NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
Interpretations | Date |
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ID: 09-002608 403&404OpenHarry C. Gough Vehicle Modification Engineer Easter Seals Connecticut Mobility Center 158 State St. Meriden, CT 06450 Dear Mr. Gough: This letter responds to your request for an interpretation of the threshold warning signal requirement of S6.1 and the associated testing procedure in S7.4 of Federal Motor Vehicle Safety Standard (FMVSS) No. 403 (Standard 403), Platform Lift Systems For Motor Vehicles. See 49 C.F.R. 571.403. You describe a particular Braun lift model in which the platform is stored under the vehicles floor. When the lift is deployed, the platform is extended out from underneath the vehicle approximately 12 inches below the level of the floor and then is brought upward to come to the floor level. You observed that, if the platform is only partially deployed, the threshold warning system is not activated and that it is only activated after the platform initially reaches floor level. You note that in the preamble to the final rule, the agency adopted the threshold warning requirement because of the risk involved in backing off a vehicle when the lift is not properly positioned. You acknowledge that the wheelchair lift design that you describe would not fail the compliance test procedure set forth in S7.4.2 of Standard 403, but ask whether the design is consistent with the intent of the threshold warning system. By way of background, the agency established Standard 403 in order to protect individuals who are aided by canes, walkers, wheelchairs, scooters, and other mobility devices and rely on platform lifts to enter/exit a motor vehicle. Standard 403 is an equipment standard that specifies minimum performance requirements for platform lifts designed for installation on motor vehicles. We read your letter as asking the general question of whether Standard 403 requires the threshold warning system to be activated before a lift is fully deployed. We interpret S6.1 to require that the threshold warning signal activate only after the lift has been fully deployed. Our interpretation is supported by the testing procedure set forth in S7.4.2. The testing procedure requires that the lift platform be maneuvered to the vehicle floor loading position before the test device is placed in the threshold area. Accordingly, we do not interpret S6.1 to require the threshold warning system to be activated before the lift is fully deployed. I hope this information is helpful. If you have any further questions, please feel free to contact David Jasinski of my office at (202) 366-2992. Sincerely, O. Kevin Vincent Chief Counsel Dated: 7/19/2010 |
2010 |
ID: 09-002613 BMW positioning the seatOpenDr. Jan Urbahn BMW Group P.O. Box 1227 Westwood, NJ 07675-1227 Dear Dr. Urbahn: This responds to your inquiry about Federal Motor Vehicle Safety Standard (FMVSS) No. 214, Side impact protection, particularly regarding the standards procedure for positioning the drivers seat for the upgraded moving deformable barrier (MDB) test and the pole test. Your original letter, dated April 28, 2008, was withdrawn by you and later resubmitted, unchanged from the original, on April 29, 2009, in a meeting between Martin Rapaport and Alissa Moulton of BMW and agency staff.[1] Mr. Rapaport also emailed us slides on June 3, 2009, that he had brought to the meeting. Background The seat positioning procedure you ask about was adopted by a September 11, 2007, final rule[2] and applies to vehicles on a phased-in schedule beginning with vehicles manufactured on or after September 1, 2010. The seat positioning procedure is set forth in S8.3 for the MDB test and in S10.3 for the pole test. The procedure specifies how the vehicle seat is positioned in these crash tests with regard to an adjustable seat back, head restraint, lumbar support and any other adjustable part of the seat. The procedure specifies how the vehicle seat is positioned with regard to the seat cushions fore and aft location,[3] angle, and height. Simply stated, the seat positioning procedure describes the following (S8.3.1)[4]: --lumbar support are in the lowest, retracted or deflated position (S8.3.1.1) and other adjustable parts of the seat that provide additional support are in the lowest or non-deployed adjustment position (S8.3.1.2); --head restraints are in the highest and most forward position, and adjustable seat backs are in the manufacturers nominal design riding position (S8.3.1.2); and, --the seat is positioned as follows (S8.3.1.3): -using specified controls, move the seat to its rearmost position (S8.3.1.3.1); -using specified controls, determine the full range of angles of the seat cushion reference line (SCRL). Set the SCRL to the middle of the angular range (the SCRL angle)(S8.3.1.3.1); -maintain the SCRL angle and without using fore and aft control(s), place the cushion to its lowest position (S8.3.1.3.1); -using only the control that primarily moves the seat fore and aft, move the seat to the mid-travel position (S8.3.1.3.2); and, -maintain the SCRL angle and without using the fore and aft control(s), set the height of the seat cushion to the lowest height (S8.3.1.3.3). Discussion You ask twelve questions about the seat positioning procedure. Questions 1 and 2 (Q1 and Q2) and five (Q5) ask whether the specifications of S8.3 and S10.3 need to be followed in the exact sequence as they are described in the standard, particularly with respect to placement of the head restraints and adjustable seat backs, and the closing of convertible tops. You state that due to the kinematics of the seat adjustment, the sequence of the different steps has a significant influence on the final seat position. You provide as an example that if the head restraint were in its highest position, there could be a collision between the head restraint and the roof liner, which could prevent the seat from achieving the specified seat cushion angle. Conversely, you indicate that if the head restraint were raised after the seat is positioned, the seat cushion angle specified by the standard could be achieved. Our answer is as follows. It is very important to follow the seat positioning procedure of S8.3.1.3 in the exact sequence described. This is needed to standardize the fore-aft placement, cushion angle, and height. However, the steps described in S8.3.1.1 and S8.3.1.2 for positioning the lumbar supports and other adjustable parts of the seat, the head restraints, and the adjustable seat backs may be deferred until later in the adjustment process if interference of the seat back and head restraint with vehicle components prevents determination of the full range of the SCRL angle or fore and aft seat travel. Thus, the head restraint may be placed in the lowest position while the seat is adjusted and moved to the highest and full forward position after the seat cushion reference point is set to its lowest position (S8.3.1.3.3), as you suggest in your letter. Similarly, the seat back may be placed at the manufacturers nominal design riding position (S8.3.1.2) after completion of the procedure described in S8.3.1.3.3. You note in your letter that S8.6 of the standard specifies that convertible tops are in the closed position and ask