NHTSA Interpretation File Search
Overview
NHTSA's Chief Counsel interprets the statutes that the agency administers and the standards and regulations that it issues. Members of the public may submit requests for interpretation, and the Chief Counsel will respond with a letter of interpretation. These interpretation letters look at the particular facts presented in the question and explain the agency’s opinion on how the law applies given those facts. These letters of interpretation are guidance documents. They do not have the force and effect of law and are not meant to bind the public in any way. They are intended only to provide information to the public regarding existing requirements under the law or agency policies.
Understanding NHTSA’s Online Interpretation Files
NHTSA makes its letters of interpretation available to the public on this webpage.
An interpretation letter represents the opinion of the Chief Counsel based on the facts of individual cases at the time the letter was written. While these letters may be helpful in determining how the agency might answer a question that another person has if that question is similar to a previously considered question, do not assume that a prior interpretation will necessarily apply to your situation.
- Your facts may be sufficiently different from those presented in prior interpretations, such that the agency's answer to you might be different from the answer in the prior interpretation letter;
- Your situation may be completely new to the agency and not addressed in an existing interpretation letter;
- The agency's safety standards or regulations may have changed since the prior interpretation letter was written so that the agency's prior interpretation no longer applies; or
- Some combination of the above, or other, factors.
Searching NHTSA’s Online Interpretation Files
Before beginning a search, it’s important to understand how this online search works. Below we provide some examples of searches you can run. In some cases, the search results may include words similar to what you searched because it utilizes a fuzzy search algorithm.
Single word search
Example: car
Result: Any document containing that word.
Multiple word search
Example: car seat requirements
Result: Any document containing any of these words.
Connector word search
Example: car AND seat AND requirements
Result: Any document containing all of these words.
Note: Search operators such as AND or OR must be in all capital letters.
Phrase in double quotes
Example: "headlamp function"
Result: Any document with that phrase.
Conjunctive search
Example: functionally AND minima
Result: Any document with both of those words.
Wildcard
Example: headl*
Result: Any document with a word beginning with those letters (e.g., headlamp, headlight, headlamps).
Example: no*compl*
Result: Any document beginning with the letters “no” followed by the letters “compl” (e.g., noncompliance, non-complying).
Not
Example: headlamp NOT crash
Result: Any document containing the word “headlamp” and not the word “crash.”
Complex searches
You can combine search operators to write more targeted searches.
Note: The database does not currently support phrase searches with wildcards (e.g., “make* inoperative”).
Example: Headl* AND (supplement* OR auxiliary OR impair*)
Result: Any document containing words that are variants of “headlamp” (headlamp, headlights, etc.) and also containing a variant of “supplement” (supplement, supplemental, etc.) or “impair” (impair, impairment, etc.) or the word “auxiliary.”
Search Tool
NHTSA's Interpretation Files Search
| Interpretations | Date |
|---|---|
ID: 3327oOpen Mr. C. I. Nielsen III Dear Mr. Nielsen: This is in reply to your letter of November ll, l988, asking for an interpretation of Motor Vehicle Safety Standard No. l08. Specifically, you find unclear the "minimum square inches required of a turn signal lens for a trailer/vehicle, 80" or more in overall with, using a single compartment lamp assembly". As you stated, the applicable standard is SAE J588e Turn Signal Lamps, September 1970. This standard does not set minimum area requirements per se for turn signal lenses, but it does specify minimum requirements for "effective projected luminous areas" of turn signal lamps. With respect to a single compartment turn signal lamp, section 3.2 of J588e requires this area, when measured on a plane at right angles to the axis of the lamp, to be at least 8 square inches for a rear lamp, and at least 3.5 square inches for a front lamp. As you are probably aware, on September 9 of this year the agency proposed adopting SAE J1395 APR85 Turn Signal Lamps for Use on Motor Vehicles 2032mm or More in Overall Width. Its section 5.3.2 requires "the functional lighted lens area of a single lamp" to be at least 75 square centimeters (12 square inches). The agency is currently reviewing the comments received on the proposal. I hope that this clarifies the matter for you. Sincerely,
Erika Z. Jones Chief Counsel ref:l08 d:l2/30/88 |
1988 |
ID: 3328oOpen Mr. Frank J. Trecy Dear Mr. Trecy: I am writing in response to your request for an interpretation of whether Standard No. 115; Vehicle Identification Number - Basic Requirements (49 CFR 571.115) would apply to your company's portable commercial use structures. In your letter to me, you stated that Miller Structures, Inc. manufactures offices, storage buildings, classrooms, laboratories, branch banks, medical clinics, and other related commercial buildings on axles. This allows the structures to be transported to the desired location by attaching them to a truck tractor and moving them over the roads. You state that a "considerable" number of your units go to a location and are placed there permanently. You inform us that other buildings are placed on a location "for varying lengths of time" and are then relocated. In a subsequent telephone conversation with Dorothy Nakama of my office, you stated that the structures are not self-propelling but must be towed by a semi-trailer or truck. Some of these structures have removable running gears. You also stated that the structures are constructed very much like mobile homes, and that the structures are intended to go on the public roads at least once, in order to get to their designated sites. You also stated that your structures are not regulated by the U. S. Department of Housing and Urban Development (HUD) because they are not homes. Standard No. 115, and all of our safety standards, apply only to vehicles that are "motor vehicles," within the