ID: nht95-4.99

TYPE: INTERPRETATION-NHTSA

DATE: December 11, 1995

FROM: Samuel J. Dubbin -- Chief Counsel, NHTSA

TO: Dorothy Jean Arnold, -- M.D.

TITLE: NONE

ATTACHMT: 9/01/95 (est.) letter from Dorothy Jean Arnold, M.D., to Safety Administration

TEXT: This responds to your letter asking whether the air bags in your car can be disconnected. You explained that you are physically impaired by the effects of osteomyelitis, a disease of the bones; cannot use a seatbelt with comfort; and were "granted dispe nsation from such usage several years ago." In a telephone conversation with Richard Reed of this agency, you indicated that you are 74 years old 45 feets three inches tall, and must sit close to the steering wheel because of your medical condition.

As explained below, our answer is that NHTSA will not institute enforcement proceedings against a repair business that disconnects an air bag on your vehicle to accommodate your condition.

Standard No. 208, Occupant Crash Protect [Illegible Word] requires that cars be equipped with automatic crash protection at the front outboard seating positions. The air bags in your car were installed as one means of complying with that requirement. T he removal or deactivaxion of one of those air bags by a vehicle dealer is governed by a provision of Federal law, 49 U.S.C. @ 30122. The section provides that provi

A manufacturer, distributor, dealer, or motor vehicle repair business may not knowingly make inoperative any part of a device or element of design installed on or in a motor vehicle or motor vehicle equipment in compliance with an applicable motor vehicl e safety standard.

However, in limited situations in which a vehicle must be modified to accommodate the needs of a person with a particular disability or a person's special medical needs, NHTSA has in the past stated that it would consider violations of the "make inoperat ive" prohibition as purely technical ones justified by public need, and that it would not institute enforcement proceedings.

I would like to caution you that both safety belts and air bags are very important items of safety equipment. Safety belts are the primary means of occupants restraint, and work in all types of crashes. NHTSA estimates that in 1994, safety belts saved almost 9,200 lives and prevented more than 211,000 moderate to critical injuries. The combination of wearing safety belts and having an air bag installed at a seating position provides vehicle occupants with maximum safety protection in all types of cra shes. Also, air bags are designed to offer some protection even when safety belts are not used. Since 1987, air bags are estimated to have saved 911 lives.

NHTSA strongly encourages vehicle occupants to wear their safety belts, since we are concerned about the much higher safety risk faced by unbelted occupants. We understand, however, that you cannot wear your safety belt for medical reasons, and that you are concerned about a possible safety risk from the air bag in such a situation.

While air bags have an impressive overall performance record and are designed to provide some protection even for unbelted occupants, NHTSA has become aware of situations in which current air bags have undesired side effects. These include situations in which an air bag appears to have contributed to serious injuries and even death to vehicle occupants, in minor-to-moderate severity crashes. Information indicates that an air bag might pose a risk of serious injury to unrestrained small statured and/or older people, in particular. I note that NHTSA has recently issued a request for comments (copy enclosed) concerning the agency's actions to minimize the adverse side effects of air bags and to invite the public to share information and views with the a gency.

Since your disability prevents you from wearing your safety belt, and given your age and size, the disability places you in a situation where there may be a risk of serious injury from the air bag. While this particular risk can be addressed by disconne cting the air bag, there are trade-offs: Disconnecting the air bag subjects you to a higher risk in crashes, especially higher-speed crashes, where the air bag would provide protection. We urge you to carefully weigh the trade-offs in making your decisi on.

If you decide that the risk to you from the air bag offsets the potentially life-saving benefits of the air bag, and you wish to have your air bag deactivated, we would regard the deactivation a purely technical violation of the "make inoperative" prohib ition justified by public need. Accordingly, we would not institute enforcement proceedings against any person listed in section 30122 who deactivated the air bag. I would recommend that the manufacturer of the vehicle and/or air bag be consulted on th e safest way to disconnect the air bag. I also note that the air bag should only be disconnected from a position where you would be seated. In addition, I strongly encourage you to ensure that every person in your vehicle who can use his or her safety belt does so.

I want to add a caution. The purpose of the "make inoperative" prohibition is to ensure, to the greatest degree possible, current and subsequent owners and users of your vehicle are not deprived of the maximum protection afforded by the vehicle as newly manufactured. Accordingly, if you were to sell your vehicle later, we urge that the air bag be reactivated for the subsequent driver.

I hope that this letter resolves your problem. If you have any other questions, please contact Edward Glancy of my staff at this address or by phone at (202) 366-2992.

ID: nht95-5.1

TYPE: INTERPRETATION-NHTSA

DATE: December 11, 1995

FROM: Samuel J. Dubbin -- Chief Counsel, NHTSA

TO: Carrie Stabile

TITLE: NONE

ATTACHMT: 8/29/95 letter from Carrie Stabile and James V. Stabile III to NHTSA Office of Chief Council

TEXT: This responds to the letter from you and your brother James Stabile regarding a "Vehicle Illuminated Warning System" that you wish to market for school buses. You have asked for its "review with regards to Vehicle Safety Standards."

