letter concerning our regulations on school buses. You asked what problems school districts might encounter if they lease or charter "Greyhound" type buses from a company or individual for use on activity trips. I would like to explain that there are two Federal laws that have bearing on your situation. The first of these is the National Traffic and Motor Vehicle Safety Act of 1966, under which our agency issues safety standards on specific aspects of school bus safety, such as emergency exits, seating systems, windows, and body strength. These standards became effective for buses manufactured after April 1, 1977. The second law is the Highway Safety Act of 1966, under which we have issued highway safety program standards applicable to State highway safety grant programs. As you know from our letter to Mr. Terry Brown, Pupil Transportation Safety Specialist for the State of Montana, the parties directly affected by the Vehicle Safety Act are manufacturers of school buses and dealers or distributors selling new school buses. The Vehicle Safety Act prohibits those parties from selling new buses for use as school buses if those vehicles do not comply with the Federal school bus safety standards. New Greyhound-type buses as currently manufactured cannot be certified as doing so, and therefore, cannot be sold as school buses. The Vehicle Safety Act does not prohibit the occasional rental of a Greyhound bus, however, and school districts that want to occasionally lease or charter such a vehicle for a special school activity may do so. Under the Vehicle Safety Act, a "school bus" is defined as "a passenger motor vehicle which is designed to carry more than 10 passengers in addition to the driver, and which...is likely to be significantly used for the purpose of transporting primary, preprimary, or secondary school students to or from such schools or events related to such schools..." (Emphasis added.) The Vehicle Safety Act prohibits dealers or distributors from selling new Greyhound-type buses to leasing companies if the dealer or distributor has reason to know that the bus would be "significantly" used to transport school children to and from school or related events. One example of "significant" usage would be a long-term relationship between a leasing company and a school to provide pupil transportation. If the leasing company is seeking a bus to use in this manner, then a dealer or distributor who has knowledge of the intended use of the vehicle would be required to sell a bus which meets the motor vehicle safety standards applicable to school buses. Conversely, if a bus would be only very occasionally chartered for school service, its use for school service is not "significant." Accordingly, since such a bus is not a "school bus" under Federal law, the dealer or distributor would not be required to sell to the leasing company a school bus that is certified to the school bus safety standards. You asked about a Federal Register notice (40 FR 60033; December 31, 1975) which amended NHTSA's regulatory definition of a "school bus" to conform to the Congressional mandate of the Motor Vehicle and Schoolbus Amendments of 1974. The notice explained that the definition refers to "introduction in interstate commerce" in order to account for those situations where buses are leased to schools for transporting students. You were concerned as to whether this discussion prohibited leasing companies from leasing buses to schools for activity trips. The term "introduction in interstate commerce" and its reference in the Federal Register notice to leasing arrangements addressed those situations where a new bus is leased by a manufacturer, distributor or dealer directly to a school or school district. In those situations, there is no sales transaction to a leasing company. When a new bus is leased to a school or school district directly from its manufacturer, distributor or dealer, the Vehicle Safety Act requires that the bus must comply with the motor vehicle safety standards applicable to school buses. State regulations might also affect your use of Greyhound-type buses for activity trips. This agency administers a set of guidelines for State highway safety programs under the authority of the Highway Safety Act. These guidelines, called Highway Safety Program Standards, cover a wide range of subjects. Individual States have chosen to adopt some or all of the guidelines as their own policies governing their highway safety programs. Highway Safety Program Standard (HSPS) No. 17, Pupil Transportation Safety, has recommendations for the color, identification, operation and maintenance of school vehicles. For a State that has adopted this standard as its own policy, these specifications apply to activity buses as well as to the buses used for daily transportation. HSPS No. 17 sets out recommendations for "Type I" and "Type II" school vehicles and defines those vehicle types in the definitions section of the standard. A Type I school vehicle is defined as: any motor vehicle with motive power, except a trailer, used to carry more than 16 pupils to and from school. This definition includes vehicles that are at any time used to carry school-children and school personnel exclusively, and does not include vehicles that only carry schoolchildren along with other passengers as part of the operations of a common carrier. HSPS No. 17 has different specifications for Type I school vehicles that are operated by a local transit system, and used for common carrier transit route service as well as special route service. The standard itself makes no distinction between vehicles carrying school children that are leased by a school from leasing companies, and vehicles that are owned by a school. However, since a state has the discretion to adopt Standard 17 as it determines to be necessary for its highway safety program, it is up to the state to decide whether the specifications of the standard should apply to leased school vehicles. I want to stress that HSPS No. 17 will apply to activity buses operated or leased by your school districts only if Wyoming has adopted it and if Wyoming accepts our view that the specifications should apply. If your State chooses to exempt activity buses from being painted, signed, and equipped as school buses, we might disagree with that decision but we would not insist on compliance with HSPS No. 17. Congress has given us discretion under the Highway Safety Act not to insist that a State comply with every requirement of the highway safety program standards. While we have stressed the importance of a strong pupil transportation program, consistent with HSPS No. 17, we have not insisted that the States comply with every feature of the standard. For your information, I have enclosed a copy of HSPS No. 17, that was photocopied from Volume 23 of the Code of Federal Regulations 1204.4 (1984). Please let me know if you have further questions. Sincerely, Original Signed By Jeffrey R. Miller Chief Counsel Enclosure

ID: 1985-03.44

TYPE: INTERPRETATION-NHTSA

DATE: 09/13/85

FROM: AUTHOR UNAVAILABLE; Jeffrey R. Miller; NHTSA

TO: Mr. Steven W. Crowell

TITLE: FMVSS INTERPRETATION

TEXT:

September 13, 1985 Mr. Steven W. Crowell 29 Mansfield Street Allston, MA 02134 Dear Mr. Crowell: Thank you for your March 8, 1985 letter to Mr. Stephen Oesch of this office asking several questions concerning the Federal motor vehicle safety standards issued by this agency. I sincerely regret the delay in responding to your letter; however, I hope the following discussion will be of assistance to you. You first asked whether our safety standards apply to auxiliary interior equipment installed in motor vehicles. The answer is yes. The National Highway Traffic Safety Act authorizes this agency to issue safety standards for new motor vehicles and equipment (103), prohibits the sale or manufacture of new vehicles and equipment which do not meet those standards (108(a)(1)(A)), establishes civil penalties for non-complying vehicles and equipment (109(a)), and requires manufacturers to recall and remedy any non-compliances (154(a)). A copy of the Act is enclosed for your information. In addition, the Act requires certification of compliance with applicable safety standards (114). This requirement applies to manufacturers of equipment, with regard to those items of equipment, and to vehicle manufacturers, with regard to the entire vehicle. Thus, if auxiliary interior equipment is installed in a vehicle prior to first sale, the equipment manufacturer must certify compliance with any safety standards applicable to the item of equipment, and the vehicle manufacturer must certify that the entire vehicle (including items of equipment) complies with all applicable standards. You also asked specifically about the applicability of certain safety standards to interior partitions: Standard No. 107, Reflecting Surfaces, No. 111, Rearview Mirrors, No. 201, Occupant Protection in Interior Impact (dashboards and seatbacks), No. 205, Glazing Materials (windows), and No. 208, Occupant Crash Protection (safety belts and other restraint systems). Only Standard No. 205 directly applies to interior partitions. However a vehicle manufacturer must certify that its vehicles comply with applicable safety standards, even if an interior partition or other auxiliary equipment is installed. For example, Standard No. 111 requires that a rearview mirror provide a minimum field of view for a driver. If the rearview mirror does not provide that field of view (due to an interior partition or any other reason), the Standard requires an outside rearview mirror. Each safety standard describes the types of vehicles and equipment systems to which it applies; copies of Standards N. 107, 111, 201, 205 and 208 are also enclosed for your information. The safety standards apply to new motor vehicles ad new items of motor vehicle equipment, and the responsibility for assuring compliance rests with the manufacturer. However, the Act also includes some restrictions on vehicle modifications after the first sale to a consumer. Under 108(a)(2)(A) of the Act, a manufacturer, distributor, dealer, or motor vehicle repair business may not "render inoperative" any device or element of design installed in accordance with a Federal motor vehicle safety standard. Thus, modification of a vehicle by such a person must not render any safety feature inoperative. The owner or other user of a motor vehicle, however, may modify the vehicle without concern about possibly violating a Federal safety standard because the "render inoperative" provision does not apply to such users. State law should always be considered before modification, however, because it may limit the alteration of a vehicle by its owner or other users. You also ask whether the Act and our safety standards apply to various types of vehicles and ownerships. The Federal safety standards apply to all new motor vehicles and motor vehicle equipment that are introduced into commerce in the United States. All the types of vehicles you mention, such as taxicabs, police cruisers, and utility vans, are within the Act's definition of "motor vehicle" (102(3)), so they are subject to all forth the types of vehicles to which it applies. There is no exception for the manufacture of vehicles for government or commercial use, Also, as discussed above, the user of a vehicle, such as an owner or lessee, may personally modify his or her vehicle without violating Federal law, but users should check State law. You also inquired, in cases whether the Act and safety standards do not apply, as to who might be liable for personal injury or property damage resulting from the use of interior partitions. As noted above, the Act applies to all new motor vehicles, so each new vehicle is required to comply with all applicable safety standards. However, the Act does not govern liability questions, regardless of whether a safety standard does or does not apply to a given vehicle or item of equipment. Liability issues are governed by State tort law; you may wish to consult with a local attorney to discuss the liability laws in your State. In addition, you asked how the pre-emption provision of the Act, (103(d)) would affect a State motor vehicle inspection law requiring safety belt retention for passenger cars, but not for commercial vehicles. That pre-emption provision prohibits any state safety standards for vehicles or items of vehicle equipment which are not identical to Federal safety standards covering the same aspect of performance. While that provision would not apply to the situation you describe -- since there is no Federal safety standard requiring the retention of safety belts -- the restrictions in the Act on subsequent vehicle modifications (108(a)(2)(A), discusses above) would apply. Since safety belts are required items of motor vehicle equipment under Standard No. 208, the statutory provision would prohibit certain commercial enterprises from removing those belts, whether from passenger cars or from commercial vehicles. Thus, no State law could legalize the removal by such businesses of federally required safety belts, since such a law would conflict with 108(a)(2)(A) of the Act. Of course, State law may require the retention of safety belts for any or all classes of motor vehicles. Finally, you asked whether prohibiting motor vehicles from interstate commerce would effectively avoid the requirements of the Vehicle Safety Act. Such prohibition would not affect a manufacturer's obligation under the Act to certify the vehicle and assure compliance with all applicable safety standards. The Act is not limited to vehicles which are actually used in interstate commerce (i.e., those that cross State lines). Instead, it requires compliance with safety standards for all new vehicles and items of vehicle equipment which are manufactured, sold or introduced in interstate commerce (108(a)(1)(A)). In our view, that provision indicates Congress' intent to cover all new motor vehicles. As a practical matter, it is extremely unlikely that any vehicle would never be in interstate commerce at some time during its lifetime. For example, the delivery of the vehicle from its place of manufacture to its original place of sale will generally involve movement in interstate commerce. Also, a manufacturer has no way of knowing where its vehicles may subsequently be used. In addition, whether or not the vehicles are actually used in interstate commerce, their subsequent use on public roads substantially affects interstate commerce and therefore is subject to Federal law. I hope these answers are helpful. We appreciate your interest in State safety belt use legislation, and again I apologize for the delay in responding. If we can be of further assistance, please do not hesitate to contact me or Mr. Oesch of my office (202-426-2992). Sincerely, Original Signed By Jeffrey R. Miller Chief Counsel Enclosures

ID: 1985-03.46

TYPE: INTERPRETATION-NHTSA

DATE: 09/17/85

FROM: AUTHOR UNAVAILABLE; Jeffrey R. Miller; NHTSA

TO: Spencer Manthorpe -- Chief Counsel, Pennsylvania Bureau of Motor Vehicles

TITLE: FMVSS INTERPRETATION

TEXT:

Spencer Manthorpe, Esq. Chief Counsel Bureau of Motor Vehicles Pennsylvania Department of Transportation Harrisburg, PA 17122

Dear Mr. Manthorpe:

Thank you for your June 11, 1985 letter concerning this agency's regulations for school buses. I hope the following information is of assistance.