whether the top is closed during the seat positioning procedure. You indicate that if the convertible top were closed during the positioning of the seat, there could be interference between the head restraint and the roof liner, whereas if it were closed after the seat is positioned, the seat cushion angle specified by the standard could be achieved. S8 of FMVSS No. 214 specifies the test conditions for the MDB test. For the test, the convertible top is in the closed position. However, for the pre-test set up, the top may be open to facilitate the positioning of the seats, placement of the test dummies, installation of test equipment, etc. Your third question asks about a thigh support provided by the Z4 seat and whether it would be positioned in the lowest (or non-deployed) position. The agency addressed a similar issue in an interpretation letter to Chris Tinto, dated August 27, 2004 (copy enclosed). The main portion of the seat cushion would be adjusted to the required height position using the seat cushion reference line angle as the primary control parameter. Other adjustments such as an extendable seat cushion leading edge would be treated as additional support and would be adjusted to the lowest or non-deployed position. Questions six (Q6) through twelve relate to the procedure in S8.3.1.3 for positioning the vehicle seats fore and aft location, height, and horizontal angle. You state your understanding of the procedure and ask if you are correct. We believe some of your statements, such as those in Q6 and Q7, indicate some confusion. We trust you have a better understanding of the procedure now, in light of our discussion in the background section, and will write back if you still have questions. Q8 asks about S8.3.1.3.1, which states, among other things, Using any part of any control, other than those just used, determine the full range of angles of the seat cushion reference line and set the seat cushion to reference line to the middle of the angular range. You ask if it is correct that for seats that are equipped with a height adjustment but do not offer a separate seat cushion angle adjustment, that this would determine the height position that they have to be adjusted to (namely the height position where the seat cushion reference line reaches its mid position)? It might be helpful to keep in mind that the procedure of S8.3.1.3 gives priority to the SCRL angle above other factors. We adjust the seat fore-aft in the vehicle and adjust the seat height, as specified in S8.3.1.3 to the extent the SCRL angle can be maintained. That said, assuming we understand your question, our answer is the seat is adjusted to the SCRL angle, and the height range of the seat cushion reference point (SCRP) that allows the SCRL to maintain the mid-angle setting is used to determine SCRP height. We hope this information answers your questions. Please contact Ms. Fujita of my staff at 202-366-2992 if you have any further questions. Sincerely yours, Stephen P. Wood Acting Chief Counsel Enclosure ref:214 d.7/24/09 [1] Attending from the National Highway Traffic Safety Administration (NHTSA) were Charlie Case, Brian Smith, Larry Valvo and James Jones of the Enforcement Office, Chris Wiacek from Rulemaking, and Deirdre Fujita from Chief Counsel. In the meeting, attendees examined a model year 2009 BMW Z4 that your associates brought to the Department of Transportation building to illustrate your questions. It was also determined that you are withdrawing the questions raised in the last paragraph of your letter. [2] 72 FR 51908, Docket No. NHTSA-29134, amended June 9, 2008, 73 FR 32473, Docket 2008-0104. There are pending petitions for reconsideration that the agency will address. [3] When the 50th percentile adult male ES-2re test dummy is placed in the seat, the seat is in the mid-travel position. When the 5th percentile adult female SID-IIs test dummy is placed in the seat, the seat is in the full forward position. [4] Comparable provisions are set forth in S10.3, but the seat is set to the full forward position when positioned to accommodate the SID-IIs test dummy (S10.3.2.3.2) and at the mid-point height (S10.3.2.3.3). |
2009 |
ID: 09-002634 -- Gepper (WMI for alterer--EU) -- rsy 16 Jun 09OpenMr. Charles Gepper Homologation Engineer Vehicle Certification Agency 47 Samaritan Avenue Ashland, OH 44805-3922 Dear Mr. Gepper: This responds to your request to Mr. Coleman Sachs of the National Highway Traffic Safety Administrations (NHTSAs) Office of Vehicle Safety Compliance. You ask NHTSA to explore a means to allow SAE to issue a WMI [World Manufacturer Identifier] to a company which purchases incomplete trailer frames from U.S. manufacturers and completes them for sale in Europe. You describe a situation in which French authorities are refusing to license these vehicles until the VINs on the statutory plates have [the companys] WMIs. Based on the information you have provided and our analysis below, our answer is that SAE is not required to issue a WMI to the company (Pratt and Whitney Power Systems (PWPS)) because PWPS appears to be an alterer under our regulations. At the same time, while we do not consider SAE required to issue a WMI to PWPS, we would not prohibit it from doing so. In your letter, you state that PWPS purchases incomplete trailer frames from several U.S. manufacturers, that come with as completed as possibleABS controller and braking, 5th wheel pins and couplings, lighting, spray suppression, rear underrun protection, side underrun protection, tires and statutory plates. You further state that PWPS then installs a jet engine power generating system and controls to make them into part of a series of three portable generating stations sold to locations under French authority. You note additionally that PWPS completes final assembly of some systems and component installations required for EU Type Approval. As we understand this situation, PWPS is purchasing completed vehicles, with certification labels affixed by the original manufacturers, and adding components to make them into portable generating stations. So long as it is performing these operations before the vehicles are sold to their first retail purchaser, PWPS is an alterer under our regulations (49 CFR Part 567). NHTSAs regulation (49 CFR Part 565) that establishes requirements for vehicle identification numbers (VINs) requires the VIN to be assigned by the vehicles manufacturer.