While your cover letter did not describe your Warning System in detail, it appears from your enclosed sketches that the system consists of panels centered in the front and rear headers through which the bus operator may provide certain illuminated messag es to other drivers. These are "School Bus" (in green), "Slow Down" (yellow), and "Do Not Pass" (red).

You indicated to Dee Fujita of my staff that you might design the system such that the messages are automatically activated in certain circumstances. You are considering designing the system such that the "School Bus" message would be illuminated while the vehicle is moving, "Slow Down" would show when the school bus driver brakes, and "Do Not Pass" when the vehicle's red lamps are activated. The message board is rimmed by small yellow and red lamps. The small yellow lamps would flash with the Slow Do wn message and the small red lamps would flash with "Do Not Pass."

The short answer is there is no Federal motor vehicle safety standard (FMVSS) that specifies requirements for your Warning System. However, as explained below, your system is regarded as supplementary lighting equipment, which subjects it to certain req uirements. Further, the States have the authority to regulate the use of school buses, including how the vehicles are identified. Thus, States might have requirements affecting whether your message board is permitted on school buses operating in each ju risdiction.

By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized by Congress (49 U.S.C. Chapter 301) to issue FMVSSs that set performance requirements for new motor vehicles and new items of equipment. n1 NHTSA has used this authority to issue Standard No. 108, Lamps, Reflective Devices and Associated Equipment. NHTSA does not approve motor vehicles or motor vehicle equipment, nor do we endorse any commercial products. Instead, our statute establishes a "self-certification " process under which each manufacturer is responsible for certifying that its products meet all applicable safety standards. The following represents our opinion based on our understanding of the information you provided.

n1 NHTSA also has the authority to investigate safety-related defects. Manufacturers of motor vehicles and items of motor vehicle equipment (such as your Warning System) must ensure that their products are free of safety-related defects.

To answer your letter, we will first discuss the Federal lighting requirements that apply to your system generally. Following that, we will discuss specific issues about your system.

General lighting requirements

In addition to the lighting equipment required for ordinary buses, paragraph S4.1.4 of Standard No. 108 requires school buses to be equipped with a system of four red signal lamps, or four red and four amber signal lamps, designed to conform to SAE Stand ard J887 School Bus Red Signal Lamps, July 1964, and installed at the top and evenly spaced from the vertical centerline of the bus. These lamps must flash alternately at a rate of 60-120 cycles per minute. All other required lighting equipment, except for turn signals and hazard warning signals, must be steady-burning.

Supplementary lighting equipment is permissible under the following conditions. If your Warning System is to be installed by a manufacturer or dealer before the first sale and delivery of the school bus, the Warning System must not impair the effectivene ss of the lighting equipment required by Standard No. 108 including the signal system mentioned above, that is to say, it cannot replace required equipment, or modify its performance or detract from the "message" that the required lamp is intended to imp art. Manufacturers of motor vehicles are required to affix a certification to the vehicle that it complies with all applicable Federal motor vehicle safety standards, and the determination of impairment is to be made by the manufacturer at that time. A dealer installing the Warning System is regarded as an alterer, and required to affix its own certification that the vehicle as altered continues to conform; at that point, the dealer installing the system would make its determination that impairment di d not exist. NHTSA will not contest a determination unless it is clearly erroneous.

If the Warning System is to be installed on school buses already delivered and in use, there is no Federal requirement that the person adding the equipment certify the vehicle. However, there is a similar obligation to ensure continuing compliance. If the person is a manufacturer, dealer, distributor, or motor vehicle repair business, under a statute that we administer, that person must ensure that installation and use of the Warning System will not "make inoperative" any of the required lighting equi pment including the school bus signal lamp system. We regard "making inoperative" in this context the equivalent of "impairment" discussed in the previous paragraph.

The statute permits an exception to the above: modifications of any nature made by the school bus owner itself in its own repair facilities are not prohibited by our statute.

Specific issues concerning "impairment"

As noted above, the Warning System may be installed on new school buses if it does not impair the effectiveness of the lighting equipment required by Standard No. 108. "Impairment" can occur in different ways. One way could be by interfering with the p erformance of required lamp system, including the required school bus warning lamps or the brake warning lamps. The following are examples of interference: * Your system could not replace the identification lamps required by Standard No. 108.

* It must not cause the yellow-red warning system to flash sequentially, rather than alternately as required by the standard.

* The Warning System must not cause the flashing of lights that must be steady-burning (e.g., the stop and taillamps, which, under Standard No. 108, must be steady-burning at all times). Your system appears to have a deceleration warning system operatin g through either original equipment lamps or supplementary ones. The lamps for the system must be steady-burning, and cannot flash. For the same reason, the little lights around the message board must not flash with the "Slow Down" and "Do Not Pass" me ssages.