meaning of the National Traffic and Motor Vehicle Safety Act (15 U.S.C. 1381 et seq.). The term "motor vehicle" is defined at section 102(3) of the Safety Act as follows: "Motor vehicle" means any vehicle driven or drawn by mechanical power manufactured primarily for use on the public streets, roads, and highways, except any vehicle operated exclusively on a rail or rails. We have interpreted this language as follows. Vehicles that are equipped with tracks or are otherwise incapable of highway travel are plainly not motor vehicles. Agricultural equipment, such as tractors, are not motor vehicles. Further, vehicles designed and sold solely for off-road use (e.g., airport runway vehicles and underground mining vehicles) are not considered motor vehicles, even though they may be operationally capable of highway travel. Vehicles, such as mobile construction equipment, that use the public roads only to travel between job sites and which typically spend extended periods of time at a single job site are not considered motor vehicles. In such cases, the use on the public roads is merely incidental, not the primary purpose for which the vehicle was manufactured. On the other hand, vehicles that use the public highways on a necessary and recurring basis are motor vehicles. For instance, utility vehicles like the Jeep are plainly motor vehicles, even though they are equipped with special features to permit off-road operation. If a vehicle's greatest use will be off-road, but it will spend a substantial amount of time on-road, NHTSA has interpreted the vehicle to be a "motor vehicle". Further, if a vehicle is readily usable on the public roads and is in fact used on the public roads by a substantial number of owners, NHTSA has found the vehicle to be a motor vehicle. This finding was made with respect to dune buggies and regardless of the manufacturer's stated intent regarding the terrain on which the vehicles were to be operated. Based on the information you have provided, it appears that your portable structures are not "motor vehicles" within the meaning of the Safety Act and, therefore, are not subject to the requirements of Standard No. 115 or any other of our safety standards. This conclusion is based on our judgment that the vehicles seem analogous to mobile construction equipment - i.e., the on-road use of the vehicles appears to be incidental and not the primary purpose for which the vehicles are manufactured. Please note that this conclusion is based solely on the facts presented in your letter. We may reexamine this conclusion if additional information becomes available that would warrant a reexamination. Additionally, you should note that this interpretation applies only to Federal requirements. The individual States may establish their own identification requirements for vehicles that are not subject to the Federal identification requirements, such as your mobile structures. Thus, the State of South Dakota could establish identification requirements applicable to your mobile structures sold in that State. I hope the information provided above is useful. If you need further information on this subject, please contact Dorothy Nakama at (202) 366-2992 or write to me again. Sincerely,
Erika Z. Jones Chief Counsel /ref:VSA#115 d:l2/30/88 |
1988 |
ID: 4-15-02 Meier ltrOpenMr. Norbert Meier Dear Mr. Meier: This responds to your e-mail about marking requirements for air brake end fittings in Federal Motor Vehicle Safety Standard (FMVSS) No. 106, Brake Hoses (49 CFR 571.106). You explain that your company manufactures compression and push-in end fittings for air brake systems used on commercial vehicles. You indicate that a major truck builder has asked your company to mark the end fittings in accordance with FMVSS No. 106. You ask how you would go about receiving approval to mark your company's products with the "DOT" symbol. You also note that your company does not produce tubing or hoses, just end fittings, and you indicate that the assembly of the fittings with the tubes/hoses is done by the truck or trailer builder. At the outset, I would like to make clear that the United States does not use a certification process similar to that used by the European countries, in which a manufacturer delivers its products to be certified to a governmental entity, and that entity tests the products to determine if they comply with the applicable standards. Instead, in the United States, the individual manufacturer of the products is responsible for assuring and certifying that its products meet all applicable U.S. safety standards. After the manufacturer has made the necessary certifications, the products may be sold to the public without any "approvals" or "endorsements" from this agency. Marking requirements for end fittings are set forth in 49 CFR 571.106, paragraph S7.2.2 (subparagraphs (a) through (d)), copy enclosed. All end fittings, except those that are permanently attached to the hose by crimping or swaging, must be marked. Because the end fittings your company manufactures are not permanently attached, FMVSS No. 106 requires that they be "etched, embossed, or stamped in block capital letters and numerals at least one-sixteenth of an inch high" as described in the following paragraphs. First, each end fitting must be marked with the symbol "DOT," indicating that the fitting has been certified to meet all applicable FMVSS. (See S7.2.2(a).) Second, the end fitting must be marked with a designation identifying your company as the manufacturer of the fitting ("manufacturer's designation.)" (See S7.2.2(b).) The process for filing a manufacturer's designation with the National Highway Traffic Safety Administration (NHTSA) is discussed in greater detail below. Third, each end fitting must be marked with the letter "A" to indicate that it is intended to be used in air brake systems. In addition, if the fitting is intended to be used in a reusable assembly with brake hose specified in Table III of paragraph S7.1 of FMVSS No. 106, then the letter "A" must be followed by a Roman numeral indicating the hose's type (for example, "AI" signifies Type I air brake hose). (See S7.2.2(c).) Fourth, if the end fitting is intended for use with air brake hose, it must be marked to indicate the nominal inside diameter of the hose, expressed in inches, fractions of inches, or millimeters. If, on the other hand, the fitting is intended for use with plastic air brake tubing, it must be marked to indicate the nominal outside diameter of the tubing, expressed in