[1] 49 CFR 565.13(a) states that-- Each vehicle manufactured in one stage shall have a VIN that is assigned by the manufacturer. Each vehicle manufactured in more than one stage shall have a VIN assigned by the incomplete vehicle manufacturer. Vehicle alterers, as specified in 49 CFR 567.16, shall utilize the VIN assigned by the original manufacturer of the vehicle. [Emphasis added.] In the case of the vehicles described in your letter, it appears that the VINs would be assigned by the U.S. manufacturers from whom PWPS purchases the units, i.e., the original vehicle manufacturer. Those U.S. manufacturers would include in those VINs their unique manufacturer identifiers, obtained from SAE International. Under NHTSAs regulations, PWPS would maintain the VIN assigned by the original vehicle manufacturer and affix to the vehicle its own label certifying that the vehicle remains in compliance with all applicable Federal motor vehicle safety standards affected by the alteration. See, 49 CFR 567.7. This label must not obscure the label affixed to the vehicle by the original manufacturer, and would not include a VIN or a WMI. If the alterations change the gross vehicle weight rating (GVWR) assigned to the vehicle by the original manufacturer, or any of the vehicles gross axle weight ratings (GAWRs), the modified values must be specified on the alterers certification label. See 49 CFR 567.7(b)(2). In addition, if the vehicle, as altered, has a different type classification from the one specified by the original manufacturer, the type as modified must be provided on the label. See 49 CFR 567.7(b)(3). You state that the trailers are altered by PWPS for sale in Europe and that regulatory authorities in that market require the vehicles to have a VIN that incorporates a WMI assigned to PWPS. NHTSA has previously addressed whether our regulations would prohibit a company from obtaining a WMI from SAE for use on vehicles to be offered for sale outside of the U.S. See, letter to Erika Z. Jones, July 8, 1991.[2] NHTSA stated in that letter that its contract with SAE to coordinate the assignment of manufacturer identifiers pursuant to Part 565 is naturally limited by NHTSAs statutory authority. As the agency explained, Under the National Traffic and Motor Vehicle Safety Act, NHTSA administers Federal regulations, including Part 565, relating to the manufacture, sale, introduction into interstate commerce, and/or importation of motor vehicles into the United States. Because NHTSAs contract with SAE relates to coordinating the assignment of WMIs [manufacturer identifiers] to manufacturers that manufacture motor vehicles sold or offered for sale in the United States, we concluded that SAE has no contractual obligation to NHTSA with respect to the assignment of WMIs to manufacturers whose vehicles are not offered for sale in the United States. So long as such assignments do not confuse or obscure the meaning of the WMIs assigned for vehicles offered for sale in the United States, SAE is free to exercise its judgment as to the appropriateness of any such assignments. [Emphasis added.] We believe that this interpretation applies to your situation. PWPS does not need a manufacturer identifier in order to comply with NHTSA regulations; it needs one to obtain a license from the French authority. Under the 1991 interpretation, we would not consider SAE to be prohibited from issuing a WMI to PWPS, so long as doing so would not confuse or obscure the meaning of the WMIs assigned for vehicles offered for sale in the United States. Note, however, that we also would not consider them required to issue one. If you have any further questions, please do not hesitate to contact Rebecca Yoon of my staff at (202) 366-2992. Sincerely yours, Stephen P. Wood Acting Chief Counsel Enclosure ref:565 d.7/24/09 [1] The WMI is included in the vehicle identification number (VIN) each manufacturer must assign its vehicle. The WMI for domestic manufacturers is obtained from SAE International under contract with NHTSA. [2] Available at http://isearch.nhtsa.gov/files/3059yy.html and also enclosed with this response. |
2009 |
ID: 09-002735 Cong Goodlatte 2OpenThe Honorable Bob Goodlatte Member, U. S. House of Representatives 10 Franklin Road, S.E. Suite 540 Roanoke, VA 24011-2121 Dear Congressman Goodlatte: Thank you for your letter on behalf of your constituent, Mr. John Bradshaw, who would like to know whether information in the motor vehicle owners manual can be put on compact discs (CDs). As explained below, as long as certain information that we require is provided to consumers in written form, the National Highway Traffic Safety Administration (NHTSA) does not prohibit manufacturers from providing information on CDs. NHTSA is authorized to issue and enforce Federal motor vehicle safety standards (FMVSSs) applicable to new motor vehicles and new items of motor vehicle equipment. NHTSA does not require owners manuals to be provided only in print. However, because important safety information about motor vehicles should be provided directly to consumers and be easily accessible to them, in some FMVSSs, we require information to be placed in owners manuals, if a manual is provided, or otherwise provided in a paper format. For example, we require that the owners manual include an accurate description of the vehicles air bag system in an easily understandable format. Similarly, our consumer information regulations require vehicle manufacturers to provide certain information (in not less than 10 point type) in an owners manual or in a one-page document, such as information about how to contact NHTSA to report safety-related defects, or how to safely load slide-in campers. While we specify certain safety information to be provided in an owners manual or in a paper document, we do not prohibit owners manual information from being provided on CDs. Vehicle manufacturers may provide CDs to enhance the consumers understanding of their vehicles. Page 2 The Honorable Bob Goodlatte Nonetheless, we do note that some drivers consult an owners manual mainly when they encounter a vehicle emergency or notice something amiss with their vehicle. For example, if a driver sees an unknown flashing icon on the front dashboard, he or she may consult the owners manual to learn the meaning or significance of the icon. If drivers do not have a device that reads the CD in the vehicle, they would be unable to immediately access the information on the CD. Thus, an advantage to a hard copy version of the owners manual is its accessibility to the consumer. Mr. Bradshaw could consider contacting the manufacturer of his vehicle to see if the owners manual is available on CD. Many motor vehicle manufacturers are providing owners manual information electronically, so as to supplement the hard copy version of the manual. For example, many manufacturers provide websites where owners manuals (by model year and vehicle model) can be downloaded. Some manufacturers provide CDs or DVDs containing vehicle information to vehicle owners. I hope this information is helpful. If you have any further questions, please feel free to contact me or Stephen P. Wood, NHTSAs Acting Chief Counsel, at (202) 366-2992. Sincerely yours, Ronald Medford Acting Deputy Administrator cc: Washington Office ref:VSA d.5/18/09 |
2009 |