"Impairment" can also occur when an operator is distracted from the driving task, even momentarily. For this reason, we have discouraged the concept of message boards over the years. However, this is the first time we have been asked to consider it in the context of school bus lighting. We find that there are considerations that are relevant to the operation of school buses, that do not apply to other vehicles. A driver behind a school bus, or approaching from an opposite direction, is more likely t o be cautious because of the awareness of the importance of child safety and the penalties involved in infractions of traffic laws relating to school buses. There is less possibility of impairment existing with advisories relating directly to the action s other drivers are presumably anticipating when in the vicinity of a school bus. With this in mind, we believe your message board, which sends only three messages -- an identification of the vehicle as "School Bus" and advisories of "Slow Down" and "Do Not Pass" -- generally would be permitted under Standard No. 108.

There are a number of specific features about your message board, however, that could distract a driver, and thus constitute "impairment." These are as follows:

* Your sketch indicates that the lamps used for the "School Bus" message would be green. Standard No. 108 restricts the color of required exterior lights to red, amber, and white, the former two of which are associated with caution. Green is not used as an exterior lighting color because it is the recognized signal to proceed rather than to warn. We believe that use of the color green has the potential to create a measure of confusion rather than caution, thereby affecting the effectiveness of the man datory lighting equipment.

* Another feature that could distract a driver is the message "Slow Down," which automatically illuminates anytime the school bus driver brakes. We believe this could be confusing to drivers in other lanes and oncoming vehicles, since it may lead some d rivers to believe the school bus is preparing to stop, when the bus is not. A less confusing feature would be if the Slow Down message is illuminated only when the amber school bus warning lamps flash, and not each time the driver brakes.

State requirements Because your Warning System is not a Federally required item of lighting equipment, its use is also subject to regulation under the laws of the States in which it may be used. Each State regulates the use of school buses in its highway safety programs, setting requirements for pupil transportation safety, including the identification of school buses. NHTSA has issued a number of Highway Safety Program Guidelines for States to use in establishing their highway safety programs. Guideline No. 17, "Pupil Transportation Safety" (copy enclosed) has recommendation that might affect your message board, if the State has decided to adopt the recommendation as State law. The Guideline recommends that school buses should, among other things,

Be identified with the words "School Bus" printed in letters not less than eight inches high, located between the warning signal lamps as high as possible without impairing visibility of the lettering from both front and rear, and have no other lettering on the front or rear of the vehicle, except as required by Federal Motor Vehicle Safety Standards (FMVSS), 49 CFR part 571. (Section IV.B.1.a.)

Depending on the requirements a State has adopted for identifying school buses, the State might limit how your message board displays the words "School Bus," and the "Slow Down" and "Do Not Pass" messages. If you have questions about State law requireme nts, we suggest you consult the American Association of Motor Vehicle Administrators for an opinion. Its address is 4600 Wilson Boulevard, Arlington, Va. 22203.

We appreciate the interest that you and your brother have shown in improving the safety of school children. If you have any further questions, you may call Dee Fujita (202-366-2992) or Taylor Vinson of this office (202-366-5263).

ID: nht95-5.10

TYPE: INTERPRETATION-NHTSA

DATE: December 22, 1995

FROM: Samuel J. Dubbin -- Chief Counsel, NHTSA

TO: Richard L. Russell

TITLE: NONE

ATTACHMT: 11/15/95 letter from Rick Russell to Blane Laubis

TEXT: This responds to your FAX of November 15, 1995, to Blane Laubis of this agency, asking for an interpretation of Federal lighting regulations as they may affect your plans to modify your 1956 Jeep.

You wish to add two additional auxiliary lights to supplement your upper beams, and you ask whether these lights are "required to be DOT approved." The answer is no; the DOT regulation on motor vehicle lighting (Federal Motor Vehicle Safety Standard No. 108 Lamps, Reflective Devices, and Associated Equipment does not prescribe requirements for lamps intended to supplement the headlamps, and thus the lamps of which you speak do not have to be certified as meeting Standard No. 108. As a matter of informa tion, your use of the words "DOT approved" reflects a common misconception. We have no authority to approve or disapprove lighting equipment. Under our statute, a lighting (or vehicle) manufacturer is required to certify that its equipment (or vehicle) meets Standard No. 108 (if it is replacement equipment included in the standard), and the use of the DOT symbol on the item is the most frequently used method of certification. This means that the "DOT approved" headlamps on your 1956 Jeep are probably replacement sealed beams with DOT markings on them.

You ask whether there is any limitation to bulb wattage for auxiliary lamps used to supplement the headlamps when used on the upper beam. There is no wattage limitation; however, if auxiliary lamps were installed by the dealer on a new vehicle before it s first sale, we would regard the vehicle manufacturer's certification as negated if the brightness and location of the auxiliary lamps were such as to affect an oncoming driver's ability to perceive the front turn signals.

Although your Jeep was manufactured long before the effective date of Standard No. 108 (January 1, 1969), we ask you to consider this safety concern when adding auxiliary lamps. We do not know the local laws on this subject, and recommend that you seek advice from the Department of California Highway Patrol.

If you have any further questions, Taylor Vinson of this Office will answer them for you (phone 202-366-5263).

