Interpretation ID: nht87-2.63
TYPE: INTERPRETATION-NHTSA
DATE: 08/10/87
FROM: AUTHOR UNAVAILABLE; Erika Z. Jones; NHTSA
TO: The Honorable John P. Murtha
TITLE: FMVSS INTERPRETATION
TEXT:
The Honorable John P. Murtha Member of Congress Post Office Box Johnstown, PA 15907
Dear Mr. Murtha:
Thank you for your letter to the Department of Transportation's Office of Congressional Affairs, which has been referred to me for a response. In an addendum enclosed with your letter, you note that one of your constituents, Mr. Gene Bird, would like inf ormation on the Federal regulations addressing "completing the finishing work on automobiles." Apparently, another manufacturer would send small sports cars to Mr. Bird's business. Your addendum states that these sports cars "will need the following type of work done: installation of the engine, components, radiators, interiors, and the cars will finally have to be tested." I am pleased to have this opportunity to explain our statute and regulations to you.
By way of background, the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1381 et seq.) requires every new motor vehicle sold in the United States to be certified as complying with all applicable federal motor vehicle safety standards. The Safet y Act also specifies that the manufacturer itself must certify that each of its vehicles complies with all applicable safety standards in effect on the date of manufacture. Because of this statutory requirement, this agency does not "approve" any vehicle s or offer assurances that the vehicles comply with the safety standards.
Further, the Safety Act does not require that a manufacturer's certification be based on a specified number of tests or any tests at all. The Safety Act only requires that the certification be made with the exercise of "due care" on the part of the manuf acturer. It is up to the individual manufacturer in the first instance to determine what data, test results, or other information it needs to enable it to certify that its vehicles comply with the safety standards. We would certainly recommend that a new manufacturer test some of its vehicles for compliance with the applicable safety standards.
It is not entirely clear from your addendum whether Mr. Bird would be classified as an "alterer" or a "final stage manufacturer" under our regulations. His company would be considered an "alterer" of motor vehicles, if the second company referred to in y our addendum furnishes completed and certified sports cars to Mr. Bird's company, and Mr. Bird's company changes the engine and other components on those vehicles. If this is the contemplated action, Mr. Bird's company would be treated as an alterer unde r our regulations.
The certification requirements for alterers are set forth in 49 CFR S567.7 (copy enclosed). Generally speaking, that section requires a person who alters a vehicle before its first purchase to supplement the certification label affixed by the original ma nufacturer with its own certification label. The alterer's certification label must include all of the information set forth in Part 567, including a statement that the altered vehicle complies with all applicable safety standards in effect on the date t he vehicle was altered. In the case of sports cars, an alterer must certify that the altered car complies with all of the following:
49 CFR S571.101 Controls and Displays; 49 CFR S571.102 Transmission Shift Lever Sequence; 49 CFR S571.103 Windshield Defrosting and Defogging Systems; 49 CFR S571.104 Windshield Wiping and Washing Systems; 49 CFR S571.105 Hydraulic Brake Systems; 49 CFR S571.106 Brake Hoses; 49 CFR S571.107 Reflecting Surfaces: 49 CFR S571.108 Lamps, Reflective Devices, and Associated Equipment; 49 CFR S571.110 Tire Selection and Rims; 49 CFR S571.111 Rearview Mirrors; 49 CFR S571.112 Headlamp Concealment Devices; 49 CFR S571.113 Hood Latch System; 49 CFR S571.114 Theft Protection; 49 CFR S571.115 Vehicle Identification Number; 49 CFR S571.116 Motor Vehicle Brake Fluids; 49 CFR S571.118 Power-operated Window Systems; 49 CFR S571.124 Accelerator Control Systems; 49 CFR S571.201 Occupant Protection in Interior Impacts; 49 CFR S571.202 Head Restraints; 49 CFR S571.203 Impact Protection for the Driver from the Steering Column; 49 CFR S571.204 Steering Control Rearward Displacement; 49 CFR S571.205 Glazing Materials; 49 CFR S571.206 Door Locks and Door Retention Components; 49 CFR S571.207 Seating Systems; 49 CFR S571.208 Occupant Crash Protection; 49 CFR S571.209 Seat Belt Assemblies; 49 CFR S571.210 Seat Belt Assembly Anchorages; 49 CFR S571.211 Wheel Nuts, Wheel Discs, and Hub Caps; 49 CFR S571.212 Windshield Mounting; 49 CFR S571.214 Side Door Strength; 49 CFR S571.216 Roof Crush Resistance; 49 CFR S571.219 Windshield Zone Intrusion; 49 CFR S571.301 Fuel System Integrity; and 49 CFR S571.302 Flammability of Interior Materials.