ID: 09-003169 nissan.draft.dj.aug20OpenMakoto Yoshida, Senior Manager Government Affairs Office Nissan North America, Inc. 11921 Freedom Drive Two Fountain Square, Suite 550 Reston, VA 20190 Dear Mr. Yoshida: This responds to your request for an interpretation of 49 CFR 571.10(b)(1) and (2). Those paragraphs include formulas for determining the required number of designated seating positions (DSPs) in a seating surface area. In your letter, you ask us to confirm your belief that the formulas used to calculate the number of DSPs within a seating surface location prescribe the minimum number of permissible DSPs within that seating surface location, and that the manufacturer is not prohibited from designating a number of DSPs within a seating surface that is greater than the value N calculated in 571.10(b)(1) and (2). The issues raised by your letter are addressed below. By way of background, for the purpose of the Federal Motor Vehicle Safety Standards, NHTSA has defined a designated seating position as a location capable of accommodating a person at least as large as a 5th percentile adult female. On June 22, 2005, NHTSA published a notice of proposed rulemaking for a revised definition of designated seating position that would be more objective. NHTSA had identified a problem of three people occupying a seat with only two DSPs. It was believed that providing a more objective definition of designated seating position would help alleviate this problem. In the October 2008 final rule, NHTSA amended the definition of designated seating position for vehicles manufactured on or after September 1, 2011.[1] The new definition states that a seat location that has a seating surface width of at least 330 mm is a designated seating position. The final rule also established a procedure, codified at 49 CFR 571.10, for measuring seating surface width and calculating the number of DSPs at a seat location. For seat locations with a seating surface width of less than 1400 mm, the number of DSPs required is equal to the seating surface width divided by 350, rounded down to the nearest whole number. For seat locations with a seating surface width of 1400 mm or greater, the number of DSPs required is equal to the seating surface width divided by 450, rounded down to the nearest whole number. In your letter, you put forth a scenario where the total width of a seating surface area, as calculated under 571.10(c)(2), is 1700 mm. You observe that, under the formula used to calculate the number of DSPs for a seating surface width of at least 1400 mm, there would be three DSPs at the seating area. You ask whether, under the new DSP definition set forth in the October 2008 final rule, you are prohibited from designating four DSPs in that seating surface area instead of the result of the calculation in 571.10(b)(2). As indicated above, we changed the definition of designated seating position because of a concern that, in certain situations, more people were occupying a seating surface area than the number of DSPs. You put forward a scenario in the opposite direction, where a manufacturer wants to designate more DSPs than the number required by the formulas in section 571.10(b), and also where the seating area is specifically designed for that greater number of occupants. However, the definition of designated seating position was also revised to be more objective. NHTSA developed a procedure, set forth in section 571.10(b)(1) and (b)(2) to calculate the number of DSPs for a seating location. Our rulemaking was not intended to limit manufacturers from designating more DSPs than specified by the formulas or to permit manufacturers to designate a smaller number of designated seating positions than the number they actually intend to be used by occupants. In light of the issue you have raised, we will consider clarifying the language of section 571.10(b) in a future rulemaking or in the responses to petitions for reconsideration of the new DSP definition. Nothing in this letter should be construed as a response to any of the petitions for reconsideration. I hope this information is helpful. If you have any further questions, please feel free to contact David Jasinski of my office at (202) 366-2992. Sincerely yours, O. Kevin Vincent Chief Counsel Ref: Std. 571 8/5/2011 [1] On December 23, 2009, NHTSA issued a partial response to petitions for reconsideration of the new DSP definition in which we allowed one year of additional lead time before the new DSP definition is applicable. See 74 FR 68185. |
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ID: 09-003484 passenger seatOpenDavid E. Barnhart Chief Engineer The Vehicle Production Group 1355 Combermere Drive Troy, MI 48083 Dear Mr. Barnhart: This letter responds to your request for an interpretation regarding the applicability of certain Federal motor vehicle safety standards (Standards) to a vehicle location with a wheelchair tie-down position in lieu of an installed front passenger seat. This also follows up on the meeting you had requested with agency staff, in which you explained your interpretation requests and showed us a prototype of the vehicle you plan to manufacture. Your vehicle will have numerous features designed to make it accessible to persons in wheelchairs. Pertinent to your request, the vehicle will have a wheelchair tie-down position in the front of the vehicle to the right of the driver where a front passenger seat would ordinarily be located. In your letter, you ask us to confirm two specific conclusions that you have reached regarding this feature. First, you ask us to confirm that the wheelchair tie-down position in the front passenger location is not a designated seating position, as defined by 49 CFR section 571.3, such that Standard 208, Occupant crash protection, does not require the installation of an air bag at that position. Second, you ask us to confirm that portions of Standard 214 (Side impact protection), which do not refer to designated seating positions, but instead to front and rear outboard seating positions, do not apply to the wheelchair tie-down position. See 49 CFR 571.214. We note that, in your letter, you stated your belief that the performance requirements of the Standards that apply to designated seating positions, or to seating positions in general, do not apply to vehicle locations at which there is no seat installed at that position, but only tie-downs used for securing a wheelchair. Our interpretation letter is limited to the particular Standards that you raise in your letter. You cite three interpretations letters in support of your belief that this position is not a designated seating position under both the old definition applicable to vehicles manufactured before September 1, 2011 and the new definition to vehicles manufactured after that date.[1] First, in a March 19, 1992 letter to Mr. Wm. Richard Alexander of the Maryland State Department of Education, we addressed a requirement in Standard 222, Schoolbus passenger seating and crash protection. We stated that Standard 222s requirement for a restraining barrier within 24 inches of a seating reference point did not apply to a wheelchair position because a wheelchair position is not technically a designated seating position. Second, in a November 13, 1992 letter to Mrs. Edna Sutlief, we addressed Standard 208, which requires safety belts to be installed at designated seating positions. In our letter, we stated that Standard 208 did not require installation of a safety belt at a wheelchair securement location because such a location would not be a designated seating position, as that term is defined in 49 CFR section 571.3. Third, in a February 4, 1999 letter to Mr. Jerry G. Sullivan, Jr., of the Braun Corporation, we addressed a requirement in Standard 208 that trucks and multipurpose passenger vehicles be equipped with air bags at the driver and passenger designated seating positions. We stated that a passenger side air bag would not be required in a vehicle that was modified by removing the right front passenger seat and installing a permanent ambulatory walk-through entrance door. We reasoned that, once the front passenger