inches, fractions of inches, or millimeters, followed by the letters "OD." If the nominal inside/outside diameter is expressed in millimeters, the number representing the size must be followed by the designation "mm." (See S7.2.2(d).) Prior to marking your products to certify compliance with FMVSS No. 106, you must file a manufacturer's designation with this agency at the following address: Office of Vehicle Safety Compliance, Equipment and Imports Division (NSA-32), National Highway Traffic Safety Administration, 400 Seventh Street, S.W., Washington, D.C. 20590. The designation is intended to identify the manufacturer of the end fittings in the event a safety-related defect or noncompliance is determined to exist. There is no standard form for manufacturers to register their designation. Designations may consist of letters, numerals, or a symbol, or any combination of these. If your chosen designation has not been selected previously by another manufacturer, it will be accepted and recorded by NHTSA. For your information, we also note two procedural requirements that apply to manufacturers headquartered outside the United States. The first is 49 CFR Part 566, Manufacturer Identification (copy enclosed). This regulation requires your company to submit its name, address, and a brief description of the items of equipment it manufactures to the agency within 30 days after it first imports its products into the United States. 49 CFR 566.5, Requirements. This information should also be sent to the Office of Vehicle Safety Compliance at the address listed above. The second requirement is 49 CFR Part 551, Procedural Rules (copy enclosed). Subpart D of this regulation requires all manufacturers headquartered outside the United States to designate a permanent resident of the United States as the manufacturer's agent for service of all process, notices, orders, and decisions. This designation should be mailed to the Office of the Chief Counsel, General Law Division, National Highway Traffic Safety Administration, 400 Seventh Street, SW, Washington, DC 20590 and must include the following information:
In closing, we note that the agency has been petitioned to update FMVSS No. 106, including the requirements for end fittings. NHTSA granted the petition and is now evaluating the issues raised therein. If you are interested in reviewing a copy of this petition, you may access it at the following web address: http://dms.dot.gov/search/document.cfm?documentid=46189&docketid=4367 I hope this information is helpful. In addition to the above, I am also enclosing a manufacturer's information sheet. If you have any questions, please contact Robert Knop of this office at (202) 366-2992. Sincerely, |
2002 |
ID: 5-6-02CorlltrOpenMs. Mary L. Corl Dear Ms. Corl: This responds to your May 1, 2002, electronic mail message to Mr. Tewabe Asebe of the Office of Safety Performance Standards at the National Highway Traffic Safety Administration (NHTSA). Your inquiry was referred to my office for reply. You ask about the Federal requirements that apply to the modification of a used van. You are particularly interested in the replacement of the vehicles "seats, seat belts, pedestals, carpet, blinds, leather-wrapped steering wheels, floor mats, windows, dash kits and wood overhead and floor console." By way of background, 49 U.S.C. 30101, et seq., authorizes this agency to issue Federal motor vehicle safety standards (FMVSSs) applicable to new motor vehicles and new items of motor vehicle equipment. Under 49 U.S.C. 30112, each person selling a new vehicle must ensure that the vehicle is certified as complying with all applicable FMVSS in effect at the time the vehicle was manufactured. Generally speaking, once a motor vehicle is sold to its first retail purchaser, its use and any modifications made to it become a matter of State, rather than Federal, interest. Thus, owners of used vehicles may personally make any modifications or alterations they want to their vehicles without regard to the FMVSSs, subject only to applicable State requirements. There is, however, a limit on modifications of used vehicles by commercial entities. You indicated in your letter that a "company" is planning to replace the items you identified. Section 30122 of our statute prohibits manufacturers, distributors, dealers, or motor vehicle repair businesses from making inoperative any device or element of design installed on or in a motor vehicle or equipment in compliance with a Federal motor vehicle safety standard. Violations of 30122 can result in Federal civil penalties of up to $5,000 for each violation, up to a maximum penalty of $15,000,000 for a series of related violations. 49 U.S.C. 30165. Yet, the "make inoperative" prohibition and associated civil penalty provision do not apply to situations where some items of motor vehicle equipment are only being replaced because they are broken. If you have questions about how NHTSAs requirements would apply to a specific part that you or the company are planning to install, please feel free to contact us with information about the modification. For your general information, NHTSA has the following FMVSSs that might be relevant to the modification you described:
We believe that safety is best assured if the performance of the original safety systems is maintained on vehicles on the road. NHTSA urges vehicle owners not to degrade the performance of the safety systems on their vehicles. I hope this information is helpful. Enclosed is a fact sheet explaining how to obtain copies of all FMVSS. If you have additional questions, please do not hesitate to contact Robert Knop of this office at (202) 366-2992. Sincerely, |
2002 |