We are aware that Pennsylvania recently amended its definition of a "bus" in Act 1984-146 to adopt the Federal definition of that term. As a result of that change in definition, school vehicles that are capable of carrying 11 persons (including the driver) are now considered "school buses" under Pennsylvania law and must conform to the State' s requirements for school buses. Those vehicles had not been previously considered as school buses, and there are apparently a large number of those vehicles used to carry school children which do not comply with Pennsylvania's requirements.

In letters from your Department to school districts and school bus contractors, it was suggested that seats could be removed or blocked off to restrict a vehicle' s seating capacity to fewer than 10 passengers. In that way, the altered vehicle would no longer be a "school bus" under Pennsylvania State law subject to State school bus regulations. You asked us whether those modifications would be acceptable under Federal law.

Some background on applicable Federal law may be helpful. The National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1381 et seq.) authorizes this agency to establish safety standards for new motor vehicles. Under our regulations, a new vehicle designed for carrying more than 10 persons (including the driver) is considered to be a "bus," and is considered to be a "school bus" if sold for school-related purposes. 49 C.F.R. 571.3(b). A new "school bus" must meet all Federal safety standards applicable to buses, and also those specifically applicable to school buses," including Standard No. 220, School Bus Rollover Protection, Standard No. 221, School Bus Body Joint Strength, and Standard No. 222, School Bus Passenger Seating and Crash Protection. 49 C.F.R. 571.220, 571.221, 571.222. If a new vehicle is designed for carrying 10 or fewer persons, it is considered under our regulations to be either a "passenger car" or a "multipurpose passenger vehicle" (MPV), 49 C. F .R. 571.3(b), and must meet safety standards applicable to its vehicle type.

Under Federal law, the consequences of removing a seat from a 10-passenger bus depend on when the seat is removed and on the person who removes it. If a manufacturer or dealer restricts the passenger capacity of a new bus to less than 10 before the vehicle is sold or delivered to the owner, then that manufacturer or dealer is considered an "alterer" under our regulations. The requirements for alterers are set forth in 49 C.F.R 567.7, Requirements For Persons Who Alter Certified Vehicles. The person who reduces the passenger capacity of a bus to nine or fewer before the vehicle's first sale changes the vehicle's classification to that of a MPV. As a result, the person modifying the new vehicle would be required to certify that the vehicle complies with all of the standards applicable to MPV's. Among other things, this would entail the installation of safety belts at all seating positions. (49 C.F.R. 571.208 S4.2, S4.3.)

If the modifications were made after the vehicle's first purchase, our regulations on vehicle alteration would no longer apply. However, there are still statutory restrictions on the types of modifications that may be made. Section 108(a)(2)(A) of the Vehicle Safety Act (15 U.S.C. 51397(a)(2)(A)) provides: "No manufacturer, distributor, dealer, or motor vehicle repair business shall knowingly render inoperative...any device or element of design installed on or in a motor vehicle or item of motor vehicle equipment in compliance with an applicable Federal motor vehicle safety standard.. ." In the case of a vehicle sold as a school bus, this provision means that a commercial alterer (in those specified categories) may re move a passenger seat, but must assure that the vehicle continues to comply with all applicable school bus standards after the seat has been removed. Section 109 of the Vehicle Safety Act (15 U.S.C. S1398) specifies a civil penalty of up to $1,000 for any person who violates section 108(a)(2)(A).

The prohibition against rendering inoperative in section 108(a)(2)(A) of the Vehicle Safety Act does not apply to an owner, such as a school or a State, which modifies its own vehicles. The regulations we issued under the Vehicle Safety Act would not restrict, in any manner, how an owner may use its vehicle. Therefore, school bus owners may restrict the seating in their vehicles without regard to any Federal regulation administered by this agency.

Since NHTSA's authority under the Vehicle Safety Act extends primarily to the manufacture and sale of new motor vehicles, and not to motor vehicle use, the States retain the authority to determine the requirements under which motor vehicles may operate. If the State determines that vehicles originally manufactured to carry 10 or more school children may be operated as school vehicles when modified to carry only nine or fewer children, then there are no Federal statutory or regulatory impediments to owner modifications of this type. However, it remains our position that a school bus meeting the Federal school bus safety standards is the safest means of transportation for school children. While school buses have always been among the safest methods of transportation, the safety record of school buses has further improved in the years since buses began to be manufactured in accordance with the school bus safety standards. We therefore urge the States to carefully consider the benefits of assuring continued compliance with those standards for larger vehicles (i.e., those originally manufactured to carry more than 10 persons).

I hope this information is helpful. Please feel free to contact this office if we can be of further assistance.

Sincerely,

Jeffrey R. Miller Chief Counsel

Mr. Jeffrey R. Miller Chief Counsel U.S. Department of Transportation National Highway Traffic Safety Administration 400 Seventh Street, S.W. Washington, D.C. 20590

Dear Mr. Miller:

I am writing to you requesting a legal opinion concerning the modification of conventional vans with passenger seating capacities greater than 10 used to transport school children in the Commonwealth.

With the enactment of Act 1984-146, which changed the definition of "bus" under Pennsylvania law to conform with the federal regulatory definition of "bus", the department sent letters to contractors and school districts suggesting to either remove or block off enough seats so as to restrict seating capacity to 10 persons or less.

The department believes that such modifications are acceptable; however, in the event that we are wrong, please cite the the Federal law or regulation which would prohibit these modifications.

Thank you for your attention to this letter. I would appreciate the requested information at your earliest convenience.