seat is removed, Standard 208 would not require an air bag for that location because an air bag is only required if a seating position is there. We confirm that, for the vehicle you ask about, because there would be no seat installed in the front passenger seating position, that position would not constitute a designated seating position, under both the old and new definitions of that term as defined by 49 CFR section 571.3. Under the old definition, a designated seating position exists if a position is likely to be used as a seating position while the vehicle is in motion. The new definition of designated seating position, which is intended to be more objective, is based upon seating surface width. Because the wheelchair tie-down position has no seating surface, it is not a designated seating position. Therefore, consistent with our prior interpretations, you are correct to conclude that Standard 208 would not require the installation of an air bag at the wheelchair tie-down position because that position is not a designated seating position. You also ask for confirmation that the dynamic performance requirements of Standard 214 do not apply to the wheelchair tie-down position. By way of background, a multipurpose passenger vehicle with the gross vehicle weight rating (GVWR) greater than 6,000 pounds must generally meet the requirements of S6 (door crush resistance) and S9 (pole test) of Standard 214. 49 CFR 571.214, S4(c). S7 of Standard 214, the moving deformable barrier test requirements, would not apply to your vehicle because it will be categorized as a multipurpose passenger vehicle with a GVWR greater than 6,000 pounds.[2] See also S5(b)(4). Regarding S9 of Standard 214, the vehicle-to-pole test requirements, you note that S5(c)(4) excludes from meeting the requirements of S9 vehicles in which the seat for the driver or right front passenger has been removed and wheelchair restraints installed in place of the seats. You believe that this exclusion would be applicable to your vehicle, even though you are not removing a seat but, instead, would be manufacturing the vehicle without the seat. We agree with you that the rationale supporting this exclusion would apply to the front passenger position in your vehicle, even though, strictly speaking, you have not removed the seat. The end result is the same: the right front passenger seat is nonexistent. Therefore, we interpret S5(c)(4) as excluding your vehicle from the requirement to meet S9 at the front passenger seating position. I hope this information is helpful. If you have any further questions, please feel free to contact David Jasinski of my office at (202) 366-2992. Sincerely yours, O. Kevin Vincent Chief Counsel cc: Erika Z. Jones, Mayer Brown LLP Dated:7/19/10 [1] After receiving your letter, but before this response, we amended section 571.3 to allow an additional year of lead time for the implementation of the new designated seating position definition. See 74 FR 68190 (Dec. 23, 2009). [2] At the June 6 meeting, you stated that the GVWR of your vehicle would be over 6,000 pounds. You later stated, through your attorney, that you have decided to classify the vehicle as a multipurpose passenger vehicle. Accordingly, our response is based on the understanding that you will be manufacturing a multipurpose passenger vehicle with a GVWR over 6,000 pounds. |
2010 |
ID: 09-003935 217OpenMr. Jonathan Weisheit Project Engineering J.K. Technologies, L.L.C. 3500 Sweet Air Street Baltimore, MD 21211 Dear Mr. Weisheit: This responds to your question asking about Federal Motor Vehicle Safety Standard (FMVSS) No. 217, Bus Emergency Exits and Window Retention and Release. You ask about S5.2.3.2(b) of that standard, as it applies to an open top double decked bus that your client Ensign Bus, a bus importer, wishes to import into the United States. As explained below, it appears that the bus does not comply with certain provisions of FMVSS No. 217.
By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized under 49 U.S.C. Chapter 301 to issue and enforce safety standards applicable to new motor vehicles and items of motor vehicle equipment. Manufacturers are required to certify that their vehicles and equipment meet applicable standards. NHTSA does not approve motor vehicles or motor vehicle equipment, nor do we endorse any commercial products. Description of the Double Decker Bus In your letter, you write that the double decker bus that Ensign Bus wishes to import has two stairways that access the open top upper deck of the bus. You describe one stairway as midway between the center of the bus and the front of the bus, to the left of center. You describe the other stairway as midway between the center of the bus and the rear of the vehicle to the right of center.[1] Because of the engines location, there is neither a rear emergency window exit nor a rear emergency door exit on the lower deck. You provided schematics, showing the seating positions on both the upper and lower decks of the bus, and the locations of the stairways in relation to the seating positions. The schematic of the bus states that the lower deck has 30 seating positions (apparently not counting the drivers seat) and that the upper deck has 46 seating positions. You also provided photographs of the interior of the lower deck. In a telephone conversation with Dorothy Nakama of my staff, you stated that the double decker bus is over 10,000 pounds (lb) gross vehicle weight rating (GVWR). S5.2.3.2(b) Requirements Under S5.2.1 of the standard, manufacturers of buses other than school buses may meet FMVSS No. 217 requirements for the provision of emergency exits by meeting either S5.2.2, Buses other than school buses, or S5.2.3, School buses. You seek confirmation that the bus at issue would satisfy the requirements of S5.2.3.2(b) of FMVSS No. 217 (the school bus requirements) with the two stairway exits to the roof/upper deck. S5.2.3.2(b), Emergency roof exit, states, in relevant part: (1) Each emergency roof exit shall be hinged on its forward side, and shall be operable from both inside and outside the vehicle. (2) (3) In a bus equipped with two emergency roof exits, one shall be located as near as practicable to a point equidistant between the midpoint of the passenger compartment and the foremost limit of the passenger compartment and the other shall be located as near as practicable to a point equidistant between the midpoint of the passenger compartment and the rearmost point of the passenger compartment. (4) (5) Except as provided in paragraph (b)(6) of this section, each emergency roof exit shall be installed with its longitudinal centerline coinciding with a longitudinal vertical plane passing through the longitudinal centerline of the school bus. (6) In a bus equipped with two or more emergency roof exits, for each roof exit offset from the longitudinal vertical plane specified in paragraph (b)(5) of this section, there shall be another roof exit offset from that plane an equal distance to the other side. A question presented by your inquiry is whether S5.2.3.2(b) requires a cover or hatch of some sort for the roof exit. If these school bus roof emergency exit requirements require a cover, your exits (the staircases) would not meet the requirements, since they are not covered.