ID: 5110rOpen D. E. Dawkins, Acting Director Dear Mr. Dawkins: This responds to the petition dated September 30, 1991, that Mr. Kittle submitted on behalf of Chrysler Corporation seeking temporary exemption for the TEVan from several Federal motor vehicle safety standards on the basis that the exemption would facilitate the development and field evaluation of low emission motor vehicles. The petition indicates (page 4) that exemption is sought for four l989 Dodge Caravans, converted to electric power, that "were manufactured for test and evaluation". We understand that this conversion occurred after completion of the manufacture of the vans, and that the conversion was performed by a subsidiary of Chrysler. If an exemption is granted, the petition states that "one or more of the vehicles will be titled and sold for ongoing endurance evaluation." Finally, we understand that the TEvans are currently in the possession of the Electric Power Research Institute in California for evaluation, and that presumably they are being driven on the public roads. We regret the delay in responding to Mr. Kittle's letter. The petition represents a rare instance in which a manufacturer has petitioned for an exemption for a vehicle whose manufacture has been completed, and which has been in use. The purpose of an exemption is to allow a manufacturer to engage in conduct that would otherwise be prohibited by the National Traffic and Motor Vehicle Safety Act, specifically, the manufacture for sale, sale, offer for sale, or introduction or delivery for introduction, or importation into the United States of a motor vehicle that does not conform to all applicable Federal motor vehicle safety standards, and which does not bear a certification of compliance with those standards. With respect to the four TEVans for which petition has been made, it appears that they have already been introduced into interstate commerce without a certification of compliance (or, if bearing the certification of the original vehicle, a certification that is false and misleading in a material respect, a further violation of the Act). Any exemption by the Administrator could not cover conduct violative of the Act that has already occurred. However, we have concluded that the Administrator may grant an exemption to vehicles, which would apply to conduct that would violate the Act, but which has not occurred. As Chrysler seeks an exemption in order to sell the TEVans, or to offer them for sale, the Administrator's exemption authority may be exercised to permit Chrysler to do so, after the procedural requirements have been followed. The petition meets our requirements for form and content, and a notice requesting public comment is being prepared for publication in the Federal Register. We shall notify you when the Administrator has reached a decision. If you have any questions, you may discuss them with Taylor Vinson of this Office (202-366-5263). Sincerely,
Paul Jackson Rice Chief Counsel ref:555 d:3/30/92 |
1992 |
ID: 5673cmcOpenMr. Rob Cohen Dear Mr. Cohen: This responds to your July 22, 2003, letter in which you ask about the liability of a car dealer in selling a used vehicle that had an air bag removed by the previous owner. As explained below, there is no Federal requirement for the dealer to replace the air bag. In your letter you presented a scenario in which, "a licensed vehicle dealer takes a used vehicle in on trade and places it into inventory. The dealer notices that a custom steering wheel had been installed on the vehicle by a prior owner."The original steering wheel was equipped with an air bag, but the replacement does not have one. You ask about the dealers liability in selling the vehicle and if that liability would be affected by the dealers knowledge of the original equipment. Under Federal law, a person may not sell or offer for sale any motor vehicle that does not comply with all applicable Federal motor vehicle safety standards. 49 U.S.C. 30112(a).However, this requirement does not apply to the "sale [or] offer for sale of a motor vehicle or motor vehicle equipment after the first purchase of the vehicle or equipment in good faith other than for resale (after first retail sale)." 49 U.S.C. 30112(b). While the Federal motor vehicle safety standards apply only to new motor vehicles and new motor vehicle equipment, Federal law does limit the modifications that can be made by certain businesses to used vehicles. Manufacturers, distributors, dealers, and repair businesses are prohibited from "knowingly making inoperative" any device or element of a design installed on or in a motor vehicle in compliance with an applicable safety standard. 49 U.S.C. 30122. The "make inoperative" provision would prohibit a dealer from knowingly disabling safety equipment, such as an air bag, that was installed in compliance with an applicable safety standard. However, the provision does not impose an affirmative duty on dealers or other persons to repair equipment on a used vehicle that was disabled by a previous owner. While Federal law does not require dealers to repair or replace safety equipment made inoperative before they obtained the vehicle, the National Highway Traffic Safety Administration strongly urges such repair, so that the vehicle continues to provide maximum safety protection. Despite the absence of any requirement in Federal law, State law may require replacement of the absent air bag. You may wish to contact the State in which the dealer is located to learn if there are any applicable laws or regulations. Additionally, you may wish to consult a private attorney with respect to potential liability of the dealer for not replacing the air bag. I hope you find this information helpful. If you have any further questions please contact Mr. Chris Calamita of my staff, at (202) 366-2992. Sincerely, Jacqueline Glassman ref:208 |
2003 |
ID: 571-108 - outdoor exposure test - Koito - 05-006676OpenMr. Kiminori Hyodo Deputy General Manager, Regulations & Certification Koito Manufacturing Co., Ltd. 4-8-3, Takanawa Minato-ku Tokyo Japan Dear Mr. Hyodo: This responds to your recent letter, in which you asked whether it would be necessary to carry out a three-year, outdoor exposure test on a new combination of plastic lens and coating material under Federal Motor Vehicle Safety Standard (FMVSS) No. 108, Lamps, Reflective Devices, and Associated Equipment. Specifically, your letter stated that you plan to use two existing types of polycarbonate materials, each of which independently meets the requirements of S5.1.2 of Standard No. 108 (i.e., Material A with a coating, and Material B without a coating). However, we understand that you now intend to combine these materials, such that Material A is used as an inner lens without a coating, and Material B is used as an outer lens with the same coating that had been applied to Material A. In response to your question, FMVSS No. 108 does not specifically require manufacturers to conduct testing, but it is the manufacturers responsibility to produce a product that complies with all applicable requirements of our standard when tested in accordance with the standard, and to properly certify compliance. By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue FMVSSs that set performance requirements for new motor vehicles and items of motor vehicle equipment. NHTSA does not