Sincerely,

Spencer Manthrope Chief Counsel

ID: 1985-04.42

TYPE: INTERPRETATION-NHTSA

DATE: 12/12/85

FROM: AUTHOR UNAVAILABLE; Erika Z. Jones; NHTSA

TO: Mr. Aslam Khan

TITLE: FMVSS INTERPRETATION

TEXT:

December 12, 1985 Mr. Aslam Khan Mutual Trading Corporation 222 West Adams Chicago, Il 60606 Dear Mr. Khan: This responds to your letter to this agency, asking how our regulations affect the importation and sale of tires in the United States. There are several applicable requirements set forth in our standards and regulations, which are discussed below. All tires imported into the United States for use on passenger cars must be certified as complying with Federal Motor Vehicle Safety Standard No. 119. I have enclosed copies of both of these standards for your information. You will see that the standards specify performance requirements (strength, endurance, high speed, and, for passenger car tires only, resistance to bead unseating), marking requirements (treadwear indicators and labeling information), and tire and rim matching information requirements which must be satisfied by each tire sold in the United States. With respect to these performance requirements, you stated that the tires' manufacturers "have our approval for the DOT markings." The United States does not give "approval" for certification markings. For the purposes of our safety standards, a tire manufacturer must itself certify that its tires comply with all the requirements of the applicable safety standard. Once a tire manufacturer determines that its tires satisfy the applicable requirements, it certifies that compliance by molding the letters "DOT" on one sidewall of each certified tire. For purposes of enforcement of the safety standards, this agency conducts spot checks of tires after they have been certified, by purchasing and testing the tires in accordance with the applicable standard. If the tires pass the test, no further steps are taken. If the tires fail the tests and are determined not to comply with the applicable standards or if it is determined that the tires contain a safety-related defect, the manufacturer of the tires is required to remedy the problem. Your company would be considered the manufacturer of the tires, because you are the brand name owner and the importer. Section 154(a)(2)(B) of the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1414(a)(2)(B)) specifies that, in the case of tires that fail to comply with a standard or contain a safety-related defect, the manufacturer may elect to either: (1) repair the tires so that the defect or noncompliance is removed; or (2) replace the tire with an identical or reasonably equivalent tire that does not have the defect or noncompliance. Whichever of these options is chosen, the tire manufacturer must bear the expense and cannot charge the tire owner for the remedy. It is a simple matter to check the tires to see that the marking requirements of the respective standards are satisfied. With respect to the tire and rim matching information, this information, together with the loading schedules for the tire size (the loading schedules show the maximum load the tire can carry at designated inflation pressures) must either be set forth in a current standardization organization publication or be furnished by the manufacturer to each of its dealers and in duplicate to this agency. You may wish to obtain a copy of the most current publication by the American standardization organization to see if your company can use the loading schedules and tire and rim matching information published therein for the particular tire sizes you wish to sell in the United States. That publication may be ordered by sending $8.50 plus postage costs to: The Tire and Rim Association, 3200 West Market Street, Akron, Ohio 44313. If the tire sizes and corresponding rims listed in that publication for your tire sizes are satisfactory, you need take no further steps to comply with this requirement. However, if your sizes are not listed or your company believes different values should be assigned, you may consult the publications of other standardization organizations or may elect to furnish the appropriate information to this agency and to each of your dealers. I am enclosing a copy of another regulation that applies to the tires you seek to import, 49 CFR Part 574, Tire Identification and Recordkeeping. Section 574.7 of this regulation requires your company, as the brand name owner of new tires, to furnish an adequate supply of tire registration forms to dealers selling your tires. These forms are used to record the name and address of the first purchaser of each tire. The completed forms will be returned to you, or some party designated by your company. Your company is required to maintain the information on the tire registration forms for a period of not less than three years from the date on which you or some designee receive the information. Further, Part 574 requires every tire sold in this country to be labeled with certain information (see 574.5), including the identification mark assigned to the manufacturer. To get an identification mark, the actual manufacturer of the tires must provide the information specified in 574.6 of the regulation. A different identification mark will be assigned to each of the manufacturer's different plants. Please note that an identification mark will be assigned only to the actual manufacturer of the tires, and not to your company which only imports the tire. This is because S574.5 requires that this identification mark be molded into or onto all new tires. The only party that can mold the mark into or onto the tire is the actual manufacturer. An identification mark is normally assigned within two weeks after the receipt of such a request. However, the identification mark will not be assigned until this agency has received a valid designation of agent from the tire manufacturer, as required by 49 CFR Part 551 (copy enclosed). This regulation requires all manufacturers located outside of the United States to designate a permanent resident of the United States as the manufacturer's agent for service of process in this country. Part 551 requires that the designation of agent contain the following six items of information: 1. A certification that the designation is valid in form and binding on the manufacturer under the laws, corporate by-laws, or other requirements governing the making of the designation at the time and place where it is made; 2. The full legal name, principal place of business, and mailing address of the foreign tire manufacturer; 3. Marks, trade names, or other designations of origin of any of that manufacturer's tires that do not bear the name of the company; 4. A statement that the designation shall remain in effect until withdrawn or replaced by the foreign tire manufacturer; 5. A declaration of acceptance duly signed by the agent appointed by the foreign tire manufacturer, and the agent may be an individual or a U.S. firm or corporation; and 6. The full legal name and address of the designated agent. If you need any further information or a clarification of any of the information set forth in this letter, please contact Steve Kratzke of my staff at this address or by telephone at (202) 426-2992. Sincerely, Original Signed By Erika Z. Jones Chief Counsel Enclosures

ID: 1985-04.8

TYPE: INTERPRETATION-NHTSA

DATE: 10/27/85

FROM: AUTHOR UNAVAILABLE; Jeffrey R. Miller; NHTSA

TO: Rosario Costanzo

TITLE: FMVSS INTERPRETATION

TEXT:

Mr. Rosario Costanzo 28 Amelia Avenue Livingston, N.J. 07039

Thank you for your letter of June 27, 1985, to Stephen Oesch of my staff requesting information on Federal Motor Vehicle Safety Standards relevant to the importation of a wind deflector to be sold as an aftermarket accessory for specific motor vehicles. You also asked how such a deflector should be certified as meeting our standards. I hope the following discussion answers your questions.