After consideration of the standard and its history, our conclusion is that S5.2.3.2(b) does not contemplate this particular kind of roof exit (uncovered stairways to the roof of a double decker bus). In stating that the roof exit shall be hinged on its forward side, and shall be operable from both inside and outside the vehicle, S5.2.3.2(b)(1) assumes the existence of a cover or hatch. We do not construe the language of S5.2.3.2(b)(1) as an indirect requirement that a roof exit consisting of a staircase to the upper level of a double decker bus be covered. Covering the staircase poses challenges for a double decker bus, given how passengers are intended to move between the lower and upper levels of the vehicle. (If the staircase had a cover, the cover must meet the requirements in the standard for emergency exit covers, including their release.) With regard to other provisions in S5.2.3.2(b), it appears from your enclosures that the roof exits would meet them. One roof exit appears to be located as near as practicable to a point equidistant between the midpoint of the passenger compartment and the foremost limit of the passenger compartment and the other appears to be located as near as practicable to a point equidistant between the midpoint of the passenger compartment and the rearmost point of the passenger compartment, as specified in S5.2.3.2(b)(3). From your enclosures, it also appears that for each of the roof exits offset from the longitudinal vertical plane specified in paragraph S5.2.3.2(b)(5), the other roof exit is offset from that plane an equal distance to the other side. Thus, S5.2.3.2(b)(6) appears satisfied. However, there are other requirements in S5.2.3 with which it appears the bus does not comply. These are discussed below. Other Requirements in S5.2.3
S5.2.3, the section of the standard you have elected to meet, states: S5.2.3 School buses. Except as provided in S5.2.3.4, each school bus shall comply with S5.2.3.1 through S5.2.3.3. S5.2.3.1. Each school bus shall be equipped with the exits specified in either S5.2.3.1(a) or S5.2.3.1(b), chosen at the option of the manufacturer. (a) One rear emergency door that opens outward and is hinged on the right side (either side in the case of a bus with a GVWR or 10,000 pounds or less), and the additional exits, if any, specified in Table 1 [of Standard No. 217]. (b) One emergency door on the vehicles left side that is hinged on its forward side and meets the requirements of S5.2.3.2(a), and a push-out rear window that provides a minimum opening clearance 41 centimeters high and 122 centimeters wide and meets the requirements of S5.2.3.2(c), and the additional exits, if any, specified by Table 2 [of Standard No. 217]. * * * * * In order to comply with S5.2, Provision of emergency exits, the bus must meet either all of the requirements in S5.2.2 or all of the requirements in S5.2.3. Based on the schematics of the bus you have provided, it appears that the bus does not have a rear emergency door or an emergency door on the vehicles left side. Thus, the bus does not appear to comply with S5.2.3.1 and, as a result, would not satisfy S5.2.3. If you have any further questions, please contact Dorothy Nakama at this address or at (202) 366-2992. Sincerely yours, O. Kevin Vincent Chief Counsel Dated: 4/27/10 [1] Based on the photographs and schematics provided, the staircase at the front of the bus appears to be flush with the left side of the bus and the staircase at the rear of the bus appears to be flush with the right side of the bus. |
2010 |
ID: 09-004022 -- immediate answer for GM re WMIs -- 6 Jul 09 rsyOpenBrian Latouf, Director Global Structure and Safety Integration Center General Motors North America 30200 Mound Road Warren, MI 48090-9010 Dear Mr. Latouf: This responds to your June 9, 2009, letter to Mr. Claude Harris of the Office of Vehicle Safety Compliance of the National Highway Traffic Safety Administration (NHTSA), regarding the plans of General Motors (GM) for World Manufacturer Identifiers (WMIs) in light of GMs Chapter 11 filing for bankruptcy protection and pending Section 363 sale. Your colleague, Mr. Steve Gehring, requested in a follow-up phone call on July 6, 2009, that NHTSA officially confirm that it approves of GMs proposed approach, described below. Based on the information you have provided and our analysis below, we confirm that the proposed approach is acceptable under our regulations. In your letter, you state that after the Section 363 sale, GM intends to transfer its currently allocated WMIs to the new corporate entity replacing GM (for purposes of this letter, New GM). You further state that GM will utilize the appropriate process working through SAE. With regard to particular vehicles lines currently produced by GM, you state that GM anticipates the sale of the Hummer, Saturn and Saab businesses, and that you anticipate New GM will maintain the current WMIs if New GM continues to produce the vehicles as part of contractual agreements. We agree that the approach to use the currently allocated WMIs is reasonable. When NHTSA addressed such issues previously, we focused on the language in what is now 49 CFR 565.15(a) (previously 565.4(a)), which states that the section of the vehicle identification number that contains the manufacturer identifier shall uniquely identify the manufacturer. We have previously interpreted that phrase to preclude any other manufacturer from using a WMI assigned to another manufacturer; our primary concern has been avoiding confusion regarding the identity of a vehicles manufacturer. Where there is no reason to anticipate confusion, we have not objected to a manufacturer continuing to use WMIs assigned to the prior corporate entity.[1] We recognize that the new GM is not the same entity or manufacturer as the old GM. However, we do not believe that there will be substantial and legitimate confusion between General Motors Corporation (the Old GM) and the new General Motors Company (the new GM). With regard to the anticipated sale of the Hummer, Saturn and Saab businesses, your letter only mentions that we anticipate New GM will maintain the current WMIs if New GM continues to produce the vehicles as part of contractual agreements. Generally we concur that if Manufacturer A were manufacturing vehicles for Manufacturer B, the appropriate WMI would be the one used by Manufacturer A. However, given that you did not provide information about the entities that will be producing the Hummer, Saturn, and Saab vehicles at various times in the future, we have to reserve opinion at this time on whether it would be permissible for those newly-separated businesses to continue to use the GM WMI. Sincerely yours, Stephen P. Wood Acting Chief Counsel Enclosures ref:565 d.7/8/09 [1] See, e.g., letter to Mr. Steven Sinkez, August 2, 1995; letter to Mr. Timothy D. McDonnell, April 18, 1997, copies enclosed. In the Sinkez letter, an entity was permitted to continue to use the WMI assigned to it prior to the entitys name change. In the McDonnell letter, an entity could continue to use the WMI that had been assigned to it prior to a change in ownership and later name change. |