Alternatively, Mr. Bird's company may be treated as a "final stage manufacturer," as that term is defined at 49 CFR S568.4. A final stage manufacturer means a person who finishes the manufacturing operations on an incomplete vehicle. Thus, if the second company referred to in your addendum is planning to furnish Mr. Bird's company with sports cars that have no engine, radiator, and so forth, the vehicles provided to Mr. Bird's company would be considered "incomplete vehicles" and Mr. Bird's company woul d be considered a "final stage manufacturer."
If this is the case, Mr. Bird's certification responsibilities depend on the information he is provided by the manufacturer of the incomplete vehicle; i.e., the second company referred to in your addendum. Part 568 (copy enclosed) requires the manufactur er of the incomplete vehicle to furnish Mr. Bird's company with a document that states one of three things for the incomplete vehicle. These are:
1. The vehicle when completed will conform to some or all of the applicable safety standards if no alterations are made to any identified components of the incomplete vehicle.
If Mr. Bird receives such a document and does not make any of the specified alterations, his company could certify compliance with the standards listed in the previous manufacturer's document simply by stating that compliance has not been affected by the operations performed by Mr. Bird's company. See 49 CFR S567.5(c)(7). Mr. Bird's company would have to certify compliance with any applicable standards not listed in this document.
2. The vehicle when completed will conform to some or all of the applicable safety standards if specific conditions are followed by the final stage manufacturer.
If Mr. Bird receives this type of document, his situation will be very similar to that described above. That is, if his company follows the specific conditions, it could certify compliance with the standards listed in the previous manufacturer's document simply by stating that compliance has not been affected by the operations performed by Mr. Bird's company. See 49 CFR S567.5(c)(7). Again, Mr. Bird's company would have to certify compliance with any applicable standards not listed in this document.
3. Conformity with some or all of the standards is not substantially affected by the design of the incomplete vehicle, so the incomplete vehicle manufacturer makes no representation as to conformity with the standards.
If Mr. Bird receives this type of document, his company would be required to certify compliance with the standards identified in the document on its own. This type of document would put Mr. Bird's company in the same position as an alterer for the listed standards.
I have also enclosed a general information sheet for new manufacturers of motor vehicles. This sheet highlights the relevant Federal statutes and the National highway Traffic Safety Administration regulations that may apply and explains how to get copies of our regulations. I hope that this information is helpful. If you have any further questions about our regulations, please contact this office.
Sincerely, Erika Z. Jones Chief Counsel Enclosures
JUNE 19 1987 The Honorable John P. Murtha Member, U.S. House of Representatives Post Office Box 180 Johnstown, Pennsylvania 15907
Dear Mr. Murtha:
Thank you for your letter concerning an inquiry from your constituent, Mr. Gene Bird.
I have transmitted your inquiry to the appropriate Departmental officials who are familiar with this matter and they will respond to you directly.
I appreciate your contacting me and hope you will not hesitate to call if I can be of any further assistance.
Sincerely, Edward J. Babbitt Director, Office of Congressional Affairs
Mr. David P. Sloane, Director Office of Congressional Affairs U. S. Department of Transportation 400 Seventh Street, SW Washington, D.C. 20590
Dear Mr. Sloane:
The attached communication from my constituent is submitted for your earnest consideration.
Please investigate the statements contained therein and forward to me information on which I may base a proper reply.
Your early action and advice will be appreciated.
With every good wish,
Sincerely, JOHN P. MURTHA Member of Congress JPM/jm Enclosure
P.S. Please send reply to:
The Honorable John P. Murtha Member of Congress Post Office Box 780 Johnstown, Pennsylvania 15907
ATTN: Jean McAleer
Phone no. (814) 535-2642, FTS 723-9241 or 9370
Inquiry made by phone personal visit TIME: DATE: 6-05-87 Name Gene Bird Classic Motor Works Address 100 Station Street Town Johnstown, PA Zip 15905 Telephone number 814 288-6911 Social Security number Veterans Claim Number COMMENTS: (Please explain only)
Mr. Bird would appreciate the federal stipulations governing completing the finishing work on automobiles.
He said another company would like to do business with him. They will send small sports cars to his business which will need the following type of work done: installation of the engine, components, radiators, interiors, and the cars will finally have to be tested.