ID: nht95-5.11

TYPE: INTERPRETATION-NHTSA

DATE: December 22, 1995

FROM: Samuel J. Dubbin -- Chief Counsel, NHTSA

TO: David T. Zelis -- Marketing Manager, Buyers Products Company

TITLE: NONE

ATTACHMT: 11/13/95 letter from David T. Zelis to Office of Chief Counsel, NHTSA

TEXT: This is in response to your letter of November 13, 1995, forwarding literature concerning The Pintle Mount Bumper, which you describe as a new product being offered by your company that is designed to take the place of a vehicle bumper and the receiv er tube assembly on a light duty truck. In a telephone conversation with Coleman Sachs of my staff on November 22, 1995, you described this bumper as an aftermarket product that will not be supplied as original equipment on new motor vehicles. You have requested copies of any standards issued by the National Highway Traffic Safety Administration (NHTSA) that may apply to the use or manufacture of this product.

NHTSA has issued Federal motor vehicle safety standards, found at 49 CFR Part 571, and a Bumper Standard, found at 49 CFR Part 581. None of these standards apply to the product that is the subject of your inquiry.

The Bumper Standard applies only to vehicles and not to bumpers sold as items of replacement equipment. Moreover, as stated in 49 CFR 581.3, the only vehicles to which the Bumper Standard applies are "passenger motor vehicles other than multipurpose pas senger vehicles." The term "passenger motor vehicle" is defined for purposes of the Bumper Standard at 49 U.S.C. @ 32101 (10) as

a motor vehicle with motive power designed to carry not more than 12 individuals, but does not include- (A) a motorcycle; or (B) a truck not designed primarily to carry its operator or passengers.

Because the light duty pickup trucks for which your product is designed do not fall within this definition, the Bumper Standard does not apply to those vehicles.

The Federal motor vehicle safety standards (FMVSS) apply only to new motor vehicles and items of replacement equipment. Because your bumper is only being sold as aftermarket equipment, it could not affect the compliance of new motor vehicles with the FM VSS. Moreover, there are no FMVSS that would apply to your bumper as a replacement equipment item.

Under 49 U.S.C. @ 30122(b), a motor vehicle manufacturer, distributor, dealer, or repair business is prohibited from "knowingly mak[ing] inoperative any part of a device or element of design installed on or in a motor vehicle . . . in compliance with an applicable motor vehicle safety standard . . ." This provision would be violated if any of the entities to which it refers installed your bumper on a vehicle and, as a result of that installation, the vehicle no longer complied with any applicable FMVSS. For example, the installation of an aftermarket bumper could affect a vehicle's compliance with FMVSS No. 108, Lamps, Reflective Devices, and Associated Equipment, if the bumper obscured any lights or other equipment required by the standard.

Because your bumper is sold as "an addition to a motor vehicle," it meets the definition of "motor vehicle equipment" in 49 U.S.C. @ 30102(a)(7)(c). As the manufacturer of such equipment, you are responsible under 49 U.S.C. @ 30118 for furnishing NHTSA and anyone purchasing your bumper with notification of, and a remedy for, any defect relating to motor vehicle safety that is determined to exist in the bumper.

If you have any further questions regarding this matter, feel free to contact Coleman Sachs of my staff at the above address, or by telephone at (202) 366-5238.

ID: nht95-5.12

TYPE: INTERPRETATION-NHTSA

DATE: December 26, 1995

FROM: Samuel J. Dubbin -- Chief Counsel, NHTSA; Signature by John Womack

TO: Jane Thornton Mastrucci, Esq. -- Thornton, Mastrucci & Sinclair

TITLE: NONE

ATTACHMT: 11/08/95 letter from Jane Thornton Mastrucci to John Womack

TEXT: This responds to your request for an interpretation as to which passenger vehicles and which multipurpose passenger vehicles (MPVs) meet the Federal Motor Vehicle Safety Standards (FMVSSs). You ask this since Florida law allows transportation of pupils in MPVs that meet "all federal motor vehicle safety standards for passenger cars." As explained below, in recent years many of the FMVSSs have been amended to have the same requirements for passenger cars and MPVs. However where differences exist, the o nly way your client, Dade County School Board, will be able to determine that a specific MPV meets the FMVSSs applicable to passenger cars would be to contact the vehicle's manufacturer.

NHTSA is authorized under 49 U.S.C. Chapter 301 Motor Vehicle Safety to issue FMVSSs for new motor vehicles and new items of motor vehicle equipment. The FMVSSs are codified at Title 49 of the Code of Federal Regulations (CFR), Part 571. There are pres ently 53 FMVSSs. Each FMVSS's applicability section specifies the motor vehicles and/or equipment to which it applies.

Under 49 U.S.C. section 30112, a person may not manufacture or sell any motor vehicle unless the vehicle meets all applicable FMVSSs and is so certified. Section 30115 establishes a self-certification system whereby the vehicle manufacturer is responsibl e for certifying that the vehicle meets the safety requirements in the standards applicable to the vehicle. In the certification, the manufacturer must specify the vehicle type (e.g., passenger car, MPV, truck, bus) of the vehicle. Each vehicle type's definition is found at 49 CFR Part 571.3 Definitions. Thus, a new passenger car sold in the U.S. must be certified by the manufacturer as meeting the FMVSSs applicable to passenger cars, and a new MPV must be certified as meeting the standards applicable to MPVs.