The National Traffic and Motor Vehicle Safety Act authorizes the National Highway Traffic Safety Administration to issue Federal Motor Vehicle Safety Standards which are applicable to motor vehicles and motor vehicle equipment. We have issued Standard No. 205, Glazing Materials, which applies to wind deflectors for use in motor vehicles, regardless of their size. Standard No. 205 incorporates by reference Standard ANS Z-26, "Safety Code for Safety Glazing Materials for Glazing Motor Vehicles Operating on Land Highways," of the American National Standard Institute. A copy of Standard No. 205 and ANS Z-26 are enclosed for your reference.

Standard No. 205 specifies performance requirements for various types of glazing and also regulates the locations in vehicles in which each type of glazing may be used. The various types of glazing are designated as "Items" in the standard. Under the requirements of this standard, a wind deflector to be used on a passenger vehicle at locations requisite for driving visibility, such as the devices you wish to import, may be manufactured out of either Item 1, Item 2, Item 4, Item 10, Item 11, or Item 14 glazing materials. You said your deflectors are made of plexiglass. Generally, plexiglass would have to meet the requirements set for Item 4 glazing materials.

Standard No. 205 also sets forth specific certification and marking requirements for glazing materials. The marking requirements for prime glazing material manufacturers (i.e., those, such as Parimor, who fabricate, laminate, or temper the glazing material) that produce glazing designed as a component of a specific motor vehicle are set out in paragraph S6.2 of the standard. Please note that one of the certification requirements is that the manufacturer place its National Highway Traffic Safety Administration-assigned code mark on its products. Our records do not show any code mark assigned to Parimor. Parimor may request a number by writing to our Office of Vehicle Safety Standards at the address shown above.

Under Section 108(a)(1)(A) of the Vehicle Safety Act, new motor vehicle equipment, such as wind deflectors, must comply with applicable safety standards prior to sale. The manufacture, sale, or installation of a deflector that does not conform to the standard, or the installation in a new vehicle in a location that is not provided for in Standard No. 205, would be a violation of Section 108(a)(1)(A). Under Section 109(a), anyone who sells motor vehicle equipment which does not conform to all applicable safety standards is subject to a civil penalty of up to $1,000 for each violation.

Manufacturers and importers of motor vehicle equipment also have responsibilities under the Vehicle Safety Act regarding safety defects and noncompliances in their products. Under Sections 151 et seq., they must notify purchasers about safety-related defects and noncompliances and remedy the product free of charge. Again, Section 109(a) imposes a civil penalty upon any person who fails to provide notification of or remedy for a defect or noncompliance in motor vehicle equipment. A copy of the Vehicle Safety Act and an information sheet outlining the responsibilities of vehicle and equipment manufacturers is enclosed for your reference.

Section 110(e) of the Vehicle Safety Act also affects Parimor, the foreign company manufacturing the wind deflector. That section requires every manufacturer who offers a motor vehicle or item of motor vehicle equipment for importation into the United States to designate a permanent resident of the United States as its agent upon whom service of all processes, orders, notices, decisions and requirements may be made. In order for that designation to be valid the following information must be submitted to our office:

1. A certification that the designation is valid in form and binding on the manufacturer under the laws, corporate by-laws, or other requirements governing the making of the designation at the time and place where it is made; 2. The full legal name, principal place of business and mailing address of the manufacturer; 3. Marks, trade names, or other designations of origin of any of the manufacturer's products which do not bear its name; 4. A statement that the designation shall remain in effect until withdrawn or replaced by the manufacturer; 5. A declaration of acceptance duly signed by the agent appointed, which may be an individual, a firm or a U.S. corporation; and 6. The full legal name and address of the designated agent. In addition, the designation must be sighed by a person with authority to appoint the agent. The signer's name ahd title should be clearly indicated beneath his or her signature. We hope you find this information helpful. Please contact this office if you have any more questions. Sincerely, Jeffrey R. Miller Chief Counsel

Enclosures 28 Amelia Avenue Livingston, N.J. 07039 June 27, 1985 Mr. Steve Oesch Office of the Chief Counsel National Highway Traffic Safety Administration 400 Seventh Street S.W.

Washington, D.C. 20590

Dear Mr. Oesch:

My name is Rosario Costanzo of Cosbar, Inc. I'm sorry I didn't have the pleasure of meeting you at my stop in Washington, but I hope that in the future I'll be more fortunate and have the opportunity of doing so.

As you are probably aware from talking to Mr. Jettener, I'm in the process of importing wind deflectors, specifically those of a company called Parimor, from Bologna, Italy and I'm in need of certain information in order to proceed with a smooth importation of this particular accessory.

Briefly, the airfoil is designed to overcome the lack of front vents in an automobile. Made of plexiglass, the accessory is fitted to overlap the exterior window frame by means of self-locking nuts; once attached, it makes it possible to travel with the car windows open or half-open with less turbulence and noise. There are two different models: the Antiturbo and the Mixer, the latter being considerable small in size. The process that Parimor follows to manufacture the items is of this nature:

A. Molding the liquid material into the actual shape of the product. B. Cutting the molded sample into 95% completed product. C. Smoothing, cleaning and polishing the product. D. Packaging the finished product.

Enclosed please find copies illustrating the items. As a result, these questions arise for clarification: A. If any, what Federal Vehicle Safety Standards apply to the Antiturbo and Mixer? B. What is the responsibility of the manufacturer as to the certified marking on the accessory?

Furthermore, since the Mixer is considerably small in terms of area that it will occupy in the front window of the car, does it require to meet these regulations? Moreover, I would appreciate receiving any other information that is particularly helpful in this matter and most importantly any words of advice concerning this venture.