provide approval of motor vehicles or motor vehicle equipment. Instead, it is the responsibility of manufacturers to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture (see 49 U.S.C. 30115 and 49 CFR Part 567, Certification). We note further that the agencys safety standards specify the test conditions and procedures that NHTSA will use to evaluate the performance of the vehicle or equipment being tested for compliance with the particular safety standard. NHTSA follows the test procedures and conditions applicable and in effect at the time of certification when conducting its compliance testing. A manufacturer is responsible for ensuring that its product complies with applicable standards when tested in accordance with NHTSA procedures. A manufacturer may choose a valid means other than NHTSA performance test procedures for evaluating its products to determine whether the vehicle or equipment will comply with the safety standards when tested by the agency according to the procedures specified by the standard and to provide a basis for its certification of compliance. If the agency has reason to believe that an apparent noncompliance exists in a vehicle or item of motor vehicle equipment, the manufacturer is asked to show the basis for its certification that the vehicle or equipment complies with the relevant safety standard(s). If in fact the vehicle or equipment does not comply with a Federal motor vehicle safety standard when tested according to procedures specified by the standard, the manufacturer will have to recall the product to bring it into compliance at no charge to the customer. In addition, the manufacturer will be subject to civil penalties, unless it can establish that it had no reason to know, despite exercising reasonable care in the design and manufacture of the product to ensure compliance, that the product did not in fact comply with the safety standard(s) (49 U.S.C. 30115(a) and 30165). This agency has long said that it is unable to judge what efforts would constitute reasonable care in advance of the actual circumstances in which a noncompliance occurs. As you are aware, the requirements for lighting equipment are contained in FMVSS No. 108, which provides in relevant part: S5.1.2 Plastic materials used for optical parts such as lenses and reflectors shall conform to SAE Recommended Practice J576 [Society of Automotive Engineers (SAE) Recommended Practice J576, Plastic Materials for Use in Optical Parts Such as Lenses and Reflex Reflectors of Motor Vehicle Lighting Devices] JUL91, except that: (a) Plastic lenses (other than those incorporating reflex reflectors) used for inner lenses or those covered by another material and not exposed directly to sunlight shall meet the requirements of paragraphs 3.3 and 4.2 of SAE J576 JUL91 when covered by the outer lens or other material; (b) After the outdoor exposure test, the haze and loss of surface luster of plastic materials (other than those incorporating reflex reflectors) used for outer lenses shall not be greater than 30 percent haze as measured by ASTM D 1003-92, Haze and Luminous Transmittance of Transparent Plastic; . . . (g) All outdoor exposure tests shall be 3 years in duration, whether the material is exposed or protected. Accelerated weathering procedures are not permitted. We note that neither SAE J576 nor Standard No. 108 specifically requires use of a coating. Thus, the standard sets forth the test that NHTSA follows in conducting compliance testing. Specifically, under SAE J576 (incorporated by reference in FMVSS No. 108), the agency will subject plastic materials used for optical parts to an unaccelerated, three-year outdoor exposure test. In short, Koito must ensure that its lamps as manufactured conform to all applicable requirements of FMVSS No 108, including that the plastic materials meet the exposure test requirements under S5.1.2. Again, our standards do not compel manufacturers to test the motor vehicles or motor vehicle equipment that they produce under NHTSAs test procedures, although many choose to do so in order to provide a basis for their certification. However, if the agency subjected the lamp in question to compliance testing, the lamps plastic materials would need to meet the requirements of FMVSS No. 108, as certified. If you have further questions, please feel free to contact Eric Stas of my staff at this address or by telephone at (202) 366-2992. Sincerely, Stephen P. Wood Acting Chief Counsel
Dated: October 4, 2005 Ref: Standard No. 108 |
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ID: 571-108 - outdoor exposure test - Sabic - 08-005252OpenMarketing Director, Lighting Sabic Innovative Plastics Two Towne Square Southfield, MI 48076 Dear Mr. Wilson: This responds to your letter regarding requirements for inner lenses in Federal Motor Vehicle Safety Standard (FMVSS) No. 108, Lamps, Reflective Devices, and Associated Equipment. Specifically, you asked whether inner lenses are subject to certain performance requirements of the version of FMVSS No. 108 that are scheduled to take effect on December 1, 2009. The answer is that inner lenses are required to meet the haze test requirements, similar to the way they are in the currently applicable version of FMVSS No. 108. By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized by the National Traffic and Motor Vehicle Safety Act (Safety Act) to issue FMVSSs that set performance requirements for new motor vehicles and new items of motor vehicle equipment (see 49 U.S.C. Chapter 301). NHTSA does not provide approvals of motor vehicles or motor vehicle equipment. Instead, manufacturers are required to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture. NHTSA selects a sampling of new vehicles and equipment each year to determine their compliance with applicable FMVSSs. If our testing or examination reveals an apparent noncompliance, we may require the manufacturer to remedy the noncompliance, and may initiate an enforcement proceeding if necessary to ensure that the manufacturer takes appropriate action. In your letter, you state you seek confirmation that FMVSS No. 108 does not require plastic materials used for inner lenses to meet the performance requirements in S14.4.2.2.4 when they are covered by outer material meeting the requirements of that section and not exposed directly to sunlight. Neither the currently applicable version of FMVSS No. 108, nor the version of the standard that becomes effective on December 1, 2009 (hereinafter, the rewrite), supports that position.