In recent years, many FMVSSs have been amended to specify the same requirements for passenger cars and MPVs. For example, for model year 1998 vehicles, Standard No. 208, Occupant crash protection will specify identical requirements for passenger cars an d MPVs. For Standard No. 214, Side impact protection, in July 1995, NHTSA issued a final rule in which MPVs manufactured after September 1, 1998 would be required to meet the same dynamic testing requirements as passenger cars.

However, some safety standards that apply to both passenger cars and MPVs do not specify identical requirements for each vehicle type. For example, Standard No. 103 Windshield defrosting and defogging systems applies to passenger cars and MPVs, but spec ifies different requirements for each vehicle type.

There is no easy way to determine whether a particular MPV meets the passenger car safety standards. Because of differences in FMVSS requirements for passenger cars and MPVs, for information whether a particular MPV meets the passenger car standards, yo u should contact the MPV's manufacturer. Please note that for some safety standards such as Standard No. 208, a manufacturer may have phased-in the compliance of its MPVs with the safety standard over several years. Therefore, some MPVs manufactured in a particular year may meet the newer standard but other MPVs may not. For information about whether a specific MPV meets the passenger car standards, the manufacturer should be provided with the MPV's seventeen digit vehicle identification number (VIN) , which can be found on the vehicle's certification label on the hinge pillar, the door-latch post, or the door edge that meets the door-latch post, next to the driver's seating position.

I hope this information is helpful. If you need any further information, please contact Dorothy Nakama of my staff at (202) 366-2992.

ID: nht95-5.13

TYPE: INTERPRETATION-NHTSA

DATE: December 28, 1995

FROM: Samuel J. Dubbin -- Chief Counsel, NHTSA

TO: Jeffrey S. Bakst, Esq -- Attorney at Law

TITLE: NONE

ATTACHMT: 12/6/95 letter from Jeffrey S. Bakst to Dorothy Nakama (occ 11412)

TEXT: This responds to your request for the views of the National Highway Traffic Safety Administration (NHTSA) on two questions related to litigation in which you are currently involved, that refer to Federal Motor Vehicle Safety Standard No. 124, Accelerator control systems. The two questions and our responses are set out below.

You advise us that you are "dealing with a 1988 Dodge Ram 50 truck manufactured by Mitsubishi in Japan, sold in July, 1988." You informed Dorothy Nakama of my staff that in December 1990, your client was injured while driving the Dodge Ram truck. You fu rther informed Ms. Nakama that our October 26, 1995 interpretation letter to Hugh Bode, Esq. addressed Mr. Bode's questions stemming from the same accident and lawsuit as yours.

Question 1. If the manufacturer discovers a safety-related problem after the vehicle has been sold to the first purchaser in good faith, does the manufacturer have a legal duty to notify NHTSA and/or the purchaser of this problem? If yes, what must a ma nufacturer do for the purchaser?

The answer to the first part of this question is yes. Pursuant to 49 U.S.C. @ 30118(c):

A manufacturer of a motor vehicle . . . shall notify [NHTSA] by certified mail, and the owners purchasers, and dealers of the vehicle . . . if the manufacturer --

(1) learns the vehicle contains a defect and decides in good faith that the defect is related to motor vehicle safety . . .

Under 49 U.S.C. @ 30120, where such notification is required, the manufacturer "shall remedy the defect . . . without charge when the vehicle is presented for remedy." The vehicle manufacturer may choose to remedy the defect by repairing the vehicle, rep lacing it with an identical or reasonably equivalent vehicle, or refunding the purchase price, less a reasonable allowance for depreciation. The requirement that the remedy be provided without charge does not apply if the vehicle was bought by the first purchaser more than eight years prior to the manufacturer's defect determination.

Question 2. Assume there is a safety-related defect in a brand new carburetor that results in engine overspeed. If the "two sources of energy" are not sufficient to return the throttle to idle position when the driver removes the actuating force from th e accelerator control in use, does the carburetor fail to comply with FMVSS 124?

The relevant portion of FMVSS No. 124 (S5.1) provides as follows:

There shall be at least two sources of energy capable of returning the throttle to the idle position within the time limit specified by S5.3 from any accelerator position or speed whenever the driver removes the opposing actuating force. In the event of failure of one source of energy by a single severance or disconnection, the throttle shall return to the idle position within the time limits specified by S5.3, from any accelerator position or speed whenever the driver removes the opposing actuating fo rce.

Under the standard, with either energy source severed or disconnected, the standard requires that the remaining energy source return the throttle to the idle position within the specified time from any accelerator position or speed whenever the driver re moves the opposing actuating force.

NHTSA's Office of Vehicle Safety Compliance, (at (202) 366-2832), is the office within NHTSA which has the authority to investigate whether there is a noncompliance with the Federal Motor Vehicle Safety Standards. We are not in a position to render an o pinion as to whether the facts you describe indicate the existence of a safety-related defect.