Thank you so much for your cooperation and I'm looking forward to meeting you personally in the near future, God bless. Sincerely, Rosario Costanzo

ID: 86-1.5

TYPE: INTERPRETATION-NHTSA

DATE: 01/06/86

FROM: AUTHOR UNAVAILABLE; Erika Z. Jones; NHTSA

TO: Lloyd Bentsen -- U.S. Senate

TITLE: FMVSS INTERPRETATION

TEXT:

Dear Senator Bentsen:

Thank You for Your recent letters to Administrator Steed on behalf of your constituent Mr. Joe M. Rutland. I apologize for the delay in our response. Mr. Rutland asked why this agency requires safety warnings be lithographically marked on brake fluid containers. He believes that this requirement causes undue hardship on small businesses that package brake fluid. I appreciate this opportunity to respond to Mr. Rutland's concerns and to clarify our requirements for brake fluid container labeling.

Some background information on NHTSA's authority to regulate in this area might be helpful. The National Traffic and Motor Vehicle Safety Act of 1966 (the "Vehicle Safety Act") authorizes us to promulgate motor vehicle safety standards for new motor vehicles and items of motor vehicle equipment, including brake fluid. Federal Motor Vehicle Safety Standard No. 116, Motor Vehicle Brake Fluid (49 CFR 571.116), has been in effect as a motor vehicle safety standard since the passage of the Vehicle Safety Act. In 1971, Standard No. 116 was amended to establish requirements for the labeling of brake fluid containers. The rule required certain safety information to be clearly and indelibly marked on each brake fluid container.

Brake fluid containers must be labeled with specific safety warnings, in addition to other general information. The warnings serve as a safeguard against failures in hydraulic braking systems that might result from the use of improper or contaminated fluids. The warnings also help to prevent improper storage of the brake fluid which could contaminate the fluid or cause it to absorb moisture. Avoiding the absorption of moisture is extremely important since moisture in a brake system degrades braking performance and safety by lowering the brake fluid's boiling point, and increases possibilities of vapor lock and brake system component corrosion.

Thus, packagers of brake fluid have been required since 1971 to furnish the safety information clearly and indelibly on each brake fluid container. In response to a request for an interpretation of Standard No. 116 in 1984, NHTSA ruled that the use of labels affixed to brake fluid containers would not comply with the labeling requirements of the standard. However, Standard No. 116 does not mandate that lithography be used to mark the containers, as Mr. Rutland seems to believe. Any technology, whether lithography or otherwise, may be used if the resultant marking on a brake fluid container is clear and indelible and directly on the container itself.

The agency has recently been made aware of the concern that the 1984 interpretation of Standard No. 116's labeling requirements may be causing undue hardship for packagers of brake fluid. In response to those concerns, we have been examining Standard No. 116 to assess its current labeling requirements.

I hope this information is helpful. Please contact my office if we can be of further assistance.

Sincerely,

Erika Z. Jones Chief Counsel

Ms. Dianne Steed, Acting Administrator National Highway Traffic Safety Administration U.S. Department of Transportation 400 7th Street, S.W. Washington, D.C. 20590

Dear Ms. Steed:

I recently received the enclosed constituent inquiry, and I would very much appreciate your providing me with any pertinent information you might have regarding the matter.

Your kind assistance is greatly appreciated.

Sincerely,

Lloyd Bentsen

Enclosure

PLEASE REPLY TO:

1100 Commerce, Room 7C14, Dallas, Texas 75242

October 4, 1985

TO: Automotive Chemicals Division Scientific Committee

FROM: Stephen S. Kellner Vice President Legal Affairs

RE: Notice of Meetings

Previously, we notified your office that two meetings are scheduled concerning ethylene glycol antifreeze and brake fluid. The purpose of this correspondence is to reiterate and confirm the substance of our phone conversation.

Both meetings will be held on October 11, 1985 at CSMA headquarters in Washington, D.C. The morning meeting will commence at 10:00 a.m. and will adjourn at noon. The subject matter of this meeting involves Union Carbide's intentions to revise its ethylene glycol antifreeze labels to reflect what it terms as new data which shows ethylene glycol to be an animal teratogen when ingested orally. This meeting is being organized by CSMA at the request of Union Carbide and is meant to serve as a forum for the exchange of information on the matter.

The afternoon meeting is scheduled to start at 1:30 p.m. and is expected to end at approximately 3:30 p.m. CSMA is calling this meeting to bring to the membership's attention recent advisory opinions issued by the National Highway Traffic Safety Administration (NHTSA) (an arm of the U.S. Department of Transportation) advising industry that labels permanently glued to brake fluid containers do not meet the "clearly and indelibly marked" requirement of 49 CFR S571.116, SS5.2.2.2.

It is NHTSA'S opinion that relevent information must be directly marked on the brake fluid container and not merely on a label, whether paper or of some other material, that is affixed to the container. Obviously, such an interpretation will cause great economic hardship to those companies which package brake fluid under various private labels and, therefore, depend on the use of paper or other labels. At this meeting, we need to address the issue of brake fluid labeling and NHTSA's advisory opinions. In addition, CSMA has tentatively arranged a meeting on October 18, 1985 with NHTSA's legal and technical staff to share our concerns with their interpretation of the brake fluid labeling regulation.

October 29, 1985

Senator Lloyd Bentson 703 Hart Building Washington, D.C. 20510

Dear Lloyd,

Since we consider you a friend of the small business man, I'm enclosing a legal opinion from an attorney of the CSMA in reference t labeling of brake fluid containers. Their interpretation of this law will require that brake fluid containers to be lithographed will have to be purchased in large quantities which cause undue hardship as well as cost on the small business man.

I would like to suggest that your office contact the NHTSA and find out why brake fluid is being singled out for this interpretation, while apparently no such interpretation exists for insecticide, which I would think would be more dangerous than brake fluid.

Your useful help will be most appreciated.

Sincerely,

Joe M. Rutland

JMR:lc enc

ID: 86-2.34

TYPE: INTERPRETATION-NHTSA

DATE: 04/23/86

FROM: AUTHOR UNAVAILABLE; Erika Z. Jones; NHTSA

TO: Rudi Haenisch -- Manager Sales, Brisson Development, Inc.