2009 |
ID: 09-004697 213OpenMr. Glenn Aaron Infant Product Engineer 3226 Quitman Street Denver, CO 80212 Dear Mr. Aaron: This responds to your letter to the National Highway Traffic Safety Administration (NHTSA) asking our approval of a front-facing and a rear-facing harness restraint system you would like to sell to transport children in motor vehicles. You state that the harnesses are designed to attach to a vehicle seat by way of tethers attaching to the anchors of a child restraint anchorage system[1] and not by the vehicles belt system. You state that you ceased offering your harnesses for sale after being contacted by Mr. Zack Fraser of NHTSAs Office of Vehicle Safety Compliance (OVSC). Mr. Fraser informed you that Federal Motor Vehicle Safety Standard (FMVSS) No. 213, Child restraint systems, requires harnesses to meet the dynamic test requirements of FMVSS No. 213 when attached to a vehicle seat assembly using a vehicle lap belt. You ask whether Mr. Frasers statement about FMVSS No. 213 is correct. As explained below, we confirm Mr. Frasers statement. FMVSS No. 213 requires harnesses to attach to a vehicle seat by way of the vehicle lap (Type 1) belt. It appears from the information available to us that your harnesses can not be certified as meeting FMVSS No. 213 since, among other reasons, the restraint systems are attached by a tether system and not by the vehicle lap belt. NHTSA prohibits persons from offering for sale or selling new child restraint systems that are not certified as meeting FMVSS No. 213. Background NHTSA administers Federal safety requirements for the manufacture and sale of new motor vehicles and items of new motor vehicle equipment. We are authorized to issue Federal motor vehicle safety standards under 49 U.S.C. Sections 30101, et seq. (the National Traffic and Motor Vehicle Safety Act (Safety Act)). Under the authority of the Safety Act, we issued FMVSS No. 213 (49 CFR 571.213), which establishes requirements for child restraint systems, i.e., any device designed for use in a motor vehicle to restrain, seat or position children who weigh 65 pounds or less. (We currently are considering a proposal to increase this weight limit to 80 pounds. Notice of proposed rulemaking, August 31, 2005, 70 FR 51720; supplemental notice, January 23, 2008, 73 FR 3901.) Child restraint system manufacturers must certify that each of their new child restraints satisfies all requirements of FMVSS No. 213. NHTSA does not approve or certify child restraints. OVSC enforces manufacturers compliance with the Safety Act and with the FMVSSs, including FMVSS No. 213. Among other activities, OVSC purchases and tests child restraints according to the procedures specified in the standard. If the child restraint fails the test and is determined not to comply with FMVSS No. 213, the manufacturer of the child restraint is subject to the recall responsibilities of our statute (49 U.S.C. 30120). NHTSA also investigates safety-related defects. Discussion In your letter to us, you do not describe your harnesses in detail or include photographs of the restraint systems. You instead generally state that your Rear-facing system is designed to attach to three rearward child restraint anchorage systems and, the evidently approved Swedish System (Britex) [sic] under the front seat. From your description, we believe your harnesses do not meet FMVSS No. 213. Section 5.3.2 of FMVSS No. 213 requires each child restraint system to comply with the standards performance requirements when installed solely by each of the means indicated in the following table for the particular type of child restraint system. The table for S5.3.2 shows that for the type of harness you wish to produce, the harnesses must be capable of meeting the requirements of the standard when installed with a Type 1 seat belt assembly (i.e., a vehicle lap belt). (The table indicates that, for harnesses, a top tether may be used, if needed.) Your harnesses are not capable of being installed on a vehicle seat by the lap belt system. As such, they do not meet the requirements of the standard, and can not be certified as meeting FMVSS No. 213. It appears that your harnesses would not meet other requirements of FMVSS No. 213.[2] You refer to a Britex [sic] anchor under the front seat. Note that the requirement in S5.3.2 that harnesses must meet FMVSS No. 213 performance criteria when installed solely by the Type 1 belt system also means that, in our compliance test, we will not use a supplementary anchoring system forward of the child restraint. Your restraint must meet the performance requirements of FMVSS No. 213 when attached to the test seat assembly as specified in the standard. OVSC will use only a lap belt and the top tether of the standard seat assembly specified in FMVSS No. 213 to attach your harness to the assembly (see S6.1.2(a)(1)(i)(A) of the standard). We would like to comment on some additional matters. At one time, you had a website (www.grandmaknows.org or www.grandmaknows.com, both presently defunct) that showed a rear-facing child restraint system positioned in a vehicles rear seat. It appeared to NHTSA staff viewing the website that the top of the rear-facing restraint was slung like a hammock from the head restraint of the front passenger seat to a ceiling anchor in the rear. Anchoring a restraint to or hanging it from the head restraint is not permitted by FMVSS No. 213. S5.3.1 of the standard specifies that each add-on child restraint system (including a harness) must not have any means designed for attaching the system to a vehicle seat cushion or vehicle seat back. This requirement is intended to ensure that a child restraint is easy to install and does not impose excessive force on the seat in front of it. We are also concerned about the crash protection afforded a child when suspended from the head restraint of the vehicle seat in front of it. Forces imposed by the seat and/or by an occupant of the seat could degrade the safety of the child in a crash.