For your information, I am enclosing a copy of our October 26, 1995 letter to Hugh J. Bode, Esq. If you have any further questions, please contact Dorothy Nakama of my staff at this address or at (202) 366-2992.

ID: nht95-5.14

TYPE: INTERPRETATION-NHTSA

DATE: December 29, 1995 EST

FROM: Samuel J. Dubbin -- Chief Counsel, NHTSA

TO: Mark Heminway -- Director of Fleet Operations, The Hertz Corporation

TITLE: NONE

ATTACHMT: 8/24/95 letter from Mark Heminway to John Womack (OCC 11167)

TEXT: This is in response to your letter in which you requested from the Chief Counsel of the National Highway Traffic Safety Administration (NHTSA) an opinion as to whether a process Hertz has developed for digitally scanning original written and hand-printed signatures and applying the scanned signatures to odometer disclosure statements using a laser printer meets the requirements of 49 CFR Section 580.

The process you describe raises the issue of whether use of digitally-scanned and laser-printed reproductions of the signature and hand-printed name on odometer disclosures complies with the requirement of 49 CFR @ 580.5(c) and (f) for the signature and printed name of the transferor and transferee. After careful review of the sample Hertz submitted of a title completed using its process and the description of the process in your letter in light of the Federal odometer disclosure statute and regulation s, the agency concludes that the process of digital scanning and laser printing of the signatures on vehicle titles as described in your letter and exemplified by the accompanying sample you submitted fulfills the requirements of the Federal odometer dis closure law. It would be advisable, however, for Hertz to ascertain whether its process also meets applicable requirements of state laws governing motor vehicle titles. States may have different or additional requirements which would affect their willing ness to accept titles printed using the Hertz system.

Section 580.5(c) of NHTSA's odometer disclosure regulation requires that the "written disclosure must be signed by the transferor, including the printed name." 49 CFR @ 580.5(c). Section 580.5(f) specifies the same requirement for the transferee signing the odometer disclosure. In the preamble to the final rule adopting these provisions, and in many interpretations of those requirements, the agency has stated that the signature and printed name requirement means that both the signatures and printed na mes of the transferor and transferee must be handwritten by the respective parties to the transaction. It has made it clear that entry of these items in typewriting, either manually or by means of a computer, does not satisfy the regulation.

Handwriting or handprinting, unlike typewriting, can be subjected to handwriting analysis which is an indispensable tool in identifying the actual individuals who complete fraudulent odometer disclosures. Thus, the agency views the handwriting and hand- printing requirements as essential to the successful identification and prosecution of perpetrators of odometer fraud.

It is our view that the Hertz system as described in your letter and evidenced by the sample you enclosed satisfies the need for an adequate handwriting sample, as well as protection against unauthorized use, and therefore NHTSA's regulations, permit its use. The digital scanning and laser printing of the signature and printed name provided by Hertz' system (as shown on the sample you provided to this office) produce a handwriting exemplar that is sufficiently clear for handwriting analysis. In additi on, the system you describe whereby access to use of the digitally-scanned signature is password-protected appears to provide adequate security against use of the signature and hand-printed name by anyone other than the person who wrote it.

We wish to caution that this opinion should not be construed as a blanket approval of the use of signature and hand-printed names that have been digitally scanned. It is based to a large extent on the quality of the example that you provided with your l etter. Both scanners and computerized printers vary considerably in the degree of resolution and clarity of the image, and scanners also vary in the accuracy with which they reproduce the image from the original.

Accordingly, we cannot assume that all combinations of scanners and printers would be capable of producing an image that will provide a handwriting and hand printing exemplar that is adequate for handwriting analysis. Therefore, if any changes are made in the process or the equipment used that make the signature and/or hand printed name less clear than they appear on its sample, Hertz should submit an example of the product of that change for review by NHTSA before using it on actual odometer disclosur es.

I hope this information is responsive to your request. If you have any further questions regarding this interpretation, or any other legal questions concerning the Federal odometer disclosure statute and regulations, please write to this office at the a bove address, or call Eileen Leahy, an attorney on my staff, at (202) 366-5263.

ID: nht95-5.15

TYPE: INTERPRETATION-NHTSA

DATE: July 1, 1995 EST

FROM: Michael A. Nappo

TO: Chief counsel -- NHTSA

TITLE: NONE

ATTACHMT: ATTACHED TO: 9/11/95 LETTER FROM JOHN WOMACK TO MICHAEL A. NAPPO (A43; STD. 108); 6/8/93 LETTER FROM JOHN WOMACK TO SHAWN SHIEH; 5/10/91 AND 3/21/91 LETTERS FROM PAUL JACKSON RICE TO CHRIS LAWRENCE; 8/17/89 LETTER FROM STEPHEN P. WOOD (VSA 108 (A)(2)(A) TO ALAN S. ELDAHR; 7/8/85 LETTER FROM JEFFREY R. MILLER TO DON BENFIELD

TEXT: Dear Sirs:

Enclosed is some information on a new product that our company will be trying to market in the near future. Could you please send us any information on how this product might effect local and national laws?