TITLE: FMVSS INTERPRETATION

TEXT:

Mr. Rudi Haenisch Manager Sales Brisson Development, Inc. 13845 Nine Mile Road Warren, Michigan 48089

Thank you for writing on March 19, 1986, and telling me about your strobe lamp which plugs into cigarette lighter sockets and which is intended to serve as a supplementary warning device. I assume that you want to know our views as to its legality.

This type of aftermarket accessory is not covered by Standard No. 108. the Federal motor vehicle safety standard on motor vehicle lighting, and there are no Federal restrictions on its sale or use. This means that its permissibility must be determined by the laws of each jurisdiction in which it is to be sold and/or used, and it is our impression that many States may restrict the use of strobe lamps to defined emergency vehicles engaged in emergency missions.

Sincerely,

Erika Z. Jones Chief Counsel

March 19, 1986

Mrs Erika Z. Jones - Chief Council National Highway Traffic Safety Administration Room 5219 400 Seventh Street S.W. Washington, D.C. 20590

Dear Mrs. Jones;

On March 18, 1986, I talked by phone with Mr. Steve Oesch and he informed me to send this letter to you.

Brisson Development Inc. has designed two different 'Emergency Strobe Lights' for the auto aftermarket geared toward the owners of Light trucks and automobiles. They are designed to be magnetically mounted on the vehicle and just plug into the cigarette lighter receptacle. Thereby providing additional safety warning to traffic and in some cases the only warning (if the vehicles OEM flashers have failed) that the vehicle is a hazard to other traffic.

As I am sure you are aware of the many different types of vehicle emergency aid devices available on the market today. Ranging from reflectors, which for some reason people like to run over, to mechanical triggered standard light bulb devices, which have about the same reliability of a flashlight that has not been in use for six months and when you need it it does not work. I personally, and people I know, have bought and tried just about every emergency aid type device and have really not been happy with any of them. That is why at Brisson we are looking to make a quality emergency light that will be reliable after long periods of time that it has not been used or tested and then function properly in any kind of weather.

Why a strobe light instead of making just another me to item?

1. Reliability of the electronic circuit - the strobe light was designed from conception to provide high candle power flashing lights from short to Long time usage.

2. No mechanical parts to wear out, corrode, or malfunction.

3. High candle power output with low electric current draw as compared to regular bulbs and their flasher unit.

4. Low cost of unit per candle power.

5. Many emergency and road work vehicles have and are changing to strobe units.

6. The fast high intensity light flash of strobes triggers an attentive response from the human brain and points out a hazardous condition.

7. Strobes are new on the highway market, and have not created a mental block as some other emergency devices, just look at the average life of a road construction or work sign, we may look at designing a spaced strobe for this problem also.

Descriptions of the two emergency strobe units are as follows:

SL 70 K Emergency Strobe Light - Puts out 70,000 candlepower of light. Comes with a cigarette lighter plug and just over ten feet of twenty guage wire insulated cord.

A strong magnet has been put in the bottom of the unit so it can be mounted anywhere on the outside of the vehicle and not fall or get blown off. An amber high strength plastic lens has been provided since amber is a universal emergency color. A high strength plastic bottom has been chosen for its non-corrosive qualities. The top lens and bottomhousing screw together for ease of service should anything happen to the top lens for replacement. The top amber lens has a refractive design to diffuse the light evenly. Provides a full 360 degree field of vision, especially in situations where a vehicle has been parked at an angle to the road where its OEM flashers cannot be seen from the road. The bulb flashes at a rate of four times per second and is a clear xenon gas filled type. A polished reflective surface has been put on the inside just below the bulb to reflect all the Light through the amber Lens. Dimensions are 41/2 inches high by a 3 inch round diameter with a rounded dome top.

SL 140 K Emergency Strobe Light - Puts out 140,000 candlepower of light. Comes with a cigarette lighter plug and a twenty five guage, ten foot coilable, insulated cord. Three high strength magnets have been put on the bottom (saving weight) and providing stability so the unit can be mounted anywhere on the outside of the vehicle and will not fall or get blown off. An emergency yellow high strength plastic lens has been provided since it is a universally accepted emergency color. A high strength plastic bottom has been chosen for its non-corrosive qualities. The top lens and bottom are held together by three evenly spaced phillips heads screws coming up through the bottom casing and screwing into the out top lens and do not show, and thereby making the unit easily serviced. The top emergency yellow lens has a refractive design to difuse the light evenly. Provides a full 360 degree field of vision, especially in situations where a vehicle has been parked at an angle to the road where its OEM flashers cannot be seen from the road. The bulb flashes at a rate of two times per second and is a clear xenon gas type. Future units may have two bulbs instead of one. A polished reflective surface has been put on the inside just below the bulb to reflect all the light through the yellow Lens. Dimensions are Top Lena 2 3/8 inches tall by 3 5/8 inches round diameter with a flat top; Bottom Casing is 1 1/2 inches tall by 4 3/4 inches round diameter; Total height is 3 5/8 inches since the top lens and bottom casing slightly overlap.

The above two emergency lights were designed cosmetically to meet the different conditions they will be functioning in, but also to be pleasing to the buying public.

In the future, after more research has been done, I might be interested in discussing the possibility of manufacturing strobe Lights as OEM emergency flashers for automobiles and light trucks, and also new concepts for the heavy trucking industry.

Thank you for your valuable time. If you have any questions, please feel free to contact me at the above address, or by phone (1-800-824-5106).

Sincerely,

Rudi Haenisch Manager Sales

RH/DC

ID: 86-3.28

TYPE: INTERPRETATION-NHTSA

DATE: 05/21/86

FROM: AUTHOR UNAVAILABLE; Erika Z. Jones; NHTSA

TO: Ivan Chien -- President, Friendship Over Water, Inc.