There appear to be a number of potential problems with this rear-facing restraint meeting FMVSS No. 213. For instance, NHTSA would not test a rear-facing restraint by suspending it from a ceiling anchor; a ceiling anchor does not exist on our test seat assembly. Further, it does not appear that the rear-facing system meets S5.1.4 of FMVSS No. 213, which limits the angle between the systems back support surface and the vertical. You as the manufacturer are responsible for ensuring compliance of your product with each of the applicable requirements of the Safety Act and FMVSS No. 213. If you have further questions, please contact Deirdre Fujita of my staff at (202) 366-2992. Sincerely, O. Kevin Vincent Chief Counsel Dated: 2/16/10 [1] 49 CFR 571.225. [2] We take this opportunity to bring these issues to your attention, but this letter can not and does not assess your products conformance with each requirement of FMVSS No. 213. It is your responsibility as the child restraint manufacturer to assess your products conformance with the standard. |
2010 |
ID: 09-004766 302OpenMr. Louis Siegel VP Dometic Automotive, USA P.O. Box 15299 Richmond, VA 23227-0699 Dear Mr. Siegel: This responds to your letter asking about the applicability of Federal Motor Vehicle Safety Standard (FMVSS) No. 302, Flammability of Interior Materials, to a refrigerator mounted in a cabinet in the sleeper of a Class 8 truck (a truck with a gross vehicle weight rating (GVWR) greater than 14,969 kilograms (33,000 pounds)). You ask whether the standard would have to be met by just the front of the refrigerator door, and not the other exterior surfaces of the refrigerator. As explained below, our answer is yes. Background By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal Motor Vehicle Safety Standards (FMVSSs) that set performance requirements for new motor vehicles and items of motor vehicle equipment (see 49 U.S.C. Chapter 301, National Traffic and Motor Vehicle Safety Act (Safety Act). NHTSA does not provide approvals of motor vehicles or motor vehicle equipment. Instead, manufacturers are required to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture. NHTSA selects a sampling of new vehicles and equipment each year to determine their compliance with applicable FMVSSs. If our testing or examination reveals an apparent noncompliance, we may require the manufacturer to remedy the noncompliance, and may initiate an enforcement proceeding, if necessary, to ensure that the manufacturer takes appropriate action. NHTSA also investigates safety-related defects in motor vehicles and motor vehicle equipment. You provide the following description of the refrigerator. [T]he refrigerator is mounted in such a manner such that the front door is the only surface actually in the refreshable air space; the other surfaces are contained within a cabinet whose outer surfaces are in the refreshable air space, and the other surfaces of the refrigerator are greater than 13 mm from the cabinets inner surface. You ask: Does the standard apply only to the front door? Does the standard apply to the other five surfaces (not in the refreshable air space)?
The following response is based on our understanding of your letter and the description you provided. Discussion FMVSS No. 302 applies to particular components, listed in S4.1 of the standard, on new completed motor vehicles, including trucks of all GVWRs. The following components are listed in S4.1: Seat cushions, seat backs, seat belts, headlining, convertible tops, arm rests, all trim panels including door, front, rear, and side panels, compartment shelves, head restraints, floor coverings, sun visors, curtains, shades, wheel housing covers, engine compartment covers, mattress covers, and any other interior materials, including padding and crash-deployed elements, that are designed to absorb energy on contact by occupants in the event of a crash. Of these components, any portion of a single or composite material which is within 13 millimeters (mm) of the occupant compartment air space shall meet the flammability resistance requirements (S4.2). A component such as a refrigerator door is not specifically enumerated in S4.1 of FMVSS No. 302. However, there are several considerations to bear in mind when answering your question. NHTSA has previously determined that a glove box door is not a component included in S4.1, unless it is designed to absorb energy on contact by occupants in the event of a crash[1] or describes a component that closely resembles an enumerated component.[2] Further, a component that is incorporated into an enumerated component could be considered part of the enumerated component.[3] We understand from your letter that the refrigerator is stored in a built-in cabinet, such that the front door [of the refrigerator] is the only surface actually in the refreshable air space. Applying the above considerations, the refrigerator door could be subject to the flammability resistance requirements if it is incorporated into a listed component. The built-in cabinet and refrigerator face could be considered part of the vehicles trim panels, which is enumerated in S4.1. The refrigerator door could be subject to the flammability resistance requirements if it is designed to absorb energy on contact by occupants in the event of a crash. We are unable to be more specific with our answer without more detailed information about the configuration and appearance of the refrigerator and cabinet.
Even if the standard applies to the front door, it does not appear that the standard would apply to the other five surfaces of the refrigerator. According to your letter, those surfaces are more than 13 mm from the occupant compartment air space. Under S4.2 of the standard, only portions of material that are within 13 mm of the occupant compartment air space are subject to FMVSS No. 302. I hope this information is helpful. Please contact Deirdre Fujita of my staff at (202) 366-2992 if you have further questions. Sincerely, O. Kevin Vincent Chief Counsel Enclosures Dated: 2/15/2010 [1] See, e.g., letters to Mr. Yasunobu Mitoya, September 24, 1971, and to Mr. F.A. Stewart, June 9, 1972 (copies enclosed). [2] Letter to Mr. J.C. Eckhold, July 19, 1971 (glove box door subject to the standard if glove box door is merely a different description of an enumerated component)(copy enclosed). [3] See, e.g., letter to Mr. F.A. Stewart, supra (stereo speaker grills and cones would be considered part of a trim panel and compartment shelf, respectively). |
2010 |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.