For reference, paragraph S5.1.2 of FMVSS No. 108 reads as follows: S5.1.2 Plastic materials used for optical parts such as lenses and reflectors shall conform to SAE Recommended Practice J576 JUL91, except that: (a) Plastic lenses (other than those incorporating reflex reflectors) used for inner lenses or those covered by another material and not exposed directly to sunlight shall meet the requirements of paragraphs 3.3 and 4.2 of SAE J576 JUL91 when covered by the outer lens or other material; [emphasis added][1] . . . . We interpret this requirement as follows. The requirement in S5.1.2 which states that plastic materials shall conform to SAE J576 JUL91 is the general requirement. The subparagraphs ((a) through (g)), are exceptions to this requirement. Therefore, the exception described in subparagraph (a) requires plastic lenses used for inner lenses to meet the specifications of paragraphs 3.3 and 4.2 of SAE J576 JUL91 while covered by the outer lens. This is instead of being required to meet these specifications while directly exposed to sunlight.[2] The inner lenses are not, as you suggest, fully excluded from the general test requirements in S5.1.2. We believe that the relevant paragraph S14.4.2.2.4 in the rewrite is substantively identical. For reference, that paragraph reads as follows: S14.4.2.2.4 Performance requirements. Plastic lenses, other than those incorporating reflex reflectors, used for inner lenses or those covered by another material and not exposed directly to sunlight must meet the optical material test requirements when covered by the outer lens or other material. We interpret this paragraph to establish the same requirements as paragraph S5.1.2 and S5.1.2(a) in the current standard. With regard to plastic used for inner lenses, and not exposed directly to sunlight, they must meet the optical material test requirements when covered by the outer lens. This is the same as is currently required by FMVSS No. 108. You also provide an analysis as to why you believe that inner lenses are not required to be certified to the specifications of S5.1.2. We respond to that analysis below. In your letter, you state that in a 1970 final rule (35 FR 16840, October 31, 1970), NHTSA made clear that inner lenses would be considered to be protected when covered by an outer lens and not directly exposed to sunlight. We have reviewed the final rule at issue and have not found a relevant difference between that version and the current version. It too states that [p]lastic materials used as inner lenses and not exposed directly to sunlight shall meet the requirements of paragraphs 3.4 and 4.2 of SAE J576b when covered by the outer lens or other material.[3] Finally, we note you argued that the fact that inner lenses are protected is critical when applying the SAE Recommended Practice upon which the standard is based. We agree that the lenses you describe in this letter would be considered protected. However, merely because a lens is protected does not mean it is not subject to a weathering test. Instead, according to the SAE Recommended Practice referenced in FMVSS No. 108 (SAE J576 JUL91), protected lenses are subject to test requirements albeit less stringent requirements than exposed lenses (a 6-month weathering period, instead of 3 years). If you have any further questions, please contact Ari Scott of my staff at (202) 366-2992. Sincerely, O. Kevin Vincent Chief Counsel Dated: November 6, 2009 Ref:
[1] For reference, paragraphs 3.3 and 4.2 of SAE Recommended Practice J576, Plastic Materials for Use in Optical Parts such as Lenses and Reflex Reflectors of Motor Vehicle Lighting Devices, revised July 1991, relate to the Outdoor Exposure Tests and the After Outdoor Exposure requirements, respectively. SAE J576 has been incorporated by reference into FMVSS No. 108. [2] The language in paragraph 3.3 of SAE J576 JUL91 does not specify that protected inner lenses can be covered by the outer lens during the outdoor exposure tests. It specifies a shorter, but otherwise similar, outdoor exposure test than the one for exposed outer lenses. [3] 70 FR 16843. |
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ID: 571-108 -- LED headlamps motorcycles -- Stanley Electric Co. -- 11-006845OpenMr. Junichi Hasegawa Manager Quality and Assurance Department Stanley Electric Co., Ltd. 400 Soya, Hadano-shi Kanagawa 257-8555 Japan
Dear Mr. Hasegawa:
This letter is in response to your October 17, 2011 letter inquiring whether certain light-emitting diode (LED) headlamp configurations installed on motorcycles would comply with Federal Motor Vehicle Safety Standard No. 108, Lamps, Reflective Devices, and Associated Equipment. We apologize for the delay in our response. Below we explain how our lighting regulations apply to LED headlamps installed on motorcycles.
By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal motor vehicle safety standards that set performance requirements for new motor vehicles and items of motor vehicle equipment (see 49 U.S.C. Chapter 301). NHTSA does not provide approval of motor vehicles or motor vehicle equipment, and we do not determine compliance of a vehicle or item of motor vehicle equipment outside the context of an actual enforcement proceeding. Instead, manufacturers are required to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture. The following represents our opinion regarding the applicability of our regulations to your proposed lighting configuration based upon the facts set forth in the materials that you submitted.
In your letter, you raise 3 basic questions regarding LED headlamps for motorcycles, as follows:
1) Are LED headlamps allowed for motor vehicles other than motorcycles? 2) Are LED headlamps allowed for motorcycles, depending on their layout? 3) Is the out-of-focus test required for LED headlamps installed on motorcycles?