TITLE: FMVSS INTERPRETATION

TEXT:

May 21, 1986 Mr. Ivan Chien President Friendship Over Water, Inc. 8F-6, No. 9, San-Min Road Taipei, Taiwan REPUBLIC OF CHINA Dear Mr. Chien: This responds to your letter seeking information about our requirements applicable to "hub covers and wheel covers". The only applicable requirement for those items is set forth in Standard No. 211, Wheel Nuts, Wheel Discs, and Hub Caps (49 CFR 571.211; copy enclosed. That standard specifies that wheel nuts, hub caps, and wheel discs for use on passenger cars and multipurpose passenger cars and multipurpose passenger vehicles shall not incorporate winged projections. Hub covers and wheel covers that you manufacture for use on vehicles other than passenger cars and multipurpose passenger vehicles are not subject to any standards issued by this agency. However, as a manufacturer of hub caps and wheel covers, you incur statutory responsibilities under the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1381 et seq.; "the Safety Act"), even for those hub caps and wheel covers not subject to Standard No. 211. If either your company or this agency determines that some of your wheel covers subject to Standard No. 211 do not comply with that standard or determines that any of you wheel covers contain a defect related to motor vehicle safety, you would be required to notify your distributors, dealers, and purchasers of the noncompliance or defect and remedy the noncompliance or defect. In the case of wheel covers, section 154(a)(2)(B) of the Safety Act (15 U.S.C. 1414(a)(2)(B)) requires that, if there is a determination of a noncompliance or defect and remedy the noncompliance or defect, the manufacturer must notify distributors, dealers, and purchasers of the noncompliance or defect and must either: 1. repair the wheel cover so that the defect or noncompliance is removed; or 2. replace the wheel cover with an identical or reasonably equivalent wheel cover that does not have a defect or noncompliance. Whichever of these options is chosen, the manufacturer of the wheel covers must bear the full expense of the recall campaign and cannot charge the purchaser for the remedy if the wheel cover was first purchased less than 8 years before the notification campaign began. We have several regulations relating to defect and noncompliance notification and remedy campaigns. Those regulations are identified in the enclosed information sheet for new manufacturers of motor vehicle equipment. That sheet also gives you a broad overview of our statutory and regulatory requirements applicable to manufacturers. You also asked about obtaining necessary "approvals" before selling these products in the United States. For those items subject to Standard No. 211, NHTSA does not use a certification process similar to the European countries, in which the manufacturer delivers the products to be certified to a governmental entity and that entity tests the products to determine if they can be certified as complying with the applicable standards. Instead, in the United States the manufacturer of the product must certify that its products comply with all applicable safety standards. The manufacturer's certification need not be based on actual tests; the only requirement is that the manufacturer exercise due care in making the certification. Once you have determined that your wheel covers comply with Standard No. 211, section 114 of the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1403) requires you to furnish to each of your distributors and dealers at the time of delivery of the wheel covers a certification that those wheel covers conform to all applicable Federal motor vehicle safety standards. That section further provides that your certification "may be in the form of a label or tag on such item or on the outside of a container in which such item is delivered." You also asked how you apply for the approval of the SAE, AAMVA, and CHP. The Society of Automotive Engineers (SAE) is a private group that issues recommended practices for the design and performance of motor vehicles and motor vehicle equipment. You are not required by the Vehicle Safety Act to obtain the approval of SAE prior to marketing your products in the United States. You obtain information about the SAE standards by contacting that group at the following address: Society of Automotive Engineers, Inc., 400 Commonwealth Drive, Warrendale, PA 15096, USA. The group may be contacted by telephone at (412) 776-4841. Various States may also have requirements concerning wheel covers. However, section 103(d) of the Safety Act (15 U.S.C. 1392(d)) provides that "(w)henever a Federal motor vehicle safety standard established under this title is in effect, no State or political subdivision of a State shall have any authority to establish, or to continue in effect, with respect to any motor vehicle or time of motor vehicle equipment, any safety standard applicable to the same aspect of performance of such safety standard applicable to the same aspect of performance of such vehicle or item of equipment which is not identical to the Federal standard. Nothing in this section shall be construed as preventing any State from enforcing any safety standard which is identical to a Federal safety standard." Thus, any non-identical State safety standard covering the same aspect of performance as Standard No. 211 would be preempted by the provisions of the Safety Act, making it leagally unenforceable. States do have authority to enforce identical standards related to the same aspect of performance as Standard No. 211, and some may exercise that authority. To learn more about this issue, you should contact the American Association of Motor Vehicle Administrators, 1201 Connecticut Avenue, N.W., Suite 910, Washington, D.C. 20036, USA. Their telephone number is (202) 296-1955. The Department of California Highway Patrol may be contacted at the following address: Enforcement Services Division, P.O. Box 898, Sacramento, CA 95804, USA. Their telephone number is (916) 445-1865. For your information, I an enclosing copies of two procedural rules that apply to all parties subject to the standards and regulations of this agency. The first is 49 CFR Part 566, Manufacturer Identification. This requires each manufacturer of motor vehicle equipment subject to one of our safety standards to submit its name, address, and a brief description of the items of motor vehicle equipment it manufactures to this agency within 30 days of the date the motor vehicle equipment is imported into the United States. The other regulation is 49 CFR Part 551, Procedural Rules. This regulation requires all manufacturers of motor vehicle equipment headquartered outside of the United States to designate a permanent resident of the United States as the manufacturer's agent for service of process in this country. Part 551 specifies that the designation of agent must contain the following six items of information: 1. A certification that the designation is valid in form and binding on the manufacturer under the laws, corporate by-laws, or other requirements governing the making of the designation at the time and place where it is made; 2. The full legal name, principal place of business, and mailing address of the manufacturer; 3. Marks, trade names, or other designations of origin of any of the manufacturer's products that do not bear its name; 4. A statement that the designation shall remain in effect until withdrawn or replaced by the manufacturer; 5. A declaration of acceptance duly signed by the agent appointed by the manufacturer, and that agent may be an individual, firm, or U.S. corporation; and 6. The full legal name and address of the designated agent. This designation must be received by this agency before your wheel covers are imported into the United States. If you need further information or a clarification of our regulations, please feel free to contact me. Sincerely, Original Signed By Erika Z. Jones Chief Counsel Enclosures