Product Name: AUTO AD

Concept: To offer the consumer a better way to advertise with great exposure and less cost.

Operation: The AUTO AD is a portable advertising unit that is designed with a flexable screen that can be secured to a window with suction cups. This screen has LED's (lights) which will be controlled by a processing unit that will be attached to the screen with a cable. The processing unit will then be controlled by a key pad that will be mounted close to the automobile driver. The whole unit will run off the power from the car battery through the cigaret lighter or hardwired in.

NOTE: An adaptor will be made so the AUTO AD can also be used in the home or business using a 120v outlet.

Uses: * selling the auto * advertising the business * as a safety device when the auto breaks down one can signal for help * general advertising

Need: With the high cost of advertising through radio, tv, signs, papers, etc., the consumer is looking for a cheaper way to advertise more effectively.

THANK YOU. (Diagrams omitted.)

ID: nht95-5.16

TYPE: INTERPRETATION-NHTSA

DATE: July 2, 1995

FROM: John Womack -- Acting Chief Counsel, NHTSA

TO: Vladimir Salita

TITLE: NONE

ATTACHMT: ATTACHED TO 5/11/95 LETTER FROM JOHN WOMACK TO TERESA THOMPSON; ALSO ATTACHED TO 7/30/93 LETTER FROM JOHN WOMACK TO WAYNE FERGUSON (STD. 108); ALSO ATTACHED TO 5/10/95 LETTER FROM VLADIMIR SALITA TO CHIEF COUNCIL, NHTSA (OCC 10907)

TEXT: Dear Mr. Salita:

This responds to your letter asking about the applicability of Federal requirements to three inventions you are developing a warning and teaching device for improving driving habits and fuel economy, a deceleration warning light, and a self-adjustable windshield wiper. The first item would "warn drivers by indicating the excessive deceleration, acceleration and dangerous speed at turns by emitting sound signals," and would be mounted on the dashboard. The second item would measure "actual vehicle deceleration" and control "the frequency of light flashing (preferable high-mounted brake light)," to alert the drivers of following vehicles. The third item would control "the rate of windshield wiper sweeps according to the intensity of rain." I am pleased to provide the information you requested.

By way of background information, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal Motor Vehicle Safety Standards for new motor vehicles and new items of motor vehicle equipment. This agency does not provide approvals of motor vehicles or motor vehicle equipment. Instead, manufacturers are required to certify that their vehicles and equipment meet applicable standards. Also, it is unlawful for dealers to sell motor vehicles or motor vehicle equipment that do not meet applicable standards.

Vehicle manufacturers wishing to install your devices would be required to certify that their vehicles meet all applicable safety standards with the devices installed. While we do not have sufficient information to identify all the standards that might be relevant to your devices, I would like to bring three standards to your attention.

Standard No. 201, Occupant Protection in Interior Impact, would be relevant to your dashboard-mounted warning and teaching device. That standard specifies requirements to protect occupants from impact with interior components and could affect where or how the device could be installed in a vehicle.

Standard No. 108, Lamps, Reflective Devices, and Associated Equipment, would be relevant to the deceleration warning light. That standard requires, among other things, that all original motor vehicle lighting equipment be steady burning in use, unless the standard provides otherwise. Since the standard does not specify deceleration warning lights as an exception to this requirement, they must be steady burning. Therefore, your added flashing deceleration light could not be installed on new vehicles. Because center high mounted stop lamps (CHMSLs) are not permitted to flash and must be activated only by the service brake, your use of the CHMSL as a deceleration light also is not allowed on new vehicles.

I am enclosing copies of two recent letters (addressed to Mr. Wayne Ferguson, July 30, 1993, and Ms. Teresa Thompson, May 11, 1995), which provide a more detailed discussion of requirements relevant to deceleration lights.

Standard No. 104, Windshield Wiping and Washing Systems, would be relevant to your self-adjustable windshield wiper. That standard specifies a number of requirements for windshield wiping systems. The standard would not preclude the inclusion of a self-adjustable windshield wiping feature. However, a vehicle manufacturer would need to ensure that the windshield wiping system with such a device met all of the requirements of that standard.

No standards would apply to your devices to the extent that they were sold as aftermarket equipment. However, Federal law prohibits a manufacturer, distributor, dealer, or motor vehicle repair business from "making inoperative" a vehicle's compliance with any safety standard. Therefore, your flashing deceleration light could not be installed by such businesses on used vehicles. If your device affects a CHMSL installed in compliance with Standard No. 108, it could not be installed by the above named businesses. Similarly, your other devices could not be installed by such businesses if the installation adversely affected a vehicle's compliance with any safety standard.

The "make inoperative" provision does not apply to modifications made by owners to their own vehicles. However, NHTSA encourages vehicle owners not to degrade the safety of their vehicles. Also, individual States have authority to regulate modifications that a vehicle owner may make to his or her vehicle. We are not able to provide you with information on State laws. You may wish to seek an opinion from the American Association of Motor Vehicle Administrators, 4600 Wilson Boulevard, Arlington, VA 22303.