We will answer these questions in turn below.
1) Are LED headlamps allowed for motor vehicles other than motorcycles?
In your letter, you state that a prior interpretation by NHTSA confirms that LED headlamps are permissible for motor vehicles other than motorcycles because they may be regarded as an integral beam head lighting system as specified in S10.14 of FMVSS No. 108. An integral beam headlamp is defined in S4 as "a headlamp (other than a standardized sealed beam headlamp designed to conform to paragraph S10.13 or a replaceable bulb headlamp designed to conform to paragraph S10.15) comprising an integral and indivisible optical assembly including lens, reflector, and light source, except that a headlamp conforming to paragraph S10.18.8 or paragraph S10.18.9 may have a lens designed to be replaceable." We have stated that we would consider an LED headlamp meeting the above definition to be an integral beam headlamp if the LEDs are wired in series so that a failure of one LED would cause all the LEDs to cease functioning.[1] As we stated previously, the LEDs must be wired in series for the headlamps to conform to the installation requirements in S6.1.3.5 which correspond to whether each lamp is comprised of one or two light sources. Because LED headlamps can qualify as integral beam head lighting systems, these systems would comply with FMVSS No. 108 if installed on motor vehicles other than motorcycles.
2) Are LED headlamps allowed for motorcycles, depending on their layout?
Paragraph S10.17 of FMVSS No. 108 specifies that headlamps installed on motorcycles:
[M]ay consist of: (a) one half of any headlighting system of Table II which provides both a full upper beam and full lower beam, and is designed to conform to the requirements for that headlamp type. Where more than one lamp must be used, the lamps shall be mounted vertically, with the lower beam as high as practicable, or (b) a headlighting system designed to conform to the requirements of paragraphs S10.17.1 through S10.17.5. 49 C.F.R. 571.108
If an LED headlamp installed on a motorcycle is not half of a head lighting system installed on a four wheeled vehicle, in addition to the other requirements contained in S10.17, it must meet the out-of-focus test in S14.3[2] and the photometry requirements in Table XX. Because we have stated that an LED headlamp can be treated as an integral beam headlamp provided the conditions above are met, an LED headlamp system consisting of one-half of an integral beam system meeting the requirements of paragraph S10.14 could be installed on a motorcycle.
You describe three different typical configurations for potential LED motorcycle headlamps and ask whether any of these would be permissible. The first configuration you describe consists of a single headlamp with both an upper and a lower beam contained in a single housing behind a single lens and symmetrically disposed about the vertical centerline. The second configuration consists of two headlamps symmetrically disposed about the vertical centerline, one of which provides a lower beam and one of which provides an upper beam. The third configuration consists of two headlamps symmetrically disposed about the vertical centerline each of which provides both an upper and lower beam.
Because paragraph S10.17(a) specifies that a headlamp system installed on a motorcycle must consist of half of a full system that would be installed on a four wheeled vehicle, a headlamp installed on a motorcycle would only be able to comply with this paragraph if it consisted of a single upper beam and a single lower beam. Therefore, under paragraph S10.17(a), a motorcycle could be equipped with a single LED headlamp containing both an upper and lower beam (like your first configuration), or it could be equipped with an LED headlamp system consisting of two headlamps, one of which provided a lower beam and one of which provided an upper beam (like your second configuration), assuming all other applicable requirements were met.
We note that in order for a motorcycle headlamp system with two headlamps to be tested as half of a headlamp system installed on a four wheeled vehicle under S10.17(a), the lamps must be mounted vertically with the lower beam as high as practicable. The headlamp layout in your second configuration does not comply with this requirement because the lamps are horizontally disposed about the vertical centerline. Thus, if this layout was used, the lamps would have to comply with S10.17(b).
A head lighting system installed on a motorcycle with two lower and two upper beams (like your third configuration) would not comply with paragraph S10.17(a). A configuration like your third example, whether LED or not, would thus have to comply with the requirements for motorcycle headlamps in order to be permissible as a motorcycle headlamp configuration under S10.17(b). Additionally, your third configuration would not conform to paragraph S6.1.3.5.1.2 (applicable to all vehicles) which requires that headlamps with two vertically oriented light sources be installed so that the lower beam is provided by the uppermost light source.
3) Is the out-of-focus test required for LED headlamps installed on motorcycles?
As discussed above, your first configuration could potentially qualify under S10.17(a) as half of a full system that would be installed on a four wheeled vehicle. If a motorcycle headlamp configuration meets the requirements of S10.17(a), it is not subject to the out-of-focus test. If a motorcycle headlamp configuration seeks to meet the requirements of S10.17(b) instead, as your second, and third configurations might, it would need to comply with all of the requirements of S10.17.4, including the out-of-focus test.
If you have further questions, you may refer them to Thomas Healy of this office (202-366-2992).
Sincerely,
O. Kevin Vincent Chief Counsel
Dated: 4/8/13 Standard No. 108 [1] Letter from Stephen Wood, Acting Chief Counsel, NHTSA, to Takayuki Amma, Manager, Koito Manufacturing Co. (Dec. 21, 2005), available at http://isearch.nhtsa.gov/files/LEDlamp.1.html. [2] The requirements for the out-of-focus test previously incorporated by reference from SAE J584 are now contained in S14.3 of FMVSS No. 108. |
2013 |
ID: 571-108--backup lamps of truck tractor cab--Daimler TrucksOpen
Mr. Mark Siddall Senior Team Leader Product Compliance and Regulatory Affairs Daimler Trucks North America LLC 4747 North Channel Avenue Portland, Oregon 97217-7699
Dear Mr. Siddall:
This is in response to your letter received October 24, 2011 inquiring if backup lamps located on the back wall of the truck tractor cab or sleeper rather than at the standard location, the end of the vehicle, would comply with Federal Motor Vehicle Safety Standard No. 108, Lamps, Reflective Devices, and Associated Equipment (FMVSS No. 108). Based on the information you have provided, the placement you describe is not on the rear within the meaning of FMVSS No. 108, and therefore does not comply with our requirements for backup lamps. We address this question in more detail below.
By way of background, the National Highway Traffic Safety Administration (NHTSA) is authorized to issue Federal motor vehicle safety standards that set performance requirements for new motor vehicles and items of motor vehicle equipment (see 49 U.S.C. Chapter 301). NHTSA does not provide approval of motor vehicles or motor vehicle equipment, and we do not determine compliance of a vehicle or item of motor vehicle equipment outside the context of an actual enforcement proceeding. Instead, manufacturers are required to self-certify that their products conform to all applicable safety standards that are in effect on the date of manufacture. The following represents our opinion regarding the applicability of our regulations to your proposed lamp placement based upon the facts set forth in the materials that you submitted.
In your letter, you ask if mounting backup lamps on the back wall of a cab or sleeper rather than at the end of the vehicle with the stop lamps and taillamps would meet the requirement contained in FMVSS No. 108 that backup lamps be placed on the rear of the vehicle. You further state that your proposed configuration would meet the visibility requirements contained in Table V-a of FMVSS No. 108.
The requirements for backup lamps are located at paragraph S7.6 of FMVSS No. 108. Paragraph S7.6.3 refers to Table I-a for the basic mounting location, which states that backup lamps must be placed on the rear. Table V-a, referenced at S7.6.7, contains more specific visibility requirements that apply to backup lamps as installed on the rear of vehicles. You state that backup lamps located on the back of the cab or sleeper would meet those more specific visibility requirements; you have provided no documentation of this, but our answer to this letter assumes that you are correct.
Thus, assuming that backup lamps located on the back of the cab or sleeper meet the visibility requirements of Table V-a, the question is if placement on the back of the cab or sleeper would be on the rear of the vehicle for purposes of FMVSS No. 108. A literal interpretation of the location requirement on the rear, would be on a vertical plane that is perpendicular to the longitudinal axis of the vehicle and tangent to the vehicles rearmost extremity. However, the rearmost extremity of a vehicle is typically a bumper, trailer hitch, or other feature. Mounting lamps at these locations is not generally practicable. Considerations of practicability may also justify mounting the lamps even farther forward. However, there are limits to this.
NHTSAs interpretations of on the rear have analyzed how far forward of the vehicles rear extremity lamps could be mounted and still be considered on the rear as required by FMVSS No. 108. Backup lamps mounted on the rear are necessary to notify the viewer of the location of the rear extremity of the vehicle, and therefore cannot be too far from it. For example, in response to an inquiry regarding placing rear lamps 27 inches from the rear edge of the vehicle, we stated that in that position, lamps are not mounted on the rear within the meaning of FMVSS No. 108. See our letters to Howard Kossover,[1] Jack Rademacher,[2] and George Manset.[3]
These interpretations regarding other lamps required to be on the rear are relevant to your question about backup lamps, because, like backup lamps, they indicate location of the rear of the vehicle and signal driver intent to other vehicles and pedestrians. Accordingly, we do not agree that mounting backup lamps on the cab or sleeper, which can be many feet from the rearmost extremity of the vehicle, would meet the FMVSS No. 108 requirement for mounting the lamps on the rear. A lamp mounted on the cab would not necessarily be prohibited by FMVSS No. 108, however, provided that a backup lamp is mounted on the rear of the vehicle and provided that the additional lamp does not impair the effectiveness of required lamps.
If you have further questions, you may refer them to Analiese Marchesseault of my staff (202-366-1723).
Sincerely,
O. Kevin Vincent Chief Counsel
Dated: 9/9/13 Ref: Standard No. 108
[1]Letter to Howard Kossover, Jan. 9, 1990, available at http://isearch.nhtsa.gov/files/2254y.html (last accessed August 8, 2013). [2] Letter to Jack Rademacher, Aug. 22, 1990, available at http://isearch.nhtsa.gov/files/2623y.html (last accessed August 8, 2013). [3] Letter to George Manset, Nov.16, 1999, available at http://isearch.nhtsa.gov/files/20747.ztv.html (last accessed August 8, 2013). |
2013 |
Request an Interpretation
You may email your request to Interpretations.NHTSA@dot.gov or send your request in hard copy to:
The Chief Counsel
National Highway Traffic Safety Administration, W41-326
U.S. Department of Transportation
1200 New Jersey Avenue SE
Washington, DC 20590
If you want to talk to someone at NHTSA about what a request for interpretation should include, call the Office of the Chief Counsel at 202-366-2992.
Please note that NHTSA’s response will be made available in this online database, and that the incoming interpretation request may also be made publicly available.