Finally, all three of your devices are considered to be "motor vehicle equipment" under Federal law. This means that the manufacturer would be subject to Title 49 of the U.S. Code, sections 30118-30122, concerning the recall and remedy of products with defects related to motor vehicle safety. If the manufacturer or NHTSA determined that the product contains a safety related defect, the manufacturer would be responsible for notifying purchasers of the defective equipment and remedying the problem free of charge.

You have obviously spent a great of time and effort thinking about how to improve driving safety. We appreciate your efforts in this area and the contributions that inventors such as you make to motor vehicle safety.

I hope this information is helpful. I am enclosing a general information sheet for new manufacturers which summarizes NHTSA's regulations and explains where to obtain copies of Federal motor vehicle safety standards and other regulations. If you have any further questions about lighting requirements, please contact Mr. Taylor Vinson at (202) 366-2992. For further information about other safety standards, please contact Ms. Dorothy Nakama at the same telephone number.

Enclosures

NHTSA INFORMATION SHEET ENTITLED "INFORMATION FOR NEW MANUFACTURERS OF MOTOR VEHICLES AND MOTOR VEHICLE EQUIPMENT" (TEXT OMITTED)

ID: nht95-5.17

TYPE: INTERPRETATION-NHTSA

DATE: July 5, 1995

FROM: John Womack -- Acting Chief Counsel, NHTSA

TO: Milford R. Bennett -- Director, North American Operations Safety, Affairs and Regulations, GM

TITLE: NONE

TEXT: Dear Mr. Bennett:

This responds to General Motors' (GM's) inquiry, raised in a June 16, 1995 meeting with the agency, regarding the test procedures in Federal Motor Vehicle Safety Standard No. 114 for determining whether a vehicle is in the "park" position. Under those procedures, a vehicle is deemed to be in park if it ceases rolling within 150 mm. You were concerned that different methods of measuring this distance could result in some vehicles not complying with the requirement that the vehicle roll less than 150 mm.

The short answer to your question is that the test procedure is a "static" measurement procedure. In other words, the agency will not measure the distance that a vehicle has rolled until after the vehicle has completely ceased moving.

This agency recently amended Standard No. 114, adding test procedures to determine whether the key can be removed when the transmission is in positions other than the "park" position and that the transmission remains locked in "park" after key removal. (60 FR 30006; June 7, 1995) NHTSA initiated that action in response to a petition from the automotive industry alleging that such a procedure was needed to make the standard objective.

Section S4.2.1(a)(3) of the amended standard specifies that "[each] vehicle shall not move more than 150 mm on a 10 percent grade when the transmission or transmission shift lever is locked in "park." To demonstrate that the vehicle is in "park" prior to attempting to remove the key, the test procedures in S5.2(e) and S5.3(b) both state:

Drive the vehicle forward up a 10 percent grade and stop it with the service brakes. Apply the parking brake (if present). n1 Move the shift mechanism to the "park" position. Apply the service brakes. Release the parking brake. Release the service brakes . . . Verify that vehicle movement was less than or equal to 150 mm after release of the service brakes.

n1 The parenthetical reference occurs only in S5.3(b).

In the June 16 meeting with the agency, GM stated that vehicle movement could be measured in two different ways: dynamic or static. GM inquired as to which method NHTSA interpreted the standard as specifying, because the results using these two methods would be different. The "dynamic" method of measuring vehicle movement was described by GM as measuring the maximum play-out of a spool of wire attached to the front bumper after release of the service brakes. The "static" method would measure vehicle movement from a reference point on the wheels after the vehicle has come to a complete stop.

Under the dynamic method, a portion of the measured play-out would be due to the "rocking" motion of the vehicle's chassis on its suspension when the transmission engaged. The driveline components would also contribute some movement by temporarily storing some of the kinetic energy of the moving vehicle by flexing and twisting. However, both of these contributions to total rearward movement are temporary, disappearing after the vehicle comes to rest, as in the static measuring method. GM presented test data for certain vehicles and theoretical worst-case calculations of static roll distance on non-production hypothetical vehicles and one test vehicle. The test data showed that dynamic measuring produces larger measurements of roll than does static measuring.

NHTSA interprets the limitation on vehicle movement specified in S4.2.1(a)(3) as referring to static movement. The agency did not contemplate using the dynamic method. The agency intends to measure only permanent components of total vehicle movement, using the "static" method. When conducting compliance testing, NHTSA will measure vehicle movement from a reference point such as the wheel centerline position. The starting time for the measurement will be at the moment before the service brakes are released. The ending time of the measurement will be when the vehicle has completely ceased moving, bouncing, and rocking (i.e., until the vehicle is again "static").

This agency believes that its confirmation that the static test method is the proper method should relieve any realistic concerns regarding compliance of the 1996 model year vehicles GM tested, and probably of any future vehicles as well. The actual tests GM conducted in preparation for the meeting with NHTSA all showed static roll distances well within the requirements of Standard No. 114.

I hope this information is helpful. If you have any further questions about NHTSA's safety standards, please feel free to contact Paul Atelsek of my staff at this address or by telephone at (202) 366-2992.